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QAOA attains the SK ground-state energy in the thermodynamic-first limit

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Abstract

We prove that the Quantum Approximate Optimization Algorithm (QAOA) approaches the ground-state energy per spin of the Gaussian zero-field Sherrington–Kirkpatrick model when system size tends to infinity first and circuit depth then increases. For every accuracy, some finite depth and deterministic angles, independent of system size and disorder, achieve that accuracy in the limiting expected energy per spin using the standard cost Hamiltonian and transverse-field mixer. This proves the eventual Parisi-optimality conjecture of Basso, Farhi, Marwaha, Villalonga, and Zhou in its fixed-parameter thermodynamic formulation. We give no quantitative bound on the required depth or efficient angle-selection procedure.

Introduction and statement of the result

The Sherrington–Kirkpatrick (SK) model was introduced by Sherrington and Kirkpatrick [22] as a mean-field Ising spin glass with independent Gaussian pair interactions. Parisi’s replica-symmetry-breaking description uses a hierarchy of order parameters [20]. Guerra’s interpolation established the Parisi upper bound for the pressure [12], and Talagrand proved equality [23].

Farhi, Goldstone, and Gutmann introduced the quantum approximate optimization algorithm (QAOA) as alternating evolution under an objective Hamiltonian and a transverse-field mixer, starting from the uniform superposition [10]. For this model, Farhi, Goldstone, Gutmann, and Zhou developed an exact description of its performance at every fixed depth in the infinite-size limit and proved concentration at fixed parameters [11]. Basso, Farhi, Marwaha, Villalonga, and Zhou related that limit to QAOA on large-degree trees and conjectured that increasing depth eventually attains the Parisi optimum [4], Section 7, eq:7.2. Boulebnane et al. [5] proved a fixed-depth spin–boson representation and used it to obtain numerical evidence for convergence towards the Parisi value. Their representation provides a useful Hilbert-space language for the limit. The construction here must also realize bounded classical computations and eliminate longitudinal seed controls before selecting one ordinary word.

Sels and Morone [21] studied QAOA on the SK model using a semiclassical truncated-Wigner approximation and compared its performance with quantum data. Their numerical results and heuristic analysis give further evidence for convergence to the Parisi value and suggest a depth scaling.

The order of limits distinguishes this question from the fixed-instance optimality proved by Farhi, Goldstone, and Gutmann [10], Section VI, eq:10: for each fixed instance, increasing the depth approaches its optimum. That result does not provide a finite depth that works as the number of spins tends to infinity. We instead choose a complete finite word for each desired accuracy and then let the number of spins tend to infinity. The quantum construction simulates a finite classical calculation, using temporary Gaussian seed controls and then removing them.

There are two ways to supply the classical calculation. Auffinger, Chen, and Zeng proved that the zero-temperature Parisi order parameter has infinitely many support points [3]; Chen proved full support on [0,1)[0,1) and a smooth density [6]. Our primary route uses the companion Full support of the zero-temperature Sherrington–Kirkpatrick order parameter [19]. Its scalar diffusion yields a finite function of independent Gaussian variables and a coefficient formula for its value. We realize that function directly in the rooted Hilbert space and identify the coefficient formula with its energy. The imported scalar facts are full support of the zero-temperature order parameter, the diffusion’s consistency and value identities, and a finite Gaussian coefficient identity. Section 3 states these inputs before constructing their rooted realization.

We also give an independent positive-temperature route. It follows the Parisi-diffusion approach of Montanari [18], whose optimization theorem assumes interval support of the positive-temperature Parisi measure, and the broader framework of El Alaoui, Montanari, and Sellke [8]. Lopatto’s full-support theorem [16] supplies that positive-temperature support property. The finite-iteration Gaussian and edge-energy analysis of El Alaoui, Montanari, and Sellke [9] then gives a near-optimal descendant formula. This second route has its own quantitative and finite-degree statements and does not use the zero-temperature companion.

Model and quantifiers

Let (Jij)1≤i<j≤n(J_{ij})_{1\leq i<j\leq n} be independent standard real Gaussian random variables. For σ∈{−1,1}n\sigma\in\{-1,1\}^{n}, set

hn,J(σ)=1n∑i<jJijσiσj,Cn,J=1n∑i<jJijZiZj,Bn=∑i=1nXi.(1)h_{n,J}(\sigma)=\frac{1}{\sqrt{n}}\sum_{i<j}J_{ij}\sigma_i\sigma_j,\qquad C_{n,J}=\frac{1}{\sqrt{n}}\sum_{i<j}J_{ij}Z_iZ_j,\qquad B_n=\sum_{i=1}^{n}X_i. \tag*{(1)}

Here X,Y,ZX,Y,Z are the Pauli matrices. The positive SK optimum is

P∗=lim⁡n→∞1nEmax⁡σhn,J(σ).(2)P_*=\lim_{n\to\infty}\frac{1}{n}\mathbb{E}\max_{\sigma}h_{n,J}(\sigma). \tag*{(2)}

The ground-state Parisi formula and its attainment are due to Auffinger and Chen [2]. We use the covariance convention ξ(t)=t2/2\xi(t)=t^2/2; its exact relation to the unordered-pair model is stated with the scalar input in Section 3. Appendix A also obtains this limit from the positive-temperature formula and a log-sum comparison.

For p≥1p\geq1 and γ,β∈Rp\gamma,\beta\in\mathbb{R}^{p}, define

∣ψn,p,J(γ,β)⟩=e−iβpBne−iγpCn,J⋯e−iβ1Bne−iγ1Cn,J∣+⟩⊗n.(3)|\psi_{n,p,J}(\gamma,\beta)\rangle=e^{-i\beta_pB_n}e^{-i\gamma_pC_{n,J}}\cdots e^{-i\beta_1B_n}e^{-i\gamma_1C_{n,J}}|+\rangle^{\otimes n}. \tag*{(3)}

All parameters are deterministic. Write

vp(γ,β)=lim⁡n→∞1nE⟨ψn,p,J(γ,β)∣Cn,J∣ψn,p,J(γ,β)⟩,Qp=sup⁡γ,β∈Rpvp(γ,β).(4)v_p(\gamma,\beta)=\lim_{n\to\infty}\frac{1}{n}\mathbb{E}\langle\psi_{n,p,J}(\gamma,\beta)|C_{n,J}|\psi_{n,p,J}(\gamma,\beta)\rangle,\qquad Q_p=\sup_{\gamma,\beta\in\mathbb{R}^{p}}v_p(\gamma,\beta). \tag*{(4)}

The fixed-parameter limit exists [11, 4].

Theorem 1.1. For the zero-field SK model (1),

lim⁡p→∞Qp=P∗.(5)\lim_{p\to\infty}Q_p=P_*. \tag*{(5)}

Equivalently, for every ε>0\varepsilon>0 there exist a finite integer pp and deterministic real vectors γ,β∈Rp\gamma,\beta\in\mathbb{R}^{p}, independent of nn and JJ, such that vp(γ,β)≥P∗−εv_p(\gamma,\beta)\geq P_*-\varepsilon.

This proves the conjectured eventual Parisi optimality in the fixed-parameter thermodynamic formulation of [4]. Measurement in the computational basis immediately gives Qp≤P∗Q_p \le P_*. Appending a zero-angle layer gives Qp+1≥QpQ_{p+1} \ge Q_p. Thus the theorem reduces to constructing a finite word at every prescribed accuracy. The final word may contain inverse gates, zero angles, and very large angles, all of which are allowed in (1.3). A finite word in costs and mixers can always be written in that alternating form by merging consecutive gates of the same kind and inserting identity gates.

The theorem is stated in expected energy. The argument gives no quantitative finite-size estimate, depth bound, or efficient procedure for choosing the angles.

How the construction works

The proof separates a classical choice of target from its quantum implementation. The intermediate setting is the large-degree regular tree: each vertex carries an independent Gaussian label, and a finite rooted calculation only reads labels within a fixed radius. Normalized sums of centered child calculations become jointly Gaussian coordinates. Section 2 gives a Hilbert-space realization of these coordinates and a continuous quadratic expression for the limiting energy.

The scalar companion provides a bounded odd function of finitely many independent Gaussians whose value approaches P∗P_*. In Section 3, each new Gaussian is the normalized aggregate of a suitable calculation one level below. An orthogonality induction makes the joint Gaussian law exact. The one-particle part of the resulting function gives its rooted energy, so the scalar value formula passes to this realization without a separate finite-degree edge expansion.

We next approximate all transmitted functions by bounded smooth ones. A finite label assigns a type to each vertex. Splitting the label space into sufficiently small types lets every aggregation omit the receiver’s type, the types of all its path ancestors, and a small reserved set of helper types, at arbitrarily small energy cost. These exclusions prevent a compiled operation from feeding back into its own parameters. They do not assert independence of calculations using the same descendant subtree. Proposition 3.5 gives the resulting bounded finite formula, with its output written as sin⁡(2θ)\sin(2\theta) for a bounded angle calculation θ\theta.

Theorem 4.1 implements these angles using cost and mixer gates together with a longitudinal field formed from the Gaussian labels. To implement a neighbor sum, commutators combine interactions along a receiver–sender–helper–sender walk. When the walk returns to the same sender, the helper spin, held in its initial state, supplies the desired term. We subdivide the sender type and retain only walks whose two sender visits lie in the same part. This keeps every returning walk, while the different-sender contribution vanishes as the parts become small. The proof also controls the effects inside the lower calculations, which are called repeatedly within a fixed surrounding circuit. Helpers have arbitrarily small total probability; discarding their output is included in the energy estimate.

Theorem 5.1 then removes the longitudinal field from the already selected finite circuit. An imperfect cost echo creates a small component with a large coherent displacement. Selective spin rotations change that component while canceling their leading action on the rest of the state; a long cost echo magnifies the change into a finite longitudinal field. Separating its direction from the circuit’s existing Gaussian coordinates gives a seed that can be reused at every requested seed gate. A separate one-particle calculation shows that this Gaussian identification also preserves the rooted energy. The elementary ensemble-control ideas are related to those of Li and Khaneja [15]; Section 5 proves the estimates for one fixed circuit, including its changing insertion directions and the singular echo.

After all these choices there is one finite ordinary cost–mixer word. Only at this point do we invoke the fixed-word tree-to-SK identity of Basso et al. [4]. The exact error allocation and the order of choices are given in Section 6, after the three constructions have been established.

A regular MaxCut consequence

For a finite simple graph G=(V,E)G=(V,E) with E≠∅E\ne\varnothing, put

HMC(G)=12∑{u,v}∈E(I−ZuZv),BG=∑v∈VXv.H_{\mathrm{MC}}(G)=\frac{1}{2}\sum_{\{u,v\}\in E}(I-Z_uZ_v),\qquad B_G=\sum_{v\in V}X_v.

For a,b∈Rpa,b\in\mathbb{R}^{p}, let ⟨⋅⟩p,a,bG\langle\cdot\rangle^{G}_{p,a,b} denote expectation with the gate order and signs of (1.3), using cost HMC(G)H_{\mathrm{MC}}(G), mixer BGB_G, angles a,ba,b, and initial state ∣+⟩⊗∣V∣\lvert+\rangle^{\otimes\lvert V\rvert}. The expected fraction of edges cut by a computational-basis measurement is

qp,G(a,b)=⟨HMC(G)⟩p,a,bG∣E∣.q_{p,G}(a,b)=\frac{\langle H_{\mathrm{MC}}(G)\rangle^{G}_{p,a,b}}{\lvert E\rvert}.

Write OPT⁡(G)=MaxCut⁡(G)/∣E∣\operatorname{OPT}(G)=\operatorname{MaxCut}(G)/\lvert E\rvert for the maximum cut fraction.

Corollary 1.2 (Regular MaxCut in successive limits). For every η>0\eta>0 there are an integer p≥1p\ge1, deterministic normalized angles γ,β∈Rp\gamma,\beta\in\mathbb{R}^{p}, and an integer D0≥2D_0\ge2 such that, for every integer D≥D0D\ge D_0 and every finite simple unweighted (D+1)(D+1)-regular graph GG of girth greater than 2p+12p+1,

qp,G(2γ/D,β)≥12+P∗−ηD.(6)q_{p,G}(2\gamma/\sqrt{D},\beta)\ge\frac{1}{2}+\frac{P_*-\eta}{\sqrt{D}}. \tag*{(6)}

The word p,γ,βp,\gamma,\beta is independent of DD, the graph size, and GG; the displayed usual MaxCut cost angles, unlike the normalized angles γ\gamma, are scaled with the degree.

Let Gn,dG_{n,d} be uniform among simple labelled dd-regular graphs on nn vertices, along admissible nn with ndnd even. For the same word, put

ΔD(G)=OPT⁡(G)−qp,G(2γ/D,β).\Delta_D(G)=\operatorname{OPT}(G)-q_{p,G}(2\gamma/\sqrt{D},\beta).

The word may be chosen so that

lim⁡D→∞lim sup⁡n→∞n(D+1) evenPr⁡G[D ΔD(Gn,D+1)>η]=0.(7)\lim_{D\to\infty}\limsup_{\substack{n\to\infty\\n(D+1)\ \mathrm{even}}}\Pr_G\left[\sqrt{D}\,\Delta_D(G_{n,D+1})>\eta\right]=0. \tag*{(7)}

Here the inner limit keeps D,p,γ,βD,p,\gamma,\beta fixed, and Pr⁡G\Pr_G is only over the graph: qp,Gq_{p,G} already averages quantum measurement.

The complete proof is given in Section 7, after the fixed-word tree interface and the SK construction.

The optimality comparison concerns random regular graphs in these successive limits, not all high-girth graphs or fixed-degree optima. No joint size–degree limit is asserted. Here pp counts QAOA rounds, not a degree-uniform two-qubit gate depth; the cut fraction above averages quantum measurement.

Reading paths and conventions

Section 2 develops the fixed-word rooted calculus. Section 3 imports the scalar theorems and constructs the bounded excluded formula. Sections 4 and 5 implement it and remove the seeds. Section 6 assembles the ordinary word and proves Theorem 1.1. Section 7 then proves the regular-MaxCut consequence from this theorem and the fixed-word tree interface.

For the positive-temperature reading path, Appendix A replaces the scalar input and its rooted realization. It derives the same classical conclusion independently, using the shared bounded approximation and exclusion lemmas of Section 3. The quantum constructions and final assembly are the same for both paths.

Physical system size is nn, tree degree is D+1D+1, and ordinary circuit depth is pp. The scalar mesh count in Section 3 is NN; top-generation occupation operators appearing in the operator estimates are identified by their operator context. Mixer angles are denoted by β\beta, inverse temperature by β0\beta_0, and the scalar Parisi coefficient γ(t)\gamma(t) is distinct from the vector of cost angles. Inner products are antilinear in the first argument.

All constants may depend on a fixed finite formula or word. Uniformity in any approximation parameter is stated when required. Degree limits are taken with all words and their angles fixed; further approximation limits concern the resulting tree values.

The fixed-word tree calculus

This section constructs the common space in which we compare ordinary QAOA words and classical formulas. It has three tasks: identify the fixed-word SK value with a tree limit, express that limit as a bounded quadratic form, and justify the controlled operations used in synthesis. The same space will carry the finite Gaussian construction in Section 3.

We first isolate the transfer from an ordinary word to the tree. A word always means a finite word with fixed real coefficients; none of the statements below makes a uniform assertion in its length or its coefficients. The initial vector Ω\Omega below is the plus product state on the finite light cone used to define the edge expectation.

Proposition 2.1 (Fixed-word transfer). Let WW be an ordinary QAOA word, and apply the same word to the (D+1)(D+1)-regular tree with cost CD=D−1/2∑{i,j}∈EZiZjC_D=D^{-1/2}\sum_{\{i,j\}\in E} Z_iZ_j, with each unordered edge counted once. Its expectation at an edge is defined by restricting to the finite light cone of that edge. Then

vW=lim⁡D→∞D2⟨WDΩ∣ZiZj∣WDΩ⟩(8)v_W=\lim_{D\to\infty}\frac{\sqrt{D}}{2}\langle W_D\Omega\lvert Z_iZ_j\rvert W_D\Omega\rangle \tag*{(8)}

Here vWv_W is the disorder-averaged thermodynamic SK energy per vertex, with the normalization in the introduction. Both limits exist for every fixed word and every fixed choice of its angles.

Proof. This is Theorem 1 of [4], together with its normalizations in Equations (2.3), (2.6), and (6.1)–(6.2). Its Equation (3.11) gives the fixed-depth tree value, and Equation (6.3) identifies that value with the SK limit. That paper uses the negative of our tree cost. Conjugation by XX on one bipartition of the tree changes the sign of every ZiZjZ_iZ_j, preserves every mixer, and fixes the initial vector. It therefore changes the sign of the edge correlation as well, giving precisely (8). The SK convention already agrees with the positive Gaussian Hamiltonian in its Equation (6.1). Consecutive gates of the same kind and inverses are included by inserting zero-angle gates. □\square

We first construct the rooted space and identify its energy functional. This also gives the Gaussian coordinates used by the classical construction. We then prove the weighted convergence estimates that realize ordinary words in this space and justify controlled gates inside a fixed surrounding circuit.

Pointed spaces and occupation embeddings

The number of children will tend to infinity while the number of circuit layers remains fixed. We therefore organize a symmetric collection of child states by how many differ from the initial state. The limiting space is a symmetric Fock space: its mm-particle sector records mm such child excitations, not mm physical spins. The bosonic representation is related to the fixed-depth spin–boson description of Boulebnane et al. [5]; the occupation, insertion, and surrounding-circuit estimates used below are proved here.

Let (S,μ,ι)(S,\mu,\iota) be a probability space with a measure-preserving involution. The cases needed below are a one-point space and a standard Gaussian, with ι(s)=−s\iota(s)=-s. Extra independent marks may be included in SS. Set

K=C2⊗L2(S,μ),ω=∣+⟩⊗1.\mathcal{K}=\mathbb{C}^{2}\otimes L^{2}(S,\mu),\qquad\omega=|+\rangle\otimes1.

For any pointed space below, write ⟨T⟩0=⟨Ω∣T∣Ω⟩\langle T\rangle_{0}=\langle\Omega|T|\Omega\rangle for the vacuum mean and Q=1−∣Ω⟩⟨Ω∣Q=1-|\Omega\rangle\langle\Omega| for its centered projection. All seed variables act by multiplication. In particular, a circuit never changes their values. The local symmetry is X⊗(f↦f∘ι)X\otimes(f\mapsto f\circ\iota).

References

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