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An atomic approach to Shokurov's conic-bundle conjecture

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Abstract

In this paper, we apply a weaker version of Hodge atoms to show that a standard conic bundle over a smooth complex projective rational surface SS is irrational if ∣2KS+Δ∣≠∅|2K_S+Δ|\ne\emptyset, where ΔΔ is the discriminant divisor. This proves Shokurov's conjecture on rationality of conic bundle threefolds. As an application, we deduce precisely which nodal quartic double solids are rational.

Introduction

Conic bundles occur naturally in the birational classification of complex threefolds.1 Their rationality problem relates the geometry of the discriminant curve to the intermediate Jacobian of the total space; see [16] for an account of this theory. Inspired by the recently introduced theory of Hodge atoms of Katzarkov–Kontsevich–Pantev–Yu [13], we study this problem through the algebraic structure of big quantum cohomology.

A standard conic bundle is a surjective projective flat morphism π:X→S\pi: X \to S from a smooth projective threefold to a smooth projective surface, with plane conics as fibers and relative Picard number ρ(X/S)=1\rho(X/S) = 1. Its discriminant Δ⊂S\Delta\subset S is the reduced curve over which the fibers are singular; when nonempty, it has at worst ordinary double points. We assume throughout that SS is rational and write

ΔS:=2KS+Δ.(1)\Delta_S := 2K_S + \Delta. \tag*{(1)}

Shokurov conjectured that the effectivity of ΔS\Delta_S obstructs rationality [17 Conjecture 10.3]; see also [7 Conjecture 2.2], and an equivalent conjecture in [12]. Here we prove this implication:

Theorem A. Let π:X→S\pi: X \to S be a projective standard conic bundle over a smooth projective rational surface, with discriminant Δ\Delta. If

∣ΔS∣≠∅,\lvert\Delta_S \rvert\ne\varnothing,

then XX is irrational.

Theorem A is first proven in the case where ΔS\Delta_S is nef. Then, we use birational modifications of standard conic bundles to reduce the effective case to this one. Next, let us explain how a quantum-cohomology computation plays the main role in our argument.

The quantum calculation

1.1. The quantum calculation. In [13], Katzarkov–Kontsevich–Pantev–Yu combine Hodge theory with Gromov–Witten theory to construct Hodge atoms. Their construction relates the spectral decomposition of quantum multiplication by the Euler vector field, along the locus of Hodge classes, to the Hodge-theoretic structures carried by its summands. The behavior of these objects under blowups provides obstructions to rationality.

For our purposes, we use the formal algebraic approach of [5]. We study quantum multiplication κ′=Eut′⋆t′(−)\kappa' = E u_{t'} \star_{t'} (-) on the even big quantum cohomology algebra over a specific field KX\mathbb{K}_X defined in § 2. The relevant obstruction is that, for a smooth projective rational threefold, every eigenvalue of this operator has algebraic multiplicity at most two [5 Theorem 5.6]. Here we produce an eigenvalue of larger multiplicity by constructing a local Artinian factor:

Theorem B. Let π:X→S\pi: X \to S be a projective standard conic bundle over a smooth projective rational surface. Assume that ΔS\Delta_S is nef, and put ρS:=rank⁡NS⁡(S)\rho_S := \operatorname{rank} \operatorname{NS}(S). Then

QHeven(X)⊗NovredKXQH^{\mathrm{even}}(X) \otimes_{\mathrm{Nov}^{\mathrm{red}}} K_X

has a local Artinian factor H−H_- satisfying

dim⁡KXH−=ρS+2,dim⁡KXrad⁡(H−)=ρS+1,\dim_{K_X} H_- = \rho_S + 2,\qquad\dim_{K_X} \operatorname{rad}(H_-) = \rho_S + 1,
dim⁡KX(rad⁡(H−))2=1,rad⁡(H−)3=0.\dim_{K_X}\left(\operatorname{rad}(H_-)\right)^2 = 1,\qquad\operatorname{rad}(H_-)^3 = 0.

The restriction of κt′\kappa_{t'} to H−H_- has a single eigenvalue, whose algebraic multiplicity on the full even quantum cohomology is exactly ρS+2\rho_S + 2. In particular, XX is irrational.

The proof of Theorem B has two steps. First, we compute the vertical quantum product, obtained by retaining only curve classes contracted by π\pi. This is loosely similar to the “vertical quantum cohomology” computation that appears in [11 §5]. After extending coefficients and inverting qℓq^\ell, where ℓ\ell is the class of a line component of a singular fiber, this algebra splits into two copies of Heven(S,Q)H^{\mathrm{even}}(S,\mathbb{Q}) with its cup product.

Second, we include the contributions of nonvertical curves and lift this decomposition to the full quantum product. The main point is to prove that one of the two lifted summands remains local over the algebraically closed fraction field. Nefness of ΔS\Delta_S constrains the nonvertical contributions and gives the radical powers stated in the theorem. Finally, we show that the eigenvalue of κt′\kappa_{t'} on this local factor does not occur on the other summand, so its algebraic multiplicity is exactly ρS+2\rho_S + 2.

Birational consequences

Theorem A, together with the known results, gives the rationality criterion formulated in [16 Conjecture 1.2]. Here J(X)J(X) denotes the intermediate Jacobian with its canonical principal polarization. We prove:

Corollary C. Let π:X→S\pi: X \to S be a standard conic bundle over a smooth projective rational surface, with discriminant Δ\Delta. Then XX is rational if and only if ∣2KS+Δ∣=∅\lvert2K_S + \Delta\rvert= \varnothing and the intermediate Jacobian J(X)J(X) is isomorphic, as a principally polarized abelian variety, to a product of Jacobians of smooth projective curves.

As a last contribution, we apply the calculation to nodal quartic double solids, that is, double covers of P3\mathbb{P}^3 branched over quartic surfaces whose only singularities are (at worst) ordinary double points. Recall that a normal variety is Q\mathbb{Q}-factorial if every Weil divisor has a positive multiple that is Cartier.

Corollary D. Let YY be a nodal quartic double solid with NN nodes. Then

Y is rational⟺Y is not Q-factorial and N≠6.Y\text{ is rational}\quad\Longleftrightarrow\quad Y\text{ is not }\mathbb{Q}\text{-factorial and }N \ne6.

Cheltsov–Przyjalkowski–Shramov established the connection between nodal quartic double solids and Shokurov’s conjecture in [7 Corollary 4.28]. For a Q\mathbb{Q}-factorial double solid with N≥1N \ge1 nodes, its standard model has Δ∼−2KS\Delta\sim-2K_S and ρS=N\rho_S = N. Theorem B therefore gives a local factor of dimension N+2N + 2 on this smooth model. The non-Q\mathbb{Q}-factorial case and the six-node exception are given by [7 Theorems 1.2 and 1.5]. Moreover, Clemens’ criterion expresses Q\mathbb{Q}-factoriality as independence of the conditions imposed by the nodes on quadrics in P3\mathbb{P}^3 [7 Theorem 1.6]. Building on that, in Section 5, we give a rationality test in terms of a matrix-rank condition.

These conclusions fit into a long history of irrationality results for quartic double solids. Artin–Mumford constructed a ten-nodal example whose smooth resolution has nonzero torsion in H3(−,Z)H^3(-,\mathbb{Z}) and is therefore not stably rational [2]. Beauville’s Prym-variety approach gives the one-node irrationality result and explains the limitation of the intermediate-Jacobian obstruction for examples with at least seven nodes [3 Example 4.10.4]. For smooth quartic double solids, the intermediate-Jacobian approach was further developed by Tikhomirov [18] and Voisin [19]. More recently, using decomposition of the diagonal, Voisin proved stable irrationality for very general double solids with at most seven nodes in the families specified in [20 Theorem 1.1 and Remark 1.2]. Achter–Casalaina-Martin–Vial extended this to cases with at most nine nodes [1 Theorem 3 and Section 17].

This paper is the starting point for a new direction, patching together the minimal model program and the theory of Hodge atoms; further developments shall appear in [6 BGKMM26], among others.

This paper is organized as follows

In § 2 we recall the basics of quantum cohomology and fix our conventions. Further technicalities used in subsequent sections are also discussed. In particular, the irrationality criteria used here are recalled. In § 3 we compute the vertical product, extend its decomposition, and prove Theorem B. In § 4 we prove Theorem A and Corollary C. Finally, in § 5 we prove Corollary D and give the explicit criterion on the nodes.

AI methodology

The argument for Lemma 3.5 was developed through a series of interactions with ChatGPT 6. This argument (along with the rest of the text) was written up by the authors.

Acknowledgements

L. F. Cavenaghi and L. Katzarkov are supported by the Simons Foundation, grant SFI-MPS-T-Institutes-00007697, and the Ministry of Education and Science of the Republic of Bulgaria, grant DO1-239/10.12.2024. This work was done while the first-named author was visiting the Simons Center for Geometry and Physics, for which he thanks the hospitality and nice work environment. L. Katzarkov is supported by the Simons Investigators Award (no.003136), NSF FRG grant DMS-2245099, and NSF FRG grant DMS-2255039. D. Pomerleano was partially supported by NSF grant DMS-2604648. The authors thank Yuri Tschinkel for constant support and interest.

Basics of Quantum Cohomology

Here, we recall the basic features of quantum cohomology needed to prove our results. Let XX be a smooth complex projective variety. We denote by

N1(X,Z):=im⁡(CH⁡1(X)→clH2(X,Q))N_1(X,\mathbb{Z}) := \operatorname{im}\left(\operatorname{CH}_1(X) \xrightarrow{\mathrm{cl}} H_2(X,\mathbb{Q})\right)

the subgroup of H2(X,Q)H_2(X,\mathbb{Q}) consisting of classes of algebraic 11-cycles with integral coefficients, and let NE⁡(X,Z)⊂N1(X,Z)\operatorname{NE}(X,\mathbb{Z}) \subset N_1(X,\mathbb{Z}) be the monoid of effective curve classes, including the zero class. Since XX is projective, for any integral ample divisor HXH_X on XX there are only finitely many effective curve classes β∈NE⁡(X,Z)\beta\in\operatorname{NE}(X,\mathbb{Z}) of bounded degree ∫βHX≤k\int_\beta H_X \le k. In particular, each class β∈NE⁡(X,Z)\beta\in\operatorname{NE}(X,\mathbb{Z}) admits only finitely many decompositions β=β1+β2\beta= \beta_1 + \beta_2 with β1,β2∈NE⁡(X,Z)\beta_1,\beta_2 \in\operatorname{NE}(X,\mathbb{Z}) [15 Lemmas 19–20]. We may therefore define the Novikov ring NX\mathcal{N}_X as the completed monoid algebra of formal series

NX:=Q[[NE⁡(X,Z)]]={∑β∈NE⁡(X,Z)aβqβ:aβ∈Q},qβqβ′=qβ+β′,\mathcal{N}_X := \mathbb{Q}[[\operatorname{NE}(X,\mathbb{Z})]] = \left\{ \sum_{\beta\in\operatorname{NE}(X,\mathbb{Z})} a_\beta q^\beta: a_\beta\in\mathbb{Q} \right\}, \qquad q^\beta q^{\beta'} = q^{\beta+\beta'},

endowed with the complete separated linear topology defined by the degree filtration

Ik:={∑βaβqβ:aβ=0 whenever ∫βHX<k},k≥1.I_k := \left\{ \sum_\beta a_\beta q^\beta: a_\beta= 0 \text{ whenever } \int_\beta H_X < k \right\}, \qquad k \ge1.

Since N1(X,Z)N_1(X,\mathbb{Z}) is torsion-free, its group algebra is an integral domain. Taking the nonzero parts of least ample degree shows that NX\mathcal{N}_X is an integral domain as well. The formal power-series extensions used below are therefore integral domains as well.

Here and throughout, let H∗(X,Q)H^*(X,\mathbb{Q}) denote the rational Betti cohomology of XX, and set

Heven(X,Q):=⨁k≥0H2k(X,Q).H^{\mathrm{even}}(X,\mathbb{Q}) := \bigoplus_{k\geq0} H^{2k}(X,\mathbb{Q}).

Write ρ:=rank⁡NS⁡(X)\rho:= \operatorname{rank}\operatorname{NS}(X) for the Picard number of XX. Fix a homogeneous Q\mathbb{Q}-basis

{T0=1,T1,T2,…,Tρ,Tρ+1,…,Tm}\{T_0=1,T_1,T_2,\ldots,T_\rho,T_{\rho+1},\ldots,T_m\}

of Heven(X,Q)H^{\mathrm{even}}(X,\mathbb{Q}) such that T1,…,Tρ∈H2(X,Q)T_1,\ldots,T_\rho\in H^2(X,\mathbb{Q}) are the rational cohomology classes corresponding, under the first Chern class map, to a Z\mathbb{Z}-basis of NS⁡(X)/tors⁡\operatorname{NS}(X)/\operatorname{tors}. By the Lefschetz (1,1)-theorem, their Q\mathbb{Q}-span is

im⁡(c1:NS⁡(X)⊗ZQ⟶H2(X,Q))=H2(X,Q)∩H1,1(X),\operatorname{im}\left(c_1:\operatorname{NS}(X)\otimes_{\mathbb{Z}}\mathbb{Q}\longrightarrow H^2(X,\mathbb{Q})\right)=H^2(X,\mathbb{Q})\cap H^{1,1}(X),

where the intersection is taken inside H2(X,C)H^2(X,\mathbb{C}) via the natural map H2(X,Q)→H2(X,C)H^2(X,\mathbb{Q})\to H^2(X,\mathbb{C}). Intersection with the chosen divisor classes defines an injective homomorphism

N1(X,Z)⟶Zρ,β⟼(∫βT1,…,∫βTρ),N_1(X,\mathbb{Z})\longrightarrow\mathbb{Z}^\rho,\qquad\beta\longmapsto\left(\int_\beta T_1,\ldots,\int_\beta T_\rho\right),

so that we use the Laurent-monomial notation

qβ=∏i=1ρqiβ⋅Ti.q^\beta=\prod_{i=1}^{\rho}q_i^{\beta\cdot T_i}.

One remarks, however, that the symbols qiq_i are auxiliary coordinates and need not themselves belong to NX\mathcal{N}_X.

Let t0,…,tmt_0,\ldots,t_m be the dual coordinates to T0,…,TmT_0,\ldots,T_m, viewed as formal variables. We define the reduced big Novikov ring by

Nov⁡Xred:=NX[[(ti)i∉{1,…,ρ}]],\operatorname{Nov}^{\mathrm{red}}_X:=\mathcal{N}_X\left[\left[(t_i)_{i\notin\{1,\ldots,\rho\}}\right]\right],

and set

t′:=∑i∉{1,…,ρ}tiTi∈Heven(X,Q)⊗QNov⁡Xred.t':=\sum_{i\notin\{1,\ldots,\rho\}}t_iT_i\in H^{\mathrm{even}}(X,\mathbb{Q})\otimes_{\mathbb{Q}}\operatorname{Nov}^{\mathrm{red}}_X.

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