Introduction and main results
Let k ≥ 2 k\geq2 k ≥ 2 be an integer. We consider T T T the infinite rooted k k k -ary tree, that is, a graph with an initial vertex x 0 x_0 x 0 , called root, and each vertex has k k k children.
Throughout the paper, we denote A ≲ θ B A\lesssim_\theta B A ≲ θ B to mean that there exists a positive constant c θ c_\theta c θ depending only on θ \theta θ such that A ≤ c θ B A\leq c_\theta B A ≤ c θ B . We say that A ≃ θ B A\simeq_\theta B A ≃ θ B when A ≲ θ B A\lesssim_\theta B A ≲ θ B and B ≲ θ A B\lesssim_\theta A B ≲ θ A .
It is possible to equip T T T , with the graph distance d d d and the counting measure μ \mu μ . The distance d ( x , y ) d(x,y) d ( x , y ) is the number of edges of the unique path between x x x and y y y and the measure μ \mu μ counts the number of vertices in the set. If A ⊂ T A\subset T A ⊂ T , we denote ∣ A ∣ = μ ( A ) |A|=\mu(A) ∣ A ∣ = μ ( A ) and
f ( A ) = ∫ A f ( x ) d x = ∑ x ∈ A f ( x ) . f(A)=\int_A f(x)\,dx=\sum_{x\in A}f(x). f ( A ) = ∫ A f ( x ) d x = x ∈ A ∑ f ( x ) .
All radii are nonnegative integers. By a weight we mean a function w : T → [ 0 , ∞ ) w:T\to[0,\infty) w : T → [ 0 , ∞ ) which is finite at every vertex; it may vanish on a subset of T T T . We write w ( E ) = ∑ x ∈ E w ( x ) w(E)=\sum_{x\in E}w(x) w ( E ) = ∑ x ∈ E w ( x ) .
Let S ( x , r ) S(x,r) S ( x , r ) denote the sphere of radius r r r , S ( x , r ) = { y ∈ T : d ( x , y ) = r } S(x,r)=\{y\in T:d(x,y)=r\} S ( x , r ) = { y ∈ T : d ( x , y ) = r } , observe that S ( x , r ) S(x,r) S ( x , r ) has exponential growth,
∣ S ( x , r ) ∣ ≃ k r , |S(x,r)|\simeq k^r, ∣ S ( x , r ) ∣ ≃ k r ,
and μ \mu μ is not a doubling measure. This geometry makes T T T a natural model in which classical covering arguments are unavailable but sharp maximal estimates can still be obtained by exploiting combinatorial expansion.
The study of classical operators in the context of k k k -tree has recently received considerable attention, particularly through the works of Naor and Tao [7 ] and Ombrosi, Rivera-Ríos and Safe [9 ] . We also refer to the articles [12 , 13 ] in which the authors studied connections between the geometrical properties of finite and infinite graphs and the boundedness of the Hardy-Littlewood maximal operator. For weighted estimates on trees, we refer to [4 , 5 , 8 , 15 ] .
In [7 ] , Naor and Tao proved the unweighted weak type ( 1 , 1 ) (1,1) ( 1 , 1 ) for the Hardy-Littlewood maximal operator in the k k k -tree T T T ,
∣ { x ∈ T : M f ( x ) > λ } ∣ ≤ c λ ∑ x ∈ T ∣ f ( x ) ∣ \left|\{x \in T : Mf(x) > \lambda\}\right| \leq\frac{c}{\lambda}\sum_{x\in T}|f(x)| ∣ { x ∈ T : M f ( x ) > λ } ∣ ≤ λ c x ∈ T ∑ ∣ f ( x ) ∣
where M M M is defined by
M f ( x ) = sup r ≥ 0 1 ∣ B ( x , r ) ∣ ∑ y ∈ B ( x , r ) ∣ f ( y ) ∣ . Mf(x)=\sup_{r\geq0}\frac{1}{|B(x,r)|}\sum_{y\in B(x,r)}|f(y)|. M f ( x ) = r ≥ 0 sup ∣ B ( x , r ) ∣ 1 y ∈ B ( x , r ) ∑ ∣ f ( y ) ∣.
Recently, in [9 ] Ombrosi, Rivera-Ríos and Safe proved a weighted Fefferman–Stein inequality for the Hardy–Littlewood maximal operator on T T T of the form
w ( { M f > λ } ) ≲ 1 λ ∑ x ∈ T ∣ f ( x ) ∣ M s w ( x ) , s > 1 , w(\{Mf>\lambda\})\lesssim\frac{1}{\lambda}\sum_{x\in T}|f(x)|M_sw(x), \qquad s>1, w ({ M f > λ }) ≲ λ 1 x ∈ T ∑ ∣ f ( x ) ∣ M s w ( x ) , s > 1 ,
where M s ( w ) = M ( w 1 / s ) M_s(w)=M(w^{1/s}) M s ( w ) = M ( w 1/ s ) . The authors showed that not only it is not possible to choose s = 1 s=1 s = 1 but also it is not even possible to choose any number of iterations of the maximal function for the inequality to hold. Their proof combines a weighted incidence estimate on spheres with a dyadic decomposition whose crucial gain is a positive power of 2 n / k r 2^n/k^r 2 n / k r .
The Fefferman-Stein estimate was originally proved in [3 ] , later these estimates and related variants have been studied in a variety of contexts [1 , 6 , 10 , 11 , 14 ] . In the fractional setting, the Fefferman-Stein for the fractional maximal operator is a consequence of classical covering lemmas [3 ] . In [2 ] , the authors proved that the Fefferman-Stein estimate for the fractional integral holds with a fractional L log L L\log L L log L -maximal operator and cannot be replaced with the fractional maximal operator.
The purpose of the present paper is to develop the corresponding theory for the fractional maximal operator with 0 < α < 1 0<\alpha<1 0 < α < 1 ,
M α f ( x ) = sup r ≥ 0 1 ∣ B ( x , r ) ∣ 1 − α ∑ y ∈ B ( x , r ) ∣ f ( y ) ∣ , M_\alpha f(x)=\sup_{r\geq0}\frac{1}{|B(x,r)|^{1-\alpha}}\sum_{y\in B(x,r)}|f(y)|, M α f ( x ) = r ≥ 0 sup ∣ B ( x , r ) ∣ 1 − α 1 y ∈ B ( x , r ) ∑ ∣ f ( y ) ∣ ,
and its spherical counterpart
M α ∘ f ( x ) = sup r ≥ 0 1 ∣ S ( x , r ) ∣ 1 − α ∑ y ∈ S ( x , r ) ∣ f ( y ) ∣ . M_\alpha^\circ f(x)=\sup_{r\geq0}\frac{1}{|S(x,r)|^{1-\alpha}}\sum_{y\in S(x,r)}|f(y)|. M α ∘ f ( x ) = r ≥ 0 sup ∣ S ( x , r ) ∣ 1 − α 1 y ∈ S ( x , r ) ∑ ∣ f ( y ) ∣.
Note that, in contrast to the standard Euclidean setting, here it makes sense to consider this kind of maximal function because S ( x , r ) S(x,r) S ( x , r ) are not sets of measure 0. For k ≥ 2 k\geq2 k ≥ 2 , we have M α ≃ α M α ∘ M_\alpha\simeq_\alpha M_\alpha^\circ M α ≃ α M α ∘ as we will show in Proposition 2.1.
The fractional problem is not obtained by a formal substitution in the proof of [9 ] . The factor ∣ S ( x , r ) ∣ α ≃ k r α |S(x,r)|^\alpha\simeq k^{r\alpha} ∣ S ( x , r ) ∣ α ≃ k r α changes in a substantial form the distributional decomposition and the final summation.
We consider the fractional L s L^s L s maximal operator
M α , s w ( x ) = sup r ≥ 0 ∣ B ( x , r ) ∣ α ( 1 ∣ B ( x , r ) ∣ ∑ y ∈ B ( x , r ) w ( y ) s ) 1 / s . M_{\alpha,s}w(x)=\sup_{r\geq0}|B(x,r)|^\alpha\left(\frac{1}{|B(x,r)|}\sum_{y\in B(x,r)}w(y)^s\right)^{1/s}. M α , s w ( x ) = r ≥ 0 sup ∣ B ( x , r ) ∣ α ∣ B ( x , r ) ∣ 1 y ∈ B ( x , r ) ∑ w ( y ) s 1/ s .
The first result gives a weighted endpoint estimate that survives fractional normalization in a space with exponential volume growth. The following theorem provides a Fefferman-Stein estimate with M α , s w M_{\alpha,s}w M α , s w in the right-side.
Theorem 1.1. Let k > 2 k>2 k > 2 , 0 < α < 1 0<\alpha<1 0 < α < 1 and s > 1 s>1 s > 1 . Then, for every weight w ≥ 0 w\geq0 w ≥ 0 on T T T ,
w ( { x ∈ T : M α f ( x ) > λ } ) ≤ C α , s 1 λ ∑ x ∈ T ∣ f ( x ) ∣ M α , s w ( x ) , (1) w(\{x\in T:M_\alpha f(x)>\lambda\})\leq C_{\alpha,s}\frac{1}{\lambda}\sum_{x\in T}|f(x)|M_{\alpha,s}w(x), \tag*{(1)} w ({ x ∈ T : M α f ( x ) > λ }) ≤ C α , s λ 1 x ∈ T ∑ ∣ f ( x ) ∣ M α , s w ( x ) , (1) where C α , s C_{\alpha,s} C α , s is independent of k k k . The constant obtained in the proof deteriorates as s ↓ 1 s\downarrow1 s ↓ 1 .
Theorem 1.1 is proved in § 2 . The weighted sphere-incidence lemma, Lemma 2.3, is a fractional variant of the combinatorial estimate in [9 ] , but its power of k k k changes from the non-fractional one.
A central issue is whether the assumption s > 1 s>1 s > 1 in Theorem 1.1 is genuinely necessary. The following counterexample therefore plays a decisive role: in the subcritical range 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 , it shows that the estimate fails not only for s = 1 s=1 s = 1 , but even when M α M_\alpha M α is replaced by any fixed finite iterate. This establishes the necessity of the modification introduced in Theorem 1.1 and identifies a fundamental obstruction in the fractional setting.
Theorem 1.2. For any n ∈ N n\in\mathbb{N} n ∈ N and 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 , there exists a weight w w w such that M α w ≲ w M_\alpha w\lesssim w M α w ≲ w and a sequence of finitely supported functions { f j } \{f_j\} { f j } such that
w ( { M α f j > 1 } ) ∑ x ∈ T ∣ f j ( x ) ∣ M α ( n ) w ( x ) → j → ∞ ∞ . \frac{w(\{M_\alpha f_j>1\})}{\sum_{x\in T}|f_j(x)|M_\alpha^{(n)}w(x)}\xrightarrow[j\to\infty]{}\infty. ∑ x ∈ T ∣ f j ( x ) ∣ M α ( n ) w ( x ) w ({ M α f j > 1 }) j → ∞ ∞. Consequently, no estimate of the form
w ( { M α f > λ } ) ≤ C λ ∑ x ∈ T ∣ f ( x ) ∣ M α ( n ) w ( x ) w(\{M_\alpha f>\lambda\})\leq\frac{C}{\lambda}\sum_{x\in T}|f(x)|M_\alpha^{(n)}w(x) w ({ M α f > λ }) ≤ λ C x ∈ T ∑ ∣ f ( x ) ∣ M α ( n ) w ( x ) can hold uniformly for all finitely supported f f f and all λ > 0 \lambda>0 λ > 0 .
Although Theorem 1.2 is the fractional counterpart of the result of [9 ] , the construction of the counterexample requires a different approach. In their example, the weight is chosen to compensate the average of the ball. In the fractional setting, however, this normalization becomes ∣ B ( x , r ) ∣ 1 − α |B(x,r)|^{1-\alpha} ∣ B ( x , r ) ∣ 1 − α , and the natural adaptations of their weight no longer yield the balance needed to produce a counterexample. Thus, the non-fractional construction does not extend directly to our setting. Overcoming this difficulty requires a more delicate example, based on a suitably chosen subtree whose geometry compensates for the fractional normalization.
We next obtain a necessary condition for the weighted weak-type ( 1 , 1 ) (1,1) ( 1 , 1 ) estimate. Testing this estimate on point masses recovers the condition M α w ≲ w M_\alpha w\lesssim w M α w ≲ w . The preceding counterexample shows that this condition is not sufficient in the subcritical range.
Theorem 1.3. Let 0 < α < 1 0<\alpha<1 0 < α < 1 and let w w w be a weight on T T T . Assume that there exists C w > 0 C_w>0 C w > 0 such that
w ( { x ∈ T : M α f ( x ) > λ } ) ≤ C w λ ∑ x ∈ T ∣ f ( x ) ∣ w ( x ) (2) w(\{x\in T:M_\alpha f(x)>\lambda\})\leq\frac{C_w}{\lambda}\sum_{x\in T}|f(x)|w(x) \tag*{(2)} w ({ x ∈ T : M α f ( x ) > λ }) ≤ λ C w x ∈ T ∑ ∣ f ( x ) ∣ w ( x ) (2) for every finitely supported f f f and every λ > 0 \lambda>0 λ > 0 . Then
M α w ( x ) ≲ α , k , C w w ( x ) , x ∈ T . M_\alpha w(x)\lesssim_{\alpha,k,C_w}w(x),\qquad x\in T. M α w ( x ) ≲ α , k , C w w ( x ) , x ∈ T . Consequently, for 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 this condition is necessary but not sufficient. If 1 / 2 ≤ α < 1 1/2\leq\alpha<1 1/2 ≤ α < 1 , no nonzero weight can satisfy M α w ≲ w M_\alpha w\lesssim w M α w ≲ w , and hence no nontrivial weighted weak type estimate of the above form is possible; see Proposition 3.11 .
At the critical value α = 1 / 2 \alpha=1/2 α = 1/2 , the exponential rates used in the supercritical argument coincide. The radial computation below nevertheless provides an additional factor depending on the generation, which rules out global weights also at the endpoint, without any radiality assumption.
We present the power-type radial weights of the form
w β ( x ) = k β ∣ x ∣ , w_\beta(x)=k^{\beta|x|}, w β ( x ) = k β ∣ x ∣ ,
where ∣ x ∣ |x| ∣ x ∣ is the generation of x x x and β ∈ R \beta\in\mathbb{R} β ∈ R .
These weights allow us to compare the necessary condition with the sufficient condition involving M α , s M_{\alpha,s} M α , s . Contributions from descendants and from paths passing through ancestors impose two restrictions on β \beta β . Their balance determines the admissible interval and explains the threshold α = 1 / 2 \alpha=1/2 α = 1/2 .
Theorem 1.4. If 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 , then
M α w β ≈ w β ⟺ β ∈ [ α − 1 , − α ] . M_\alpha w_\beta\approx w_\beta\qquad\Longleftrightarrow\qquad\beta\in[\alpha-1,-\alpha]. M α w β ≈ w β ⟺ β ∈ [ α − 1 , − α ] .
If 1 / 2 ≤ α < 1 1/2 \le\alpha< 1 1/2 ≤ α < 1 , no power-type radial weight satisfies this estimate globally. Moreover, for s > 1 s > 1 s > 1 ,
M α , s w β ≃ w β M_{\alpha,s}w_\beta\simeq w_\beta M α , s w β ≃ w β
holds precisely in the range
s < 1 2 α , β ∈ [ α − 1 s , − α ] . s < \frac{1}{2\alpha}, \qquad\beta\in\left[\alpha-\frac{1}{s},-\alpha\right]. s < 2 α 1 , β ∈ [ α − s 1 , − α ] .
The paper is organized as follows. Section 2 contains the comparison between ball and spherical fractional maximal operators, the weighted incidence estimate, the new fractional distributional lemma, and the proof of Theorem 1.1. Section 3 is devoted to radial weights, sharpness, counterexamples, necessary conditions, and the phase transition at α = 1 / 2 \alpha= 1/2 α = 1/2 .
Proof of Theorem 1.1
To prove Theorem 1.1 we need several weighted estimates. We first compare the ball and spherical fractional maximal operators. Spheres are convenient for the argument because pairs of vertices at a fixed distance can be classified by their common ancestor. We keep track of the constants in this comparison so that the final estimate is uniform in k k k .
We write
B ( x , r ) = { y ∈ T : d ( x , y ) ≤ r } , S ( x , r ) = { y ∈ T : d ( x , y ) = r } . B(x,r)=\{y\in T:d(x,y)\le r\},\qquad S(x,r)=\{y\in T:d(x,y)=r\}. B ( x , r ) = { y ∈ T : d ( x , y ) ≤ r } , S ( x , r ) = { y ∈ T : d ( x , y ) = r } .
The geometry of the rooted tree gives, uniformly in x x x , r r r and k ≥ 2 k\ge2 k ≥ 2 ,
k r ≤ ∣ S ( x , r ) ∣ ≤ 2 k r , ∣ B ( x , r ) ∣ ≤ 2 ∣ S ( x , r ) ∣ . (3) k^r\le|S(x,r)|\le2k^r,\qquad|B(x,r)|\le2|S(x,r)|. \tag*{(3)} k r ≤ ∣ S ( x , r ) ∣ ≤ 2 k r , ∣ B ( x , r ) ∣ ≤ 2∣ S ( x , r ) ∣. (3)
For 0 < α < 1 0<\alpha<1 0 < α < 1 and 1 ≤ s < ∞ 1\le s<\infty 1 ≤ s < ∞ , we set
M α , s f ( x ) = sup r ≥ 0 ∣ B ( x , r ) ∣ α ( 1 ∣ B ( x , r ) ∣ ∑ y ∈ B ( x , r ) ∣ f ( y ) ∣ s ) 1 / s M_{\alpha,s}f(x)=\sup_{r\ge0}|B(x,r)|^\alpha\left(\frac{1}{|B(x,r)|}\sum_{y\in B(x,r)}|f(y)|^s\right)^{1/s} M α , s f ( x ) = r ≥ 0 sup ∣ B ( x , r ) ∣ α ∣ B ( x , r ) ∣ 1 y ∈ B ( x , r ) ∑ ∣ f ( y ) ∣ s 1/ s
and
M α , s ∘ f ( x ) = sup r ≥ 0 ∣ S ( x , r ) ∣ α ( 1 ∣ S ( x , r ) ∣ ∑ y ∈ S ( x , r ) ∣ f ( y ) ∣ s ) 1 / s . M^\circ_{\alpha,s}f(x)=\sup_{r\ge0}|S(x,r)|^\alpha\left(\frac{1}{|S(x,r)|}\sum_{y\in S(x,r)}|f(y)|^s\right)^{1/s}. M α , s ∘ f ( x ) = r ≥ 0 sup ∣ S ( x , r ) ∣ α ∣ S ( x , r ) ∣ 1 y ∈ S ( x , r ) ∑ ∣ f ( y ) ∣ s 1/ s .
Thus M α , 1 = M α M_{\alpha,1}=M_\alpha M α , 1 = M α and M α , 1 ∘ = M α ∘ M^\circ_{\alpha,1}=M^\circ_\alpha M α , 1 ∘ = M α ∘ .
Proposition 2.1. Let 0 < α < 1 0<\alpha<1 0 < α < 1 . Then
M α f ( x ) ≤ C α M α ∘ f ( x ) , M α ∘ f ( x ) ≤ 2 1 − α M α f ( x ) , M_\alpha f(x)\le C_\alpha M^\circ_\alpha f(x),\qquad M^\circ_\alpha f(x)\le2^{1-\alpha}M_\alpha f(x), M α f ( x ) ≤ C α M α ∘ f ( x ) , M α ∘ f ( x ) ≤ 2 1 − α M α f ( x ) ,
where C α C_\alpha C α is independent of k k k . Moreover, for every 1 ≤ s < ∞ 1\le s<\infty 1 ≤ s < ∞ ,
M α , s ∘ f ( x ) ≤ 2 ( 1 / s − α ) + M α , s f ( x ) . (4) M^\circ_{\alpha,s}f(x)\le2^{(1/s-\alpha)_+}M_{\alpha,s}f(x). \tag*{(4)} M α , s ∘ f ( x ) ≤ 2 ( 1/ s − α ) + M α , s f ( x ) . (4)
If, in addition, α s < 1 \alpha s<1 α s < 1 , then
M α , s f ( x ) ≤ C α , s M α , s ∘ f ( x ) , (5) M_{\alpha,s}f(x)\le C_{\alpha,s}M^\circ_{\alpha,s}f(x), \tag*{(5)} M α , s f ( x ) ≤ C α , s M α , s ∘ f ( x ) , (5)
where C α , s C_{\alpha,s} C α , s is independent of k k k .
Proof. By (2.1), for every r ≥ 0 r\ge0 r ≥ 0 ,
1 ∣ S ( x , r ) ∣ 1 − α ∑ S ( x , r ) ∣ f ∣ ≤ ( ∣ B ( x , r ) ∣ ∣ S ( x , r ) ∣ ) 1 − α 1 ∣ B ( x , r ) ∣ 1 − α ∑ B ( x , r ) ∣ f ∣ ≤ 2 1 − α M α f ( x ) . \frac{1}{|S(x,r)|^{1-\alpha}}\sum_{S(x,r)}|f|
\le\left(\frac{|B(x,r)|}{|S(x,r)|}\right)^{1-\alpha}
\frac{1}{|B(x,r)|^{1-\alpha}}\sum_{B(x,r)}|f|
\le2^{1-\alpha}M_\alpha f(x). ∣ S ( x , r ) ∣ 1 − α 1 S ( x , r ) ∑ ∣ f ∣ ≤ ( ∣ S ( x , r ) ∣ ∣ B ( x , r ) ∣ ) 1 − α ∣ B ( x , r ) ∣ 1 − α 1 B ( x , r ) ∑ ∣ f ∣ ≤ 2 1 − α M α f ( x ) .
Hence M α ∘ f ( x ) ≤ 2 1 − α M α f ( x ) M^\circ_\alpha f(x)\le2^{1-\alpha}M_\alpha f(x) M α ∘ f ( x ) ≤ 2 1 − α M α f ( x ) .
Conversely,
1 ∣ B ( x , r ) ∣ 1 − α ∑ B ( x , r ) ∣ f ∣ = 1 ∣ B ( x , r ) ∣ 1 − α ∑ ℓ = 0 r ∑ S ( x , ℓ ) ∣ f ∣ ≤ M α ∘ f ( x ) ∑ ℓ = 0 r ∣ S ( x , ℓ ) ∣ 1 − α ∣ B ( x , r ) ∣ 1 − α ≤ M α o f ( x ) 2 1 − α ∑ j = 0 r k − j ( 1 − α ) ≤ 2 1 − α 1 − 2 α − 1 M α o f ( x ) . (6) \begin{aligned}
\frac{1}{|B(x,r)|^{1-\alpha}}\sum_{B(x,r)}|f|
=\frac{1}{|B(x,r)|^{1-\alpha}}\sum_{\ell=0}^{r}\sum_{S(x,\ell)}|f|
\le M^\circ_\alpha f(x)\frac{\sum_{\ell=0}^{r}|S(x,\ell)|^{1-\alpha}}{|B(x,r)|^{1-\alpha}} \\
&\le M_{\alpha}^{o}f(x)2^{1-\alpha}\sum_{j=0}^{r}k^{-j(1-\alpha)} \\
&\le\frac{2^{1-\alpha}}{1-2^{\alpha-1}}M_{\alpha}^{o}f(x). \tag*{(6)}
\end{aligned} ∣ B ( x , r ) ∣ 1 − α 1 B ( x , r ) ∑ ∣ f ∣ = ∣ B ( x , r ) ∣ 1 − α 1 ℓ = 0 ∑ r S ( x , ℓ ) ∑ ∣ f ∣ ≤ M α ∘ f ( x ) ∣ B ( x , r ) ∣ 1 − α ∑ ℓ = 0 r ∣ S ( x , ℓ ) ∣ 1 − α ≤ M α o f ( x ) 2 1 − α j = 0 ∑ r k − j ( 1 − α ) ≤ 1 − 2 α − 1 2 1 − α M α o f ( x ) . (6)
This proves the first assertion.
Finally, for each r r r ,
∣ S ( x , r ) ∣ α − 1 / s ( ∑ S ( x , r ) ∣ f ∣ s ) 1 / s ≤ ( ∣ S ( x , r ) ∣ ∣ B ( x , r ) ∣ ) α − 1 / s ∣ B ( x , r ) ∣ α − 1 / s ( ∑ B ( x , r ) ∣ f ∣ s ) 1 / s . |S(x,r)|^{\alpha-1/s}\left(\sum_{S(x,r)}|f|^{s}\right)^{1/s}\le\left(\frac{|S(x,r)|}{|B(x,r)|}\right)^{\alpha-1/s}|B(x,r)|^{\alpha-1/s}\left(\sum_{B(x,r)}|f|^{s}\right)^{1/s}. ∣ S ( x , r ) ∣ α − 1/ s S ( x , r ) ∑ ∣ f ∣ s 1/ s ≤ ( ∣ B ( x , r ) ∣ ∣ S ( x , r ) ∣ ) α − 1/ s ∣ B ( x , r ) ∣ α − 1/ s B ( x , r ) ∑ ∣ f ∣ s 1/ s .
If α − 1 / s ≥ 0 \alpha-1/s\ge0 α − 1/ s ≥ 0 the ratio is at most one; if α − 1 / s < 0 \alpha-1/s<0 α − 1/ s < 0 , it is bounded by 2 1 / s − α 2^{1/s-\alpha} 2 1/ s − α . Taking the supremum proves (2.2).
Assume now that α s < 1 \alpha s<1 α s < 1 . For every 0 ≤ ℓ ≤ r 0\le\ell\le r 0 ≤ ℓ ≤ r ,
( ∑ S ( x , ℓ ) ∣ f ∣ s ) 1 / s ≤ M α , s o f ( x ) ∣ S ( x , ℓ ) ∣ 1 / s − α . \left(\sum_{S(x,\ell)}|f|^{s}\right)^{1/s}\le M_{\alpha,s}^{o}f(x)|S(x,\ell)|^{1/s-\alpha}. S ( x , ℓ ) ∑ ∣ f ∣ s 1/ s ≤ M α , s o f ( x ) ∣ S ( x , ℓ ) ∣ 1/ s − α .
Therefore, by (2.1),
∣ B ( x , r ) ∣ α − 1 / s ( ∑ B ( x , r ) ∣ f ∣ s ) 1 / s ≤ M α , s o f ( x ) ∣ B ( x , r ) ∣ α − 1 / s ( ∑ ℓ = 0 r ∣ S ( x , ℓ ) ∣ 1 − α s ) 1 / s |B(x,r)|^{\alpha-1/s}\left(\sum_{B(x,r)}|f|^{s}\right)^{1/s}\le M_{\alpha,s}^{o}f(x)|B(x,r)|^{\alpha-1/s}\left(\sum_{\ell=0}^{r}|S(x,\ell)|^{1-\alpha s}\right)^{1/s} ∣ B ( x , r ) ∣ α − 1/ s B ( x , r ) ∑ ∣ f ∣ s 1/ s ≤ M α , s o f ( x ) ∣ B ( x , r ) ∣ α − 1/ s ( ℓ = 0 ∑ r ∣ S ( x , ℓ ) ∣ 1 − α s ) 1/ s
≲ α , s M α , s o f ( x ) k r ( α − 1 / s ) k r ( 1 / s − α ) ≲ α , s M α , s o f ( x ) . \lesssim_{\alpha,s}M_{\alpha,s}^{o}f(x)k^{r(\alpha-1/s)}k^{r(1/s-\alpha)}\lesssim_{\alpha,s}M_{\alpha,s}^{o}f(x). ≲ α , s M α , s o f ( x ) k r ( α − 1/ s ) k r ( 1/ s − α ) ≲ α , s M α , s o f ( x ) .
For the geometric sum to converge, we need α s < 1 \alpha s<1 α s < 1 . □
Remark 2.2. At α = 0 \alpha=0 α = 0 the first ball–sphere comparison is immediate from the decomposition of a ball into spheres. In the fractional setting this constant-one argument is no longer valid because each sphere carries a different power ∣ S ( x , ℓ ) ∣ 1 − α |S(x,\ell)|^{1-\alpha} ∣ S ( x , ℓ ) ∣ 1 − α . The geometric summation in the preceding proof is the first place where the fractional normalization changes the non-fractional argument.
We will denote by 1 ⊗ w 1\otimes w 1 ⊗ w the product measure
1 ⊗ w ( A × B ) = ∣ A ∣ w ( B ) = ∑ ( x , y ) ∈ A × B w ( y ) . 1\otimes w(A\times B)=|A|w(B)=\sum_{(x,y)\in A\times B}w(y). 1 ⊗ w ( A × B ) = ∣ A ∣ w ( B ) = ( x , y ) ∈ A × B ∑ w ( y ) .
Lemma 2.3. Let E , F E,F E , F be finite subsets of T T T , s > 1 s>1 s > 1 , and r ∈ N 0 r\in\mathbb{N}_{0} r ∈ N 0 . Then
1 ⊗ w ( { ( x , y ) ∈ E × F : d ( x , y ) = r } ) ≤ C s k s ′ s ′ + 1 ( 1 − α ) w ( F ) 1 s ′ + 1 ( M α , s o w ( E ) ) s ′ s ′ + 1 , 1\otimes w\left(\{(x,y)\in E\times F:d(x,y)=r\}\right)\le C_{s}k^{\frac{s'}{s'+1}(1-\alpha)}w(F)^{\frac{1}{s'+1}}\left(M_{\alpha,s}^{o}w(E)\right)^{\frac{s'}{s'+1}}, 1 ⊗ w ( {( x , y ) ∈ E × F : d ( x , y ) = r } ) ≤ C s k s ′ + 1 s ′ ( 1 − α ) w ( F ) s ′ + 1 1 ( M α , s o w ( E ) ) s ′ + 1 s ′ , where s ′ = s / ( s − 1 ) s'=s/(s-1) s ′ = s / ( s − 1 ) and C s C_s C s is independent of k k k .
Proof. Write T = ⋃ j ≥ 0 T j T=\bigcup_{j\ge0}T^j T = ⋃ j ≥ 0 T j , where T j T^j T j is the j j j th generation. For each i , j ≥ 0 i,j\ge0 i , j ≥ 0 , we denote E j = E ∩ T j E_j=E\cap T^j E j = E ∩ T j , F i = F ∩ T i F_i=F\cap T^i F i = F ∩ T i and
I i , j = 1 ⊗ w ( { ( x , y ) ∈ E j × F i : d ( x , y ) = r } ) I_{i,j}=1\otimes w\left(\{(x,y)\in E_j\times F_i:d(x,y)=r\}\right) I i , j = 1 ⊗ w ( {( x , y ) ∈ E j × F i : d ( x , y ) = r } )
If x ∈ E j x\in E_j x ∈ E j , y ∈ F i y\in F_i y ∈ F i and d ( x , y ) = r d(x,y)=r d ( x , y ) = r , then
for some m ∈ { 0 , … , r } m\in\{0,\ldots,r\} m ∈ { 0 , … , r } . Then I i , j = 0 I_{i,j}=0 I i , j = 0 if i ≠ j + r − 2 m i\ne j+r-2m i = j + r − 2 m for any m ∈ { 0 , … , r } m\in\{0,\ldots,r\} m ∈ { 0 , … , r } and
1 ⊗ w ( { ( x , y ) ∈ E × F : d ( x , y ) = r } ) = ∑ m = 0 r ∑ i , j ∈ N 0 i = j + r − 2 m I i , j . 1\otimes w\left(\{(x,y)\in E\times F:d(x,y)=r\}\right)=\sum_{m=0}^{r}\sum_{\substack{i,j\in\mathbb{N}_{0}\\i=j+r-2m}}I_{i,j}. 1 ⊗ w ( {( x , y ) ∈ E × F : d ( x , y ) = r } ) = m = 0 ∑ r i , j ∈ N 0 i = j + r − 2 m ∑ I i , j .
For fixed y ∈ T i y\in T^i y ∈ T i , there are at most k m k^m k m vertices x ∈ T j x\in T^j x ∈ T j at distance r r r , so
I i , j ≤ k m w ( F i ) . (7) I_{i,j}\le k^m w(F_i). \tag*{(7)} I i , j ≤ k m w ( F i ) . (7)
On the other hand, for fixed x ∈ T j x \in T^j x ∈ T j there are at most k r − m k^{r-m} k r − m vertices of T i T^i T i at distance r r r . By Hölder’s inequality and (2.1),
I i , j = ∑ x ∈ E j ∑ y ∈ F i d ( x , y ) = r w ( y ) = ∑ x ∈ E j w ( F i ∩ S ( x , r ) ) ≤ ∑ x ∈ E j ∣ F i ∩ S ( x , r ) ∣ 1 s ′ w s ( F i ∩ S ( x , r ) ) 1 s = ∑ x ∈ E j ∣ F i ∩ S ( x , r ) ∣ 1 s ′ k r ( 1 s − α ) k r ( 1 s − α ) w s ( F i ∩ S ( x , r ) ) 1 s ≤ C α , s ∑ x ∈ E j ∣ F i ∩ S ( x , r ) ∣ 1 s ′ k r ( 1 s − α ) ∣ S ( x , r ) ∣ α w s ( F i ∩ S ( x , r ) ) 1 s ∣ S ( x , r ) ∣ 1 s ≤ C α , s ∑ x ∈ E j ∣ F i ∩ S ( x , r ) ∣ 1 s ′ k r ( 1 s − α ) M α , s ∘ ( w ) ( x ) ≤ C α , s k r − m s ′ k r ( 1 s − α ) M α , s ∘ ( w ) ( E j ) . \begin{aligned}
I_{i,j} &= \sum_{x\in E_j}\sum_{\substack{y\in F_i\\d(x,y)=r}} w(y) \\
&= \sum_{x\in E_j} w(F_i\cap S(x,r)) \\
&\le\sum_{x\in E_j} |F_i\cap S(x,r)|^{\frac{1}{s'}}w^s(F_i\cap S(x,r))^{\frac{1}{s}} \\
&= \sum_{x\in E_j} |F_i\cap S(x,r)|^{\frac{1}{s'}}\frac{k^{r(\frac{1}{s}-\alpha)}}{k^{r(\frac{1}{s}-\alpha)}}w^s(F_i\cap S(x,r))^{\frac{1}{s}} \\
&\le C_{\alpha,s}\sum_{x\in E_j}|F_i\cap S(x,r)|^{\frac{1}{s'}}k^{r(\frac{1}{s}-\alpha)}|S(x,r)|^{\alpha}\frac{w^s(F_i\cap S(x,r))^{\frac{1}{s}}}{|S(x,r)|^{\frac{1}{s}}} \\
&\le C_{\alpha,s}\sum_{x\in E_j}|F_i\cap S(x,r)|^{\frac{1}{s'}}k^{r(\frac{1}{s}-\alpha)}M_{\alpha,s}^{\circ}(w)(x) \\
&\le C_{\alpha,s}k^{\frac{r-m}{s'}}k^{r(\frac{1}{s}-\alpha)}M_{\alpha,s}^{\circ}(w)(E_j).
\end{aligned} I i , j = x ∈ E j ∑ y ∈ F i d ( x , y ) = r ∑ w ( y ) = x ∈ E j ∑ w ( F i ∩ S ( x , r )) ≤ x ∈ E j ∑ ∣ F i ∩ S ( x , r ) ∣ s ′ 1 w s ( F i ∩ S ( x , r ) ) s 1 = x ∈ E j ∑ ∣ F i ∩ S ( x , r ) ∣ s ′ 1 k r ( s 1 − α ) k r ( s 1 − α ) w s ( F i ∩ S ( x , r ) ) s 1 ≤ C α , s x ∈ E j ∑ ∣ F i ∩ S ( x , r ) ∣ s ′ 1 k r ( s 1 − α ) ∣ S ( x , r ) ∣ α ∣ S ( x , r ) ∣ s 1 w s ( F i ∩ S ( x , r ) ) s 1 ≤ C α , s x ∈ E j ∑ ∣ F i ∩ S ( x , r ) ∣ s ′ 1 k r ( s 1 − α ) M α , s ∘ ( w ) ( x ) ≤ C α , s k s ′ r − m k r ( s 1 − α ) M α , s ∘ ( w ) ( E j ) .
We therefore have
I i , j ≤ C α , s min { k r − m s ′ k r ( 1 s − α ) M α , s ∘ w ( E j ) , k m w ( F i ) } . (8) I_{i,j}\le C_{\alpha,s}\min\left\{k^{\frac{r-m}{s'}}k^{r(\frac{1}{s}-\alpha)}M_{\alpha,s}^{\circ}w(E_j),k^m w(F_i)\right\}. \tag*{(8)} I i , j ≤ C α , s min { k s ′ r − m k r ( s 1 − α ) M α , s ∘ w ( E j ) , k m w ( F i ) } . (8)
Set
c j = k − j / s ′ M α , s ∘ w ( E j ) , d i = k − i w ( F i ) , i , j ≥ 0. c_j=k^{-j/s'}M_{\alpha,s}^{\circ}w(E_j),\qquad d_i=k^{-i}w(F_i),\qquad i,j\ge0. c j = k − j / s ′ M α , s ∘ w ( E j ) , d i = k − i w ( F i ) , i , j ≥ 0.
Then
∑ j ≥ 0 k j / s ′ c j = M α , s ∘ w ( E ) , ∑ i ≥ 0 k i d i = w ( F ) . \sum_{j\ge0}k^{j/s'}c_j=M_{\alpha,s}^{\circ}w(E),\qquad\sum_{i\ge0}k^i d_i=w(F). j ≥ 0 ∑ k j / s ′ c j = M α , s ∘ w ( E ) , i ≥ 0 ∑ k i d i = w ( F ) .
Since i = j + r − 2 m i=j+r-2m i = j + r − 2 m ,
r − m + j = r + i + j 2 , m + i = r + i + j 2 . r-m+j=\frac{r+i+j}{2},\qquad m+i=\frac{r+i+j}{2}. r − m + j = 2 r + i + j , m + i = 2 r + i + j .
Since i = j + r − 2 m i=j+r-2m i = j + r − 2 m , we have
min { k r − m s ′ k r ( 1 s − α ) M α , s ∘ w ( E j ) , k m w ( F i ) } = min { k r − m s ′ k r ( 1 s − α ) k j / s ′ c j , k m + i d i } = min { k r − m + j s ′ k r ( 1 s − α ) c j , k m + i d i } . (9) \begin{aligned}
\min\left\{k^{\frac{r-m}{s'}}k^{r(\frac{1}{s}-\alpha)}M_{\alpha,s}^{\circ}w(E_j),k^m w(F_i)\right\}
&=\min\left\{k^{\frac{r-m}{s'}}k^{r(\frac{1}{s}-\alpha)}k^{j/s'}c_j,k^{m+i}d_i\right\}\\
&=\min\left\{k^{\frac{r-m+j}{s'}}k^{r(\frac{1}{s}-\alpha)}c_j,k^{m+i}d_i\right\}. \tag*{(9)}
\end{aligned} min { k s ′ r − m k r ( s 1 − α ) M α , s ∘ w ( E j ) , k m w ( F i ) } = min { k s ′ r − m k r ( s 1 − α ) k j / s ′ c j , k m + i d i } = min { k s ′ r − m + j k r ( s 1 − α ) c j , k m + i d i } . (9)
Since i = j + r − 2 m i=j+r-2m i = j + r − 2 m then m = 1 2 ( j − i + r ) m=\frac{1}{2}(j-i+r) m = 2 1 ( j − i + r ) and
r − m + j s ′ = 1 s ′ [ r − 1 2 ( j − i + r ) + j ] = r + j + i 2 s ′ . \frac{r-m+j}{s'}=\frac{1}{s'}\left[r-\frac{1}{2}(j-i+r)+j\right]=\frac{r+j+i}{2s'}. s ′ r − m + j = s ′ 1 [ r − 2 1 ( j − i + r ) + j ] = 2 s ′ r + j + i .
Then, for a θ \theta θ to be determinate later we have
∑ m = 0 r ∑ i , j ∈ N ∪ { 0 } i = j + r − 2 m min { k r − m + j s ′ k r ( 1 s − α ) c j , k m + i d i } ≤ ∑ m = 0 r ∑ i , j ∈ N ∪ { 0 } i = j + r − 2 m min { k r 2 s ′ k i + j 2 s ′ k r ( 1 s − α ) c j , k r 2 k i + j 2 d i } \sum_{m=0}^{r}\sum_{\substack{i,j\in\mathbb{N}\cup\{0\}\\i=j+r-2m}}\min\left\{k^{\frac{r-m+j}{s'}}k^{r(\frac{1}{s}-\alpha)}c_j,k^{m+i}d_i\right\}
\le\sum_{m=0}^{r}\sum_{\substack{i,j\in\mathbb{N}\cup\{0\}\\i=j+r-2m}}\min\left\{k^{\frac{r}{2s'}}k^{\frac{i+j}{2s'}}k^{r(\frac{1}{s}-\alpha)}c_j,k^{\frac{r}{2}}k^{\frac{i+j}{2}}d_i\right\} m = 0 ∑ r i , j ∈ N ∪ { 0 } i = j + r − 2 m ∑ min { k s ′ r − m + j k r ( s 1 − α ) c j , k m + i d i } ≤ m = 0 ∑ r i , j ∈ N ∪ { 0 } i = j + r − 2 m ∑ min { k 2 s ′ r k 2 s ′ i + j k r ( s 1 − α ) c j , k 2 r k 2 i + j d i }
≤ ∑ i , j ∈ N 0 i < j + θ k r 2 s ′ k i + j 2 s ′ k r ( 1 s − α ) c j + ∑ i , j ∈ N 0 i ≥ j + θ k r 2 k i + j 2 d i = k r 2 s ′ k r ( 1 s − α ) ∑ i , j ∈ N 0 i < j + θ k i + j 2 s ′ c j + k r 2 ∑ i , j ∈ N 0 i ≥ j + θ k i + j 2 d i = k r 2 s ′ k r ( 1 s − α ) ∑ j = 0 ∞ k j 2 s ′ c j ∑ i ∈ N 0 i < j + θ k i 2 s ′ + k r 2 ∑ i = 0 ∞ k i 2 d i ∑ j ∈ N 0 j ≤ i − θ k j 2 ≤ C s [ k r 2 s ′ k r ( 1 s − α ) ∑ j = 0 ∞ k j 2 s ′ c j k j + θ 2 s ′ + k r 2 ∑ i = 0 ∞ k i 2 d i k i − θ 2 ] ≤ C s [ k r 2 s ′ k r ( 1 s − α ) k θ 2 s ′ ∑ j = 0 ∞ k j s ′ c j + k r 2 k − θ 2 ∑ i = 0 ∞ k i d i ] ≤ C s [ k r 2 s ′ k r ( 1 s − α ) k θ 2 s ′ M α , s o w ( E ) + k r 2 k − θ 2 w ( F ) ] . \begin{aligned}
&\le\sum_{\substack{i,j\in\mathbb{N}_0\\i<j+\theta}} k^{\frac{r}{2s'}}k^{\frac{i+j}{2s'}}k^{r(\frac{1}{s}-\alpha)}c_j+\sum_{\substack{i,j\in\mathbb{N}_0\\i\ge j+\theta}}k^{\frac{r}{2}}k^{\frac{i+j}{2}}d_i\\
&=k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}\sum_{\substack{i,j\in\mathbb{N}_0\\i<j+\theta}}k^{\frac{i+j}{2s'}}c_j+k^{\frac{r}{2}}\sum_{\substack{i,j\in\mathbb{N}_0\\i\ge j+\theta}}k^{\frac{i+j}{2}}d_i\\
&=k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}\sum_{j=0}^{\infty}k^{\frac{j}{2s'}}c_j\sum_{\substack{i\in\mathbb{N}_0\\i<j+\theta}}k^{\frac{i}{2s'}}+k^{\frac{r}{2}}\sum_{i=0}^{\infty}k^{\frac{i}{2}}d_i\sum_{\substack{j\in\mathbb{N}_0\\j\le i-\theta}}k^{\frac{j}{2}}\\
&\le C_s\left[k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}\sum_{j=0}^{\infty}k^{\frac{j}{2s'}}c_jk^{\frac{j+\theta}{2s'}}+k^{\frac{r}{2}}\sum_{i=0}^{\infty}k^{\frac{i}{2}}d_ik^{\frac{i-\theta}{2}}\right]\\
&\le C_s\left[k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}k^{\frac{\theta}{2s'}}\sum_{j=0}^{\infty}k^{\frac{j}{s'}}c_j+k^{\frac{r}{2}}k^{-\frac{\theta}{2}}\sum_{i=0}^{\infty}k^id_i\right]\\
&\le C_s\left[k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}k^{\frac{\theta}{2s'}}M_{\alpha,s}^{o}w(E)+k^{\frac{r}{2}}k^{-\frac{\theta}{2}}w(F)\right].
\end{aligned} ≤ i , j ∈ N 0 i < j + θ ∑ k 2 s ′ r k 2 s ′ i + j k r ( s 1 − α ) c j + i , j ∈ N 0 i ≥ j + θ ∑ k 2 r k 2 i + j d i = k 2 s ′ r k r ( s 1 − α ) i , j ∈ N 0 i < j + θ ∑ k 2 s ′ i + j c j + k 2 r i , j ∈ N 0 i ≥ j + θ ∑ k 2 i + j d i = k 2 s ′ r k r ( s 1 − α ) j = 0 ∑ ∞ k 2 s ′ j c j i ∈ N 0 i < j + θ ∑ k 2 s ′ i + k 2 r i = 0 ∑ ∞ k 2 i d i j ∈ N 0 j ≤ i − θ ∑ k 2 j ≤ C s [ k 2 s ′ r k r ( s 1 − α ) j = 0 ∑ ∞ k 2 s ′ j c j k 2 s ′ j + θ + k 2 r i = 0 ∑ ∞ k 2 i d i k 2 i − θ ] ≤ C s [ k 2 s ′ r k r ( s 1 − α ) k 2 s ′ θ j = 0 ∑ ∞ k s ′ j c j + k 2 r k − 2 θ i = 0 ∑ ∞ k i d i ] ≤ C s [ k 2 s ′ r k r ( s 1 − α ) k 2 s ′ θ M α , s o w ( E ) + k 2 r k − 2 θ w ( F ) ] .
where C s = 1 2 1 2 s ′ − 1 C_s=\dfrac{1}{2^{\frac{1}{2s'}}-1} C s = 2 2 s ′ 1 − 1 1 .
If both terms are nonzero, choose θ \theta θ so that they are equal. Equivalently, if
A = k r 2 s ′ k r ( 1 s − α ) M α , s o w ( E ) , B = k r 2 w ( F ) , A=k^{\frac{r}{2s'}}k^{r(\frac{1}{s}-\alpha)}M_{\alpha,s}^{o}w(E),\qquad B=k^{\frac{r}{2}}w(F), A = k 2 s ′ r k r ( s 1 − α ) M α , s o w ( E ) , B = k 2 r w ( F ) ,
choose θ \theta θ with A k θ / ( 2 s ′ ) = B k − θ / 2 Ak^{\theta/(2s')}=Bk^{-\theta/2} A k θ / ( 2 s ′ ) = B k − θ /2 . Then
A k θ / ( 2 s ′ ) + B k − θ / 2 = 2 A s ′ s ′ + 1 B 1 s ′ + 1 . Ak^{\theta/(2s')}+Bk^{-\theta/2}=2A^{\frac{s'}{s'+1}}B^{\frac{1}{s'+1}}. A k θ / ( 2 s ′ ) + B k − θ /2 = 2 A s ′ + 1 s ′ B s ′ + 1 1 .
The cases A = 0 A=0 A = 0 or B = 0 B=0 B = 0 are immediate. Therefore
1 ⊗ w ( { ( x , y ) ∈ E × F : d ( x , y ) = r } ) ≤ C s k r s ′ + 1 k r ( 1 s − α ) s ′ s ′ + 1 ( M α , s o w ( E ) ) s ′ s ′ + 1 w ( F ) 1 s ′ + 1 . \mathbf{1}\otimes w\bigl(\{(x,y)\in E\times F:d(x,y)=r\}\bigr)
\le C_sk^{\frac{r}{s'+1}}k^{r(\frac{1}{s}-\alpha)\frac{s'}{s'+1}}\bigl(M_{\alpha,s}^{o}w(E)\bigr)^{\frac{s'}{s'+1}}w(F)^{\frac{1}{s'+1}}. 1 ⊗ w ( {( x , y ) ∈ E × F : d ( x , y ) = r } ) ≤ C s k s ′ + 1 r k r ( s 1 − α ) s ′ + 1 s ′ ( M α , s o w ( E ) ) s ′ + 1 s ′ w ( F ) s ′ + 1 1 .
Since
1 s ′ + 1 + ( 1 s − α ) s ′ s ′ + 1 = s ′ s ′ + 1 ( 1 − α ) , \frac{1}{s'+1}+\left(\frac{1}{s}-\alpha\right)\frac{s'}{s'+1}
=\frac{s'}{s'+1}(1-\alpha), s ′ + 1 1 + ( s 1 − α ) s ′ + 1 s ′ = s ′ + 1 s ′ ( 1 − α ) ,
we obtain (2.4). □
Remark 2.4. The exponent r s ′ s ′ + 1 ( 1 − α ) r^{\frac{s'}{s'+1}}(1-\alpha) r s ′ + 1 s ′ ( 1 − α ) in (2.4) is the first substantial modification of the weighted incidence estimate from [9 ] . It comes from the factor k r ( 1 / s − α ) k^{r(1/s-\alpha)} k r ( 1/ s − α ) produced when the L s L^s L s norm on a sphere is rewritten in terms of M α , s o w M_{\alpha,s}^{o}w M α , s o w . This is precisely the factor that later interacts with the renormalization k r α k^{r\alpha} k r α of the function.
For 0 ≤ α < 1 0\le\alpha<1 0 ≤ α < 1 and r ≥ 0 r\ge0 r ≥ 0 , we define fractional spherical averages
A r , α o h ( x ) = 1 ∣ S ( x , r ) ∣ 1 − α ∑ y ∈ S ( x , r ) ∣ h ( y ) ∣ . A_{r,\alpha}^{o}h(x)=\frac{1}{|S(x,r)|^{1-\alpha}}\sum_{y\in S(x,r)}|h(y)|. A r , α o h ( x ) = ∣ S ( x , r ) ∣ 1 − α 1 y ∈ S ( x , r ) ∑ ∣ h ( y ) ∣.
Thus M α o h = sup r ≥ 0 A r , α o h M_{\alpha}^{o}h=\sup_{r\ge0}A_{r,\alpha}^{o}h M α o h = sup r ≥ 0 A r , α o h . In the case α = 0 \alpha=0 α = 0 , we denote A r o h ( x ) = A r , 0 o h ( x ) A_r^{o}h(x)=A_{r,0}^{o}h(x) A r o h ( x ) = A r , 0 o h ( x ) the spherical averages.
Lemma 2.5. Let 0 < α < 1 0<\alpha<1 0 < α < 1 , s > 1 s>1 s > 1 , r ≥ 1 r\ge1 r ≥ 1 , and λ > 0 \lambda>0 λ > 0 . For every finitely supported f f f and every weight w w w ,
w ( { x : A r , α o f ( x ) > λ } ) ≤ C α , s ∑ n ∈ N 0 1 ≤ 2 n < k r ( 2 n k r ) 1 + 1 2 s ′ k r ( 1 − α ) M α , s o w ( { x : ∣ f ( x ) ∣ k r α ≥ c α 2 n − 1 λ } ) , (10) w\bigl(\{x:A_{r,\alpha}^{o}f(x)>\lambda\}\bigr)
\le C_{\alpha,s}\sum_{\substack{n\in\mathbb{N}_0\\1\le2^n<k^r}}\left(\frac{2^n}{k^r}\right)^{1+\frac{1}{2s'}}k^{r(1-\alpha)}M_{\alpha,s}^{o}w\bigl(\{x:|f(x)|k^{r\alpha}\ge c_\alpha2^{n-1}\lambda\}\bigr), \tag*{(10)} w ( { x : A r , α o f ( x ) > λ } ) ≤ C α , s n ∈ N 0 1 ≤ 2 n < k r ∑ ( k r 2 n ) 1 + 2 s ′ 1 k r ( 1 − α ) M α , s o w ( { x : ∣ f ( x ) ∣ k r α ≥ c α 2 n − 1 λ } ) , (10) where c α c_\alpha c α depends only of α \alpha α and C α , s C_{\alpha,s} C α , s depends only of α \alpha α and s s s . Moreover, C α , s → ∞ C_{\alpha,s}\to\infty C α , s → ∞ when s → 1 s\to1 s → 1 .
Proof. By (3) ,
A r , α o f ( x ) = ∣ S ( x , r ) ∣ α A r o ( ∣ f ∣ ) ( x ) . A_{r,\alpha}^{o}f(x)=|S(x,r)|^{\alpha}A_{r}^{o}(|f|)(x). A r , α o f ( x ) = ∣ S ( x , r ) ∣ α A r o ( ∣ f ∣ ) ( x ) .
Hence
A r , α o f ( x ) > λ ⟹ A r o g ( x ) > 1 , g = 2 α k r α λ ∣ f ∣ . A_{r,\alpha}^{o}f(x)>\lambda\quad\Longrightarrow\quad A_{r}^{o}g(x)>1,\qquad g=\frac{2^{\alpha}k^{r\alpha}}{\lambda}|f|. A r , α o f ( x ) > λ ⟹ A r o g ( x ) > 1 , g = λ 2 α k r α ∣ f ∣.
We estimate the latter level set.
Let N r N_r N r be the largest integer such that 2 N r ≤ k r 2^{N_r}\le k^r 2 N r ≤ k r , and put
E n = { x : 2 n − 1 ≤ g ( x ) < 2 n } , 0 ≤ n ≤ N r . E_n=\{x:2^{n-1}\le g(x)<2^n\},\qquad0\le n\le N_r. E n = { x : 2 n − 1 ≤ g ( x ) < 2 n } , 0 ≤ n ≤ N r .
Then
g ≤ 1 2 + ∑ n = 0 N r 2 n χ E n + g χ { g ≥ k r / 2 } . (11) g\le\frac{1}{2}+\sum_{n=0}^{N_r}2^n\chi_{E_n}+g\chi_{\{g\ge k^r/2\}}. \tag*{(11)} g ≤ 2 1 + n = 0 ∑ N r 2 n χ E n + g χ { g ≥ k r /2 } . (11)
Consequently,
{ A r o g > 1 } ⊂ { ∑ n = 0 N r 2 n A r o ( χ E n ) ≥ 1 2 } ∪ { A r o ( g χ { g ≥ k r / 2 } ) ≠ 0 } . (12) \{A_r^og>1\}\subset\left\{\sum_{n=0}^{N_r}2^nA_r^o(\chi_{E_n})\ge\frac{1}{2}\right\}\cup\left\{A_r^o(g\chi_{\{g\ge k^r/2\}})\ne0\right\}. \tag*{(12)} { A r o g > 1 } ⊂ { n = 0 ∑ N r 2 n A r o ( χ E n ) ≥ 2 1 } ∪ { A r o ( g χ { g ≥ k r /2 } ) = 0 } . (12)
Let 0 < β < 1 0<\beta<1 0 < β < 1 to be chosen later. If
∑ n = 0 N r 2 n A r o ( χ E n ) ( x ) ≥ 1 2 , \sum_{n=0}^{N_r}2^nA_r^o(\chi_{E_n})(x)\ge\frac{1}{2}, n = 0 ∑ N r 2 n A r o ( χ E n ) ( x ) ≥ 2 1 ,
then for some 0 ≤ n ≤ N r 0\le n\le N_r 0 ≤ n ≤ N r ,
A r o ( χ E n ) ( x ) ≥ 2 β − 1 2 n + 2 ( 2 n k r ) β . (13) A_r^o(\chi_{E_n})(x)\ge\frac{2^\beta-1}{2^{n+2}}\left(\frac{2^n}{k^r}\right)^\beta. \tag*{(13)} A r o ( χ E n ) ( x ) ≥ 2 n + 2 2 β − 1 ( k r 2 n ) β . (13)
Indeed, if (13) failed for all n n n , then
∑ n = 0 N r 2 n A r o ( χ E n ) ( x ) < 2 β − 1 4 k r β ∑ n = 0 N r 2 β n < 2 β ( N r + 1 ) 4 k r β ≤ 2 β 4 < 1 2 , \begin{aligned}
\sum_{n=0}^{N_r}2^nA_r^o(\chi_{E_n})(x)<\frac{2^\beta-1}{4k^{r\beta}}\sum_{n=0}^{N_r}2^{\beta n} \\
&<\frac{2^{\beta(N_r+1)}}{4k^{r\beta}}\le\frac{2^\beta}{4}<\frac{1}{2},
\end{aligned} n = 0 ∑ N r 2 n A r o ( χ E n ) ( x ) < 4 k r β 2 β − 1 n = 0 ∑ N r 2 β n < 4 k r β 2 β ( N r + 1 ) ≤ 4 2 β < 2 1 ,
a contradiction.
Define
F n = { x : A r o ( χ E n ) ( x ) ≥ τ n } , τ n = 2 β − 1 2 n + 2 ( 2 n k r ) β . F_n=\{x:A_r^o(\chi_{E_n})(x)\ge\tau_n\},\qquad\tau_n=\frac{2^\beta-1}{2^{n+2}}\left(\frac{2^n}{k^r}\right)^\beta. F n = { x : A r o ( χ E n ) ( x ) ≥ τ n } , τ n = 2 n + 2 2 β − 1 ( k r 2 n ) β .
Since f f f is finitely supported, E n E_n E n and F n F_n F n are finite. For y ∈ F n y\in F_n y ∈ F n ,
∣ E n ∩ S ( y , r ) ∣ ≥ τ n ∣ S ( y , r ) ∣ ≥ τ n k r . |E_n\cap S(y,r)|\ge\tau_n|S(y,r)|\ge\tau_n k^r. ∣ E n ∩ S ( y , r ) ∣ ≥ τ n ∣ S ( y , r ) ∣ ≥ τ n k r .
Therefore
1 ⊗ w ( { ( x , y ) ∈ E n × F n : d ( x , y ) = r } ) ≥ τ n k r w ( F n ) . (14) \mathbb{1}\otimes w(\{(x,y)\in E_n\times F_n:d(x,y)=r\})\ge\tau_nk^rw(F_n). \tag*{(14)} 1 ⊗ w ({( x , y ) ∈ E n × F n : d ( x , y ) = r }) ≥ τ n k r w ( F n ) . (14)
By Lemma 2.3,
1 ⊗ w ( { ( x , y ) ∈ E n × F n : d ( x , y ) = r } ) ≤ C s k r s ′ s ′ + 1 ( 1 − α ) w ( F n ) 1 s ′ + 1 ( M α , s o w ( E n ) ) s ′ s ′ + 1 . (15) \mathbb{1}\otimes w(\{(x,y)\in E_n\times F_n:d(x,y)=r\})
\le C_sk^{\frac{rs'}{s'+1}}(1-\alpha)w(F_n)^{\frac{1}{s'+1}}(M_{\alpha,s}^{o}w(E_n))^{\frac{s'}{s'+1}}. \tag*{(15)} 1 ⊗ w ({( x , y ) ∈ E n × F n : d ( x , y ) = r }) ≤ C s k s ′ + 1 r s ′ ( 1 − α ) w ( F n ) s ′ + 1 1 ( M α , s o w ( E n ) ) s ′ + 1 s ′ . (15)
Combining (14) and (2.13, and raising to the power ( s ′ + 1 ) / s ′ (s'+1)/s' ( s ′ + 1 ) / s ′ , gives
w ( F n ) ≤ C s , β ( 2 n k r ) ( 1 − β ) s ′ s ′ + 1 k r ( 1 − α ) M α , s o w ( E n ) . (16) w(F_n)\le C_{s,\beta}\left(\frac{2^n}{k^r}\right)^{\frac{(1-\beta)s'}{s'+1}}k^{r(1-\alpha)}M_{\alpha,s}^{o}w(E_n). \tag*{(16)} w ( F n ) ≤ C s , β ( k r 2 n ) s ′ + 1 ( 1 − β ) s ′ k r ( 1 − α ) M α , s o w ( E n ) . (16)
Choose
β = 1 2 ( s ′ + 1 ) . \beta=\frac{1}{2(s'+1)}. β = 2 ( s ′ + 1 ) 1 .
Then
( 1 − β ) s ′ + 1 s ′ = 1 + 1 2 s ′ , (1-\beta)\frac{s'+1}{s'}=1+\frac{1}{2s'}, ( 1 − β ) s ′ s ′ + 1 = 1 + 2 s ′ 1 ,
so
w ( F n ) ≤ C s ( 2 n k r ) 1 + 1 2 s ′ k r ( 1 − α ) M α , s , w o ( E n ) ≤ C s ( 2 n k r ) 1 + 1 2 s ′ k r ( 1 − α ) M α , s , w o ( { g ≥ 2 n − 1 } ) (17) w(F_n) \le C_s\left(\frac{2^n}{k^r}\right)^{1+\frac{1}{2s'}} k^{r(1-\alpha)}M_{\alpha,s,w}^o(E_n)
\le C_s\left(\frac{2^n}{k^r}\right)^{1+\frac{1}{2s'}} k^{r(1-\alpha)}M_{\alpha,s,w}^o(\{g\ge2^{n-1}\}) \tag*{(17)} w ( F n ) ≤ C s ( k r 2 n ) 1 + 2 s ′ 1 k r ( 1 − α ) M α , s , w o ( E n ) ≤ C s ( k r 2 n ) 1 + 2 s ′ 1 k r ( 1 − α ) M α , s , w o ({ g ≥ 2 n − 1 }) (17)
It remains to control of { A r o ( g χ { g ≥ k r / 2 } ) ≠ 0 } \{A_r^o(g\chi_{\{g\ge k^r/2\}})\ne0\} { A r o ( g χ { g ≥ k r /2 } ) = 0 } . From its definition,
{ A r o ( g χ { g ≥ k r / 2 } ) ≠ 0 } ⊂ ⋃ y ∈ { g ≥ k r / 2 } S ( y , r ) . \{A_r^o(g\chi_{\{g\ge k^r/2\}})\ne0\}\subset\bigcup_{y\in\{g\ge k^r/2\}}S(y,r). { A r o ( g χ { g ≥ k r /2 } ) = 0 } ⊂ y ∈ { g ≥ k r /2 } ⋃ S ( y , r ) .
By Hölder’s inequality,
w ( S ( y , r ) ) ≤ ∣ S ( y , r ) ∣ 1 / s ′ ( ∑ z ∈ S ( y , r ) w ( z ) s ) 1 / s = ∣ S ( y , r ) ∣ 1 − α [ ∣ S ( y , r ) ∣ α ( 1 ∣ S ( y , r ) ∣ ∑ z ∈ S ( y , r ) w ( z ) s ) 1 / s ] ≤ C α k r ( 1 − α ) M α , s , w o ( y ) . \begin{aligned}
w(S(y,r))\le|S(y,r)|^{1/s'}\left(\sum_{z\in S(y,r)}w(z)^s\right)^{1/s} \\
&=|S(y,r)|^{1-\alpha}\left[|S(y,r)|^\alpha\left(\frac{1}{|S(y,r)|}\sum_{z\in S(y,r)}w(z)^s\right)^{1/s}\right]
\le C_\alpha k^{r(1-\alpha)}M_{\alpha,s,w}^o(y).
\end{aligned} w ( S ( y , r )) ≤ ∣ S ( y , r ) ∣ 1/ s ′ z ∈ S ( y , r ) ∑ w ( z ) s 1/ s = ∣ S ( y , r ) ∣ 1 − α ∣ S ( y , r ) ∣ α ∣ S ( y , r ) ∣ 1 z ∈ S ( y , r ) ∑ w ( z ) s 1/ s ≤ C α k r ( 1 − α ) M α , s , w o ( y ) .
Thus
w ( { A r o ( g χ { g ≥ k r / 2 } ) ≠ 0 } ) ≤ C α k r ( 1 − α ) M α , s , w o ( { g ≥ k r / 2 } ) . (18) w(\{A_r^o(g\chi_{\{g\ge k^r/2\}})\ne0\})\le C_\alpha k^{r(1-\alpha)}M_{\alpha,s,w}^o(\{g\ge k^r/2\}). \tag*{(18)} w ({ A r o ( g χ { g ≥ k r /2 } ) = 0 }) ≤ C α k r ( 1 − α ) M α , s , w o ({ g ≥ k r /2 }) . (18)
Now 2 N r ≤ k r < 2 N r + 1 2^{N_r}\le k^r<2^{N_r+1} 2 N r ≤ k r < 2 N r + 1 , hence
{ g ≥ k r / 2 } ⊂ { g ≥ 2 N r − 1 } , 2 N r k r > 1 2 . \{g\ge k^r/2\}\subset\{g\ge2^{N_r-1}\},\qquad\frac{2^{N_r}}{k^r}>\frac{1}{2}. { g ≥ k r /2 } ⊂ { g ≥ 2 N r − 1 } , k r 2 N r > 2 1 .
Therefore (18) is dominated, up to a constant, by the term n = N r n=N_r n = N r in the sum obtained from (17) . This is the point where the cutoff 2 n ≤ k r 2^n\le k^r 2 n ≤ k r is essential.
Combining this observation with (12) ,
w ( { A r o g > 1 } ) ≤ C α , s ∑ n = 0 N r ( 2 n k r ) 1 + 1 2 s ′ k r ( 1 − α ) M α , s , w o ( { g ≥ 2 n − 1 } ) . w(\{A_r^o g>1\})\le C_{\alpha,s}\sum_{n=0}^{N_r}\left(\frac{2^n}{k^r}\right)^{1+\frac{1}{2s'}}k^{r(1-\alpha)}M_{\alpha,s,w}^o(\{g\ge2^{n-1}\}). w ({ A r o g > 1 }) ≤ C α , s n = 0 ∑ N r ( k r 2 n ) 1 + 2 s ′ 1 k r ( 1 − α ) M α , s , w o ({ g ≥ 2 n − 1 }) .
Since g = 2 α k r α ∣ f ∣ / λ g=2^\alpha k^{r\alpha}|f|/\lambda g = 2 α k r α ∣ f ∣/ λ , this is (2.8), for instance with c α = 2 − α c_\alpha=2^{-\alpha} c α = 2 − α . The explicit constants in (16) , together with β ↓ 0 \beta\downarrow0 β ↓ 0 as s ↓ 1 s\downarrow1 s ↓ 1 , show that the resulting constant may be chosen to satisfy C α , s → ∞ C_{\alpha,s}\to\infty C α , s → ∞ as s ↓ 1 s\downarrow1 s ↓ 1 . □
Remark 2.6. Following the account in [9 ] , the first attempt is to cut the dyadic levels in k r α k^{r\alpha} k r α instead of k r k^r k r . That cutoff is too short: its last dyadic level is not comparable with the geometric size k r k^r k r , and the large-value tail cannot be absorbed. The correct procedure is instead to first normalize f f f by k r α k^{r\alpha} k r α and then retain the geometric cutoff k r k^r k r from the underlying sphere. This distinction is invisible when α = 0 \alpha=0 α = 0 and is one of the key structural points of the fractional proof.
Now, we proceed to the proof of the main result, Theorem 1.1 .
Proof of Theorem 1.1. We first assume that f f f is finitely supported. By Proposition 2.1, it is enough to prove the corresponding estimate for M α o M_\alpha^o M α o , with M α , s , w o M_{\alpha,s,w}^o M α , s , w o on the right-hand side. Observe that
w ( { M α o f > λ } ) ≤ ∑ r = 0 ∞ w ( { A r , α o f > λ } ) . w(\{M_\alpha^o f>\lambda\})\le\sum_{r=0}^{\infty}w(\{A_{r,\alpha}^o f>\lambda\}). w ({ M α o f > λ }) ≤ r = 0 ∑ ∞ w ({ A r , α o f > λ }) .
The radius r = 0 r=0 r = 0 contributes
w ( { ∣ f ∣ > λ } ) ≤ 1 λ ∑ x ∈ T ∣ f ( x ) ∣ w ( x ) ≤ 1 λ ∑ x ∈ T ∣ f ( x ) ∣ M α , s , w o ( x ) . w(\{|f|>\lambda\})\le\frac{1}{\lambda}\sum_{x\in T}|f(x)|w(x)\le\frac{1}{\lambda}\sum_{x\in T}|f(x)|M_{\alpha,s,w}^o(x). w ({ ∣ f ∣ > λ }) ≤ λ 1 x ∈ T ∑ ∣ f ( x ) ∣ w ( x ) ≤ λ 1 x ∈ T ∑ ∣ f ( x ) ∣ M α , s , w o ( x ) .
For r ≥ 1 r \ge1 r ≥ 1 , Lemma 2.5 gives,
w ( { M α o f > λ } ) ≤ C α , s ∑ r ≥ 1 ∑ n ≥ 0 2 n ≤ k r ( 2 n k r ) 1 + 1 2 s ′ k r ( 1 − α ) M α , s o w ( { ∣ f ∣ k r α ≥ c α 2 n − 1 λ } ) + C α λ ∑ ∣ f ∣ M α , s o w . w(\{M_{\alpha}^{o}f > \lambda\}) \le C_{\alpha,s}\sum_{r \ge1}\sum_{\substack{n \ge0 \\ 2^n \le k^r}}\left(\frac{2^n}{k^r}\right)^{1+\frac{1}{2s'}} k^{r(1-\alpha)}M_{\alpha,s}^{o}w(\{|f|k^{r\alpha} \ge c_{\alpha}2^{n-1}\lambda\})+\frac{C_{\alpha}}{\lambda}\sum|f|M_{\alpha,s}^{o}w. w ({ M α o f > λ }) ≤ C α , s r ≥ 1 ∑ n ≥ 0 2 n ≤ k r ∑ ( k r 2 n ) 1 + 2 s ′ 1 k r ( 1 − α ) M α , s o w ({ ∣ f ∣ k r α ≥ c α 2 n − 1 λ }) + λ C α ∑ ∣ f ∣ M α , s o w .
Interchanging the sums, fix x ∈ T x \in T x ∈ T and set
A = C α ∣ f ( x ) ∣ λ , a = 1 + 1 2 s ′ > 1. A=C_{\alpha}\frac{|f(x)|}{\lambda}, \qquad a=1+\frac{1}{2s'}>1. A = C α λ ∣ f ( x ) ∣ , a = 1 + 2 s ′ 1 > 1.
The contribution associated with x x x is bounded by
Φ ( A ) : = ∑ r ≥ 1 k r ( 1 − α ) ∑ n ≥ 0 2 n ≤ k r 2 n ≤ A k r α ( 2 n k r ) a \Phi(A):=\sum_{r \ge1}k^{r(1-\alpha)}\sum_{\substack{n \ge0 \\ 2^n \le k^r \\ 2^n \le Ak^{r\alpha}}}\left(\frac{2^n}{k^r}\right)^a Φ ( A ) := r ≥ 1 ∑ k r ( 1 − α ) n ≥ 0 2 n ≤ k r 2 n ≤ A k r α ∑ ( k r 2 n ) a
≲ s ∑ r ≥ 1 k r ( 1 − α − a ) min { k r , A k r α } a = ∑ r ≥ 1 k r ( 1 − α ) min { 1 , A k − r ( 1 − α ) } a . \begin{aligned}
\lesssim_s\sum_{r \ge1}k^{r(1-\alpha-a)}\min\{k^r,Ak^{r\alpha}\}^a \\
&=\sum_{r \ge1}k^{r(1-\alpha)}\min\{1,Ak^{-r(1-\alpha)}\}^a.
\end{aligned} ≲ s r ≥ 1 ∑ k r ( 1 − α − a ) min { k r , A k r α } a = r ≥ 1 ∑ k r ( 1 − α ) min { 1 , A k − r ( 1 − α ) } a .
We claim that
Φ ( A ) ≲ α , s A , A ≥ 0. (19) \Phi(A)\lesssim_{\alpha,s} A,\qquad A\ge0. \tag*{(19)} Φ ( A ) ≲ α , s A , A ≥ 0. (19)
with a constant independent of k ≥ 2 k \ge2 k ≥ 2 . If 0 ≤ A ≤ 1 0 \le A \le1 0 ≤ A ≤ 1 , then
Φ ( A ) ≤ A a ∑ r ≥ 1 k − r ( 1 − α ) ( a − 1 ) ≲ α , s A a ≤ A . \Phi(A)\le A^a\sum_{r \ge1}k^{-r(1-\alpha)(a-1)}\lesssim_{\alpha,s} A^a\le A. Φ ( A ) ≤ A a r ≥ 1 ∑ k − r ( 1 − α ) ( a − 1 ) ≲ α , s A a ≤ A .
If A > 1 A>1 A > 1 , choose R ∈ N 0 R\in\mathbb{N}_0 R ∈ N 0 so that
k R ( 1 − α ) ≤ A < k ( R + 1 ) ( 1 − α ) . k^{R(1-\alpha)}\le A<k^{(R+1)(1-\alpha)}. k R ( 1 − α ) ≤ A < k ( R + 1 ) ( 1 − α ) .
Then
Φ ( A ) ≤ ∑ r ≤ R k r ( 1 − α ) + A a ∑ r > R k − r ( 1 − α ) ( a − 1 ) ≲ α , s A . \Phi(A)\le\sum_{r\le R}k^{r(1-\alpha)}+A^a\sum_{r>R}k^{-r(1-\alpha)(a-1)}\lesssim_{\alpha,s} A. Φ ( A ) ≤ r ≤ R ∑ k r ( 1 − α ) + A a r > R ∑ k − r ( 1 − α ) ( a − 1 ) ≲ α , s A .
Since k ≥ 2 k\ge2 k ≥ 2 , all geometric-series constants are bounded uniformly in k k k . This proves (2.17).
It follows that
w ( { M α o f > λ } ) ≤ C α , s 1 λ ∑ x ∈ T ∣ f ( x ) ∣ M α , s o w ( x ) . w(\{M_{\alpha}^{o}f>\lambda\})\le C_{\alpha,s}\frac{1}{\lambda}\sum_{x\in T}|f(x)|M_{\alpha,s}^{o}w(x). w ({ M α o f > λ }) ≤ C α , s λ 1 x ∈ T ∑ ∣ f ( x ) ∣ M α , s o w ( x ) .
Using Proposition 2.1 once more, namely M α ≲ α M α o M_{\alpha}\lesssim_{\alpha}M_{\alpha}^{o} M α ≲ α M α o and M α , s o w ≤ 2 ( 1 / s − α ) + M α , s w M_{\alpha,s}^{o}w\le2^{(1/s-\alpha)+}M_{\alpha,s}w M α , s o w ≤ 2 ( 1/ s − α ) + M α , s w , gives (1.1).
For a general f f f , apply the estimate to an increasing sequence of finitely supported truncations of ∣ f ∣ |f| ∣ f ∣ and use monotone convergence on both sides. □
As an immediate result of Theorem 1.1 we obtain the following sufficient condition for the weighted weak-type ( 1 , 1 ) (1,1) ( 1 , 1 ) of the fractional maximal.
Corollary 2.8. Let k ≥ 2 k \ge2 k ≥ 2 and 0 < α < 1 0 < \alpha< 1 0 < α < 1 . Assume that there exist s > 1 s > 1 s > 1 and C w > 0 C_w > 0 C w > 0 such that
M α , s w ( x ) ≤ C w w ( x ) , x ∈ T . M_{\alpha,s}w(x) \le C_w w(x), \qquad x \in T. M α , s w ( x ) ≤ C w w ( x ) , x ∈ T . Then
w ( { x ∈ T : M α f ( x ) > λ } ) ≲ α , s , C w 1 λ ∑ x ∈ T ∣ f ( x ) ∣ w ( x ) , w\left(\{x \in T : M_\alpha f(x) > \lambda\}\right) \lesssim_{\alpha,s,C_w} \frac{1}{\lambda}\sum_{x\in T}|f(x)|w(x), w ( { x ∈ T : M α f ( x ) > λ } ) ≲ α , s , C w λ 1 x ∈ T ∑ ∣ f ( x ) ∣ w ( x ) , with a constant independent of k k k .
Radial weights, sharpness, and necessary conditions
Let T T T be the infinite rooted k k k -ary tree and write
T = ⋃ j = 0 ∞ T j , T=\bigcup_{j=0}^{\infty}T^j, T = j = 0 ⋃ ∞ T j ,
where T 0 T^0 T 0 consists only of the root and T j T^j T j is the generation at depth j j j . We consider radial weights of the form
w ( x ) = ∑ j = 0 ∞ c j χ T j ( x ) , c j ≥ 0. w(x)=\sum_{j=0}^{\infty}c_j\chi_{T^j}(x), \qquad c_j\ge0. w ( x ) = j = 0 ∑ ∞ c j χ T j ( x ) , c j ≥ 0.
Radial weights and the subcritical range
A natural first problem is to identify explicit weights satisfying the fractional A 1 A_1 A 1 -type condition
M α w ≲ w . M_\alpha w \lesssim w. M α w ≲ w .
One would expect the natural response to be that for each 0 ≤ α < 1 0 \le\alpha< 1 0 ≤ α < 1 find a power weight depending on α \alpha α . When α = 0 \alpha=0 α = 0 should be coincide with the one provided in [9 ] . However, the admissible interval of radial powers shrinks as α \alpha α increases and disappears at the critical value α = 1 / 2 \alpha=1/2 α = 1/2 .
For β ∈ R \beta\in\mathbb{R} β ∈ R , define
w β ( x ) = ∑ j = 0 ∞ k j β χ T j ( x ) . w_\beta(x)=\sum_{j=0}^{\infty}k^{j\beta}\chi_{T^j}(x). w β ( x ) = j = 0 ∑ ∞ k j β χ T j ( x ) .
We first record the geometric computation that will be used later.
Lemma 3.1. Let x ∈ T j x \in T^j x ∈ T j , r ≥ 0 r \ge0 r ≥ 0 , and L = min { j , r } L=\min\{j,r\} L = min { j , r } . Then, uniformly in k ≥ 2 k \ge2 k ≥ 2 , j j j and r r r ,
1 ∣ S ( x , r ) ∣ 1 − α ∑ y ∈ S ( x , r ) w β ( y ) ≃ α w β ( x ) k r ( α + β ) ∑ m = 0 L k − m ( 1 + 2 β ) . (20) \frac{1}{|S(x,r)|^{1-\alpha}}\sum_{y\in S(x,r)}w_\beta(y)\simeq_\alpha w_\beta(x)k^{r(\alpha+\beta)}\sum_{m=0}^{L}k^{-m(1+2\beta)}. \tag*{(20)} ∣ S ( x , r ) ∣ 1 − α 1 y ∈ S ( x , r ) ∑ w β ( y ) ≃ α w β ( x ) k r ( α + β ) m = 0 ∑ L k − m ( 1 + 2 β ) . (20)
More generally, for 1 ≤ s < ∞ 1 \le s < \infty 1 ≤ s < ∞ ,
∣ S ( x , r ) ∣ α ( 1 ∣ S ( x , r ) ∣ ∑ y ∈ S ( x , r ) w β s ( y ) ) 1 / s ≃ α , s w β ( x ) k r ( α + β ) ( ∑ m = 0 L k − m ( 1 + 2 s β ) ) 1 / s , (21) |S(x,r)|^\alpha\left(\frac{1}{|S(x,r)|}\sum_{y\in S(x,r)}w_\beta^s(y)\right)^{1/s}\simeq_{\alpha,s}w_\beta(x)k^{r(\alpha+\beta)}\left(\sum_{m=0}^{L}k^{-m(1+2s\beta)}\right)^{1/s}, \tag*{(21)} ∣ S ( x , r ) ∣ α ∣ S ( x , r ) ∣ 1 y ∈ S ( x , r ) ∑ w β s ( y ) 1/ s ≃ α , s w β ( x ) k r ( α + β ) ( m = 0 ∑ L k − m ( 1 + 2 s β ) ) 1/ s , (21)
Proof. Let x ∈ T j x \in T^j x ∈ T j , if y ∈ S ( x , r ) ∩ T i y \in S(x,r)\cap T^i y ∈ S ( x , r ) ∩ T i then i = j + r − 2 m i=j+r-2m i = j + r − 2 m for some 0 ≤ m ≤ L 0\le m\le L 0 ≤ m ≤ L . Then splitting
S ( x , r ) = ⋃ m = 0 L { y ∈ S ( x , r ) : y ∈ T i , i = j + r − 2 m } . S(x,r)=\bigcup_{m=0}^{L}\{y\in S(x,r):y\in T^i,\ i=j+r-2m\}. S ( x , r ) = m = 0 ⋃ L { y ∈ S ( x , r ) : y ∈ T i , i = j + r − 2 m } .
The number of vertices in the corresponding class is comparable, uniformly in k ≥ 2 k\ge2 k ≥ 2 , to k r − m k^{r-m} k r − m . Indeed, for m = 0 m=0 m = 0 there are exactly k r k^r k r descendants; for an interior class the exact number is ( k − 1 ) k r − m − 1 (k-1)k^{r-m-1} ( k − 1 ) k r − m − 1 , and the possible terminal ancestor contributes one point. Hence
∑ y ∈ S ( x , r ) w β ( y ) ≃ ∑ m = 0 L k r − m k β ( j + r − 2 m ) = k j β k r ( 1 + β ) ∑ m = 0 L k − m ( 1 + 2 β ) . (22) \sum_{y\in S(x,r)}w_\beta(y)\simeq\sum_{m=0}^{L}k^{r-m}k^{\beta(j+r-2m)}
=k^{j\beta}k^{r(1+\beta)}\sum_{m=0}^{L}k^{-m(1+2\beta)}. \tag*{(22)} y ∈ S ( x , r ) ∑ w β ( y ) ≃ m = 0 ∑ L k r − m k β ( j + r − 2 m ) = k j β k r ( 1 + β ) m = 0 ∑ L k − m ( 1 + 2 β ) . (22)
Since ∣ S ( x , r ) ∣ ≃ k r |S(x,r)| \simeq k^r ∣ S ( x , r ) ∣ ≃ k r , this gives (20) . Replacing w β w_\beta w β by w β s w_\beta^s w β s in the unnormalized sum, taking the s s s -th root and multiplying by ∣ S ( x , r ) ∣ α − 1 / s |S(x,r)|^{\alpha-1/s} ∣ S ( x , r ) ∣ α − 1/ s gives (21) . □ \square □
We can now characterize the radial powers completely.
Proposition 3.2. Let 0 < α < 1 0 < \alpha< 1 0 < α < 1 . If 0 < α < 1 / 2 0 < \alpha< 1/2 0 < α < 1/2 , then
M α w β ≃ α , β w β M_\alpha w_\beta\simeq_{\alpha,\beta} w_\beta M α w β ≃ α , β w β uniformly on T T T , with constants independent of k ≥ 2 k \ge2 k ≥ 2 , if and only if
α − 1 ≤ β ≤ − α . \alpha- 1 \le\beta\le-\alpha. α − 1 ≤ β ≤ − α . If 1 / 2 ≤ α < 1 1/2 \le\alpha< 1 1/2 ≤ α < 1 , there is no β ∈ R \beta\in\mathbb{R} β ∈ R for which M α w β ≲ w β M_\alpha w_\beta\lesssim w_\beta M α w β ≲ w β holds.
Proof. Since the radius r = 0 r = 0 r = 0 gives M α w β ≥ w β M_\alpha w_\beta\ge w_\beta M α w β ≥ w β , it remains to determine when the reverse inequality holds. By Proposition 2.1, it is enough to work with M α o M_\alpha^o M α o . By Lemma 3.1 , for x ∈ T j x \in T^j x ∈ T j we have
A r , α o ( w β ) ( x ) = 1 ∣ S ( x , r ) ∣ 1 − α ∑ y ∈ S ( x , r ) w β ( y ) ≃ α w β ( x ) k r ( α + β ) ∑ m = 0 L k − m ( 1 + 2 β ) . A^o_{r,\alpha}(w_\beta)(x)=\frac{1}{|S(x,r)|^{1-\alpha}}\sum_{y\in S(x,r)}w_\beta(y)\simeq_\alpha w_\beta(x)k^{r(\alpha+\beta)}\sum_{m=0}^{L}k^{-m(1+2\beta)}. A r , α o ( w β ) ( x ) = ∣ S ( x , r ) ∣ 1 − α 1 y ∈ S ( x , r ) ∑ w β ( y ) ≃ α w β ( x ) k r ( α + β ) m = 0 ∑ L k − m ( 1 + 2 β ) .
First assume j ≥ r j \ge r j ≥ r , so that L = r L=r L = r in Lemma 3.1 . If β < − 1 / 2 \beta< -1/2 β < − 1/2 , then
∑ m = 0 r k − m ( 1 + 2 β ) ≃ β k r ( − 1 − 2 β ) , \sum_{m=0}^{r}k^{-m(1+2\beta)}\simeq_\beta k^{r(-1-2\beta)}, m = 0 ∑ r k − m ( 1 + 2 β ) ≃ β k r ( − 1 − 2 β ) ,
and therefore
A r , α o ( w β ) ( x ) w β ( x ) ≃ k r ( α − β − 1 ) . \frac{A^o_{r,\alpha}(w_\beta)(x)}{w_\beta(x)}\simeq k^{r(\alpha-\beta-1)}. w β ( x ) A r , α o ( w β ) ( x ) ≃ k r ( α − β − 1 ) .
Uniform boundedness forces β ≥ α − 1 \beta\ge\alpha- 1 β ≥ α − 1 . If β = − 1 / 2 \beta=-1/2 β = − 1/2 ,
A r , α o ( w β ) ( x ) w β ( x ) ≃ ( r + 1 ) k r ( α − 1 / 2 ) , \frac{A^o_{r,\alpha}(w_\beta)(x)}{w_\beta(x)}\simeq(r+1)k^{r(\alpha-1/2)}, w β ( x ) A r , α o ( w β ) ( x ) ≃ ( r + 1 ) k r ( α − 1/2 ) ,
which is uniformly bounded exactly when α < 1 / 2 \alpha< 1/2 α < 1/2 . Finally, if β > − 1 / 2 \beta> -1/2 β > − 1/2 , the geometric sum is uniformly bounded and
A r , α o ( w β ) ( x ) w β ( x ) ≃ k r ( α + β ) , \frac{A^o_{r,\alpha}(w_\beta)(x)}{w_\beta(x)}\simeq k^{r(\alpha+\beta)}, w β ( x ) A r , α o ( w β ) ( x ) ≃ k r ( α + β ) ,
so necessarily β ≤ − α \beta\le-\alpha β ≤ − α .
These conditions are also sufficient. In the first case, the conditions β < − 1 / 2 \beta< -1/2 β < − 1/2 and β ≥ α − 1 \beta\ge\alpha-1 β ≥ α − 1 imply α < 1 / 2 \alpha< 1/2 α < 1/2 and α + β < 0 \alpha+\beta< 0 α + β < 0 . If r ≤ j r \le j r ≤ j , the preceding estimate gives
k r ( α − β − 1 ) ≤ 1. k^{r(\alpha-\beta-1)}\le1. k r ( α − β − 1 ) ≤ 1.
If r > j r>j r > j , then L = j L=j L = j and
k r ( α + β ) k j ( − 1 − 2 β ) ≤ k j ( α − β − 1 ) ≤ 1. k^{r(\alpha+\beta)}k^{j(-1-2\beta)}\le k^{j(\alpha-\beta-1)}\le1. k r ( α + β ) k j ( − 1 − 2 β ) ≤ k j ( α − β − 1 ) ≤ 1.
At β = − 1 / 2 \beta=-1/2 β = − 1/2 , the strict inequality α < 1 / 2 \alpha< 1/2 α < 1/2 gives
( L + 1 ) k r ( α − 1 / 2 ) ≲ α 1 (L+1)k^{r(\alpha-1/2)}\lesssim_\alpha1 ( L + 1 ) k r ( α − 1/2 ) ≲ α 1
for both r ≤ j r\le j r ≤ j and r > j r>j r > j . In the last case the geometric sum is bounded and α + β ≤ 0 \alpha+\beta\le0 α + β ≤ 0 . Thus M α o w β ≲ w β M_\alpha^o w_\beta\lesssim w_\beta M α o w β ≲ w β , and the ball estimate follows from Proposition 2.1.
Combining the three regimes gives exactly [ α − 1 , − α ] [\alpha-1,-\alpha] [ α − 1 , − α ] when 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 . At α = 1 / 2 \alpha=1/2 α = 1/2 the only possible meeting point would be β = − 1 / 2 \beta=-1/2 β = − 1/2 , but the factor r + 1 r+1 r + 1 prevents boundedness; for α > 1 / 2 \alpha>1/2 α > 1/2 the two necessary inequalities are incompatible. □ \square □
The behavior of L s L^s L s fractional maximal operator M α , s M_{\alpha,s} M α , s , s > 1 s>1 s > 1 , we have
Proposition 3.3. Let 0 < α < 1 0 < \alpha< 1 0 < α < 1 and s > 1 s > 1 s > 1 . Then
M α , s w β ≃ α , s , β w β M_{\alpha,s}w_\beta\simeq_{\alpha,s,\beta} w_\beta M α , s w β ≃ α , s , β w β uniformly on T T T , with constants independent of k ≥ 2 k \ge2 k ≥ 2 , if and only if
s < 1 2 α , α − 1 s ≤ β ≤ − α . s < \frac{1}{2\alpha}, \qquad\alpha-\frac{1}{s} \le\beta\le-\alpha. s < 2 α 1 , α − s 1 ≤ β ≤ − α . In particular, nontrivial radial weights satisfying M α , s w ≲ w M_{\alpha,s}w \lesssim w M α , s w ≲ w exist if and only if 0 < α < 1 / 2 0 < \alpha< 1/2 0 < α < 1/2 and 1 < s < 1 / ( 2 α ) 1 < s < 1/(2\alpha) 1 < s < 1/ ( 2 α ) .
Proof. The proof is analogous to the case s = 1 s=1 s = 1 proved above, using the estimate (3.2) instead of (3.1). We provide the complete proof to show the differences.
Necessity follows already from the spherical operator, because M α , s ∘ ≲ M α , s M_{\alpha,s}^{\circ} \lesssim M_{\alpha,s} M α , s ∘ ≲ M α , s by (4) . Take j ≥ r j \ge r j ≥ r in (3.2). If β < − 1 / ( 2 s ) \beta< -1/(2s) β < − 1/ ( 2 s ) , then
( ∑ m = 0 r k − m ( 1 + 2 s β ) ) 1 / s ≃ s , β k r ( − 1 / s − 2 β ) , \left(\sum_{m=0}^{r} k^{-m(1+2s\beta)}\right)^{1/s} \simeq_{s,\beta} k^{r(-1/s-2\beta)}, ( m = 0 ∑ r k − m ( 1 + 2 s β ) ) 1/ s ≃ s , β k r ( − 1/ s − 2 β ) ,
so the quotient is comparable to k r ( α − β − 1 / s ) k^{r(\alpha-\beta-1/s)} k r ( α − β − 1/ s ) . Hence β ≥ α − 1 / s \beta\ge\alpha-1/s β ≥ α − 1/ s . If β = − 1 / ( 2 s ) \beta=-1/(2s) β = − 1/ ( 2 s ) , the quotient is
( r + 1 ) 1 / s k r ( α − 1 / ( 2 s ) ) , (r+1)^{1/s}k^{r(\alpha-1/(2s))}, ( r + 1 ) 1/ s k r ( α − 1/ ( 2 s )) ,
and is bounded only if α < 1 / ( 2 s ) \alpha< 1/(2s) α < 1/ ( 2 s ) . If β > − 1 / ( 2 s ) \beta> -1/(2s) β > − 1/ ( 2 s ) , the geometric sum is bounded and we must have β ≤ − α \beta\le-\alpha β ≤ − α . Thus the necessary interval is nonempty precisely when α ≤ 1 / ( 2 s ) \alpha\le1/(2s) α ≤ 1/ ( 2 s ) , or equivalently s ≤ 1 / ( 2 α ) s \le1/(2\alpha) s ≤ 1/ ( 2 α ) . At equality, its only point is β = − 1 2 s \beta=-\frac{1}{2s} β = − 2 s 1 , which is excluded by the preceding computation. Hence the admissible range is α < 1 2 s \alpha< \frac{1}{2s} α < 2 s 1 .
Conversely, assume these conditions. In particular α s < 1 / 2 < 1 \alpha s < 1/2 < 1 α s < 1/2 < 1 , so by (2.3) it suffices to bound M α , s w β M_{\alpha,s}w_\beta M α , s w β . When β < − 1 / ( 2 s ) \beta< -1/(2s) β < − 1/ ( 2 s ) and r > j r>j r > j , formula (3.2) gives
k r ( α + β ) k j ( − 1 / s − 2 β ) . k^{r(\alpha+\beta)}k^{j(-1/s-2\beta)}. k r ( α + β ) k j ( − 1/ s − 2 β ) .
Here α + β < 0 \alpha+\beta<0 α + β < 0 , and hence this is bounded by
k j ( α − β − 1 / s ) ≤ 1. k^{j(\alpha-\beta-1/s)} \le1. k j ( α − β − 1/ s ) ≤ 1.
For r ≤ j r \le j r ≤ j the same conclusion follows from α − β − 1 / s ≤ 0 \alpha-\beta-1/s \le0 α − β − 1/ s ≤ 0 . At the critical value β = − 1 / ( 2 s ) \beta=-1/(2s) β = − 1/ ( 2 s ) , the factor ( L + 1 ) 1 / s (L+1)^{1/s} ( L + 1 ) 1/ s is dominated by the exponential decay coming from α − 1 / ( 2 s ) < 0 \alpha-1/(2s)<0 α − 1/ ( 2 s ) < 0 . Finally, if β > − 1 / ( 2 s ) \beta>-1/(2s) β > − 1/ ( 2 s ) , the geometric sum is uniformly bounded and α + β ≤ 0 \alpha+\beta\le0 α + β ≤ 0 . This proves the spherical estimate and hence, by (2.3), the ball estimate. The reverse inequality follows from r = 0 r=0 r = 0 . □ \square □
Remark 3.4. These formulas recover the setting α = 0 \alpha=0 α = 0 in Proposition 3.2 gives the interval [ − 1 , 0 ] [-1,0] [ − 1 , 0 ] from [9 Theorem 3.1] . Similarly, Proposition 3.3 becomes − 1 s ≤ β ≤ 0 -\frac{1}{s}\le\beta\le0 − s 1 ≤ β ≤ 0 .
Thus, every β ∈ ( − 1 , 0 ] \beta\in(-1,0] β ∈ ( − 1 , 0 ] admits some s > 1 s>1 s > 1 sufficiently close to 1 1 1 , as the extreme power β = − 1 \beta=-1 β = − 1 admits no such s > 1 s>1 s > 1 , in agreement with [9 Remarks 3.2–3.3] .
For α > 0 \alpha>0 α > 0 the behavior is genuinely different. The interval [ α − 1 , − α ] [\alpha-1,-\alpha] [ α − 1 , − α ] has length 1 − 2 α 1-2\alpha 1 − 2 α and collapses at α = 1 / 2 \alpha=1/2 α = 1/2 . For M α , s M_{\alpha,s} M α , s the admissible interval has length 1 / s − 2 α 1/s-2\alpha 1/ s − 2 α , which explains the sharp restriction s < 1 / ( 2 α ) s<1/(2\alpha) s < 1/ ( 2 α ) . These shrinking intervals play a crucial role in the behavior changes at α = 1 2 \alpha=\frac{1}{2} α = 2 1 .
Remark 3.5. If 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 , choose 1 < s < 1 / ( 2 α ) 1<s<1/(2\alpha) 1 < s < 1/ ( 2 α ) and β ∈ [ α − 1 / s , − α ] \beta\in[\alpha-1/s,-\alpha] β ∈ [ α − 1/ s , − α ] . Proposition 3.3 and Corollary 2.8 then give explicit nonconstant weights for which
w β ( { M α f > λ } ) ≲ α , s , β 1 λ ∑ x ∈ T ∣ f ( x ) ∣ w β ( x ) . w_\beta(\{M_\alpha f>\lambda\}) \lesssim_{\alpha,s,\beta} \frac{1}{\lambda}\sum_{x\in T}|f(x)|w_\beta(x). w β ({ M α f > λ }) ≲ α , s , β λ 1 x ∈ T ∑ ∣ f ( x ) ∣ w β ( x ) .
Thus the positive Fefferman–Stein estimate is non-vacuous in a genuinely subcritical weighted regime.
Failure of the classical fractional Fefferman–Stein estimate
We now show that the estimate obtained above with M α , s w M_{\alpha,\mathrm{sw}} M α , sw , s > 1 s>1 s > 1 , cannot in general be extended to s = 1 s=1 s = 1 . More precisely, we construct a weight w w w and a sequence { f j } \{f_j\} { f j } for which
w ( { x ∈ T : M α f j ( x ) > 1 } ) ⟶ ∞ , w\left(\left\{x\in T:M_\alpha f_j(x)>1\right\}\right)\longrightarrow\infty, w ( { x ∈ T : M α f j ( x ) > 1 } ) ⟶ ∞ ,
while
sup j ∑ x ∈ T ∣ f j ( x ) ∣ M α w ( x ) < ∞ . \sup_j\sum_{x\in T}|f_j(x)|M_\alpha w(x)<\infty. j sup x ∈ T ∑ ∣ f j ( x ) ∣ M α w ( x ) < ∞.
The main idea is to construct a subtree whose growth is of order k ( 1 − α ) r k^{(1-\alpha)r} k ( 1 − α ) r , which exactly compensates the factor ∣ B ( x , r ) ∣ 1 − α |B(x,r)|^{1-\alpha} ∣ B ( x , r ) ∣ 1 − α appearing in the fractional maximal operator.
A subtree of fractional growth. For ℓ ≥ 0 \ell\geq0 ℓ ≥ 0 , define
ε ℓ = ⌊ ( ℓ + 1 ) ( 1 − α ) ⌋ − ⌊ ℓ ( 1 − α ) ⌋ . \varepsilon_\ell=\lfloor(\ell+1)(1-\alpha)\rfloor-\lfloor\ell(1-\alpha)\rfloor. ε ℓ = ⌊( ℓ + 1 ) ( 1 − α )⌋ − ⌊ ℓ ( 1 − α )⌋ .
Since 0 < α < 1 0<\alpha<1 0 < α < 1 , we have ε ℓ ∈ { 0 , 1 } \varepsilon_\ell\in\{0,1\} ε ℓ ∈ { 0 , 1 } . We construct a rooted subtree S ⊂ T S\subset T S ⊂ T , with the same root of T T T , recursively as follows. Every vertex of S S S in generation ℓ \ell ℓ keeps k ε ℓ k^{\varepsilon_\ell} k ε ℓ children. Thus, if ε ℓ = 1 \varepsilon_\ell=1 ε ℓ = 1 , all its k k k children are kept, whereas if ε ℓ = 0 \varepsilon_\ell=0 ε ℓ = 0 , only one child is kept.
Let
S j = S ∩ T j , N j = ∣ S j ∣ . S_j=S\cap T^j,\qquad N_j=|S_j|. S j = S ∩ T j , N j = ∣ S j ∣.
Then
N j = ∏ ℓ = 0 j − 1 k ε ℓ = k ⌊ j ( 1 − α ) ⌋ . (23) N_j=\prod_{\ell=0}^{j-1}k^{\varepsilon_\ell}=k^{\lfloor j(1-\alpha)\rfloor}. \tag*{(23)} N j = ℓ = 0 ∏ j − 1 k ε ℓ = k ⌊ j ( 1 − α )⌋ . (23)
In particular,
k − 1 k ( 1 − α ) j ≤ N j ≤ k ( 1 − α ) j . (24) k^{-1}k^{(1-\alpha)j}\leq N_j\leq k^{(1-\alpha)j}. \tag*{(24)} k − 1 k ( 1 − α ) j ≤ N j ≤ k ( 1 − α ) j . (24)
Moreover, if x ∈ S i x\in S_i x ∈ S i , then the number of descendants of x x x belonging to S i + r S_{i+r} S i + r is exactly
D ( i , r ) = N i + r N i = k ⌊ ( i + r ) ( 1 − α ) ⌋ − ⌊ i ( 1 − α ) ⌋ , (25) D(i,r)=\frac{N_{i+r}}{N_i}=k^{\lfloor(i+r)(1-\alpha)\rfloor-\lfloor i(1-\alpha)\rfloor}, \tag*{(25)} D ( i , r ) = N i N i + r = k ⌊( i + r ) ( 1 − α )⌋ − ⌊ i ( 1 − α )⌋ , (25)
and therefore
k − 1 k ( 1 − α ) r ≤ D ( i , r ) ≤ k k ( 1 − α ) r . (26) k^{-1}k^{(1-\alpha)r}\leq D(i,r)\leq kk^{(1-\alpha)r}. \tag*{(26)} k − 1 k ( 1 − α ) r ≤ D ( i , r ) ≤ k k ( 1 − α ) r . (26)
We define the weight
w ( x ) = ∑ j = 0 ∞ 1 N j χ S j ( x ) . (27) w(x)=\sum_{j=0}^{\infty}\frac{1}{N_j}\chi_{S_j}(x). \tag*{(27)} w ( x ) = j = 0 ∑ ∞ N j 1 χ S j ( x ) . (27)
Thus w = 0 w=0 w = 0 outside S S S and
w ( S j ) = 1 for every j ≥ 0. (28) w(S_j)=1\qquad\text{for every }j\geq0. \tag*{(28)} w ( S j ) = 1 for every j ≥ 0. (28)
The next lemma is the key estimate for the right-hand side of the counterexample.
Lemma 3.6. For every x ∈ S x\in S x ∈ S ,
M α ∘ w ( x ) ≲ α , k w ( x ) and M α w ( x ) ≲ α , k w ( x ) . M_\alpha^\circ w(x)\lesssim_{\alpha,k}w(x)\qquad\text{and}\qquad M_\alpha w(x)\lesssim_{\alpha,k}w(x). M α ∘ w ( x ) ≲ α , k w ( x ) and M α w ( x ) ≲ α , k w ( x ) . Moreover,
M α ∘ w ( x ) ≃ α , k w ( x ) , M α w ( x ) ≃ α , k w ( x ) , x ∈ S . M_\alpha^\circ w(x)\simeq_{\alpha,k}w(x),\qquad M_\alpha w(x)\simeq_{\alpha,k}w(x),\qquad x\in S. M α ∘ w ( x ) ≃ α , k w ( x ) , M α w ( x ) ≃ α , k w ( x ) , x ∈ S .
Proof. Fix x ∈ S i x\in S_i x ∈ S i and r ≥ 0 r\geq0 r ≥ 0 . For 0 ≤ m ≤ min { r , i } 0\leq m\leq\min\{r,i\} 0 ≤ m ≤ min { r , i } , let E m E_m E m be the set of vertices y ∈ S ∩ S ( x , r ) y\in S\cap S(x,r) y ∈ S ∩ S ( x , r ) such that the lowest common ancestor of x x x and y y y is the ancestor of x x x at generation i − m i-m i − m .
If y ∈ E m y\in E_m y ∈ E m , then y y y belongs to generation i + r − 2 m i+r-2m i + r − 2 m . Let z z z be the ancestor of x x x at generation i − m i-m i − m . The total number of descendants of z z z in S i + r − 2 m S_{i+r-2m} S i + r − 2 m is
N i + r − 2 m N i − m . \frac{N_{i+r-2m}}{N_{i-m}}. N i − m N i + r − 2 m .
Hence
∣ E m ∣ ≤ N i + r − 2 m N i − m . |E_m|\leq\frac{N_{i+r-2m}}{N_{i-m}}. ∣ E m ∣ ≤ N i − m N i + r − 2 m .
Since every vertex of S i + r − 2 m S_{i+r-2m} S i + r − 2 m has weight N i + r − 2 m − 1 N_{i+r-2m}^{-1} N i + r − 2 m − 1 , it follows that
∑ y ∈ E m w ( y ) ≤ 1 N i − m . \sum_{y\in E_m} w(y) \le\frac{1}{N_{i-m}}. y ∈ E m ∑ w ( y ) ≤ N i − m 1 .
Therefore,
∑ y ∈ S ( x , r ) w ( y ) ≤ ∑ m = 0 min { r , i } 1 N i − m . (29) \sum_{y\in S(x,r)} w(y) \le\sum_{m=0}^{\min\{r,i\}} \frac{1}{N_{i-m}}. \tag*{(29)} y ∈ S ( x , r ) ∑ w ( y ) ≤ m = 0 ∑ m i n { r , i } N i − m 1 . (29)
Using (3.3),
N i N i − m = k ⌊ ( 1 − α ) i ⌋ − ⌊ ( 1 − α ) ( i − m ) ⌋ ≤ k k ( 1 − α ) m , \frac{N_i}{N_{i-m}} = k^{\lfloor(1-\alpha)i\rfloor-\lfloor(1-\alpha)(i-m)\rfloor} \le k k^{(1-\alpha)m}, N i − m N i = k ⌊( 1 − α ) i ⌋ − ⌊( 1 − α ) ( i − m )⌋ ≤ k k ( 1 − α ) m ,
and consequently
1 N i − m ≤ k k ( 1 − α ) m 1 N i . \frac{1}{N_{i-m}} \le k k^{(1-\alpha)m}\frac{1}{N_i}. N i − m 1 ≤ k k ( 1 − α ) m N i 1 .
It follows from (29) that
∑ y ∈ S ( x , r ) w ( y ) ≲ α , k k ( 1 − α ) r N i . (30) \sum_{y\in S(x,r)} w(y) \lesssim_{\alpha,k} \frac{k^{(1-\alpha)r}}{N_i}. \tag*{(30)} y ∈ S ( x , r ) ∑ w ( y ) ≲ α , k N i k ( 1 − α ) r . (30)
Since x x x has exactly k r k^r k r descendants at distance r r r , ∣ S ( x , r ) ∣ ≥ k r |S(x,r)|\ge k^r ∣ S ( x , r ) ∣ ≥ k r . Hence
1 ∣ S ( x , r ) ∣ 1 − α ∑ y ∈ S ( x , r ) w ( y ) ≲ α , k 1 k ( 1 − α ) r k ( 1 − α ) r N i = 1 N i = w ( x ) . \frac{1}{|S(x,r)|^{1-\alpha}}\sum_{y\in S(x,r)} w(y) \lesssim_{\alpha,k} \frac{1}{k^{(1-\alpha)r}}\frac{k^{(1-\alpha)r}}{N_i}=\frac{1}{N_i}=w(x). ∣ S ( x , r ) ∣ 1 − α 1 y ∈ S ( x , r ) ∑ w ( y ) ≲ α , k k ( 1 − α ) r 1 N i k ( 1 − α ) r = N i 1 = w ( x ) .
Taking the supremum in r r r gives
M α O w ( x ) ≲ α , k w ( x ) . M_\alpha^O w(x)\lesssim_{\alpha,k}w(x). M α O w ( x ) ≲ α , k w ( x ) .
For the maximal function over balls, using (30) ,
∑ y ∈ B ( x , r ) w ( y ) = ∑ ℓ = 0 r ∑ y ∈ S ( x , ℓ ) w ( y ) ≲ α , k 1 N i ∑ ℓ = 0 r k ( 1 − α ) ℓ ≲ α , k k ( 1 − α ) r N i . \sum_{y\in B(x,r)}w(y)=\sum_{\ell=0}^r\sum_{y\in S(x,\ell)}w(y)\lesssim_{\alpha,k}\frac{1}{N_i}\sum_{\ell=0}^r k^{(1-\alpha)\ell}\lesssim_{\alpha,k}\frac{k^{(1-\alpha)r}}{N_i}. y ∈ B ( x , r ) ∑ w ( y ) = ℓ = 0 ∑ r y ∈ S ( x , ℓ ) ∑ w ( y ) ≲ α , k N i 1 ℓ = 0 ∑ r k ( 1 − α ) ℓ ≲ α , k N i k ( 1 − α ) r .
Since ∣ B ( x , r ) ∣ ≥ k r |B(x,r)|\ge k^r ∣ B ( x , r ) ∣ ≥ k r ,
1 ∣ B ( x , r ) ∣ 1 − α ∑ y ∈ B ( x , r ) w ( y ) ≲ α , k 1 N i = w ( x ) . \frac{1}{|B(x,r)|^{1-\alpha}}\sum_{y\in B(x,r)}w(y)\lesssim_{\alpha,k}\frac{1}{N_i}=w(x). ∣ B ( x , r ) ∣ 1 − α 1 y ∈ B ( x , r ) ∑ w ( y ) ≲ α , k N i 1 = w ( x ) .
Thus
M α w ( x ) ≲ α , k w ( x ) . M_\alpha w(x)\lesssim_{\alpha,k}w(x). M α w ( x ) ≲ α , k w ( x ) .
Finally, taking r = 0 r=0 r = 0 in either maximal operator yields the reverse inequalities M α O w ( x ) ≥ w ( x ) M_\alpha^O w(x)\ge w(x) M α O w ( x ) ≥ w ( x ) and M α w ( x ) ≥ w ( x ) M_\alpha w(x)\ge w(x) M α w ( x ) ≥ w ( x ) . □
We now prove the counterexample. A function supported on a single generation of the subtree has uniformly bounded pairing with M α w M_\alpha w M α w , whereas its maximal function exceeds a fixed level on every preceding generation. Since each of these generations has unit weight, the distribution function grows without bound. This construction works for every 0 < α < 1 0<\alpha<1 0 < α < 1 .
Theorem 3.7. Let k ≥ 2 k\ge2 k ≥ 2 and 0 < α < 1 0<\alpha<1 0 < α < 1 . There exist a weight w ≥ 0 w\ge0 w ≥ 0 on T T T and a sequence of finitely supported functions { f j } j ≥ 1 \{f_j\}_{j\ge1} { f j } j ≥ 1 such that
sup j ≥ 1 ∑ x ∈ T ∣ f j ( x ) ∣ M α w ( x ) < ∞ , (31) \sup_{j\ge1}\sum_{x\in T}|f_j(x)|M_\alpha w(x)<\infty, \tag*{(31)} j ≥ 1 sup x ∈ T ∑ ∣ f j ( x ) ∣ M α w ( x ) < ∞ , (31) whereas
w ( { x ∈ T : M α f j ( x ) > 1 } ) ⟶ ∞ as j → ∞ . (32) w(\{x\in T:M_\alpha f_j(x)>1\})\longrightarrow\infty\qquad\text{as }j\to\infty. \tag*{(32)} w ({ x ∈ T : M α f j ( x ) > 1 }) ⟶ ∞ as j → ∞. (32) Consequently, there is no constant C > 0 C>0 C > 0 such that
w ( { x ∈ T : M α f ( x ) > λ } ) ≤ C λ ∑ x ∈ T ∣ f ( x ) ∣ M α w ( x ) w(\{x\in T:M_\alpha f(x)>\lambda\})\le\frac{C}{\lambda}\sum_{x\in T}|f(x)|M_\alpha w(x) w ({ x ∈ T : M α f ( x ) > λ }) ≤ λ C x ∈ T ∑ ∣ f ( x ) ∣ M α w ( x ) holds for every finitely supported f f f and every λ > 0 \lambda>0 λ > 0 .
Proof. Let w w w be the weight defined in (27) . For every j ≥ 1 j \ge1 j ≥ 1 set
f j = C 0 χ S j , f_j=C_0\chi_{S_j}, f j = C 0 χ S j ,
where C 0 > 4 1 − α k C_0>4^{1-\alpha}k C 0 > 4 1 − α k is fixed. We first prove that
⋃ i = 0 j S i ⊂ { x ∈ T : M α f j ( x ) > 1 } . (33) \bigcup_{i=0}^{j}S_i\subset\{x\in T:M_\alpha f_j(x)>1\}. \tag*{(33)} i = 0 ⋃ j S i ⊂ { x ∈ T : M α f j ( x ) > 1 } . (33)
Let x ∈ S i x\in S_i x ∈ S i , 0 ≤ i ≤ j 0\le i\le j 0 ≤ i ≤ j , and denote r = j − i r=j-i r = j − i . By construction, the number of descendants of x x x in S j S_j S j is exactly D ( i , r ) = N j / N i D(i,r)=N_j/N_i D ( i , r ) = N j / N i . By (26) ,
D ( i , r ) ≥ k − 1 k ( 1 − α ) r . D(i,r)\ge k^{-1}k^{(1-\alpha)r}. D ( i , r ) ≥ k − 1 k ( 1 − α ) r .
All these descendants belong to B ( x , r ) B(x,r) B ( x , r ) , and therefore
∑ y ∈ B ( x , r ) f j ( y ) ≥ C 0 D ( i , r ) ≥ C 0 k − 1 k ( 1 − α ) r . (34) \sum_{y\in B(x,r)}f_j(y)\ge C_0D(i,r)\ge C_0k^{-1}k^{(1-\alpha)r}. \tag*{(34)} y ∈ B ( x , r ) ∑ f j ( y ) ≥ C 0 D ( i , r ) ≥ C 0 k − 1 k ( 1 − α ) r . (34)
Recall that ∣ S ( x , ℓ ) ∣ ≤ 2 k ℓ |S(x,\ell)|\le2k^\ell ∣ S ( x , ℓ ) ∣ ≤ 2 k ℓ and ∣ B ( x , ℓ ) ∣ ≤ 4 k ℓ |B(x,\ell)|\le4k^\ell ∣ B ( x , ℓ ) ∣ ≤ 4 k ℓ . Putting δ = 1 − α \delta=1-\alpha δ = 1 − α and combining this with (34) ,
M α f j ( x ) ≥ 1 ∣ B ( x , r ) ∣ δ ∑ y ∈ B ( x , r ) f j ( y ) ≥ C 0 k − 1 k δ r 4 δ k δ r = C 0 4 1 − α k > 1. M_\alpha f_j(x)\ge\frac{1}{|B(x,r)|^\delta}\sum_{y\in B(x,r)}f_j(y)\ge\frac{C_0k^{-1}k^{\delta r}}{4^\delta k^{\delta r}}=\frac{C_0}{4^{1-\alpha}k}>1. M α f j ( x ) ≥ ∣ B ( x , r ) ∣ δ 1 y ∈ B ( x , r ) ∑ f j ( y ) ≥ 4 δ k δ r C 0 k − 1 k δ r = 4 1 − α k C 0 > 1.
This proves (33) . Using w ( S i ) = 1 w(S_i)=1 w ( S i ) = 1 for all i ≥ 0 i\ge0 i ≥ 0 , we obtain
w ( { M α f j > 1 } ) ≥ w ( ⋃ i = 0 j S i ) = ∑ i = 0 j w ( S i ) = j + 1. w(\{M_\alpha f_j>1\})\ge w\left(\bigcup_{i=0}^{j}S_i\right)=\sum_{i=0}^{j}w(S_i)=j+1. w ({ M α f j > 1 }) ≥ w ( i = 0 ⋃ j S i ) = i = 0 ∑ j w ( S i ) = j + 1.
Hence, the left-hand side tends to infinity. On the other hand, since f j f_j f j is supported on S j S_j S j , Lemma 3.6 yields
∑ x ∈ T ∣ f j ( x ) ∣ M α w ( x ) = C 0 ∑ x ∈ S j M α w ( x ) ≲ α , k C 0 ∑ x ∈ S j w ( x ) = C 0 w ( S j ) = C 0 . \sum_{x\in T}|f_j(x)|M_\alpha w(x)=C_0\sum_{x\in S_j}M_\alpha w(x)\lesssim_{\alpha,k}C_0\sum_{x\in S_j}w(x)=C_0w(S_j)=C_0. x ∈ T ∑ ∣ f j ( x ) ∣ M α w ( x ) = C 0 x ∈ S j ∑ M α w ( x ) ≲ α , k C 0 x ∈ S j ∑ w ( x ) = C 0 w ( S j ) = C 0 .
This bound is uniform in j j j , and the conclusion follows. □
Remark 3.8. The essential feature of the construction is that, for x ∈ S i x\in S_i x ∈ S i , the number of descendants of x x x in S i + r S_{i+r} S i + r satisfies
D ( i , r ) ≃ k k ( 1 − α ) r . D(i,r)\simeq_k k^{(1-\alpha)r}. D ( i , r ) ≃ k k ( 1 − α ) r .
This growth exactly compensates the denominator ∣ B ( x , r ) ∣ 1 − α ≃ k ( 1 − α ) r |B(x,r)|^{1-\alpha}\simeq k^{(1-\alpha)r} ∣ B ( x , r ) ∣ 1 − α ≃ k ( 1 − α ) r in the fractional maximal operator. This is the fractional counterpart of the mechanism used in the non-fractional counterexample of [9 ] .
A global counterexample and failure under finite iterations
We now focus on Theorem 1.2 in the subcritical range 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 . For n ≥ 1 n\ge1 n ≥ 1 , let M α ( n ) M_\alpha^{(n)} M α ( n ) denote the n n n -fold iteration of M α M_\alpha M α .
Proof of Theorem 1.2. Consider the weight
w ∗ ( x ) = ∑ j = 0 ∞ k ( α − 1 ) j χ T j ( x ) . w_*(x)=\sum_{j=0}^{\infty}k^{(\alpha-1)j}\chi_{T_j}(x). w ∗ ( x ) = j = 0 ∑ ∞ k ( α − 1 ) j χ T j ( x ) .
The first assertion follows from Proposition 3.2 , since w ∗ = w α − 1 w_*=w_{\alpha-1} w ∗ = w α − 1 and α − 1 ∈ [ α − 1 , − α ] \alpha-1\in[\alpha-1,-\alpha] α − 1 ∈ [ α − 1 , − α ] when 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 . Hence, for each fixed n n n ,
M α ( n ) w ∗ ≲ α , k , n w ∗ . (35) M_\alpha^{(n)}w_*\lesssim_{\alpha,k,n}w_*. \tag*{(35)} M α ( n ) w ∗ ≲ α , k , n w ∗ . (35)
Let S S S be the subtree constructed above and set
f j = C 0 χ S j , f_j=C_0\chi_{S_j}, f j = C 0 χ S j ,
with the same fixed constant C 0 > 4 1 − α k C_0>4^{1-\alpha}k C 0 > 4 1 − α k . The proof of Theorem 3.7 gives
⋃ i = 0 j S i ⊂ { M α f j > 1 } . \bigcup_{i=0}^{j} S_i \subset\{M_\alpha f_j>1\}. i = 0 ⋃ j S i ⊂ { M α f j > 1 } .
Since ∣ S i ∣ = k ⌊ ( 1 − α ) i ⌋ |S_i|=k^{\lfloor(1-\alpha)i\rfloor} ∣ S i ∣ = k ⌊( 1 − α ) i ⌋ ,
w ∗ ( S i ) = k ⌊ ( 1 − α ) i ⌋ k − ( 1 − α ) i , w_*(S_i)=k^{\lfloor(1-\alpha)i\rfloor}k^{-(1-\alpha)i}, w ∗ ( S i ) = k ⌊( 1 − α ) i ⌋ k − ( 1 − α ) i ,
and therefore
k − 1 ≤ w ∗ ( S i ) ≤ 1. (36) k^{-1}\le w_*(S_i)\le1. \tag*{(36)} k − 1 ≤ w ∗ ( S i ) ≤ 1. (36)
It follows that
w ∗ ( { M α f j > 1 } ) ≥ ∑ i = 0 j w ∗ ( S i ) ≥ j + 1 k . w_*(\{M_\alpha f_j>1\})\ge\sum_{i=0}^{j}w_*(S_i)\ge\frac{j+1}{k}. w ∗ ({ M α f j > 1 }) ≥ i = 0 ∑ j w ∗ ( S i ) ≥ k j + 1 .
On the other hand, by (3.15) and (3.16),
∑ x ∈ T ∣ f j ( x ) ∣ M α ( n ) w ∗ ( x ) ≲ α , k , n C 0 ∑ x ∈ S j w ∗ ( x ) = C 0 w ∗ ( S j ) ≤ C 0 , \sum_{x\in T}|f_j(x)|M_\alpha^{(n)}w_*(x)\lesssim_{\alpha,k,n}C_0\sum_{x\in S_j}w_*(x)=C_0w_*(S_j)\le C_0, x ∈ T ∑ ∣ f j ( x ) ∣ M α ( n ) w ∗ ( x ) ≲ α , k , n C 0 x ∈ S j ∑ w ∗ ( x ) = C 0 w ∗ ( S j ) ≤ C 0 ,
uniformly in j j j . The quotient therefore tends to infinity. □ \square □
Remark 3.9. The extreme weight w ∗ = w α − 1 w_*=w_{\alpha-1} w ∗ = w α − 1 satisfies M α w ∗ ≃ w ∗ M_\alpha w_*\simeq w_* M α w ∗ ≃ w ∗ , but it does not satisfy M α , s w ∗ ≲ w ∗ M_{\alpha,s}w_*\lesssim w_* M α , s w ∗ ≲ w ∗ for any s > 1 s>1 s > 1 . For each j ≥ 1 j\ge1 j ≥ 1 , choose x j ∈ T j x_j\in T^j x j ∈ T j and let x 0 x_0 x 0 be its ancestor at distance j j j . The single point x 0 ∈ S ( x j , j ) x_0\in S(x_j,j) x 0 ∈ S ( x j , j ) gives
M α , s w ∗ ( x j ) ≥ ∣ S ( x j , j ) ∣ α − 1 / s w ∗ ( x 0 ) ≳ α , s w ∗ ( x j ) k j ( 1 − 1 / s ) . M_{\alpha,s}w_*(x_j)\ge|S(x_j,j)|^{\alpha-1/s}w_*(x_0)\gtrsim_{\alpha,s}w_*(x_j)k^{j(1-1/s)}. M α , s w ∗ ( x j ) ≥ ∣ S ( x j , j ) ∣ α − 1/ s w ∗ ( x 0 ) ≳ α , s w ∗ ( x j ) k j ( 1 − 1/ s ) .
Since 1 − 1 / s > 0 1-1/s>0 1 − 1/ s > 0 , the quotient tends to infinity as j → ∞ j\to\infty j → ∞ . By (2.2), the same failure holds for the ball operator M α , s M_{\alpha,s} M α , s . This is the fractional analogue of the endpoint phenomenon for the extreme radial weight in [9 Remark 3.3] .
A necessary condition for weighted weak type (1, 1).
Proof of Theorem 1.3. Fix x 0 ∈ T x_0\in T x 0 ∈ T and r ≥ 0 r\ge0 r ≥ 0 , and take f = δ x 0 f=\delta_{x_0} f = δ x 0 . If y ∈ B ( x 0 , r ) y\in B(x_0,r) y ∈ B ( x 0 , r ) and d = d ( x 0 , y ) d=d(x_0,y) d = d ( x 0 , y ) , then d ≤ r d\le r d ≤ r and
M α ( δ x 0 ) ( y ) ≥ 1 ∣ B ( y , d ) ∣ 1 − α . M_\alpha(\delta_{x_0})(y)\ge\frac{1}{|B(y,d)|^{1-\alpha}}. M α ( δ x 0 ) ( y ) ≥ ∣ B ( y , d ) ∣ 1 − α 1 .
Since ∣ B ( y , d ) ∣ ≤ 4 k d ≤ 4 k r |B(y,d)|\le4k^d\le4k^r ∣ B ( y , d ) ∣ ≤ 4 k d ≤ 4 k r , we obtain
M α ( δ x 0 ) ( y ) ≥ 4 − ( 1 − α ) k − ( 1 − α ) r . M_\alpha(\delta_{x_0})(y)\ge4^{-(1-\alpha)}k^{-(1-\alpha)r}. M α ( δ x 0 ) ( y ) ≥ 4 − ( 1 − α ) k − ( 1 − α ) r .
Thus, with
λ = 1 2 4 − ( 1 − α ) k − ( 1 − α ) r , \lambda=\frac{1}{2}4^{-(1-\alpha)}k^{-(1-\alpha)r}, λ = 2 1 4 − ( 1 − α ) k − ( 1 − α ) r ,
we have
B ( x 0 , r ) ⊂ { M α ( δ x 0 ) > λ } . B(x_0,r)\subset\{M_\alpha(\delta_{x_0})>\lambda\}. B ( x 0 , r ) ⊂ { M α ( δ x 0 ) > λ } .
Applying (1.2),
w ( B ( x 0 , r ) ) ≲ α , k , C w k ( 1 − α ) r w ( x 0 ) . w(B(x_0,r))\lesssim_{\alpha,k,C_w}k^{(1-\alpha)r}w(x_0). w ( B ( x 0 , r )) ≲ α , k , C w k ( 1 − α ) r w ( x 0 ) .
Since ∣ B ( x 0 , r ) ∣ ≥ k r |B(x_0,r)|\ge k^r ∣ B ( x 0 , r ) ∣ ≥ k r ,
w ( B ( x 0 , r ) ) ∣ B ( x 0 , r ) ∣ 1 − α ≲ α , k , C w w ( x 0 ) . \frac{w(B(x_0,r))}{|B(x_0,r)|^{1-\alpha}}\lesssim_{\alpha,k,C_w}w(x_0). ∣ B ( x 0 , r ) ∣ 1 − α w ( B ( x 0 , r )) ≲ α , k , C w w ( x 0 ) .
Taking the supremum over r r r proves the result. □ \square □
Using Theorem 1.3 and Theorem 1.2 with n = 1 n=1 n = 1 , we obtain the following result.
Corollary 3.10. If 0 < α < 1 / 2 0<\alpha<1/2 0 < α < 1/2 , the condition
M α w ≲ w M_\alpha w\lesssim w M α w ≲ w is necessary but not sufficient for the weighted weak type estimate (1.2).
The phase transition at α = 1 / 2 \alpha= 1/2 α = 1/2
The radial classification suggests that the threshold α = 1 / 2 \alpha= 1/2 α = 1/2 is a consequence of the geometry of the tree. We now show that no global weight, radial or otherwise, can satisfy the pointwise condition at or above this threshold. Above the threshold, the condition forces incompatible rates of growth. At the endpoint, we use the accumulation of ancestor contributions in Lemma 3.1 .
Proposition 3.11. Let 1 / 2 ≤ α < 1 1/2 \le\alpha< 1 1/2 ≤ α < 1 . There is no nonzero weight w w w on T T T satisfying
M α w ( x ) ≤ C w ( x ) , x ∈ T , M_\alpha w(x) \le Cw(x), \qquad x \in T, M α w ( x ) ≤ C w ( x ) , x ∈ T , for some finite constant C C C .
Proof. First assume that α > 1 / 2 \alpha> 1/2 α > 1/2 . Suppose that such a weight exists and choose x 0 x_0 x 0 with w ( x 0 ) > 0 w(x_0) > 0 w ( x 0 ) > 0 . Let D r ( x 0 ) D_r(x_0) D r ( x 0 ) be the set of descendants of x 0 x_0 x 0 at distance r r r ; then ∣ D r ( x 0 ) ∣ = k r |D_r(x_0)| = k^r ∣ D r ( x 0 ) ∣ = k r .
For y ∈ D r ( x 0 ) y \in D_r(x_0) y ∈ D r ( x 0 ) , since x 0 ∈ B ( y , r ) x_0 \in B(y,r) x 0 ∈ B ( y , r ) and ∣ B ( y , r ) ∣ ≤ 4 k r |B(y,r)| \le4k^r ∣ B ( y , r ) ∣ ≤ 4 k r ,
C w ( y ) ≥ M α w ( y ) ≥ w ( x 0 ) ∣ B ( y , r ) ∣ 1 − α ≳ α , k k − ( 1 − α ) r w ( x 0 ) . Cw(y) \ge M_\alpha w(y) \ge\frac{w(x_0)}{|B(y,r)|^{1-\alpha}} \gtrsim_{\alpha,k} k^{-(1-\alpha)r}w(x_0). C w ( y ) ≥ M α w ( y ) ≥ ∣ B ( y , r ) ∣ 1 − α w ( x 0 ) ≳ α , k k − ( 1 − α ) r w ( x 0 ) .
Summing over D r ( x 0 ) D_r(x_0) D r ( x 0 ) gives
w ( B ( x 0 , r ) ) ≥ w ( D r ( x 0 ) ) ≳ α , k , C k α r w ( x 0 ) . (37) w(B(x_0,r)) \ge w(D_r(x_0)) \gtrsim_{\alpha,k,C} k^{\alpha r}w(x_0). \tag*{(37)} w ( B ( x 0 , r )) ≥ w ( D r ( x 0 )) ≳ α , k , C k α r w ( x 0 ) . (37)
On the other hand, applying M α w ( x 0 ) ≤ C w ( x 0 ) M_\alpha w(x_0) \le Cw(x_0) M α w ( x 0 ) ≤ C w ( x 0 ) to the ball B ( x 0 , r ) B(x_0,r) B ( x 0 , r ) and using ∣ B ( x 0 , r ) ∣ ≤ 4 k r |B(x_0,r)| \le4k^r ∣ B ( x 0 , r ) ∣ ≤ 4 k r yields
w ( B ( x 0 , r ) ) ≲ α , k , C k ( 1 − α ) r w ( x 0 ) . (38) w(B(x_0,r)) \lesssim_{\alpha,k,C} k^{(1-\alpha)r}w(x_0). \tag*{(38)} w ( B ( x 0 , r )) ≲ α , k , C k ( 1 − α ) r w ( x 0 ) . (38)
Combining (37) and (38) gives k ( 2 α − 1 ) r ≲ 1 k^{(2\alpha-1)r} \lesssim1 k ( 2 α − 1 ) r ≲ 1 for every r r r , a contradiction because α > 1 / 2 \alpha> 1/2 α > 1/2 .
We now consider α = 1 / 2 \alpha= 1/2 α = 1/2 . Suppose that M 1 / 2 w ≤ C w M_{1/2}w \le Cw M 1/2 w ≤ C w for a nonzero weight w w w , and denote the root by x 0 x_0 x 0 . Then w ( x 0 ) > 0 w(x_0) > 0 w ( x 0 ) > 0 , since some ball centered at x 0 x_0 x 0 contains a vertex where w w w is positive. For x ∈ T j x \in T^j x ∈ T j , the root belongs to B ( x , j ) B(x,j) B ( x , j ) , and hence
C w ( x ) ≥ M 1 / 2 w ( x ) ≥ w ( x 0 ) ∣ B ( x , j ) ∣ 1 / 2 ≥ w ( x 0 ) 2 k − j / 2 . Cw(x) \ge M_{1/2}w(x) \ge\frac{w(x_0)}{|B(x,j)|^{1/2}} \ge\frac{w(x_0)}{2} k^{-j/2}. C w ( x ) ≥ M 1/2 w ( x ) ≥ ∣ B ( x , j ) ∣ 1/2 w ( x 0 ) ≥ 2 w ( x 0 ) k − j /2 .
Thus, writing v ( x ) = k − ∣ x ∣ / 2 v(x) = k^{-|x|/2} v ( x ) = k − ∣ x ∣/2 , we have
w ( x ) ≥ w ( x 0 ) 2 C v ( x ) , x ∈ T . (39) w(x) \ge\frac{w(x_0)}{2C}v(x), \qquad x \in T. \tag*{(39)} w ( x ) ≥ 2 C w ( x 0 ) v ( x ) , x ∈ T . (39)
For x ∈ T j x \in T^j x ∈ T j , formula (20) with α = 1 / 2 \alpha= 1/2 α = 1/2 , β = − 1 / 2 \beta= -1/2 β = − 1/2 and r = j r = j r = j gives
1 ∣ S ( x , j ) ∣ 1 / 2 ∑ y ∈ S ( x , j ) v ( y ) ≃ ( j + 1 ) k − j / 2 . \frac{1}{|S(x,j)|^{1/2}}\sum_{y\in S(x,j)}v(y) \simeq(j+1)k^{-j/2}. ∣ S ( x , j ) ∣ 1/2 1 y ∈ S ( x , j ) ∑ v ( y ) ≃ ( j + 1 ) k − j /2 .
Since ∣ B ( x , j ) ∣ ≤ 2 ∣ S ( x , j ) ∣ |B(x,j)| \le2|S(x,j)| ∣ B ( x , j ) ∣ ≤ 2∣ S ( x , j ) ∣ , it follows that
M 1 / 2 v ( x ) ≥ 1 ∣ B ( x , j ) ∣ 1 / 2 ∑ y ∈ S ( x , j ) v ( y ) ≳ ( j + 1 ) k − j / 2 . M_{1/2}v(x) \ge\frac{1}{|B(x,j)|^{1/2}}\sum_{y\in S(x,j)}v(y) \gtrsim(j+1)k^{-j/2}. M 1/2 v ( x ) ≥ ∣ B ( x , j ) ∣ 1/2 1 y ∈ S ( x , j ) ∑ v ( y ) ≳ ( j + 1 ) k − j /2 .
Combining this with (39) and the monotonicity of the maximal operator, we obtain
C w ( x ) ≥ M 1 / 2 w ( x ) ≥ w ( x 0 ) 2 C M 1 / 2 v ( x ) ≳ w ( x 0 ) C ( j + 1 ) k − j / 2 . Cw(x) \ge M_{1/2}w(x) \ge\frac{w(x_0)}{2C}M_{1/2}v(x) \gtrsim\frac{w(x_0)}{C}(j+1)k^{-j/2}. C w ( x ) ≥ M 1/2 w ( x ) ≥ 2 C w ( x 0 ) M 1/2 v ( x ) ≳ C w ( x 0 ) ( j + 1 ) k − j /2 .
Summing over the k j k^j k j vertices of T j T^j T j yields
w ( T j ) ≳ C − 2 w ( x 0 ) ( j + 1 ) k j / 2 . (40) w(T^j) \gtrsim C^{-2}w(x_0)(j+1)k^{j/2}. \tag*{(40)} w ( T j ) ≳ C − 2 w ( x 0 ) ( j + 1 ) k j /2 . (40)
On the other hand, applying the assumed inequality at the root gives
w ( T j ) ≤ w ( B ( x 0 , j ) ) ≤ C w ( x 0 ) ∣ B ( x 0 , j ) ∣ 1 / 2 ≤ 2 C w ( x 0 ) k j / 2 . w(T^j) \le w(B(x_0,j)) \le Cw(x_0)|B(x_0,j)|^{1/2} \le2Cw(x_0)k^{j/2}. w ( T j ) ≤ w ( B ( x 0 , j )) ≤ C w ( x 0 ) ∣ B ( x 0 , j ) ∣ 1/2 ≤ 2 C w ( x 0 ) k j /2 .
Together with (40) , this implies j + 1 ≲ C 3 j+1 \lesssim C^3 j + 1 ≲ C 3 for every j ≥ 0 j \ge0 j ≥ 0 , a contradiction. □
Combining Theorem 1.3 with Proposition 3.11, we obtain the following result.
Corollary 3.12. Let 1 / 2 ≤ α < 1 1/2 \le\alpha< 1 1/2 ≤ α < 1 . No nonzero weight can satisfy the weighted weak type estimate (2) .
AI Disclosure
ChatGPT was used for language editing and proofreading and also helped suggest considering subtrees for the example demonstrating the failure of the Fefferman–Stein estimate in Section 3. All mathematical results, arguments, proofs, and conclusions were developed and established by the authors.
G. Ibañez Firnkorn. Instituto de Matemática (INMABB), Departamento de Matemática, Universidad Nacional del Sur (UNS)-CONICET, Bahía Blanca, Argentina Email address: gonzalo.ibanez@uns.edu.ar
Jorgelina Recchi. Instituto de Matemática (INMABB), Departamento de Matemática, Universidad Nacional del Sur (UNS)-CONICET, Bahía Blanca, Argentina Email address: drecchi@uns.edu.ar