WorksMathematics
A LOWER BOUND FOR THE FILLING AREA OF THE CIRCLE
Abstract
We establish a universal lower bound for the area of orientable Riemannian fillings of the circle.
Introduction
Let carry its intrinsic length metric
An isometric filling of is a compact connected Riemannian surface with one boundary component and an arclength parametrization such that
Here is the intrinsic Riemannian distance on . Equivalently, one may require the left-hand side to be at least the right-hand side: the reverse inequality follows by using a shorter boundary arc.
Gromov’s filling area conjecture asserts that every orientable isometric filling of has area at least ; a hemisphere attains this value [4]. The distinction between fixed and unrestricted topology is essential. Classical results establish filling minimality for the disk and for further classes of surfaces [1, 5]. The present paper concerns all orientable fillings, with no bound on their genus.
Theorem 1.1. Let be a compact connected orientable Riemannian surface with exactly one boundary component. Suppose that an arclength parametrization of its boundary satisfies (1.1). Then
where
In particular,
By scaling, the corresponding bound for a circle of arbitrary length is
We do not claim that is optimal.
Recent universal estimates use discrete methods [2], Fourier coefficients of boundary distance functions [3], and calibrations of polyhedral fillings in maximum norm spaces [6]. The estimate above is larger than the universal orientable lower bounds established in those papers. Our construction also uses distance coordinates and piecewise constant alternating forms. Its additional ingredients are refinement confined to endpoint bands, inheritance between different numbers of anchors, and a norm estimate for positive combinations of two coefficient systems. Laurent polynomials allow selected matrix norm bounds to exploit the fact that the tangent space has dimension two.
The proof has an analytic part and a finite arithmetic part. We prove the boundary integral formula for the actual step functions by Lipschitz Stokes, and justify the reduction to finitely many distance profiles, including profiles on grid lines. We then give the precise integer and rational tests for the coefficient arrays in the electronic supplement. No numerical optimization or earlier certificate is needed to verify these data. The theorem is a computer-assisted inequality; the supplement forms part of its finite proof.
Distance coordinates and boundary integrals
Let be a compact connected oriented Riemannian surface with one boundary component. We assume that an arclength parametrization , compatible with the boundary orientation, satisfies
Here the distance on the right is the length of the shorter circular arc. The usual filling condition with in (4) is equivalent to this condition: the reverse inequality follows by using a boundary arc as a path in .
Fix an integer , put and , and define
We extend the indices by and . Each is 1-Lipschitz. Applying the reverse triangle inequality to the two distances in (5) gives , including the last inequality with . Consequently takes its values in the polytope
For and , summation along the two complementary chains of consecutive indices gives
Summation over a chain of length also gives . Write
Thus .
On the boundary, (4) yields
The pair maps the positively oriented boundary of onto once, with positive orientation. Indeed, the parameters give, in that order, the four corners
Between consecutive parameters the two coordinates are affine, with successive directions . These are the four edges of the rectangle in counterclockwise order.
We shall integrate forms with coefficients that are constant on finitely many rectangles. The following elementary version of Stokes’ theorem also addresses the level sets on which such coefficients jump.
Lemma 2.1. If are Lipschitz functions on , then
For an interval , let
Then
Proof. A Lipschitz function has zero differential almost everywhere on any one of its level sets. To see this in a coordinate chart, consider a point where the function is differentiable and the level set has density one. A nonzero differential would be bounded away from zero, relative to the distance from the point, in a cone of positive relative measure. Differentiability would then put that cone outside the level set near the point, a contradiction. The differentiation and density theorems prove the assertion. The ordinary chain rule away from the two levels , together with this assertion on those levels, proves (2.9).
For completeness, extend in boundary charts, mollify, and combine the local approximations with a smooth partition of unity. This gives smooth functions converging uniformly and strongly in to , with bounded Lipschitz constants. Stokes’ theorem holds for each pair of smooth approximations. Its left side converges by the Cauchy–Schwarz inequality. On the closed boundary, integration by parts gives
The right side tends to zero. This proves (2.8) without requiring convergence of the boundary derivatives. The same argument proves the planar formula on a polygon; alternatively, that case follows by smoothing the two functions and applying Green’s theorem.
Proposition 2.2. For open bounded intervals and ,
Proof. Apply Lemma 2.1 to . The left side of (2.10), divided by , is
The boundary calculation (2.7) identifies the last integral with
The planar formula in Lemma 2.1 makes this , as asserted. □
Let
be a finite grid. For , let have the constant value on . Set if or is a grid value. At an edge or corner of the cell value is retained unless one of its coordinates is a grid value. Define the measurable two-form
and its boundary action
Proposition 2.2 immediately gives
There are pairs with separation , which accounts for that factor in (2.13). Both the coefficients and the action may be signed. The formula is unchanged if all the anchors are translated by the same circular parameter.
Bounds for alternating forms
For a real skew-symmetric matrix , with upper entries , define
This is the comass on the product of Euclidean unit disks. It is a norm on skew-symmetric matrices, is invariant under conjugation by a signed permutation matrix, and satisfies the triangle inequality. These properties follow directly by changing the vectors in (3.1).
The matrix of a coefficient system at is
At a differentiability point of the distance coordinates, choose a positively oriented orthonormal basis and put , . Since is 1-Lipschitz, , and
It follows that any uniform upper bound for , , gives
Indeed, (3.3) gives almost everywhere, and (2.14) evaluates its integral. We use two finite criteria for bounding the norm (3.1).
Proposition 3.1. Let be a real diagonal matrix. If
then . Condition (22) is equivalent to positive semidefiniteness of the real symmetric matrix
Proof. The diagonal entries of are nonnegative by (22). With , one has
For vectors in the unit disks this gives . Replacing by gives the opposite inequality. The real quadratic form of (23) at is twice the displayed Hermitian quadratic form, which proves the equivalence. □
Write , and set
Lemma 3.2. The maximum of on the product of closed unit disks equals its maximum on , and both equal . The latter maximum may be taken over the subtorus .
Proof. For fixed values of the other coordinates, is a real linear function of . Its maximum on a closed disk is attained on its boundary, unless the function is constant, in which case any boundary point has the same value. Starting with a maximizer on the compact product of disks, replace the coordinates successively by such boundary maximizers. This proves the first assertion. Complex conjugation changes the sign of , so its maximum also equals the maximum of its absolute value. Finally, multiplication of all coordinates by the same unit complex number leaves unchanged. □
Proposition 3.3. Let have rational entries. Put
Suppose that Gaussian rational Laurent polynomials satisfy, on , the identity
where and contains at most one representative of each nonzero pair . If satisfy
then
Proof. For , every has absolute value one. Hence
Subtracting the nonnegative sum of squares in (25) proves the stated upper bound for on the torus. Lemma 3.2 proves (27) on the full product of disks. Only the inequality is extended to the disks; the Laurent identity is used on the torus. □
The identity in (3.8) has a finite exact meaning. If , then on the torus
Thus the identity can be checked coefficient by coefficient using Gaussian rational arithmetic. In particular a conjugate pair contributes . Both propositions allow coefficients of either sign.
Finite partitions and refinement
Symmetry and finite coverage
Assume that the grid (14) is centrally symmetric: . Then , where . We use coefficient systems satisfying
Each equality is read on the corresponding pair rectangle. The maps and preserve , whereas maps it onto .
Define the signed permutation matrices , by
They preserve . The identities (4.1) imply
For the first identity, entries not crossing the last coordinate are immediate. The remaining upper entries satisfy
which is precisely the sign obtained when the order of the two matrix indices is reversed. For the second identity all upper entries reverse order, and the symmetry gives the common minus sign. It follows from (3.1) that the norm is constant on the orbits generated by , . Here and , so there are finitely many transformations. A simultaneous linear combination of coefficient systems obeying (4.1) has the same covariance, using the same transformation for every summand.
Call a label tuple admissible if
The associated matrix has upper entries . In this definition admissibility asserts only the displayed pairwise conditions.
Lemma 4.1. Every point of whose coordinates avoid belongs to a box with admissible label tuple. Consequently a norm bound for the matrices of all admissible tuples implies the same bound for all such points. One matrix from each orbit under (4.2) suffices.
Proof. Let be such a point. For every , the point lies in the open rectangle and the closed rectangle . A sufficiently small neighborhood of this point inside the open rectangle meets the interior of in positive area. This remains true if the point lies on an edge or corner of , since the latter is a nondegenerate convex rectangle. Thus (4.4) holds. The matrix is constant on the indicated box, restricted to . The transformations , permute the admissible boxes, by the pair-rectangle symmetries above, and (4.3) preserves the norm. ∎
The finite set in Lemma 4.1 can be enumerated by assigning labels successively and, after every assignment, retaining in each remaining coordinate only the labels compatible with every previous one in (31). Induction on the assigned prefix shows that this procedure lists every admissible tuple. Some listed boxes may have empty intersection with ; including their matrices imposes additional inequalities and preserves the conclusion of the lemma.
For define the endpoint band
Suppose . Every open cell is then either inside or outside the corresponding one-dimensional endpoint band. Call a tuple affected if one of its cells is in that band. Any affected tuple can be carried by a power of to a tuple whose first cell is in . Indeed, move an endpoint coordinate to the first position and use if its sign is positive. Hence every affected orbit has such a representative; its lexicographically least representative also has its first cell in this initial group of cells. This justifies restricting the first label when enumerating the affected orbits.
Dyadic refinement
Dyadic refinement. Let be a coefficient system for anchors. For , define its refinement by
If the parent grid is , choose a child grid satisfying
The refinement is constant on the open child cells. In the following identities all coordinate profiles avoid their respective grids.
For put
Both belong to : each difference is the sum of two consecutive differences divided by two, including the final difference with the antiperiodic convention. By (34), if avoids the child grid, both profiles avoid the parent grid. Ordering the even coordinates before the odd coordinates gives
where denotes conjugation by that permutation matrix. In particular
The even child distance coordinates are the parent coordinates, and the odd ones are parent coordinates with all anchors translated by . The normalized child coordinates are twice the corresponding parent coordinates. Formula (33) therefore gives the average of these two parent forms. Their actions are equal, by (17) and the translation observation following it, and hence
This equality also follows directly from (16), using and the factor in (33). The zero values assigned on the extra child grid lines do not change the action. On the corresponding differentials vanish almost everywhere on those levels, by Lemma 2.1.
A child system may differ from a positive multiple inside an endpoint band. More precisely, require its coefficient of a pair with both coordinates in to agree with , whenever the two coordinates avoid the child grid. Then (36), multiplied by , holds for every profile outside that avoids the child grid. Profiles inside the band are covered by the affected tuples. The qualification about avoiding the grid is necessary when a refinement introduces extra grid values; we remove it after completing the recursive estimates.
If a parent coefficient is , a child coefficient is , and , then the required agreement on an unchanged cell of even separation is precisely
On unchanged cells of odd separation the child coefficient is zero. Thus this part of the refinement condition can be checked by integer multiplication.
Positive combinations through several refinements
Let for . For each source , suppose that is a coefficient system at level . At a fixed level all sources use the same grid and satisfy (28). Assume . At levels , choose endpoint bands whose thresholds are grid values, and positive constants , so that outside the child system agrees with in the sense just specified. Write .
For nonnegative numbers , put
An empty product is one. Thus, for three levels, the weights are at level 2, at level 1, and at level 0.
Proposition 4.2. Suppose that bounds on every admissible tuple of level 0, and bounds on every affected admissible tuple of each level $1\leq\ell\leq L. Then
for every whose coordinates avoid . In each premise it suffices to check one common symmetry representative of the tuple for all sources.
Proof. We prove the assertion at every level by induction, working throughout with profiles off the corresponding grids. At level 0 it is Lemma 4.1. At a higher level, an affected profile has an affected admissible tuple, so the asserted bound is one of the premises. At a profile outside , coefficient inheritance and give
The parity profiles belong to and avoid its grid. The induction hypothesis bounds both blocks by , so (37) bounds their average by . The two parity profiles may correspond to different tuples; the common bound applies to both. Finally, the simultaneous covariance in (30) proves the assertion about representatives. ∎
The premises have two useful finite forms. If a certified upper bound is available for the matrix of source at a required tuple , the triangle inequality gives the bound
for the mixture at that tuple. One may instead apply Proposition 3.3 directly to the matrix . This second certificate must refer to this exact weighted matrix, with all summands evaluated at the same tuple. Either bound can be used for each tuple, and any common upper bound for the resulting finite list serves as . The factors occur in the averages (42); they are not additional factors in (43).
Values on the grids
We now extend the estimate at the finest level to all profiles. The following argument applies to either type of matrix certificate and to their positive combinations.
Lemma 4.3. Let be a finite step matrix field on the part of whose coordinates avoid a grid . Suppose its entry depends only on the cells of , also when the pair lies on an edge of . Suppose there. At an arbitrary , retain these cell values for pairs of coordinates outside , and set to zero every row and column whose coordinate belongs to . The extended matrix still satisfies .
Proof. The polytope is full dimensional, since its defining inequalities are strict at the origin. Its interior is dense in it, and removing finitely many coordinate hyperplanes leaves a dense set. Thus every is a limit of profiles avoiding . For such a profile sufficiently close to , every coordinate of outside and the corresponding coordinate of lie in the same open cell. The submatrix on those indices is therefore the prescribed one at . Given vectors in the unit disks for all indices, replace those indexed by grid coordinates of by zero. Evaluating on the resulting vectors is exactly the same as evaluating the extended on the original vectors. The former is bounded in absolute value by . Taking the maximum proves the assertion.*
Apply Lemma 4.3 once to the finest mixture in Proposition 4.2. All ancestor estimates have already been established off their grids, since the grids are nested as in (34). The extension is the coefficient convention in (15). On the preimage of any grid value of , almost everywhere; hence this convention also gives the required pulled-back form when such a level set has positive area. There is no need to assume that these preimages have measure zero.
By linearity of the boundary action, the integral of the resulting finest form is
Consequently, if , the complete finite set of premises in Proposition 4.2 yields
Every quantity on the right is determined by finitely many cell areas, coefficient values, and matrix certificates. When the grid values, coefficients, and certificate entries are rational, the cell areas in (16) are rational, and all remaining assertions reduce to the finite matrix and rational inequalities in the two certificate criteria.
The rational certificate
We now specify the finite data used in the proof. The two collections of coefficients will be denoted by . Each collection has three levels, with . These levels are parts of a single construction. All integers and rational arrays in this section are supplied in the electronic supplement. At a fixed level , abbreviate to .
Grids and coefficient arrays
Put
The numbers of open intervals are 28, 36, 56, respectively. In particular, and . The endpoint band has width 2 at each of the last two levels.
For a grid , write . The coefficient classes are the equivalence classes of triples , , for which , under
Each class is represented by its lexicographically least triple. The list of these representatives in lexicographic order is denoted by . The supplement supplies the integer vector . On a pair cell with class , the coefficient is
As in the preceding sections, incident coefficients are set to zero on coordinate grid lines. The resulting form is denoted by .
The positive integers used for normalization and inheritance are as follows.
| 1 | 14 | 100000000 | 100000344 |
| 1 | 28 | 1250004300000000 | 1250009954439084 |
| 1 | 56 | 31250248860977100000000 | 31251408412709010636800 |
| 2 | 14 | 100000000 | 100001194 |
| 2 | 28 | 5000059700000000 | 5000141045182364 |
| 2 | 56 | 125003526129559100000000 | 125100260860029607051264 |
Table 1.
For , put . On every pair cell outside the endpoint band, the coefficient vectors satisfy the following integer identities. If is odd, then . If is even and is the parent cell class obtained by replacing with , then
The containment of grids in (45) makes the parent class unambiguous on every open child cell. Thus, away from the finest grid, agrees outside its endpoint band with times the average of the two rotated parent forms.
The sizes of the arrays and the complete coverage counts are
| Changed classes | Inherited classes | Rooted boxes | Matrix patterns | ||
| 14 | 346 | 346 | 0 | 2975284 | 53538 |
| 28 | 1382 | 176 | 1206 | 69474 | 29640 |
| 56 | 8092 | 162 | 7930 | 30856 | 14590 |
Table 1 (PDF p. 11).
At the first level, all compatible boxes are enumerated. At the last two levels, rooted boxes means compatible boxes whose first coordinate lies in the negative endpoint band. The symmetry argument in the preceding section covers every affected box from these rooted boxes. The same ordered pattern arrays are used for and .
A pattern records the index in of the class of each pair , with and pairs in lexicographic order. For each admissible box, take the lexicographically least such vector under the cyclic and reversed orders of its vertices. The covariance identities (30) justify these operations. Duplicate vectors are removed, and the distinct vectors are sorted lexicographically. This defines the ordered pattern array used below.
Matrix and polynomial witnesses
For a stored pattern , let be the real skew-symmetric matrix whose upper entries are the corresponding . The data include positive integers satisfying
Consequently, the norm of this pattern of is bounded by
At level 56, selected bounds are reduced by the Laurent-polynomial criterion proved above, for the same coefficients . There are sixteen such certificates for , and eight for . In this notation will mean the smaller of the diagonal bound and the polynomial bound when a polynomial certificate is supplied. The coefficients of the form are unchanged.
Set
For , define
A first bound for a pattern at level is
For eighty-four specified patterns, the supplement gives a polynomial certificate directly for the mixed matrix
Of these certificates, sixty-four belong to level 14 and twenty to level 28. For each certificate, the target edge weights are compared, as rational numbers, with (53) before its bound is used. Let be the smaller of and this additional bound, when present, and let otherwise.
Proposition 5.1. The arrays in the electronic supplement satisfy the following statements.
(i) The exact pair-cell tests and the signed symmetries give the complete pattern sets counted above. Corresponding grids, coefficient keys, and ordered patterns of the two collections are identical.
(ii) Every unchanged coefficient satisfies (5.4). Every one of the 195536 matrices in the two collections satisfies (5.5).
(iii) All 108 Laurent certificates have their stated rational upper bounds and the exact target coefficients specified above.
(iv) The maximum of the 97768 final mixed budgets is
(v) The boundary action factors of the two level-56 forms are
so that for every filling under consideration.
Proof. All tests in this proposition are finite integer or rational computations. We describe the tests and their mathematical justification; the complete arrays and executable implementations accompany the paper.
First compute the area of every . Start with the closed rectangle , and successively intersect it with the four half-planes
All vertices remain rational. At an edge from to meeting , the new vertex is
The shoelace formula gives its area exactly. A pair of labels is compatible if and only if this area is positive. These tests also reconstruct every coefficient key and the boundary weights
To enumerate boxes, choose the coordinate labels in order. After assigning label , delete from the domain of every later coordinate the labels incompatible with . A branch is discarded only if a domain is empty. At level 14 every initial domain consists of all labels. At levels 28 and 56, only the first domain is restricted to the negative endpoint band. This gives every all-pairs-compatible box in the relevant rooted set by induction on the number of assigned coordinates. Reduce the boxes and their coefficient patterns by the signed symmetries, discard duplicate patterns, and compare with the supplied arrays. This yields the counts in the table. The coverage lemma shows why this computation suffices for all actual distance profiles, without assuming joint realizability of every enumerated box.
For each unchanged coefficient, locate the containing parent cell after dividing its endpoints by two and check (5.4) by integer multiplication. The numbers of identities checked at levels 28 and 56 are 1206 and 7930, respectively, in each collection.
The matrix tests are performed on the actual integer entries. Two exact tests are used. Write . The first test constructs a Gaussian rational matrix for the normalized matrix , where , and proves
At level 14, the same test instead uses a real rational Gram factor for the real representation of . Denominators are cleared before every comparison. Indeed, for a Hermitian matrix , the estimate proves
Thus (57) proves strict positivity of the normalized matrix, and hence of . The real Gram test has the same implication.
The second test uses the real symmetric representation
An exact Schur complement may first eliminate positive principal blocks; every zero entry required for a block separation is checked in itself. For the remaining rational symmetric matrices, clear a positive common denominator and perform fraction-free elimination. With , the elimination step is
Every division is required to be exact and every pivot strictly positive. The determinant identity underlying elimination identifies these pivots with successive leading principal minors. Their positivity is equivalent to a positive diagonal in the decomposition. The Schur-complement identity then proves positivity of the original matrix. The trace tests in (49) are integer sums. Both methods pass for every matrix in the table. The fraction-free elimination is evaluated directly with Python integers at level 14, and with FLINT at levels 28 and 56.
A failed numerical Gram proposal is never accepted. The programs then use exact elimination or an exact characteristic-polynomial test. For a real symmetric matrix , strict positivity of every coefficient of implies : the polynomial has no zero for , while a nonpositive eigenvalue of would give such a zero. All matrices in the present data pass the Gram criterion itself.
For completeness, the polynomial test has the following integer form. Write its Gaussian rational polynomials with common denominator , and its rational target edge weights with common denominator . Set . Direct convolution of the integer polynomial coefficients gives
where the coordinate has been fixed to , , , are integers and contains one representative of each nonzero exponent pair . The rational upper bound checked by the program is
For an integer , the ceiling square root is determined by integer comparisons: it is when is a square and otherwise. Thus no floating-point inequality enters (5.16). The two supplied polynomial implementations independently expand every square and obtain the same bound. The phase-to-disk lemma makes this a bound for the required two-dimensional norm.
Finally, compare all grids, keys and patterns directly, form the rational weights (5.7), and compute every . Their maximum is exactly (5.10). It is attained at pattern 646 of level 28, with patterns indexed from zero as in the supplied arrays. The action is independently computed from (5.12):
This gives (5.11), and the boundary integral identity gives the final assertion.
Completion of the proof
Proof of Theorem 1.1. Use the level-56 distance functions, with
First suppose that the level-56 profile avoids its grid. At a profile in the level-56 endpoint band, its pattern is covered by Proposition 5.1, and . Outside that band, the inheritance identities express this form as the average of two rotated level-28 mixed forms with weights . Each of the two level-28 profiles either lies in its endpoint band, where its mixed budget is at most , or lies outside the band. In the latter case, inheritance expresses the corresponding mixed form as the average of two rotated level-14 mixed forms with weights . All level-14 profiles are covered. The triangle inequality for each average therefore gives the common bound on every off-grid profile. The zero-coordinate extension lemma extends it to grid profiles. For the actual distance functions, all omitted rows have zero differential almost everywhere on their corresponding grid level sets. Hence
The boundary integral identity and (5.11) give
Exact rational simplification using (5.6), (5.10) and (5.11) yields
This proves the asserted inequality.
Appendix A. Exact reproduction and decimal enclosures
The electronic supplement is part of the finite certificate. It contains the six matrix data files, the two lists of source polynomial bounds, the eighty-four mixed polynomial bounds, and all verification programs. The file proof/certificate_manifest.json identifies each base array by its source index and level , and records the file identities of all finite data. In the base JSON files, coefficient_numerators stores the vector , diagonal_numerators stores the rows , and scaling_numerator is . The auxiliary integer is the field denominator at level 14, and coefficient_denominator at levels 28 and 56. The entry point proof/verify_all.py regenerates the profile coverage and performs all matrix, polynomial, inheritance and final-budget tests. The original numerical optimization is not needed for this verification. Python with NumPy and python-flint, together with a C++17 compiler, suffices. Every acceptance test is an exact integer or rational comparison; fixed-width products are used only with explicit bounds preventing overflow. Floating-point linear algebra is used only to propose a Gram factor that is subsequently checked exactly.
The following order makes the dependencies explicit:
Recompute all clipped pair areas and the complete level-14 coverage; verify both level-14 matrix collections.
Recompute the level-28 coverage, exact inherited coefficients, and every level-28 matrix; repeat at level 56.
Expand all 108 Gaussian polynomial certificates in two independent implementations and compare every target edge with its actual rational coefficient.
Compare the two collections’ profile arrays, compute all 97768 mixed budgets, and recompute the boundary action and .
Successful verification therefore uses the finite arrays themselves, rather than a record that a previous computation succeeded.
The displayed decimal can also be enclosed using rational arithmetic. For , put
For even , the alternating-series estimate gives
Machin’s identity
then gives rational lower and upper bounds for . With , squaring these positive bounds and multiplying by the positive rational number proves
The supplement includes this integer check.
References
Zhili College, Tsinghua University, Beijing 100084, China
Email address: [email protected]
References
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