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Stability and Convergence of a Regularized Immersed Boundary Method under Dynamic Cartesian Refinement. Part III: Fluid-Driven Rigid-Body Motion

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Abstract

We study a conforming regularized immersed boundary discretization of the two-dimensional Eulerian Stokes–Newton system for one freely moving rigid body. Regularized interior moments complete the surface constraints used for prescribed motion. Positive excess mass and inertia define a fixed fluid–body kinetic inner product. A skew inertial correction is derived from the fictitious rigid interior; it has zero power but is necessary for the physical translational momentum equation. The method advances the body configuration with the preceding computed rigid velocity and then solves a linear joint fluid–body step on a dynamically enriched Cartesian space. Exact orthogonal transfer gives an energy identity independent of the number of mesh changes. Interior and surface moment defects control the discrepancy between the discrete background energy and physical kinetic energy. A volume-preserving geometry comparison and a moving coarse recovery family yield conditional joint convergence of the fluid velocity, rigid velocity, and body configuration on an interval with positive wall clearance. The error bound distinguishes the energy norm after geometry alignment from the generally weaker estimate at the same Eulerian points. The analysis assumes exact integration and explicit strong-solution regularity; it does not cover arbitrary density ratios or collisions. Manufactured coupled computations, independent residual checks, and a Lean algebraic companion document the numerical and formal verification scope.

Part III: Fluid-Driven Rigid-Body Motion

Disclosure: Primarily AI-generated text. The author reports no understanding of the proofs; see the disclosure at the end of this manuscript.

Introduction and scope

Regularized immersed boundary methods couple Eulerian fluid variables to a separately represented structure through regularized interpolation and its adjoint force spreading [1]. Parts I and II of this series [2, 3] analyzed one conforming Cartesian realization under arbitrary changes of local enrichments, first for fixed interfaces and then for prescribed rigid motion. This paper makes the rigid motion an unknown. Translation and rotation are determined by Newton’s equations, and the numerical body configuration therefore differs from the exact one. A convergence argument must control that difference jointly with the fluid error.

The passage from prescribed to computed motion requires more than inserting a numerical trajectory into the estimates of Part II. There the fictitious interior forcing was chosen to reproduce a known rigid acceleration. Here that acceleration is unknown. Surface constraints alone do not identify the interior fluid momentum with the displaced rigid momentum. Fictitious-domain formulations enforce interior rigidity and account for displaced-fluid inertia [4 Section 4]; the interior-inertia issue is also explicit in regularized rigid-body IB formulations [5 Section II]. Accordingly, we add regularized volume moments to the regularized surface moments of Part II. The discrete interior is only approximately rigid. Its defect is estimated rather than silently identified with zero.

There is substantial prior analysis of fluid-driven rigid motion. San Martín et al. proved convergence of a fixed-mesh Lagrange–Galerkin method [6]. Legendre and Takahashi derived joint fluid, rigid-velocity, and configuration error estimates in an ALE formulation [7 Theorem 3.5 and Section 4]. Discontinuous-density global formulations [8] and free-body penalization convergence [9] provide other established approaches. In a fully Eulerian unfitted setting, von Wahl and Richter analyzed a coupled vector-valued parabolic equation and translational-motion ODE, including dynamic domain error [10]. Their model omits the fluid divergence constraint and body rotation, but its comparison of numerical and exact geometry is a direct methodological precedent. Thus neither coupled rigid-body convergence nor geometry comparison is claimed to originate here.

Our energy argument builds on the usual cancellation of interface power in multiplier formulations [11, 12]. The background kinetic inner product uses positive excess mass and inertia. These assumptions restrict the present analysis to sufficiently heavy bodies; they do not describe a physical instability of lighter bodies. An additional skew term is needed because the fluid equation uses the Eulerian Stokes derivative, not the Navier–Stokes material acceleration. We derive that term explicitly from the rigid interior. Its power vanishes, but omitting it would change the translational momentum equation.

The numerical spaces and transfer principles retain the architecture of Parts I–II. Dynamic-space Stokes projection estimates [13], stable adaptive transfers [14], and moving-boundary remeshing analysis [15] supply the relevant context. We use exact orthogonal projection in a fixed fluid–body mass inner product. Every admissible local enrichment retains the entire coarse Cartesian streamfunction space. A constructed coarse comparison then removes any factor counting refinement and coarsening events. The method does not include an error-based marking rule, and the coarse grid itself is refined in a convergence sequence. Optimal adaptive fictitious-domain and regularized-forcing results [16, 17] address different questions.

Regularized IB convergence results of Mori and Liu–Mori [18, 19, 20], and prescribed-velocity Stokes estimates of Li et al. [21], motivate careful separation of bulk accuracy from boundary enforcement. Our constraints use exact continuum convolution and cell moments, rather than a particular sampled delta stencil. Regularization estimates [22] and Sobolev trace and approximation results [23] are used explicitly in the defect bounds. The background velocity spaces are generated by conforming bicubic Hermite streamfunctions [24]; the theorem is not a convergence theorem for a conventional staggered-grid AMR solver. Adaptive IB computations [25] and the dynamically adaptive DLM–IB framework of Zeng et al. [26] predate this analysis and use different implementations.

For moving fluid equations, evolving-space formulations [27, 28], Eulerian unfitted analyses [29, 30, 31], and ALE error estimates [32] provide further context. We use an auxiliary volumepreserving map to compare the exact and computed body configurations. This map is part of the proof, not a transport step in the algorithm. In particular, the square-root continuity of a trace with respect to interface displacement is not by itself a closed estimate for an unknown trajectory. Geometry alignment must first produce residuals linear in the configuration error.

Computational studies also illustrate why boundary and force consistency deserve separate attention. He et al. developed an immersed pressure treatment to mitigate penetration through thin flexible structures in multiphase flow [33]. Zheng et al. studied prescribed flapping near a free surface [34]. IB calculations of backward-facing-step flow [35], airfoil transition [36], and flexible canopies [37] give additional application context. These turbulent, multiphase, or deformable configurations are outside the present model; their numerical observations are not premises of our proofs.

The result concerns one planar rigid body on an interval with positive wall clearance, positive excess mass and inertia, and a sufficiently regular exact Stokes–Newton solution. It is a numerical analysis conditional on that solution, not a new general existence theorem. The distinction between energy error after geometry alignment and energy error at the same Eulerian points is retained throughout: moving a gradient jump can weaken the latter estimate. Exact integration is assumed in the theorem. Numerical quadrature, finite-precision constraints, and selected algebraic identities are checked independently in the computational and Lean companions.

A physical rigid-body model and its whole-box extension

Exterior Stokes flow coupled to Newton’s equations

Let Ω=(0,1)2\Omega=(0,1)^2 and let B∗⋐R2B_\ast\Subset\mathbb{R}^2 be a fixed simply connected body with connected C6C^6 boundary and centroid zero: ∫B∗x dx=0\int_{B_\ast}x\,\mathrm{d}x=0. The body mass center is assumed to coincide with this geometric centroid. Write

J=(0−110),Q(θ)=(cos⁡θ−sin⁡θsin⁡θcos⁡θ).J=\begin{pmatrix}0&-1\\1&0\end{pmatrix},\qquad Q(\theta)=\begin{pmatrix}\cos\theta&-\sin\theta\\\sin\theta&\cos\theta\end{pmatrix}.

For a pose q=(c,θ)q=(c,\theta), define B(q)=c+Q(θ)B∗B(q)=c+Q(\theta)B_\ast, F(q)=Ω∖B(q)‾F(q)=\Omega\setminus\overline{B(q)}, and Γ(q)=∂B(q)\Gamma(q)=\partial B(q). The normal nqn_q points out of the body into the fluid. The analysis concerns a smooth solution branch on [0,T][0,T] for which the body has a positive clearance from the outer wall. Quantitative regularity assumptions used for convergence are stated below; no convergence of numerical geometries is assumed.

Let the fluid density and viscosity be ρf>0\rho_f>0 and μ>0\mu>0. The physical body mass and scalar moment of inertia about cc are ms>0m_s>0 and Is>0I_s>0. With ξ=(V,ω)\xi=(V,\omega), set

Rqξ(x)=V+ωJ(x−c),b(t,x)=Rq(t)ξ(t)(x).\mathcal{R}_q\xi(x)=V+\omega J(x-c),\qquad b(t,x)=\mathcal{R}_{q(t)}\xi(t)(x).

The pose satisfies

c˙=V,θ˙=ω.(1)\dot{c}=V,\qquad\dot{\theta}=\omega. \tag*{(1)}

The exterior fluid equations, with an Eulerian time derivative, are

ρf∂tu−div⁡σ=fin F(q(t)),div⁡u=0,σ=2μD(u)−pI,D(u)=12(∇u+∇uT),u=0on ∂Ω,u=bon Γ(q(t)).(2)\begin{aligned} \rho_f\partial_tu-\operatorname{div}\sigma&=f &&\text{in }F(q(t)),\\ \operatorname{div}u&=0,\qquad\sigma=2\mu D(u)-pI,\qquad D(u)=\frac{1}{2}(\nabla u+\nabla u^{\mathsf T}),\\ u&=0 &&\text{on }\partial\Omega,\\ u&=b &&\text{on }\Gamma(q(t)). \tag*{(2)} \end{aligned}

Here f(t,x)f(t,x) is a given ambient extension of the exterior force density, whose restriction to F(q(t))F(q(t)) is used in the equation. The external force and torque on the body are denoted by Fe(t)F_e(t) and Te(t)T_e(t). Newton’s equations are

msV˙=Fe+∫Γ(q)σnq ds,Isω˙=Te+∫Γ(q)J(x−c)⋅σnq ds.(3)\begin{aligned} m_s\dot{V} &= F_e+\int_{\Gamma(q)}\sigma n_q\,\mathrm{d}s,\\ I_s\dot{\omega} &= T_e+\int_{\Gamma(q)}J(x-c)\cdot\sigma n_q\,\mathrm{d}s. \tag*{(3)} \end{aligned}

The fluid traction in these equations is the exterior stress acting on the body. We do not replace it by an uncorrected force spread over a fictitious interior.

Define the mass and inertia of the fluid displaced by the body, and their excess-body counterparts, by

mf=ρf∣B∗∣,If=ρf∫B∗∣x∣2 dx,me=ms−mf>0,Ie=Is−If>0.(4)\begin{aligned} m_f &= \rho_f\lvert B_*\rvert, & I_f &= \rho_f\int_{B_*}\lvert x\rvert^2\,\mathrm{d}x,\\ m_e &= m_s-m_f>0, & I_e &= I_s-I_f>0. \tag*{(4)} \end{aligned}

The strict inequalities are assumptions of the method analyzed here. For a homogeneous body they follow from a solid density larger than the fluid density. They make the discrete background-domain mass form positive even before interior rigidity is accurately enforced. The result does not cover zero or negative excess inertia.

The fixed positive product space

Let

U={v∈H01(Ω)2:div⁡v=0},∥v∥U=∥∇v∥L2(Ω),V=U×R2×R.U=\{v\in H^1_0(\Omega)^2:\operatorname{div}v=0\},\qquad\lVert v\rVert_U=\lVert\nabla v\rVert_{L^2(\Omega)},\qquad V=U\times\mathbb{R}^2\times\mathbb{R}.

The ambient kinetic-energy space is H=L2(Ω)2×R2×R\mathbb{H}=L^2(\Omega)^2\times\mathbb{R}^2\times\mathbb{R}. For X=(u,V,ω)X=(u,V,\omega) and Y=(v,W,η)Y=(v,W,\eta), define

(X,Y)M=ρf(u,v)+meV⋅W+Ieωη,∥X∥M2=(X,X)M.(5)(X,Y)_M=\rho_f(u,v)+m_eV\cdot W+I_e\omega\eta,\qquad\lVert X\rVert_M^2=(X,X)_M. \tag*{(5)}

The inner product is independent of the pose and of every mesh and moment partition. The viscous and gyroscopic forms are

a(u,v)=2μ(D(u),D(v)),G(ϖ;X,Y)=mfϖ(JV)⋅W.(6)a(u,v)=2\mu(D(u),D(v)),\qquad\mathcal{G}(\varpi;X,Y)=m_f\varpi(JV)\cdot W. \tag*{(6)}

For u,v∈Uu,v\in U, integration by parts gives a(u,v)=μ(∇v,∇v)a(u,v)=\mu(\nabla v,\nabla v) on the whole box. Also G(ϖ;X,Y)=−G(ϖ;Y,X)\mathcal{G}(\varpi;X,Y)=-\mathcal{G}(\varpi;Y,X), and G(ϖ;X,X)=0\mathcal{G}(\varpi;X,X)=0.

Extend the physical fluid velocity into the body by u=bu=b and define the continuous joint constraint space

K(q)={(v,W,η)∈V:v=Rq(W,η) a.e. in B(q)}.(7)K(q)=\{(v,W,\eta)\in V:v=R_q(W,\eta)\ \text{a.e. in }B(q)\}. \tag*{(7)}

The extension belongs to UU because the exterior and interior traces match. Its distributional time derivative contains no surface delta: the coefficient of such a term would be the velocity jump, which is zero. The exact joint state lies in K(q(t))K(q(t)). For any joint test YY, let

L(t,q;Y)=∫F(q)f(t,x)⋅v(x) dx+Fe(t)⋅W+Te(t)η.(8)\mathcal{L}(t,q;Y)=\int_{F(q)}f(t,x)\cdot v(x)\,\mathrm{d}x+F_e(t)\cdot W+T_e(t)\eta. \tag*{(8)}

Proposition 2.1 (The Eulerian fictitious-inertia correction). For a sufficiently regular collision-free solution of (2)–(3), the rigid extension satisfies

(∂tX,Y)M+a(u,v)+G(ω;X,Y)=L(t,q;Y),Y∈K(q(t)).(9)(\partial_tX,Y)_M+a(u,v)+\mathcal{G}(\omega;X,Y)=\mathcal{L}(t,q;Y),\qquad Y\in K(q(t)). \tag*{(9)}

Conversely, the sufficiently regular constrained formulation (1), (9) gives the exterior Stokes and physical Newton equations, with the exterior pressure and traction understood in their usual weak sense.

Proof. Since c′=Vc' = V, the Eulerian interior derivative is

∂tb=V˙+ω˙J(x−c)−ωJV.(10)\partial_t b = \dot{V} + \dot{\omega}J(x-c) - \omega JV. \tag*{(10)}

For a rigid interior test v=W+ηJ(x−c)v = W + \eta J(x-c), the zero-centroid condition and rigid invariance of area and polar moment imply

ρf∫B(q)∂tb⋅v dx=mf(V˙−ωJV)⋅W+Ifω˙η.(11)\rho_f \int_{B(q)} \partial_t b \cdot v\,\mathrm{d}x = m_f(\dot{V} - \omega JV)\cdot W + I_f\dot{\omega}\eta. \tag*{(11)}

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