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Higher-order strongly intensive observables for forward-backward multiplicity correlations

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Abstract

Forward-backward multiplicity correlations probe the longitudinal structure of particle production, but fluctuations in the number of emitting sources complicate their interpretation. Strongly intensive observables remove the contribution of source-number fluctuations at second order. Here we extend the construction to all cumulant orders. For independent identical sources whose emission law does not depend on the source count, we build a normalized hierarchy of strongly intensive observables with nn new algebraically independent quantities at order nn. Every observable is normalized to unity for statistically independent particles, vanishes when both window multiplicities are fixed, and remains finite at equal positive window means. We give explicit expressions through fourth order and an all-order recursion. Analytical particle production models and PYTHIA calculations for pppp collisions at s=0.9\sqrt{s}=0.9 and 13 TeV demonstrate the sensitivity to window geometry, event selection, and connected multiparticle correlations. Fits constrained by the mean multiplicities and second-order observables provide conditional higher-order benchmarks. Deviations of these benchmarks from the PYTHIA results test the assumed correlation hierarchy, subject to the quality of the lower-order fit. Preliminary ALICE measurements at s=13\sqrt{s}=13 TeV are used to illustrate the corresponding model-dependent scenarios.

Introduction

Rapidity correlations constrain the longitudinal structure of particle production beyond the information contained in the inclusive multiplicity density. Forward-backward analyses measure multiplicities of charged particles in two separated rapidity or pseudorapidity windows. Varying their separation probes the correlation range, whereas varying their widths probes the accumulation of correlations within a finite acceptance. An additional azimuthal separation resolves structure that a full-azimuth analysis integrates over [1, 2]. Resonance decays, jets, and fragmentation contribute to short-range correlations. Correlations over larger rapidity intervals are sensitive to longitudinally extended sources, initial-state fluctuations, and fluctuations in the number of particle-producing interactions. These mechanisms have been investigated in string models, wounded-constituent models, early-stage color-field descriptions, and event generators [3, 4, 5, 6, 7, 8, 9, 10].

A conventional measure is the forward-backward (FB) multiplicity correlation coefficient. For multiplicities nFn_F and nBn_B in two nonoverlapping windows it is defined as

bcorr=cov⁡(nF,nB)Var⁡(nF)=⟨nFnB⟩−⟨nF⟩⟨nB⟩⟨nF2⟩−⟨nF⟩2.(1)b_{\mathrm{corr}} = \frac{\operatorname{cov}(n_F,n_B)}{\operatorname{Var}(n_F)} = \frac{\langle n_F n_B\rangle-\langle n_F\rangle\langle n_B\rangle}{\langle n_F^2\rangle-\langle n_F\rangle^2}. \tag*{(1)}

Here and below brackets denote an average over the selected events. This quantity is the slope of the linear regression of nBn_B on nFn_F. Its definition is asymmetric under interchange of the windows. It coincides with the Pearson coefficient when the two variances are equal. FB multiplicity correlations have been measured by UA5 in pˉp\bar{p}p collisions [11], by STAR in pppp and Au+Au collisions at sNN=200\sqrt{s_{\mathrm{NN}}}=200 GeV [12], by ALICE in pppp collisions at s=0.9\sqrt{s}=0.9, 2.76, and 7 TeV [1], and by ATLAS in pppp collisions at 0.9 and 7 TeV [13].

An independent-source model provides a useful baseline for interpreting these measurements. Consider SS independent identical sources, each emitting multiplicities μF\mu_F and μB\mu_B in observation windows. The source emission law is assumed to be independent of SS. Writing the scaled variance as ω[X]=Var⁡(X)/⟨X⟩\omega[X]=\operatorname{Var}(X)/\langle X\rangle, the laws of total variance and covariance give [2]

bcorr=cov⁡(μF,μB)+⟨μF⟩⟨μB⟩ω[S]Var⁡(μF)+⟨μF⟩2ω[S].(2)b_{\mathrm{corr}}=\frac{\operatorname{cov}(\mu_F,\mu_B)+\langle\mu_F\rangle\langle\mu_B\rangle\omega[S]}{\operatorname{Var}(\mu_F)+\langle\mu_F\rangle^2\omega[S]}. \tag*{(2)}

In Ref. [2] this expression was related to the string pair correlation function. In particular, for two equal narrow pseudorapidity windows of width δη\delta\eta, full azimuth, and a uniform single-string density μ0\mu_0, the result becomes

bcorr≃μ0δη[ω[S]+Λ(Δη)]1+μ0δη[ω[S]+Λ(0)].(3)b_{\mathrm{corr}}\simeq\frac{\mu_0\delta\eta\left[\omega[S]+\Lambda(\Delta\eta)\right]}{1+\mu_0\delta\eta\left[\omega[S]+\Lambda(0)\right]}. \tag*{(3)}

Here Δη\Delta\eta is the distance between window centers and Λ\Lambda is the normalized two-particle correlation function of one string, averaged over azimuth. Thus even when the same-string correlation between the windows vanishes, bcorrb_{\mathrm{corr}} retains a contribution from ω[S]\omega[S]. The energy dependence of this contribution mixes changes in string fragmentation with changes in the distribution of the number of strings. Centrality selection changes this distribution as well. This makes a direct comparison of bcorrb_{\mathrm{corr}} between energies or event classes difficult if the aim is to isolate the emission dynamics of a source.

The need to separate intrinsic fluctuations from variations of the system size has a long history. The Φ\Phi measure proposed in Ref. [14] was designed to preserve the singlesource fluctuation signal under an independent superposition of sources. In Ref. [15] this idea was developed further and the general class of strongly intensive quantities was introduced. These quantities are independent of both the mean volume and volume fluctuations in the specified statistical model, or of the mean number and number fluctuations of independent identical sources. In Ref. [16] it was explained how to introduce a common normalization with a unit independent-particle reference and a zero no-fluctuation reference.

The application of these measures to multiplicities in separated rapidity windows was proposed in Ref. [17]. For disjoint windows, the normalized second-order quantities are

Σ[nF,nB]=⟨nB⟩ω[nF]+⟨nF⟩ω[nB]−2cov⁡(nF,nB)⟨nF⟩+⟨nB⟩,(4)\Sigma[n_F,n_B] = \frac{\langle n_B\rangle\omega[n_F] + \langle n_F\rangle\omega[n_B] - 2\operatorname{cov}(n_F,n_B)}{\langle n_F\rangle+ \langle n_B\rangle}, \tag*{(4)}
Δ[nF,nB]=⟨nB⟩ω[nF]−⟨nF⟩ω[nB]⟨nB⟩−⟨nF⟩.(5)\Delta[n_F,n_B] = \frac{\langle n_B\rangle\omega[n_F] - \langle n_F\rangle\omega[n_B]}{\langle n_B\rangle- \langle n_F\rangle}. \tag*{(5)}

Both cancel the source-number contribution present in Eq. (2), under the same source assumptions:

Σ[nF,nB]=Σ[μF,μB],(6)\Sigma[n_F,n_B] = \Sigma[\mu_F,\mu_B], \tag*{(6)}
Δ[nF,nB]=Δ[μF,μB].(7)\Delta[n_F,n_B] = \Delta[\mu_F,\mu_B]. \tag*{(7)}

The normalization of Δ\Delta requires unequal mean multiplicities, while Σ\Sigma remains well defined for symmetric windows. Their unit independent-particle reference supplies a common baseline for comparisons across energies and collision systems.

This approach has been adopted in experimental FB analyses. NA61/SHINE studied Σ[nF,nB]\Sigma[n_F,n_B] in pppp and Be+Be collisions at SPS energies [18, 19], including its dependence on the separation of the observation windows. ALICE results for pppp, Xe+Xe, and Pb+Pb collisions [20, 21, 22] showed that Σ\Sigma was much less sensitive than bcorrb_{\mathrm{corr}} to the width of the centrality bin and to the centrality estimator. These observations support its use for comparisons in which volume fluctuations would otherwise obscure the signal. They do not imply that Σ\Sigma must be constant with centrality: a change in the sources themselves can remain visible after the source-number contribution has been suppressed.

Preparatory model and feasibility studies have also explored these observables for future measurements at lower collision energies. Calculations for MPD at NICA and for FAIR examined strongly intensive observables within the accessible rapidity and momentum ranges, including detector response and reconstruction [23, 24].

The source-level interpretation can also be applied to strongly intensive observables. In Ref. [25] Σ\Sigma was expressed through the pair correlation function of a single string and predictions were made for pppp collisions at LHC energies. Charge-dependent correlations and mixtures of fused strings were investigated in Ref. [26]. Further string-cluster and interacting string calculations examined the energy and event-selection dependencies [27, 28, 29].

With several source types, the relative contributions can change between event classes. Cancellation that is present for a fixed identical-source law does not remove this variation. A complementary example is provided by wounded-nucleon and wounded-quark calculations [30, 31]. These studies relate Σ\Sigma to the emission profile of a wounded constituent and show that forward- and backward-moving sources need not satisfy the identical-source assumption. In these settings Σ\Sigma is not strictly strongly intensive, despite retaining useful stability properties for symmetric collisions.

Higher-order observables are of particular interest because pair correlations do not determine the full joint multiplicity distribution. Production laws with the same Σ\Sigma and Δ\Delta can have different three- and four-particle correlations. A system of all-order composition equations for moments and cumulants in superposition models was derived in Ref. [32]. It was suggested that solving them is a way to construct higher-order strongly intensive measures. The third-order quantity Γ\Gamma from Ref. [32] was investigated for FB multiplicities and tested with the PYTHIA event generator [33] in Ref. [34]. A general construction of strongly intensive cumulants at arbitrary order was also presented in Ref. [35]. These results establish that the method need not be restricted to variances and covariances.

The question addressed here is how to retain all independent higher-order information while removing the dependence on the source-count distribution and keeping a common normalization. We construct a complete basis JijJ_{ij} with nn new algebraically independent observables at order nn. The construction supplies closed-form expressions, a regular equal-mean limit, and an invertible recursion. The completeness statement applies to rational invariants of the specified composition model.

Section Section II defines the observables and compares them with cumulant ratios. Section § 1.2 develops analytical particle production models, and Section Section IV presents the PYTHIA calculations and conditional ALICE scenarios. Section § 2.3 discusses the scope and limitations of the results.

Appendix Appendix A presents the all-order construction and completeness proof. Appendix Appendix B collects the moment and cumulant conversion formulas. Appendix Appendix C provides the evaluation prescription and symmetric-window limit for the pair-only string model. Appendix Appendix D documents the PYTHIA tune settings and auxiliary acceptance-correction procedure. Finally, Appendix Appendix § 2.1.4 gives the explicit window cumulants and evaluation formulas for the fitted Gaussian correlation hierarchy.

Definitions and the independent-source assumption

Let nFn_F and nBn_B count particles in two disjoint windows. We keep the cumulant notation of Ref. [32] throughout: PijP_{ij} refers to joint cumulants of the event multiplicities, RijR_{ij} to joint cumulants of one source, and QkQ_k to cumulants of the source count SS. For example, P10=⟨nF⟩P_{10}=\langle n_F\rangle, P20=Var⁡(nF)P_{20}=\operatorname{Var}(n_F), and P11=cov⁡(nF,nB)P_{11}=\operatorname{cov}(n_F,n_B). The indices count the orders in nFn_F and nBn_B.

In the independent-source model all sources share the same emission law into both windows, and this law does not depend on their number in the event. The cumulant generating functions then obey

P(x,y)=Q(R(x,y)),P(x,y)=∑i+j≥1Pijxiyji!j!.(8)P(x,y)=Q(R(x,y)),\qquad P(x,y)=\sum_{i+j\geq1}P_{ij}\frac{x^iy^j}{i!j!}. \tag*{(8)}

The functions PP and RR generate event and source cumulants, respectively, whereas QQ generates cumulants of SS. Table I summarizes the notation used below. Differentiation gives the first- and second-order relations

SymbolMeaning
nF,nBn_F, n_BEvent particle counts in the forward and backward windows.
μF,μB\mu_F, \mu_BParticle counts from one source in the forward and backward windows.
SS; Q(v)Q(v), QkQ_kSource count; its cumulant generating function and kkth cumulant.
P(x,y)P(x,y), PijP_{ij}Event cumulant generating function and joint cumulants.
R(x,y)R(x,y), RijR_{ij}Single-source cumulant generating function and joint cumulants.
mm; α\alpha, β\betaTotal mean count; forward and backward mean fractions, Eq. (12).
D(v)D(v)Diagonal series P(v,v)P(v,v) generating total-multiplicity cumulants.
h(t,u)h(t,u)Invariant series defined by Eq. (19).
JijJ_{ij}Normalized strongly intensive coordinates, Eq. (72).
XX; XsX_sMean-balanced event and source differences, Eq. (34).
fn(X)f_n(X)Formal scalar factorial cumulants of the signed variable XX.
FnF_nWeighted particle factorial cumulants, Eq. (37).
fijf_{ij}Joint factorial cumulants of (nF,nB)(n_F,n_B).
pn(z)p_n(z)Negative-binomial cumulant polynomials, Eq. (43).
c2,c4c_2,c_4Polynomial density-profile coefficients.
a2,a3,a4a_2,a_3,a_4Connected-correlation amplitudes of the Gaussian hierarchy.
HijH_{ij}Window integrals of connected factorial densities.
KijK_{ij}Normalized directional source cumulants, Eq. (103).
r3,r4r_3,r_4Amplitude ratios used in the transfer prescription, Sec. IV G.

Table I. List of notations.

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