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Metric, Schauder and Operator-Valued Frames

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Abstract

Notion of frames and Bessel sequences for metric spaces have been introduced. This notion is related with the notion of Lipschitz free Banach spaces. It is proved that every separable metric space admits a metric Md\mathcal{M}_d-frame. Through Lipschitz-free Banach spaces it is showed that there is a correspondence between frames for metric spaces and frames for subsets of Banach spaces. Several characterizations of metric frames are obtained. Stability results are also presented. Non linear multipliers are introduced and studied. This notion is connected with the notion of Lipschitz compact operators. Continuity properties of multipliers are discussed. For a subclass of approximated Schauder frames for Banach spaces, characterization result is derived using standard Schauder basis for standard sequence spaces. Duals of a subclass of approximate Schauder frames are completely described. Similarity of this class is characterized and interpolation result is derived using orthogonality. A dilation result is obtained. A new identity is derived for Banach spaces which admit a homogeneous semi-inner product. Some stability results are obtained for this class. A generalization of operator-valued frames for Hilbert spaces are introduced which unifies all the known generalizations of frames for Hilbert spaces. This notion has been studied in depth by imposing factorization property of the frame operator. Its duality, similarity and orthogonality are addressed. Connections between this notion and unitary representations of groups and group-like unitary systems are derived. Paley-Wiener theorem for this class are derived.

Thesis

Submitted in partial fulfillment of the requirements for the degree of

DOCTOR OF PHILOSOPHY

by

Dedicated to the memory of

John von Neumann

(28 December 1903 - 08 February 1957)

DECLARATION

By the Ph.D. Research Scholar

I hereby declare that the research thesis entitled METRIC, SCHAUder AND OPERATOR-VALUED FRAMES which is being submitted to the National Institute of Technology Karnataka, Surathkal in partial fulfillment of the requirements for the award of the Degree of Doctor of Philosophy in Mathematical and Computational Sciences is a bonafide report of the research work carried out by me. The material contained in this research thesis has not been submitted to any University or Institution for the award of any degree.

Place: NITK, Surathkal

Date: February 2022

MAHESH KRISHNA K

165106MA16F02

Department of MACS

NITK, Surathkal

CERTIFICATE

This is to certify that the research thesis entitled METRIC, SCHAU­DER AND OPERATOR-VALUED FRAMES submitted by Mr. MAHESH KRISHNA K (Register Number : 165106MA16F02) as the record of the research work carried out by him is accepted as the research thesis submission in partial fulfillment of the requirements for the award of degree of Doctor of Philosophy.

Place: NITK, Surathkal

Date: February 2022

Dr. P. Sam Johnson

Research Guide

Department of MACS

NITK Surathkal, Karnataka, India

Chairman - DRPC

(Signature with Date and Seal)

ACKNOWLEDGEMENTS

I begin by remembering my guide Dr. P. Sam Johnson. It is because of him of whatever epsilon today I am.

The kind reply by Prof. Victor Kaftal, University of Cincinnati, Ohio developed confidence in me to do research. I am thankful to Prof. Victor Kaftal very much. Also, I thank Prof. P. G. Casazza, Missouri University, USA, Prof. Radu Balan, University of Maryland, USA, Prof. D. Freeman, St. Louis University, USA, Prof. Orr Moshe Shalit, Technion, Israel, Prof. Terence Tao, University of California, Los Angeles, USA and Prof. B. V. Rajarama Bhat, ISI Bangalore for their replies to my mails. I am thankful to all of them.

I am happy to thank my friends Ramu G., Vinoth A., Kanagaraj K., Palanivel R., Niranjan P.K., Sumukha S., Saumya Y. M., Shivarama K. N., Sachin M., Mahesh Mayya, Chaitanya G. K., Manasa M., Rashmi K., Megha P. for their help in my life at NITK.

My Research Progress Assessment Committee (RPAC) members Prof. Subhash C. Yaragal, Department of Civil Engineering and Prof. B. R. Shankar, Department of MACS helped me at various stages of research. I thank the RPAC members.

I would like to thank former heads of MACS department Prof. Santhosh George, Prof. B. R. Shankar, Prof. S. S. Kamath and the present head Dr. R. Madhusudhan for their help at different times. Further, I thank all faculty members of MACS department and office staff.

It was in MTTS where I started thinking seriously about results. I am thankful to Prof. S. Kumaresan, Central University of Hyderabad for the initiation of MTTS which transformed Mathematics of India to a greater extent.

The concept of Advanced Training in Mathematics Schools (ATM Schools) is a very useful initiative of National Centre for Mathematics (NCM) India which helps a lot for Ph.D. Scholars. I am fortunate to attend a dozen of these schools. Thanks to initiators and organizers of various ATM schools.

Ph.D. course work papers of mine were given by Dr. Murugan V., Mrs. Sujatha D. Achar, Prof. B. R. Shankar and Prof. A. H. Sequeira. I am thankful to them.

When I was teaching at Centre for Post-Graduate Studies and Research, St. Philomena College at Puttur, my classmates and colleagues Vaishnavi C. and Prasad H. M. helped at various times. My students also helped a lot understand the subject better. It is necessary to remember all of them.

Prof. M. S. Balasubramani, Prof. S. Parameshwara Bhatta, Mohana K. S., Dr. Chandru Hegde taught me at Mangalore University. I particularly remember them for their teaching.

I end the acknowledgements by remembering my father Narasimha D. K., my mother Sundari V., my sisters Shraddha K., Pavithra K., Pavana K., my brother late Ganesh K. R. and my primary teacher Nataliya K.

Place: NITK, Surathkal                                                             MAHESH KRISHNA K

Date: 17 February 2022

INTRODUCTION

GENERAL INTRODUCTION

A vector in a vector space is usually obtained as a linear combination of elements of a basis for the vector space. Thus a vector is fully known if we know the coefficients in the representation of it using basis elements. However, as dimension of the space increases, it is difficult to get the coefficients. Hence we look for nice spaces and certain bases which give coefficients of a given vector easily. For this purpose, Hilbert spaces and orthonormal bases become a very handy tool to obtain representation of a vector.

Orthonormal bases for Hilbert spaces have practical disadvantages. Since each coefficient in the expansion is very important, a small error in one of the coefficient leads to significant variation in the resultant vector and the actual vector. Thus we seek a collection in Hilbert space which gives representation as well as a small change in coefficient need not effect much to the original vector. This is where the theory of frames becomes important.

Historically it was Gabor [114], who first studied representation of functions using translations and modulations of a single function ([103, 104, 106, 123] (); Feichtinger and Strohmer 2003; ); Sondergaard 2007). In 1947, Sz. Nagy studied sequences which are close to orthonormal bases using Paley-Wiener type results ([81]). Modern definition of frames was set by Duffin and Schaeffer [89] in the study of sequences of type {eiλnx}n∈Z,λn∈C,x∈(−r,r),r>0\{e^{i\lambda_n x}\}_{n\in\mathbb{Z}}, \lambda_n\in\mathbb{C}, x\in(-r,r), r>0. After this work, Young (1980) made an account of frames in his book ‘An introduction to nonharmonic Fourier series’.

Paper of Daubechies, Grossmann, and Meyer ([79]) triggered the area of frames for Hilbert spaces. Later, the paper of Benedetto and Fickus [31] influenced the development of frame theory for finite dimensional Hilbert spaces. Today theory of frames find its uses in many areas such as wireless communication (Strohmer (2001)), signal processing [162], image processing [82], sampling theory [30], filter banks [108], psycho-acoustics [28], quantum design [40], quantum channels [127], quantum optics (Jamioikowski (2010)), quantum measurement [93], numerical approximation [2], Sigma-Delta quantization [34], coding (Strohmer and Heath (2003)) and graph theory [41]. For a comprehensive look on the theory of frames, we refer [65, 129, 128, 56, 130] (), Waldron 2018; ), Okoudjou 2016; ), Pesenson et al. 2017).

Since many spaces appearing both in theoretical and practicals are Banach spaces which may not be Hilbert spaces, there is a need for extending the notion of frames to Banach spaces. This was first done by Gröchenig [122]. After the study of several function spaces [99], Gröchenig first studied the notion of an atomic decomposition for Banach spaces and then defined the notion of a Banach frame. Feichtinger and Gröchenig (1988, 1989a,b) in 90’s developed a theory of atomic decompositions and frames for a large class of function spaces such as modulation spaces [98] and coorbit spaces [35], via, group representations and projective representations.

Abstract study of atomic decompositions and frames for Banach spaces started from the fundamental paper [53]. Further study and variations of the frames for Banach spaces are done in [44], Terekhin (2010), Terekhin (2009), Terekhin (2004), [110], [45], Stoeva (2009), Stoeva (2012), [7], [124] and so on.

ORTHONORMAL BASES, RIESZ BASES, FRAMES AND BESSEL SEQUENCES FOR HILBERT SPACES

In the study of integral equations, Hilbert studied the space of square integrable sequences [39]. Later, John von Neumann (1930) formulated the notion of Hilbert spaces.

Definition 1.2.1. ([cf. 158]) A vector space H\mathcal{H} over K\mathbb{K} (R\mathbb{R} or C\mathbb{C}) is said to be a Hilbert space if there exists a map ⟨⋅,⋅⟩:H×H→K\langle\cdot,\cdot\rangle:\mathcal{H}\times\mathcal{H}\to\mathbb{K} such that the following axioms hold.

(i) ⟨h,h⟩≥0\langle h,h\rangle\ge0, ∀h∈H\forall h \in\mathcal{H}.

(ii) If h∈Hh \in\mathcal{H} is such that ⟨h,h⟩=0\langle h,h\rangle= 0, then h=0h = 0.

(iii) ⟨h,h1⟩=⟨h1,h⟩‾\langle h,h_1\rangle= \overline{\langle h_1,h\rangle}, ∀h,h1∈H\forall h,h_1 \in\mathcal{H}.

(iv) ⟨αh+h1,h2⟩=α⟨h,h2⟩+⟨h1,h2⟩\langle\alpha h+h_1,h_2\rangle= \alpha\langle h,h_2\rangle+\langle h_1,h_2\rangle, ∀h,h1,h2∈H\forall h,h_1,h_2 \in\mathcal{H}, ∀α∈K\forall\alpha\in\mathbb{K}.

(v) H\mathcal{H} is complete with respect to the norm ∥h∥:=⟨h,h⟩\lVert h\rVert:= \sqrt{\langle h,h\rangle}.

We now mention two important examples of Hilbert spaces.

Example 1.2.2. (cf. Limaye [158])

(i) Let n∈Nn \in\mathbb{N}. The space Kn\mathbb{K}^{n} equipped with the inner product

⟨(ak)k=1n,(bk)k=1n⟩:=∑k=1nakbk‾,∀(ak)k=1n,(bk)k=1n∈Kn\langle(a_k)_{k=1}^{n},(b_k)_{k=1}^{n}\rangle:= \sum_{k=1}^{n}a_k\overline{b_k}, \quad\forall(a_k)_{k=1}^{n},(b_k)_{k=1}^{n} \in\mathbb{K}^{n}

is a finite dimensional separable Hilbert space.

(ii) The space ℓ2(N):={{an}n:an∈K,∀n∈N,∑n=1∞∣an∣2<∞}\ell^{2}(\mathbb{N}) := \{\{a_n\}_{n}: a_n \in\mathbb{K},\forall n \in\mathbb{N},\sum_{n=1}^{\infty}|a_n|^{2} < \infty\} equipped with the inner product

⟨{an}n,{bn}n⟩:=∑n=1∞anbn‾,∀{an}n,{bn}n∈ℓ2(N)\langle\{a_n\}_{n},\{b_n\}_{n}\rangle:= \sum_{n=1}^{\infty}a_n\overline{b_n}, \quad\forall\{a_n\}_{n},\{b_n\}_{n} \in\ell^{2}(\mathbb{N})

is an infinite dimensional separable Hilbert space. The space ℓ2(N)\ell^{2}(\mathbb{N}) is known as the standard separable Hilbert space.

Throughout this thesis, we assume that all of Hilbert spaces are separable. Among all kinds of sets in a Hilbert space, orthonormal sets are the easiest to handle, whose definition reads as follows.

Definition 1.2.3. (cf. Limaye [158]) A collection {τn}n\{\tau_n\}_{n} in a Hilbert space H\mathcal{H} is called an orthonormal set in H\mathcal{H} if ⟨τj,τk⟩=δj,k,∀j,k∈N\langle\tau_j,\tau_k\rangle= \delta_{j,k},\forall j,k \in\mathbb{N}.

Following theorem, known as Gram-Schmidt orthonormalization (cf. Leon et al. [152]) shows that a linearly independent sequence of vectors can be converted into an orthonormal set such that at each stage of conversion the spaces spanned by the original set and transformed set are the same.

Theorem 1.2.4. (cf. Limaye [158]) (Gram-Schmidt orthonormalization) Let {τn}n\{\tau_n\}_{n} be a linearly independent subset of H\mathcal{H}. Define ω1:=τ1\omega_1 := \tau_1, ρ1:=ω1/∥ω1∥\rho_1 := \omega_1/\lVert\omega_1\rVert and

ωn:=τn−∑k=1n−1⟨τn,ρk⟩ρk,ρn:=ωn∥ωn∥,∀n≥2.\omega_n := \tau_n - \sum_{k=1}^{n-1}\langle\tau_n,\rho_k\rangle\rho_k,\quad\rho_n := \frac{\omega_n}{\lVert\omega_n\rVert},\quad\forall n \ge2.

:::`

Then {ρn}n\{\rho_n\}_n is orthonormal and

span⁡{ρk}k=1n=span⁡{τk}k=1n,∀n≥1.\operatorname{span}\{\rho_k\}_{k=1}^{n}=\operatorname{span}\{\tau_k\}_{k=1}^{n},\qquad\forall n\ge1.

One of the most important inequalities associated with an orthonormal sequence is the Bessel’s inequality. It is a generalization of Cauchy-Schwarz inequality.

Theorem 1.2.5. ([cf. 158]) (Bessel’s inequality) If {τn}n\{\tau_n\}_n is an orthonormal set in H\mathcal{H}, then the series ∑n=1∞∣⟨h,τn⟩∣2\sum_{n=1}^{\infty}|\langle h,\tau_n\rangle|^2 converges for all h∈Hh\in\mathcal{H} and

∑n=1∞∣⟨h,τn⟩∣2≤∥h∥2,∀h∈H.\sum_{n=1}^{\infty}|\langle h,\tau_n\rangle|^2\le\|h\|^2,\qquad\forall h\in\mathcal{H}.

Next theorem characterizes convergence of series in a Hilbert space with that of sequence of scalars.

Theorem 1.2.6. ([cf. 158]) (Riesz-Fisher theorem) Let {an}n\{a_n\}_n be a sequence of scalars and {τn}n\{\tau_n\}_n be an orthonormal set in H\mathcal{H}. Then

∑n=1∞anτn converges in H if and only if ∑n=1∞∣an∣2 converges in R.\sum_{n=1}^{\infty}a_n\tau_n\text{ converges in }\mathcal{H}\text{ if and only if }\sum_{n=1}^{\infty}|a_n|^2\text{ converges in }\mathbb{R}.

Next theorem shows that given any orthonormal set and an element in a Hilbert space, the inner product of the element with the members of an orthonormal set can be non zero at most countably many times.

Theorem 1.2.7. ([cf. 158]) Let {τn}n\{\tau_n\}_n be an orthonormal set in H\mathcal{H} and h∈Hh\in\mathcal{H}. Then the set Eh:={τn:⟨h,τn⟩≠0,n∈N}E_h:=\{\tau_n:\langle h,\tau_n\rangle\ne0,n\in\mathbb{N}\} is either finite or countable.

A natural analogue of basis for finite dimensional vector spaces to that of infinite dimensional Hilbert spaces is the notion of Schauder basis and orthonormal basis.

Definition 1.2.8. ([cf. 65]) A collection {τn}n\{\tau_n\}_n in H\mathcal{H} is called

(i) a Schauder basis for H\mathcal{H} if for each h∈Hh\in\mathcal{H}, there exists a unique collection {an(h)}n\{a_n(h)\}_n of scalars such that ∑n=1∞an(h)τn\sum_{n=1}^{\infty}a_n(h)\tau_n converges in H\mathcal{H} and h=∑n=1∞an(h)τnh=\sum_{n=1}^{\infty}a_n(h)\tau_n.

(ii) an orthonormal basis for H\mathcal{H} if it is a Schauder basis for H\mathcal{H} and it is orthonormal.

We now give various examples of orthonormal bases for Hilbert spaces.

Example 1.2.9. ([cf. 65])

(i) Define en:={δn,k}ke_n := \{\delta_{n,k}\}_k, where δ⋅,⋅\delta_{\cdot,\cdot} is the Kronecker delta. Then {en}n\{e_n\}_n is an orthonormal basis for ℓ2(N)\ell^2(\mathbb{N}). This is known as the standard orthonormal basis for ℓ2(N)\ell^2(\mathbb{N}).

(ii) Define

L2[0,1]:={f:[0,1]→C is measurable and ∫01∣f(x)∣2 dx<∞}\mathcal{L}^2[0,1] := \left\{f : [0,1] \to\mathbb{C}\text{ is measurable and }\int_0^1 |f(x)|^2\,\mathrm{d}x < \infty\right\}

equipped with the inner product

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