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Fermion Mass and Mixing Patterns from Fusion Algebras

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Abstract

The large hierarchy of fermion masses in the Standard Model has long posed a challenge to be explained. One approach is to try to invoke a symmetry principle to dictate the structure ("texture") of the matrices of fermion Yukawa couplings to the Higgs field. Here we invoke noninvertible symmetries, specifically, fusion algebras, to provide such textures. In particular, the structure of the fusion-algebra can be used to assign labels to each field, which determines how suppressed any given composite operator is as a term in the Lagrangian. In UV completions, this can be interpreted as specifying a hierarchy of operators that in the IR effective theory become the Yukawa couplings to the Higgs field. Remaining agnostic of a specific UV model, we perform a Monte Carlo numerical scan over unknown Wilson coefficients, and we identify the rank-8 fusion algebra FR88,6\rm{FR}^{8,6}_8 as the one providing the best fit for the textures of the up-quark, down-quark and charged-lepton Yukawa matrices. We also study the predictions for the CKM and PMNS mixing matrices, with the conclusion that none of the fusion algebras we study provide an accurate fit for the masses and mixing angles simultaneously. The fusion algebra structure ensures that the textures that we find are stable under RG running and persist down to low energies.

Introduction

The Standard Model (SM) offers no explanation for the broad spread of fermion masses among the three generations. According to the PDG [1], at the scale MZM_Z, the ratios of charged lepton masses stand at me:mμ:mτ≈1:210.7:3578m_e : m_\mu: m_\tau\approx1 : 210.7 : 3578, the down-type quarks at 1:19.9:10581 : 19.9 : 1058, and the up-type quarks at 1:506:1.374×1051 : 506 : 1.374 \times10^5. In the SM these numbers are free parameters, which could all have been of the same order of magnitude.

The classic answer to this puzzle is to impose a flavor symmetry, weakly broken by one or several spurions. Froggatt and Nielsen introduced the first systematic mechanism of this type [2], in which a spontaneously broken Abelian flavor symmetry U(1)FN\mathrm{U}(1)_{\mathrm{FN}} and a “flavon” field ϕ\phi generate each Yukawa entry at a power of ⟨ϕ⟩/Λ\langle\phi\rangle/\Lambda fixed by the charges. Non-Abelian discrete flavor symmetries such as A4A_4, S4S_4 and Δ(27)\Delta(27) gained popularity in the neutrino era [3, 4], and more recently modular invariance has been made to play the same role [5]. Further ideas where the mechanisms that do not rest on a symmetry at all, such as wave-function localisation in extra dimensions [6] or partial compositeness [7], generate the hierarchy from exponentially small overlaps or from anomalous dimensions instead.

Over the past decade it has become clear that quantum field theories generically admit symmetries that are not groups at all [8]. They are implemented by topological defect operators which fuse with non-group-like rules, so that the defects need not be invertible and the fusion is governed by a fusion category rather than by a group [9, 10, 11, 12, 13, 14]. Explicit non-invertible duality defects in four dimensions were constructed in refs. [15, 16]. In perturbative string theory, worldsheet non-invertible symmetries govern selection rules on spacetime amplitudes through the loop-order structure of genus-gg Riemann surfaces. Such symmetries have since been shown to act on the Standard Model itself [17, 18], to control the smallness of neutrino masses [19], and more generally to generate exponential hierarchies [20].

The algebraic structure that forms the backbone of such a symmetry is called a fusion algebra A\mathcal{A}, a finite-dimensional algebra with a preferred basis of “simple elements” whose structure constants for their products are non-negative integers. The feature that makes a fusion algebra useful for flavor is that, unlike a group, its selection rules are graded. An operator forbidden at leading order can become allowed once multiple “commutator” insertions are made, and the number of insertions needed is fixed by the fusion algebra. A suppression hierarchy is therefore built into the structure of the fusion algebra, and this hierarchy is independent of its UV origins, be they spurions or loops of heavy particles.

The fusion algebra, and its attendant selection rules are presumably the low-energy residue of a symmetry of the high-energy theory. In one realization, loops of the heavy fields generate the hierarchy of entries in the Yukawa matrix; in another, the same entries are generated by insertions of spurion vacuum expectation values. Regardless of the mechanism, after integrating out the heavy fields, we then need to run the Yukawa couplings down to low energies. We don’t want the texture generated at high energies to be wiped out by the RG running. For the up Yukawa matrix, the 1-loop running coupling is

Yu(E)=Yu(Λ)+(YuYu†−YdYd†)Yu332π2log⁡(E/Λ)+⋯(1)Y_u(E) = Y_u(\Lambda) + (Y_uY_u^\dagger- Y_dY_d^\dagger)Y_u \frac{3}{32\pi^2}\log(E/\Lambda) + \cdots \tag*{(1)}

where the “⋯\cdots” represent other contributions (e.g. from gauge-boson exchange) which are subleading in this expansion. To avoid spoiling the texture, it suffices that

(YuYu†−YdYd†)Yu≲Yu(2)(Y_uY_u^\dagger- Y_dY_d^\dagger)Y_u \lesssim Y_u \tag*{(2)}

where by “≲\lesssim” we mean that the power of ϵ\epsilon that appears in each entry of the matrix on the left is greater than or equal to the power of ϵ\epsilon that appears in the corresponding matrix on the right. For the down quark and lepton Yukawa matrices, (2) is replaced by

(YdYd†−YuYu†)Yd≲Yd,YeYe†Ye≲Ye(3)(Y_dY_d^\dagger- Y_uY_u^\dagger)Y_d \lesssim Y_d,\qquad Y_eY_e^\dagger Y_e \lesssim Y_e \tag*{(3)}

(1.2) are nontrivial constraints on the form of the textures of the Yukawa matrices. In Appendix § 14, we show that they follow from the structure of the fusion when the Higgs is assigned an invertible element of the fusion algebra.

A simple way to imbue a Lagrangian with a fusion algebra structure is to use conjugacy classes of a finite group GG to label the fields instead of irreducible representations of the group. This especially arises in twisted sectors of a GG–orbifold where closed strings on the orbifold are labelled by conjugacy classes of the group GG [21, 22, 23]. In order to effectively explain the texture of masses within the three generations of the SM, we need groups whose conjugacy classes closes at least after two steps. This severely restricts the possible candidate groups. Fusion algebras generalise this construction, and the phenomenology of the resulting Yukawa textures has begun to be explored in refs. [24, 25, 26, 27, 28, 29, 30, 31, 32, 33, 34].

In this paper, we set up the fusion-algebra selection rule for Yukawa operators and make explicit the one structural concept that organises everything that follows. With the entries of the Yukawa matrices drawn from a geometric hierarchy {1,ϵ,ϵ2,…,ϵcl⁡(A)}\{1,\epsilon,\epsilon^2,\ldots,\epsilon^{\operatorname{cl}(\mathcal{A})}\}, the largest attainable singular value spread is of the order ϵcl⁡(A)\epsilon^{\operatorname{cl}(\mathcal{A})} for generic O(1)\mathcal{O}(1) coefficients, where cl⁡(A)\operatorname{cl}(\mathcal{A}) is the commutator length of the algebra A\mathcal{A} (to be defined in the next section). Applied to the SM, the up-type quark sector immediately restricts the candidate fusion algebras to be at least of cl⁡(A)=3\operatorname{cl}(\mathcal{A})=3. Therefore, we catalogue all multiplicity-free fusion algebras of rank up to 10 along with their commutator length and run a scan over all possible textures attainable using these algebras. We specifically find that there are exactly 4 multiplicity-free cl⁡(A)=3\operatorname{cl}(\mathcal{A})=3 fusion algebras of rank ≤10\leq10 and assign scores to the best fit assignment for each algebra after running a Monte-Carlo scan over the undetermined O(1)\mathcal{O}(1) coefficients. We find that there exists one fusion algebra of rank 8, and 3 at rank 10, that can reproduce the mass hierarchies in all three fermion sectors. We also investigate whether mixing patterns in the quark and neutrino sectors can be fitted simultaneously with the masses, however we find no candidate algebra within the set defined above that achieves a high quality fit in this case.

The paper is organized as follows. In Sec. § 2 we review fusion algebras and define the commutator filtration Com⁡(A)L\operatorname{Com}(\mathcal{A})^L that sets the selection rules at each order. § 3 turns these rules into Yukawa textures for the leptons, quarks and neutrinos, and introduces the reach bound and the scoring metrics. In § 4 we show that algebras with cl⁡(A)=2\operatorname{cl}(\mathcal{A})=2 that are of rank ≤7\leq7 cannot generate the up-quark hierarchy. § 5 analyses the unique cl⁡=3\operatorname{cl}=3 algebra of rank ≤9\leq9, FR8,68,6\mathrm{FR}_{8,6}^{8,6}, and its CKM matrix, and Sec. 6 its neutrino masses and PMNS matrix. We conclude in § 7 with discussion and open questions. The appendices collect the fusion tables in the labelling we have used, the detailed cl⁡(A)=2\operatorname{cl}(\mathcal{A})=2 analysis, example diagrams, the rank-10 algebras, and the proof that the textures are RG stable (Appendix § 14).

The Fusion-Algebra Framework

Let us begin by briefly describing what a fusion algebra is and how it can be used as an organizational tool for effective field theories. A fusion algebra is a finite-dimensional associative algebra A\mathcal{A} (a vector space over C\mathbb{C}, endowed with an associative and distributive product) such that:

  • There is a distinguished set A\mathcal{A} of simple elements which form a basis for A\mathcal{A}.

  • The product on elements of A\mathcal{A}

a⋅b=∑c∈ANabcc(4)a \cdot b = \sum_{c\in\mathcal{A}} N_{ab}^{c}c \tag*{(4)}

with NabcN_{ab}^{c} non-negative integers. We will exclusively consider commutative multiplicity-free fusion algebras, for which Nabc∈{0,1}N_{ab}^{c}\in\{0,1\}. We denote c≺a⋅bc\prec a\cdot b whenever Nabc=1N_{ab}^{c}=1, i.e. whenever cc appears in the product of aa with bb.

  • The multiplicative identity ee of A\mathcal{A} is an element of A\mathcal{A}. Thus Neba=Nbea=δbaN_{eb}^{a}=N_{be}^{a}=\delta_{b}^{a}.

  • A\mathcal{A} has “duals.” That is, for each a∈Aa\in\mathcal{A}, there is a unique aˉ∈A\bar{a}\in\mathcal{A} such that Naaˉe=Naˉae=1N_{a\bar{a}}^{e}=N_{\bar{a}a}^{e}=1.

  • Frobenius Reciprocity: Nabc=Nacb=NcbaN_{ab}^{c}=N_{ac}^{b}=N_{cb}^{a}, ∀a,b,c∈A\forall a,b,c\in\mathcal{A}.

The number of basis elements r=∣A∣r=|\mathcal{A}| is called the rank of the fusion algebra. Fusion algebras of this kind arise as the Grothendieck rings of fusion categories [35], and contain Rep⁡(G)\operatorname{Rep}(G), Conj⁡(G)\operatorname{Conj}(G) and the Tambara–Yamagami rings [36] as special cases.

Now suppose we are given a theory with a set of fields ϕ1,ϕ2,…,ϕn\phi_1,\phi_2,\ldots,\phi_n, not necessarily scalars. Similarly to assigning representations of the gauge and global symmetries of the theory to such fields, if the theory admits a fusion-algebra structure one assigns a basis element to each field. We denote such an assignment by ϕ[a]\phi[a] with a∈Aa \in A, and the conjugate field then carries ϕ∗[aˉ]\phi^*[\bar{a}].

Selection rules from fusion algebras: Given an assignment of the basis elements to the respective fields, we allow a tree level vertex O=ϕ1ϕ2⋯ϕn\mathcal{O} = \phi_1\phi_2\cdots\phi_n with fields ϕi[ai]\phi_i[a_i] in the EFT lagrangian only if

e≺a1⋅a2⋅…⋅an(5)e \prec a_1 \cdot a_2 \cdot\ldots\cdot a_n \tag*{(5)}

i.e. the product a1⋅a2⋅…⋅ana_1 \cdot a_2 \cdot\ldots\cdot a_n must contain ee with coefficient 1. This is the direct analogue of the way in which group representations determine selection rules.

What is new here is that, unlike group representations — whose selection rules are the same at all loop orders — the selection rules of a fusion algebra can differ from one loop order to the next1. To make this precise we define the commutator sets Com⁡(A)L\operatorname{Com}(A)^L at length LL as

Com⁡(A)={a∈A∣a≺b⋅bˉ for some b∈A}.(6)\operatorname{Com}(A) = \{a \in A \mid a \prec b \cdot\bar{b}\text{ for some }b \in A\}. \tag*{(6)}

and inductively

Com⁡(A)L={a∈A∣a≺b1⋅…⋅bL for some bi∈Com⁡(A)}(7)\operatorname{Com}(A)^L = \{a \in A \mid a \prec b_1 \cdot\ldots\cdot b_L\text{ for some }b_i \in\operatorname{Com}(A)\} \tag*{(7)}

Note that if a∈Com⁡(A)La \in\operatorname{Com}(A)^L, then aˉ∈Com⁡(A)L\bar{a} \in\operatorname{Com}(A)^L and both a,aˉ∈Com⁡(A)L+1a,\bar{a} \in\operatorname{Com}(A)^{L+1}.

Loop level selection rules: With these definitions, we can now state the loop level selection rules. A vertex O=ϕ1ϕ2⋯ϕn\mathcal{O} = \phi_1\phi_2\cdots\phi_n is allowed at loop level LL if there exists some bˉ∈Com⁡(A)L\bar{b} \in\operatorname{Com}(A)^L such that

e≺a1⋅a2⋅…⋅an⋅bˉ(8)e \prec a_1 \cdot a_2 \cdot\ldots\cdot a_n \cdot\bar{b} \tag*{(8)}

This is equivalent to the condition,

∃b∈Com⁡(A)L s.t. b≺a1⋅a2⋅…⋅an.(9)\exists b \in\operatorname{Com}(A)^L \text{ s.t. } b \prec a_1 \cdot a_2 \cdot\ldots\cdot a_n. \tag*{(9)}

For our purpose, we will only consider fusion algebras that admit new selection rules up to three loops. This is mathematically stated as cl⁡(A)=3\operatorname{cl}(A) = 3 where the commutator length cl⁡(A)\operatorname{cl}(A) is defined as the smallest integer LL such that Com⁡(A)L=Com⁡(A)L+1\operatorname{Com}(A)^L = \operatorname{Com}(A)^{L+1}. With the restrictions we assume, namely that Nabc∈{0,1}N^c_{ab} \in\{0,1\}, ref. [22] compiled all possible independent fusion algebras up to rank 7. We first scan over these algebras and then turn to the longer list of fusion algebras up to rank 10 compiled at [37] (see [38] for an introduction). For cl⁡(A)≤3\operatorname{cl}(A) \le3 any term can first appear at tree, one-loop, two-loop or three-loop level, there are no new terms beyond that. Based on the fusion algebra alone, i.e. without a specific UV completion, one cannot estimate the numerical factors that modify the naive loop expansion. However, we implicitly assume the existence of a UV completion that admits a fusion algebra symmetry which, when restricted to the IR field content, reduces to the selection rules of the low energy theory.

Yukawa textures from Fusion Algebras

We now outline how one can use a fusion algebra to generate Yukawa textures.

Charged-Lepton Yukawa Textures

First, consider the lepton sector of the Standard Model. The term that is responsible for the lepton masses is the Yukawa coupling term

L⊃YijeHˉliejc+h.c.(10)\mathcal{L} \supset Y^e_{ij}\bar{H}l_i e^c_j + \mathrm{h.c.} \tag*{(10)}

where HH is the Higgs doublet, lil_i, ejce^c_j are the left-handed lepton doublets and singlets respectively, and YijeY^e_{ij} is the Yukawa matrix. We follow the two-component spinor notation as in ref. [39]. The masses of the leptons are proportional to the singular values of the Yukawa matrix YeY^e where the proportionality constant is ∣⟨H⟩∣|\langle H\rangle|. The observed mass ratios of the charged leptons are me:mμ:mτ≈1:210.7:3578m_e : m_\mu: m_\tau\approx1 : 210.7 : 3578. Our goal is to see if we can reproduce this hierarchy from the fusion algebra selection rules. To do this, we assign to each field a basis element of the fusion algebra. We denote the assignments as

H∗[a],li[bi],ejc[cj](11)H^*[a], \quad l_i[b_i], \quad e^c_j[c_j] \tag*{(11)}

where a,bi,cj∈Aa,b_i,c_j \in\mathcal{A} are basis elements of the fusion algebra.

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