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Field-level modeling of halo and galaxy alignments

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Abstract

We develop an effective field theory (EFT) of intrinsic alignments at the level of spin-2 field fluctuations of large-scale structure tracers, such as the shapes of galaxies and dark matter halos. Our perturbative model includes the non-linear treatment of the Zel'dovich displacement, and contains all necessary shape operators through the third order. We apply our field-level model to the full 3D distribution of galaxy shapes, whose sky projections are a known contaminant of cosmic shear measurements. Our field-level EFT model achieves a better description of the helicity fields of dark matter halo shapes than the standard non-linear alignment (NLA) and tidal torquing + tidal alignment (TATT) models in the literature, as evidenced by improved correlations with the simulations' initial conditions. We perform precision measurements of field-level bias parameters by means of a generalized least-squares problem, for which we derive an optimal estimator and analytic covariance matrices. We measure the full set of linear, quadratic, and cubic shape bias coefficients as a function of halo mass in the Quijote\texttt{Quijote} N-body simulations. We then study the intrinsic alignments of galaxies in the FLAMINGO\texttt{FLAMINGO} hydrodynamical simulation, focusing on observationally relevant samples: spirals, ellipticals, luminous red galaxies (LRG) and emission-line galaxies (ELG). We detect linear and nonlinear alignment coefficients at high significance for LRG, spiral and elliptical galaxies. We also find evidence for non-zero density-weighted tidal bias coefficient of the simulated ELG. This work supports the notion that EFT-based models of alignments will be paramount in optimally extracting constraints from future shape correlations, and lays the foundation for the development of simulation-based priors for future galaxy shape samples.

Introduction

The shapes of dark matter halos and galaxies in the Universe are sensitive to the distribution of large-scale dark matter density fluctuations. The spatial correlations of shapes – their ‘intrinsic alignments’ – have been the subject of interest to cosmologists for decades [1]. They represent both a significant contaminant to weak lensing surveys [2], as these correlations are inevitably present in any measurement of cosmic shear or ‘galaxy–galaxy lensing’, but they are also a cosmological signal of interest. As galaxy redshift and imaging surveys have become more powerful, large catalogs of galaxies with spectroscopic redshifts and high-quality shape measurements have been produced. 3D catalogs of galaxy shapes are promising probes of the BAO feature [3], can help pin down the nature of dark energy [4], and are potential probes of interesting new physics such as anisotropic non-gaussianities or parity violation [5, 6, 7].

Beyond spectroscopic samples, Rubin Legacy Survey of Space and Time [8], the Roman Space Telescope [9, 10, 11] and Euclid [12, 13] space telescope will produce extremely dense samples of high-precision galaxy shapes. While these surveys will deliver shape catalogs of unprecedented quality, the degree to which intrinsic alignments can potentially contaminate weak lensing surveys is still in question. The depth to which modern lensing surveys will image galaxies (maximizing number density) far exceeds our spectroscopic follow-up capabilities, which are an important ingredient in data-driven alignment mitigation strategies. There have been many proposals to mitigate this effect, including selecting on subsets of galaxies which have smaller known alignment amplitudes (although only consistent with zero given measurement uncertainties) [14], calibration and extrapolation of scaling relations from spectroscopic samples [15], or alternative samples which can have their alignment amplitude directly calibrated from dedicated observing campaigns [16].

So far, these efforts have predominantly focused on isolating and calibrating the linear alignment amplitude of shapes with the dark matter distribution – governed by its correlation with the large-scale tidal field. However, the symmetries of the Universe allow a much greater phenomenology of dependence of shapes, motivating ‘non-linear’ alignment models which include additional degrees of freedom such as contributions from tidal torquing, density-weighting, and so on. As imaging surveys become more powerful, our sensitivity to these additional alignment contributions becomes larger, and current direct calibration methods are not necessarily optimal to infer their signatures. This is because direct calibration relies on two-point functions, which are relatively insensitive to these contributions (they are ‘1-loop’ in the parlance of perturbation theory). From the perspective of analytic theory, many of the proposed models in the literature are not complete. EFT methods [17, 18, 19, 20, 21] are rigorous completions of the original crop of phenomenological models [1, 22]. They have been tested rigorously for two point functions and, partially, for three point functions [23, 24, 25, 26]. Notably, the EFT formulations of intrinsic alignments suffer from a large amount of ‘nuisance’ parameters – both due to the large number of degrees of freedom and the completely uncertain time evolution of the signal for galaxies. Employing maximally conservative priors on the amplitudes of these effects often significantly degrades constraining power on physics of interest. As we see it, the current status of intrinsic alignments presents some challenges: 1) direct calibration cannot extend to samples of galaxies representative of Roman, LSST, especially for their higher-order alignments and 2) it is unclear whether the full basis of operators in the EFT is needed to model galaxy alignments, and 3) to what degree do alignment models capture the correlation of shapes with the underlying dark matter density v.s. simply over fit to correlation functions.

The question of whether an EFT-based model of large-scale structure summary statistics adequately captures the full correlations or simply fits to said summaries is not unique to intrinsic alignments, it is a concern for all tracers of large-scale structure. To go beyond agreement at the level of summary statistics, there has been significant recent development in field-level perturbative models. The key principle of field-level modeling is that, by describing the entirety of the distribution of the tracer in question, all summary statistics are naturally well-described. Pioneering work in perturbative field-level models for the case of galaxy clustering was carried out in [27], who developed a perturbative field-level forward model and applied it to study the distribution of halo number density fluctuations (see also [28, 29, 30, 31] for perturbative field-level models that use a different construction). This construction has since been extended to redshift space [32], galaxy densities in hydrodynamical simulations [33, 34], the HI distribution at low redshifts and during reionization [35, 36], and the Lyman-α\alpha forest [37]. Beyond testing the validity of perturbative models in describing a tracer, by finding the set of EFT coefficients which minimize the field-level error, this approach is also a powerful estimator of said EFT coefficients. Measuring how EFT coefficients vary across different physical simulations of said tracers allows us to construct a mapping between model-dependent parameters in simulations and the general EFT space, understanding how different physics impacts EFT coefficients [38, 39, 40, 41]. The measured values of coefficients can be used to calibrate priors for subsequent analyses in real data, enhancing the constraining power of EFT-based analyses [42].

The focus of this paper is to develop the field-level formalism for the effective theory of intrinsic alignments, building on the recent development of a Lagrangian theory for IA [20], whose power spectrum was calculated at one-loop order. We aim to test the ability of the EFT in describing the full distribution of correlations of dark matter halo and galaxy shapes, beyond linear theory, applying it to the large Quijote suite [43] of dark matter simulations as well as the recently publicly-released FLAMINGO suite of cosmological hydrodynamical simulations [44, 45]. A visual summary of the field-level distribution of halo shapes, and best fits from the EFT model, is shown in Figure 1. The use of this field-level model for alignments will also allow us to extract the values of the coefficients in the theory at high statistical significance even when limited by the volumes available, in complementary fashion to bispectrum-based measurements [23], as well as “probabilistic estimators” [46], which have been previously used in large-volume dark matter only simulations. The techniques, simulations and samples we utilize in this work are distinct from past investigations of intrinsic alignments in FLAMINGO, such as [24, 47, 48, 49]. The past works have mostly focused on massive halos which host luminous red galaxies, as well as emphasizing the largest volume FLAMINGO box, at V=(2.8Gpc)3V = (2.8\mathrm{Gpc})^3. The statistical power of field level estimators will allow us to study extended samples of galaxies which are only resolved by the lower volume FLAMINGO simulation.

Visualization of the halo density and halo shape helicity fields, EFT model reconstructions, and cross-correlation coefficients

Figure 1. A visual summary of the field-level shape distribution. Visualization of the halo density (top left) and halo shape helicity fields (top right) for halos in Mh∈[1012.8,1013.8]M⊙h−1M_h \in[10^{12.8}, 10^{13.8}]M_\odot h^{-1}, projected across ≈100Mpch−1\approx100\mathrm{Mpc}h^{-1}, smoothed with a Gaussian filter on R=7Mpch−1R = 7\mathrm{Mpc}h^{-1}. The bottom-right panels show the best-fit field-level EFT model, as well as the cross-correlation coefficients between the simulation panels at this smoothing scale. For m={1,2}m = \{1,2\}, stochastic noise dominates the field, leading to a lower cross-correlation coefficient. The bottom left panel shows the kk-dependent cross-correlation coefficients between the EFT reconstructions and actual halo shape fields, and the vertical line corresponds to k=1/Rk = 1/R.

This paper is structured as follows: in § II we review the theory of spin-2 biased tracers of the density field, constructing the set of 11 operators at cubic order, introducing the shifted basis, as well as the helicity decomposition we will use throughout this work to simplify measurements. We then discuss the field-level model of spin-2 tracers, and the associated transfer functions in § III. In § III C we discuss degeneracies in the spin-2 expansion that are different from those of scalar biases. Two key results from this section are the re-definition of the basis into the spin-2 analog of the Galileon basis often used in the scalar bias expansion, as well as uncovering a previously unknown redundancy that eliminates one operator, sab2s^{2}_{ab}, from the basis, leading to 10 total operators as opposed to 11. In § III D we define a generalized least-squares problem which leads to an estimator for the shape bias coefficients, as well as their uncertainties. § IV introduces the data we will analyse in this paper – the large-volume Quijote ensemble dark matter simulations and the FLAMINGO hydrodynamic simulations. We discuss how shapes are measured in halos and galaxies for both simulations, as well as the different definitions of tracer shapes we will study in this paper. § V applies the field-level estimator to study the shape statistics of dark matter halos in both simulations, while § VI studies the shape statistics of various galaxy samples in FLAMINGO. § VII summarizes our findings.

Technical details are relegated to a series of appendices: Appendix A discusses the construction of the orthogonalized transfer functions used in this work from first principles, Appendix B validates the spin-2 basis and helicity decomposition numerically against predictions from Gaussian field correlators, Appendix C discusses how we independently recreate corrupted data from the FLAMINGO simulation, Appendix D validates the analytic expressions for transfer function and parameter covariance matrices derived in this work, Appendix E shows an extended set of transfer functions for various halo masses that are not shown in the main work, and finally Appendix F derives the conversion between the shape bias coefficients used in this work and the alignment parameters customarily adopted in the weak lensing community.

Spin-2 theory of biased tracers – Recap and conventions

We begin by reviewing how we will define the distribution of shapes in this work, the correlations we will study, as well as the construction of the EFT model used in this work. Halo and galaxy shapes are spin-2 tracers of large-scale structure. In § IV we specify our exact scheme for how we construct a field of halo shapes from a catalog. For now, suppose a spin-2 field of shapes, Iab(x)I_{ab}(x), exists. The shape field can be decomposed into trace and trace-free parts

Iab(x)=δabK3δI(x)+γab(x).(1)I_{ab}(x)=\frac{\delta^{K}_{ab}}{3}\delta_I(x)+\gamma_{ab}(x). \tag*{(1)}

The trace of an object’s quadrupole tensor is related to its total size, and so δI(x)\delta_I(x) is dubbed the size fluctuation field. Correspondingly, γab(x)\gamma_{ab}(x) is the shape fluctuation field. It is γab\gamma_{ab} which we will concern ourselves with in this work. γab\gamma_{ab} is a symmetric, trace-free, spin-2 field. Guided by the equivalence principle, we can write a basis for the large-scale cosmological dependence of γab\gamma_{ab} in terms of all tensor products which can be built from the Hessian of the large-scale gravitational potential ∂a∂bΦ\partial_a\partial_b\Phi, which decomposes into trace and trace-free fields

∂a∂bΦ=δabK3δlin+sab,(2)\partial_a\partial_b\Phi=\frac{\delta^{K}_{ab}}{3}\delta_{\mathrm{lin}}+s_{ab}, \tag*{(2)}

where δlin\delta_{\mathrm{lin}} is the linear matter density contrast and sabs_{ab} is the traceless tidal tensor

sab=(∂a∂b∂2−δabK3)δlin.s_{ab}=\left(\frac{\partial_a\partial_b}{\partial^2}-\frac{\delta^{K}_{ab}}{3}\right)\delta_{\mathrm{lin}}.

Note that we have not specified the reference frame in which the expansion is constructed – either the late-time Eulerian frame with coordinates xx, or at some earlier time in the Universe (which we call the Lagrangian coordinates qq). We will drop the ‘lin’ subscript from δ\delta for the remainder of this paper. The two most commonly-adopted intrinsic alignment models, ‘nonlinear linear alignment’ (NLA) [1, 50] and ‘tidal alignment and tidal torquing’ (TATT) [2], can be derived from counting powers of ∂a∂bΦ\partial_a\partial_b\Phi. The shape of an object, γab\gamma_{ab}, is often defined as the quadrupole tensor of its observed constituents (e.g. luminosity for galaxies, dark matter particle content for dark matter halos) – which is by definition traceless and symmetric in the (a,b)(a,b) indices. Thus, to linear order in the Hessian of the potential ∂a∂bΦ\partial_a\partial_b\Phi the only dependence that can exist is

γab(x)=cssab(x).(3)\gamma_{ab}(x)=c_s s_{ab}(x). \tag*{(3)}

where csc_s is the linear alignment coefficient. It is often defined as ‘A1A_1’ in the weak lensing literature and the conversion between csc_s and A1A_1 is given in Appendix F. Choosing sabs_{ab} to correspond to the linear tidal field gives the ‘linear alignment model’, but the traceless shear operator Dab\mathcal{D}_{ab} can also be applied to the nonlinear density field. This is equivalent to stating that the shapes of galaxies are immediately aligned and correlated with the present-day tidal field. The next tensor that one can construct from ∂a∂bΦ\partial_a\partial_b\Phi is its square

∂a∂cΦ∂c∂bΦ=δabδ29+23sabδ+(s2)ab.\partial_a\partial_c\Phi\partial_c\partial_b\Phi= \frac{\delta_{ab}\delta^2}{9} + \frac{2}{3}s_{ab}\delta+ (s^2)_{ab}.

which generates two new traceless tensor dependences – (δs)ab(\delta s)_{ab} and (s2)ab(s^2)_{ab}. This density-weighted contribution is naturally expected to be present, for we only measure the shapes of galaxies where there are galaxies. The second term is naturally generated from tidal torquing theory [51]. The fields can also be generated from taking products of the trace and trace-free components of ∂a∂bΦ\partial_a\partial_b\Phi to second order. There is no dynamical reason for their coefficients to be related, and so their inclusion generates the full ‘TATT’ model

γab(x)=cssab(x)+cδs(δs)ab(x)+cs2(s2)ab(x).(4)\gamma_{ab}(x) = c_s s_{ab}(x) + c_{\delta s}(\delta s)_{ab}(x) + c_{s^2}(s^2)_{ab}(x). \tag*{(4)}

There is one additional trace-free tensor that can be generated from the current fields at second order. Note that the following zero-mean, second-order, scalar field can be written

G2(x)=Tr⁡[(s2)ab](x)−23δ2(x).(5)\mathcal{G}_2(x) = \operatorname{Tr}[(s^2)_{ab}](x) - \frac{2}{3}\delta^2(x). \tag*{(5)}

This field in the context of scalar biasing theory is called the second-order Galileon field. Applying the tidal operator to this Galileon, DabG2\mathcal{D}_{ab}\mathcal{G}_2, generates a second-order traceless, symmetric spin-2 field which is distinct from the other two terms. This algorithmic construction of fields (products of current tensors + applying Dab\mathcal{D}_{ab} to new scalars at a given order) generates the full spin-2 basis of shape fields [17].

Extending this construction to third order in ∂a∂bΦ\partial_a\partial_b\Phi, there are 11 fields that can be written down for the shape bias basis:

1st order:sij2nd order:tij, sij2, δsij3rd order:Lij(3), (st)ij, δtij, sij3, s2sij, δ2sij, δsij2.\begin{aligned} 1^{\mathrm{st}}\ \mathrm{order}:&\quad s_{ij}\\ 2^{\mathrm{nd}}\ \mathrm{order}:&\quad t_{ij},\ s^2_{ij},\ \delta s_{ij}\\ 3^{\mathrm{rd}}\ \mathrm{order}:&\quad L^{(3)}_{ij},\ (st)_{ij},\ \delta t_{ij},\ s^3_{ij},\ s^2s_{ij},\ \delta^2s_{ij},\ \delta s^2_{ij}. \end{aligned}

The Galileon term is normalized as tij=27DijG2=27Dij(s2−23δ2)t_{ij} = \frac{2}{7}\mathcal{D}_{ij}\mathcal{G}_2 = \frac{2}{7}\mathcal{D}_{ij}(s^2 - \frac{2}{3}\delta^2), and is commonly called the velocity shear tensor in the literature [52]. It is equivalently defined by the trace-free part of the gradient of the second-order displacement computed in lagrangian perturbation theory (LPT) – tab∝TF[∂aΨb2]t_{ab} \propto\mathrm{TF}[\partial_a\Psi^{2}_b]. The operator Lij(3)L^{(3)}_{ij} is equivalently built from the third order LPT displacement Lab(3)∝TF[∂aΨb3]L^{(3)}_{ab} \propto\mathrm{TF}[\partial_a\Psi^{3}_b]. We have neglected higher-derivative operators in the above expression, but at one-loop order only a higher-derivative tidal tensor ∇2sab\nabla^2s_{ab} field contributes. We can write this basis for the protohalo shape field at Lagrangian coordinates qq, and then match it to the late-time shape fluctuation field by displacing the fields by the same Lagrangian displacement Ψn\Psi_{\mathrm{n}} used to build the basis.

Before continuing onward let us make some remarks about this basis. When studying the IA power spectrum at one-loop order, the cubic basis can be further simplified. Operators which are only built from powers of sijs_{ij} or δ\delta (so-called ‘Zeldovich operators’), are fully degenerate with the linear shear tensor1 and can be neglected. From the three remaining cubic operators in the expansion, Lij(3)L^{(3)}_{ij}, (st)ij(st)_{ij}, δtij\delta t_{ij}, only two are non-degenerate at the one-loop power spectrum level [17, 20] due to a constraint that appears at the tadpole momentum configuration of the one-loop diagram. However, all three are non-trivial at the field level. Another remark we make, but which we will expand on in § III C, is that there are in fact only 10 independent operators in the cubic shape bias basis, instead of the usual 11 that are written down. A constraint that was written down in the one-loop context in Ref. [17] extends to the entire field level, which leads to finding the s2sijs^2s_{ij} is redundant and can be dropped from the basis.

Having enumerated the standard bias shape basis, we write the complete perturbative expansion for the shape fluctuation field in terms of the allowed operators2

γab=∑O∈{s,δs,s2,…}cOOab+ϵab(6)\gamma_{ab} = \sum_{\mathcal{O}\in\{s,\delta s,s^2,\ldots\}} c_{\mathcal{O}}\mathcal{O}_{ab} + \epsilon_{ab} \tag*{(6)}

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