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Comparison categories: the normal form and the regularity of comparison data

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  • Claude Sonnet 5.5
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Abstract

There are many types of equivalence relations in mathematics, each one enjoying its own defnition, but many of them can also be defined by transformations of morphisms: Green's relations, orbit relations, conjugacy, equality of orbit closures, equivalence of Cauchy sequences, stable isomorphism. We unify them through the comparison category of a comparison datum, read at levels −1,0,1,2,…-1,0,1,2,\dots (comparisons in both directions, connected components, homotopy groups). Its normal form is a full subcategory of a Grothendieck construction ∫VH\int_VH cut out by a map ss; the classical relations are traced back to it by restriction along ss, enrichment by a cost (limit relations) and filtered colimits (stabilization). If the map σσ transporting morphisms into a 22-category is arbitrary, every relation occurs, so the constraint is the regularity of σσ. We grade data along seven regularity classes. The rigid and diagonal classes are classified completely (on finite groups, by the double coset relations); completely functorial data contain conjugacy and obey a dichotomy on nil monoids. Whether every relation on a monoid is level 00 of a completely functorial datum is open.

Introduction

The problem in plain words. To classify objects one declares some of them to be “the same”. Very often the rule is given by a transformation: two matrices are the same if one is obtained from the other by a change of basis; two elements of a monoid are the same if each divides the other (Green’s relations [3, 4]); two sequences of rationals are the same if they get arbitrarily close, which is how the real numbers are built; two modules are stably the same if they become isomorphic after adding a common summand. Each of these relations is usually defined by its own formula, and each forgets information: an orbit relation does not record the stabilizers, and the divisibility relation does not record in how many essentially different ways one element divides another.

The idea. Let mm and m~\widetilde{m} be morphisms of a category C\mathcal{C}. We say that mm can be compared to m~\widetilde{m} if, after modifying mm on its target and on its source by admissible morphisms, we obtain something that matches m~\widetilde{m} up to an admissible 2-morphism in an auxiliary 2-category D\mathcal{D}. The data are D=(C,D,σ,τ1,τ2;U1,U2,W)\mathcal{D} = (\mathcal{C}, \mathcal{D}, \sigma, \tau_1, \tau_2; \mathcal{U}_1, \mathcal{U}_2, \mathcal{W}), a comparison datum (Definition 2.2): D\mathcal{D} is where the comparison takes place, σ\sigma sends a morphism of C\mathcal{C} to D\mathcal{D} (it may forget structure), τ1,τ2\tau_1,\tau_2 send the modifications to D\mathcal{D}, U1,U2\mathcal{U}_1,\mathcal{U}_2 are the admissible modifications and W\mathcal{W} the admissible 2-morphisms. All comparisons are collected in a category K(D)\mathsf{K}(\mathcal{D}), the comparison category, whose objects are the morphisms of C\mathcal{C}. For D=C\mathcal{D} = \mathcal{C} and σ=τi=Id⁡\sigma= \tau_i = \operatorname{Id}, a comparison m→m~m \to\widetilde{m} is a factorization m~=u1mu2\widetilde{m} = u_1 m u_2. Information is read from K(D)\mathsf{K}(\mathcal{D}) at levels: level −1-1, comparisons in both directions (the relation); level 0, connected components (the relation generated by chains of comparisons); level k≥1k \ge1, the homotopy groups of the classifying space (“in how many essentially different ways”).

The structural picture. This paper shows that the many relations above are one construction seen through a small number of operations.

NotionRole
Grothendieck construction ∫VH\int_V HA category whose objects are pairs (place vv, observation xx at vv) and whose arrows are moves of the place together with a matching of observations. It is the “universe of observations” on which an action acts.
Normal form (Thm. 4.2)Every comparison category K(D)\mathrm{K}(\mathcal{D}) is equivalent to the full subcategory of some ∫VH\int_V H on the observations s(m)s(m) of the morphisms mm. So a relation is always reachability inside ∫VH\int_V H, restricted along ss.
Transport datum (Thm. 5.5)A device for realizing a given ∫VH\int_V H as a comparison datum: one adjoins an extra object ⋆\star so that observations become morphisms. The Grothendieck construction is the category; the transport datum is how it is made into a comparison datum.
Restriction along ssChoosing which observations come from morphisms of C\mathcal{C}; this is where σ\sigma enters.
Enrichment (§ 7)Attaching a cost to comparisons and asking that the infimum vanish: gives limit relations, which are not levels of K but are read off an enriched version of the same normal form.
Filtered colimit (§ 8)Passing to the colimit of a sequence of data along a stabilizer: gives stabilization relations. The result is again a comparison datum.

Table 2.

In these terms: Green’s relations are the transport relations of the Hom bimodule; orbit relations are transport relations of an action; limit relations are transport relations enriched by a cost; stabilization relations are transport relations of a filtered colimit of data. The constraints on which relations occur are not on the shape of K, which is arbitrary, but on ss, that is, on how regular σ,τ1,τ2\sigma,\tau_1,\tau_2 are; this is the subject of § 10.

Main structural results: normal form and families. (A) Normal form: K(D)\mathrm{K}(\mathcal{D}) is equivalent to the full subcategory of ∫VH\int_V H on im⁡(s)\operatorname{im}(s) (Theorem 4.2); level −1-1 is the pullback of mutual reachability, and for saturated data all levels are those of a homotopy colimit (Corollary 4.3). (B) Realization: every small category is, up to opposite, a union of components of some K(D)\mathrm{K}(\mathcal{D}) with D\mathcal{D} completely functorial (Theorems 4.5, 5.5); so the shape of K is unconstrained, and the higher levels of transport data are homotopy colimits (Proposition 5.8). (C) Green’s relations are transport relations: K(Gr⁡(C))\mathrm{K}(\operatorname{Gr}(\mathcal{C})) is the twisted arrow category, with J at level −1-1 and the homotopy type of C above it (Theorem 6.5). (D) Limit relations: for lengths zero every limit relation is the pullback of closure equality along an orbit map (Theorem 7.5), which covers Hausdorff closure, approximate unitary equivalence and completions. (E) Stabilization: a strict stabilizer produces a datum D∞\mathcal{D}^{\infty} with K(D∞)=K∞\mathrm{K}(\mathcal{D}^{\infty})=\mathrm{K}_{\infty}, so stable relations and stabilized levels are levels of a datum (Proposition 8.8). Examples and counterexamples are collected in § 11.

The regularity axis. The matching of a comparison goes through a map σ\sigma that sends a morphism of the given category C\mathcal{C} to a morphism of D\mathcal{D}. If one allows σ\sigma to be an arbitrary function, σ\sigma can simply record the answer, and every equivalence relation is obtained (Corollary 10.13); this says nothing. Classification by a rule that respects composition is only meaningful if σ\sigma respects composition too, at least up to something. How regular must σ,τ1,τ2\sigma,\tau_1,\tau_2 be, and which relations survive at each degree of regularity? We grade data by seven classes ρ0⊂ρ1⊂⋯⊂ρ6\rho_0 \subset\rho_1 \subset\cdots\subset\rho_6 (Definition 10.1):

ClassNameRequirement
ρ0\rho_0rigidD=CD=C, σ=τ1=τ2=Id⁡\sigma=\tau_1=\tau_2=\operatorname{Id}: nothing is transported
ρ1\rho_1diagonalσ=τ1=τ2\sigma=\tau_1=\tau_2 is a functor, identity 2-cells
ρ2\rho_2completely functorial, strictσ\sigma, τ1\tau_1, τ2\tau_2 are three (different) functors, identity 2-cells
ρ3\rho_3completely functorialas ρ2\rho_2 with arbitrary admissible 2-cells
ρ4,ρ5\rho_4,\rho_5pseudofunctorial, laxσ\sigma preserves composition only up to a 2-isomorphism, respectively a 2-morphism, admissible in WW
ρ6\rho_6arbitraryσ\sigma is any function

caption:

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Each class is contained in the next, and the question becomes: which relations occur in each class, are the inclusions strict, and what is the least class in which a given relation occurs?

Main structural results: regularity.

(F) Rigid and diagonal data are classified. Rigid relations are m~∈U1mU2\tilde{m}\in U_1mU_2, m∈U1m~U2m\in U_1\tilde{m}U_2; diagonal relations are these on a quotient C/ ⁣≈C/\!\approx pulled back (Theorems 10.3, 10.4). On finite groups both are exactly the double coset relations, on abelian groups the congruences (Corollary 10.5, Proposition 10.7).

(G) The classical families sit at σ=Id⁡\sigma=\operatorname{Id}, once the relation is viewed on the right category (Proposition 10.8); regularity is relative to the category on which the relation lives.

(H) Completely functorial data contain relations that no rigid or diagonal datum gives: constrained Green data, hence conjugacy and twisted conjugacy of any group (Theorem 10.17).

(I) A dichotomy. On a nil monoid a completely functorial strict datum has either {1}\{1\} as a class or a universal relation at level −1-1 (Theorem 10.15); the relation with classes {1,a}\{1,a\}, {0}\{0\} on {1,a,0}\{1,a,0\}, a2=0a^2=0, is realized at level 0 (Proposition 10.16) but by no completely functorial strict datum at level −1-1.

(J) Closure properties under products, full pullbacks, opposites and disjoint unions (Proposition 10.9); and the first strictness statements along the axis (Proposition 10.6).

Examples and counterexamples are collected in § 11.

Open problems. (1) Is every equivalence relation on Mor⁡(BM)\operatorname{Mor}(BM), MM a monoid, level 0 of a completely functorial datum? It holds for E0E_0 and on Z/n\mathbb{Z}/n, n≤4n\le4, where it is equivalent to (2); a construction by generators and relations fails because the generated congruence also identifies whiskered words. (2) Is every relation on a finite group level −1-1 of a completely functorial strict datum, and which relations are? We know the congruences, double cosets, H, transport relations, twisted conjugacy, products and full pullbacks, and the nil dichotomy. (3) Are ρ2,ρ3,ρ4,ρ5\rho_2,\rho_3,\rho_4,\rho_5 distinct on relations? (4) Is Green’s D level −1-1 of a single datum of some regularity? (5) Does stabilization admit a description by a single transport datum, without passing to a colimit? (6) What is the (∞,2)(\infty,2)-version of the normal form?

Reader’s guide. A reader interested in the idea only should read this introduction and § 4 and § 9. § 2 and § 3 fix the definitions. § 5–§ 8 treat the transport, Green, limit and stabilization relations and may be read independently. § 10 studies which relations occur for regular data; it uses § 2–§ 6, and the limit and stabilization data only in Proposition 10.8.

Conventions. Composition is written from right to left, so u1mu2u_1mu_2 means “first u2u_2, then mm, then u1u_1”. Categories are small whenever a nerve or colimit is taken. K=K(D)\mathrm{K}=\mathrm{K}(\mathcal{D}); ≃k\simeq_k is level kk for k=−1,0k=-1,0 and level k≥1k\ge1 is πk\pi_k; B\mathbf{B} is the classifying category of a monoid; W\mathcal{W} is the class of admissible 2-morphisms and 1\mathbf{1} the class of identities; Green’s relations R,L,J,H,D\mathrm{R},\mathrm{L},\mathrm{J},\mathrm{H},\mathrm{D} are in sans-serif.

Comparison data and the comparison category

Background on 2-categories

2.1. Background on 2-categories. We first recall the notions about 2-categories used throughout the paper; see [6].

Definition 2.1. A 2-category D\mathcal{D} consists of objects, 1-morphisms p:X→Yp:X\to Y (which compose as in a category) and, for any two parallel 1-morphisms p,q:X→Yp,q:X\to Y, a set of 2-morphisms α:p⇒q\alpha:p\Rightarrow q. These can be composed in two ways: vertically, β∘vα:p⇒r\beta\circ_v\alpha:p\Rightarrow r for α:p⇒q\alpha:p\Rightarrow q and β:q⇒r\beta:q\Rightarrow r, and horizontally, β∘hα:p′p⇒q′q\beta\circ_h\alpha:p'p\Rightarrow q'q for α:p⇒q\alpha:p\Rightarrow q with p,q:X→Yp,q:X\to Y and β:p′⇒q′\beta:p'\Rightarrow q' with p′,q′:Y→Zp',q':Y\to Z. All compositions are associative and unital (with identity 2-morphisms 1p:p⇒p1_p:p\Rightarrow p, and 1p′∘h1p=1p′p1_{p'}\circ_h1_p=1_{p'p}), and they satisfy the interchange law (β′∘vβ)∘h(α′∘vα)=(β′∘hα′)∘v(β∘hα)(\beta'\circ_v\beta)\circ_h(\alpha'\circ_v\alpha)=(\beta'\circ_h\alpha')\circ_v(\beta\circ_h\alpha). The prototype is the 2-category Cat\mathrm{Cat} of small categories, functors (as 1-morphisms) and natural transformations (as 2-morphisms). A 2-functor sends objects, 1-morphisms and 2-morphisms to objects, 1-morphisms and 2-morphisms, respecting sources and targets, identities and both compositions. A 2-morphism is invertible if it has an inverse for ∘v\circ_v, and D\mathcal{D} is thin if between two parallel 1-morphisms there is at most one 2-morphism. A subcategory of a category is wide if it contains all objects (but possibly only some morphisms); it must contain identities and be closed under composition. Given α:p⇒q\alpha:p\Rightarrow q with p,q:X→Yp,q:X\to Y and 1-morphisms a:Y→Za:Y\to Z, b:X′→Xb:X'\to X, the whiskering of α\alpha by aa and bb is the 2-morphism 1a∘hα∘h1b:apb⇒aqb1_a\circ_h\alpha\circ_h1_b:apb\Rightarrow aqb: it simply “composes α\alpha with aa on the left and with bb on the right”.

2-categories and 2-functors are strict, and size issues are ignored. A category is a 2-category with identity 2-cells only. By the interchange law, a horizontal composite is a composite of whiskerings, β∘hα=(1q′∘hα)∘v(β∘h1p)\beta\circ_h\alpha=(1_{q'}\circ_h\alpha)\circ_v(\beta\circ_h1_p), so a class of 2-morphisms which is closed under vertical composition and whiskering is also closed under horizontal composition.

Comparison data and the comparison category

2.2. Comparison data and the comparison category. We now give the basic definition of the paper.

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