Log abundance in characteristic zero
Abstract
We prove the rational-boundary log abundance conjecture in every dimension over algebraically closed fields of characteristic zero: every nef ℚ-Cartier log canonical divisor on a projective log canonical pair with effective rational boundary is semiample. Over ℂ, the proof also establishes canonical nonvanishing for smooth projective varieties in every dimension.
Introduction
Let be a projective log canonical pair with rational boundary. Its log canonical divisor records the canonical class together with the boundary. A rational Cartier divisor is nef if its degree on every curve is nonnegative. It is semiample if a positive Cartier multiple is generated by global sections. Such a multiple defines a morphism, so semiampleness turns numerical positivity into a fibration described by sections. The log abundance conjecture asks whether a nef log canonical divisor is semiample. We give a positive answer in characteristic zero.
Theorem 1.1 (Log abundance). Let be a normal projective log canonical pair over an algebraically closed field of characteristic zero. Assume that is an effective rational divisor and is -Cartier. If is nef, then some positive Cartier multiple of it is generated by global sections.
The proof proceeds by dimension induction over . Its inductive assertion is stronger than the displayed theorem: every projective lc pair with effective real boundary and pseudo-effective real Cartier adjoint has a good log minimal model, on which the adjoint is semiample. Smooth canonical nonvanishing asks whether a pseudo-effective canonical class on a smooth variety has a nonzero pluricanonical section. We establish this statement in each dimension before that good-model assertion is used in the same dimension. At the end, descent of the evaluation map of an actual Cartier line bundle gives the theorem over every algebraically closed field of characteristic zero.
We write for the Iitaka dimension of a rational divisor , with value if all positive integral systems are empty. The consequences fall into three groups. Good models, rational-linear triviality when , and gluing and extension across boundaries are treated in Section 11. Finite generation of the algebras of rounded pluricanonical sections is proved in Section 12, both absolutely in characteristic zero and for proper morphisms over algebraic bases over . Section 13 relates canonical nonvanishing to rational curves, cotangent tensors, fundamental groups, and quasi-projective covers. These sections give the full statements, additional hypotheses, and derivations from the work of Fujino–Gongyo, Boucksom–Demailly–Păun–Peternell, Lazić–Peternell, Brunebarbe–Campana, Campana, Taji, and Claudon–Höring–Kollár.
There is also a relative analytic application of Fujino’s theorem: Section 14 treats projective surjective morphisms of normal complex analytic varieties with rational lc adjoint nef over the whole base. It obtains a relatively generated Cartier multiple near each compact base subset; the multiple may depend on that subset. This is distinct from the compact Kähler symmetric-pluriform criterion in Section 13; the cotangent-invariant and fundamental-group consequences there remain projective.
Historical development
The threefold proofs show why nonvanishing and boundary geometry are central to abundance. Miyaoka proved the numerical-dimension-one case by studying an effective pluricanonical divisor and its infinitesimal neighborhoods after suitable coverings [50]. Kawamata proved the remaining numerical-dimension-two case for minimal threefolds [38], Theorem 3.1. His Section 4 gives an alternative proof of Miyaoka’s case through finite covers, Hodge theory and compatible infinitesimal deformations. Keel, Matsuki and McKernan established the logarithmic theorem [39, 48, 40]. Fujino extended abundance to semi-log-canonical threefolds [21], where sections on the normalization must agree along the conductor before they define sections on the original space. This compatibility is also needed in higher-dimensional induction: the coefficient-one boundary can be reducible even when the ambient variety is normal.
In higher dimensions, Birkar, Cascini, Hacon and McKernan established minimal models for klt pairs in the big-boundary or log-general-type range [6]. Their finite-generation theorem for projective rational klt pairs does not require bigness [6], Corollary 1.1.2. The rational lc finite-generation consequence below goes beyond that klt setting. Two distinctions remain essential on the boundary of the positive cone. First, nonvanishing produces sections but does not by itself assert that a nef adjoint is semiample. Hashizume reduces real-boundary log canonical nonvanishing and ordinary minimal-model existence through dimension to smooth canonical nonvanishing in dimension [36], Theorem 1.4]. Our induction must then make these models good. For positive Kodaira dimension, the required step is supplied by lower-dimensional good models [28], Lemma 3.5]. Second, Kodaira dimension zero and numerical dimension zero are different hypotheses. Gongyo proves that a numerically trivial rational log canonical adjoint is -linearly trivial [30], Theorem 1.2]. In the zero-Iitaka argument below, numerical triviality forces an already available effective representative to vanish.
Recent work of Liu and Xu treats numerical dimension at most one. Their Theorem 5.1 gives good minimal models for projective log canonical pairs of dimension at most five with nonnegative invariant Kodaira dimension and numerical dimension at most one; their Theorem 5.4 gives a reduction in that numerical range to smooth nonvanishing [47]. The induction here has no numerical-dimension restriction. The ordinary-pair specialization of the companion generalized-minimal-model paper [53], Corollary 1.2] concerns existence of a nef model. It is not an input to this good-model induction. After abundance has been proved, we use that ordinary-pair result in the absolute finite-generation argument of Section 12.
The two tasks in the induction
Assuming good models in dimensions below , we first prove smooth canonical nonvanishing in dimension , and then make the resulting log minimal models good. Both tasks use a criterion for a signed representative on a reduced boundary. The lower-dimensional hypothesis supplies its whole-boundary semi ampleness assumption. We describe this common ingredient first. For a nef divisor , write , where is ample and . The criterion is
Here is projective -factorial dlt, and is the decomposition of the reduced boundary into its prime components. The rational coefficients may be positive, negative, or zero. Semiampleness is required on the entire reduced scheme . Normalization and conductor gluing therefore belong to the induction, as in the slc interface of Fujino–Gongyo [26]. For the good-model task, positive Kodaira dimension is handled by lower-dimensional good models; the signed criterion addresses the remaining zero-Iitaka-dimension case in Proposition 2.5.
The signed criterion is proved geometrically. A generated multiple of defines a morphism from to projective space. Over a general point of the image of a positive-coefficient component, a root construction separates that component from the negative and coefficient-zero boundary. A filtered Hodge-module calculation lifts local parameters on this image, together with a parameter transverse to the lifted boundary, through all infinitesimal neighborhoods. Fixing the lifted base parameters and varying the transverse one deforms a boundary fiber into a projective subvariety disjoint from . Varying the fiber gives a dominating family on which is trivial. Section 5 explains the final geometric step: these subvarieties bound the dimension of the nef reduction, and vertical descent identifies with the pullback of a big divisor on its base.
This formal deformation method has a direct precedent in Miyaoka’s construction; Miyaoka credits Reid with the suggestion to analyze a pluricanonical divisor [50]. Boundary extension provides a second related approach. Demailly, Hacon and Păun use a singular-metric refinement of Ohsawa–Takegoshi extension to extend pluricanonical sections in the purely log terminal setting [18]. Their nef corollary requires an effective representative whose support contains the coefficient-one divisor and lies in the boundary. Chan and Choi subsequently removed the containment of that representative in the boundary [13]. Here the representative may have both signs, and compatibility is required across the whole reducible boundary. We therefore construct compatible formal lifts on the whole reduced boundary. Semiampleness on that boundary is supplied by the normalization theorem of Fujino and Gongyo [26].
The construction combines familiar tools with an additional compatibility argument. Normalized cyclic covers and their eigenspaces follow the formalism of Esnault and Viehweg [20]. Deligne’s logarithmic Hodge theory supplies the underlying framework [16]. On the singular boundary, we use Saito’s projective strictness and graded de Rham vanishing, together with his comparison with the Du Bois complex [56] and [57]. The proof must still identify the obstruction to lifting and show that these ordinary-variety results apply to the covering construction.
Smooth nonvanishing. To prove smooth nonvanishing, suppose instead that a counterexample exists. The zero-boundary case of logarithmic Iitaka subadditivity, stated below as Theorem 1.2, first excludes positive irregularity through the Albanese map. This is its only use in the proof. The geometric preparations rule out two ways it could be covered by lower-dimensional subvarieties: families that carry a positive current pulled back from a smaller space, and covering families of curves with bounded genus and bounded degree after normalizing the nef divisors used in the construction to a fixed small positive volume. The first exclusion uses positive currents and algebraic webs. The second uses an ascending chain condition for the singularity multiplicities of one fixed current, measured by Lelong numbers at valuations of bounded discrepancy. The signed criterion has a second role here: it forces the full reduced support of any signed canonical representative to have big logarithmic adjoint, as proved in Proposition 6.10. This will control the multisections in the two-slot construction below.
These exclusions produce two incompatible estimates for vanishing at a moving point. At a very general point, the first estimate bounds the vanishing order of every nonzero section of a Cartier multiple of a suitable nef divisor by times a small normalized constant. To obtain sections with stronger jet separation, we use the projective bundle associated to the sum of the two pullbacks of a line bundle to the product of a smooth model with itself. Its two summands allow the argument to move in either factor.
Failure of the required jet separation would produce a moving base component. Slice estimates and the curve exclusions leave only components that project generically finitely onto both base factors, hence give correspondences between them. Their branch divisors cannot sweep either factor; a fixed branch complement and bounded degree therefore leave only finitely many covers. After fixing the covers, the correspondences give a family of birational maps whose graphs dominate their product. Hanamura’s birational-group theorem then makes a fixed cover birational to an abelian variety [35] (Theorems 2.1–2.2). The ramification and positive-current argument in Section 6 would give a pluricanonical section on the counterexample, again a contradiction.
Once the projective bundle, its divisors, and the required finite collection of jet sections are fixed, reduction modulo a large prime gives an evaluation map on the product of two copies of the Frobenius-twisted model. The map has full generic rank. Its restriction to the ordinary diagonal is controlled by sections on the Frobenius thickening of the diagonal, where the two relative Frobenius maps agree. A filtration of those sections gives a much smaller rank bound there. The determinant is a section of an external product of two line bundles. The first estimate, expressed by a fixed movable curve on a blowup, bounds vanishing in each factor and hence the order of the determinant at the selected diagonal point. The rank deficit gives a larger lower bound on that order, a contradiction.
Theorem 9.1 states this incompatibility for a fixed smooth variety, fixed jet sections, and a fixed movable-curve bound. Its proof opens Section 9 and uses neither abundance nor subadditivity. The geometric application follows in the same section, using the fixed inputs supplied by the preceding curve exclusions and jet constructions. The numerical subadjunction and moving-kernel results needed for those constructions are proved in Section 7.
The numerical part combines two established methods. The argument that follows a moving base component uses differentiation in the parameter space, as in Ein–Küchle–Lazarsfeld [19] (Proposition 2.3); we give the tracking and adjunction estimates needed here. After reduction to positive characteristic, we compare ordinary jets with Frobenius jets using the local containment recorded by Mustață–Schwede [52] (eq:2.8). The resulting evaluation map is studied through Sun’s canonical Frobenius filtration [59] (Theorem 3.7), whose curve case is treated by Joshi–Raman–Xia–Yu [37] (Section 5.3). We use its description by powers of the diagonal ideal due to Kitadai–Sumihiro [41] (Definition 3.1 and Remark 3.2). Langer’s instability estimate [45] (Corollary 2.5) then controls the slopes of the graded bundles.
The subadditivity input
The all-dimensional argument uses the following completed companion result. Its application occurs only in Lemma 6.1.
Theorem 1.2 (Logarithmic Iitaka subadditivity, [54]). Let be a surjective morphism with connected fibers between smooth connected projective complex varieties. Let be reduced effective simple normal crossing divisors, allowing zero boundaries, such that
For a very general smooth fiber , put . Then
Here is reduced with simple normal crossings and . The convention applies also when , and the zero divisor on a point has Iitaka dimension zero.
The support inclusion allows additional components in , and the morphism need not be smooth away from the boundary. The theorem has no nefness, abundance, bigness, or good-model hypothesis. Its zero-boundary case is used in the Albanese reduction of Section 6; this is the sole subadditivity input in our proof. The separate characteristic-zero specialization [54] uses a geometric generic fiber. We keep that field-and-fiber statement distinct from the complex, very-general-fiber statement above. No fractional-boundary, orbifold, nonprojective, Hodge-conjectural, or arithmetic extension is assumed here.
The particular zero-boundary application in Lemma 6.1 also follows from the external maximal-Albanese-dimension theorem of Hacon, Popa and Schnell [34]: the smooth base there maps generically finitely to a subvariety of an abelian variety. Cao and Păun prove the underlying abelian-base case [12]. These results cover that application, not the full logarithmic statement above.
Reading order. Section 2 sets out the dimension induction. Sections 3–5 prove the signed-boundary criterion: first the root and adjunction construction, then infinitesimal lifting, and finally compact fibers and descent. Section 6 derives the geometric exclusions for a hypothetical smooth counterexample. After the local tools of Section 7, Section 8 constructs its scalar and two-slot jets. Section 9 proves the independent Frobenius comparison and then constructs its fixed witnesses to establish smooth nonvanishing. Sections 10 and 11 finish the induction, descend actual global generation, and record good models, linear triviality, semi-log-canonical abundance, and supported dlt extension. Section 12 then proves finite generation of rational log canonical rings in the absolute and complex proper relative settings. Section 13 combines canonical nonvanishing and abundance with classical results on rational curves, cotangent tensors, fundamental groups, and quasi-projective covers. Section 14 records relative analytic abundance near compact subsets of the base for projective morphisms. A reader using only the finite-data comparison can start with Theorem 9.1 and its proof in Section 9; neither assumes the counterexample geometry.
Conventions
A variety is integral. Canonical divisors are chosen compatibly on birational models. For a divisor on a smooth model , our log discrepancy is
Log canonicity means nonnegative log discrepancies, and klt means strictly positive log discrepancies. We use the usual dlt and slc conventions. For non-nef pseudo-effective divisors, statements about numerical dimension use Nakayama’s , as specified in the relevant reduction. These notions are not interchanged without a hypothesis that justifies doing so.
For nonempty systems, the Iitaka dimension is the maximum dimension of their images. Numerical and rational-linear equivalence are denoted by and , respectively. Unless a different base field is specified, the constructions are over . A very general point avoids a countable union of proper closed subvarieties. The transfer to arbitrary algebraically closed characteristic-zero fields is made only after the complex argument has been completed.
The inductive framework
The induction has two outputs in each dimension: smooth canonical nonvanishing and good minimal models for real-boundary lc pairs. This section proves the passage from the first output to the second, assuming good models in smaller dimensions. All varieties here are projective over .
For an effective real boundary , a good log minimal model of is a log minimal model on which the adjoint divisor is semiample. For real divisors, semiampleness means real linear equivalence to the pullback of an ample real divisor by a contraction. We allow the usual definition of a log minimal model in which extracted prime divisors are included in its boundary with coefficient one. For a pseudo-effective divisor , we use for Nakayama’s numerical dimension. When is nef this agrees with the intersection-theoretic numerical dimension .
Fix an integer .
Assumption 2.1 (Lower-dimensional good models). Every projective log canonical pair of dimension less than , with real boundary and pseudo-effective adjoint divisor, has a good log minimal model.
The base case is a point. At the next step, smooth nonvanishing in dimension will be proved from Assumption 2.1 in Theorem 9.6. It will then become an input to Proposition 2.5. The boundary-restriction argument below and the special-termination argument in Section 6 are available before this same-dimensional nonvanishing step; they use only the stated lower-dimensional hypothesis.
For clarity, let denote good-model existence for all projective complex lc pairs with effective real boundary and pseudo-effective adjoint in dimensions at most . Let denote smooth canonical nonvanishing in dimension , and let denote semiampleness of nef rational lc adjoints in that dimension. The proof proceeds in the following order; the real-boundary conclusion in the third row supplies the next dimension’s hypothesis.
| Stage | Input | Output and location |
| Base | Dimension zero | : a point |
| Smooth step | and Theorem 1.2 | , Theorem 9.6 |
| Good-model step | and | , Proposition 2.5 |
| Nef conclusion | , Lemma 2.2 |
Table 1.
The signed-representative theorem used in both steps is proved in Sections 3–5; its whole-boundary semiampleness hypothesis comes from the lower-dimensional row, via Proposition 2.3.
Comparison and boundary restrictions
We begin with two forms of descent. The first compares the adjoint on a pair and its minimal model as actual divisors on a common resolution. The second joins the sections obtained by adjunction on the components of a reduced dlt boundary.
Lemma 2.2 (Comparison with a nef model). Let be log canonical and let be a log minimal model. On a common resolution
there is an effective -exceptional divisor such that
If is nef, then . Consequently a nef rational adjoint is semiample whenever it has a good log minimal model. If is klt, its log minimal model is klt and extracts no divisors.
Proof. Put . Discrepancy improvement on divisors of gives , while is -nef because is nef. The negativity lemma therefore gives . At a prime of that is not -exceptional, the coefficient of is zero unless that prime is extracted on . In the latter case it equals the negative of its log discrepancy over . It is therefore nonpositive, and hence zero. Thus is -exceptional. If the source adjoint is nef, then is also -nef, so the negativity lemma gives .
The equality of pullbacks transfers semiampleness of a rational adjoint. Indeed a proper birational morphism onto a normal variety has direct image of its structure sheaf equal to that structure sheaf. Projection formula therefore identifies the global sections of each Cartier multiple with the sections of its pullback. If every such pulled-back section vanished over a point downstairs, it could not generate upstairs over that point. Generation upstairs thus implies generation downstairs. Finally, for a klt source the coefficient at an extracted prime would be strictly negative, which is impossible. The remaining discrepancy inequalities show that the model is klt.
Proposition 2.3 (Semi ampleness on the reduced boundary). Assume Assumption 2.1. Let be a projective -factorial dlt -fold with reduced and nef. Then is semiample as a rational line bundle on the reduced scheme .
Proof. The ambient variety is klt. The reduced floor of a -factorial dlt pair is , and it has ordinary double crossings in codimension one; its irreducible components are normal. For the assertion one can work locally with the cyclic class cover of the -Cartier divisor . This cover is quasi-étale and klt, hence Cohen–Macaulay. The eigensheaf , being a direct summand of its finite direct image, is Cohen–Macaulay. The divisor sequence then shows that is Cohen–Macaulay.
Divisorial adjunction on the normalization gives lc pairs . The different includes the conductor with coefficient one. Removing that conductor contribution defines an effective boundary on ; together with it is an slc pair whose adjoint line bundle is . The divisible residue identifications hold in codimension one, with even powers eliminating residue signs at double crossings, and extend by .
Each normalized adjoint is nef and semiample by Assumption 2.1 and Lemma 2.2. Semiampleness descends from the normalization by the slc gluing theorem [26], Theorem 1.5, equivalently Theorem 4.3. This gives the required statement on the whole reduced scheme, not merely on its individual components.
A uniform trivial-perturbation argument
We will also perturb a nef adjoint into a klt program. A single Cartier index must survive every step: otherwise the smallness required of the perturbation could change along the program. The following estimate and line-bundle descent give that uniformity.
Lemma 2.4. Let be a projective -factorial dlt rational pair of dimension , and suppose is nef. Set if the pair is klt and otherwise. Fix such that is Cartier. For every rational
every step of an LMMP for is -trivial. On all its models, the transform of is nef and its multiple by the same integer is Cartier.
Proof. Both and are effective klt boundaries. If is a ray negative for , nefness of shows that is also negative for . Choose a rational curve spanning this ray and satisfying the length bound
Writing and , we have
Our choice of gives . Since is a nonnegative integer, .
For the driving klt contraction , the line bundle is numerically trivial over . The line-bundle clause of the contraction theorem gives its descent to a line bundle on , with no change of [22]. One may also see the unchanged index directly from relative basepoint freeness: two consecutive sufficiently large powers descend, so their quotient descends. The line bundle is nef because its pullback is nef. For a flip , its pullback is the line bundle of the transformed . This proves separately that the transformed is nef and that remains Cartier with the same .
The driving boundary remains klt throughout its LMMP. The transformed remains effective and is smaller than the driving boundary, so it too is klt. The same estimate and the same integer apply inductively at every subsequent step.
The good-model implication
We now assume smooth nonvanishing in the current dimension and prove the good-model implication. The proof first reduces real nef boundaries to rational ones. The case of positive Kodaira dimension is then handled by lower-dimensional good models, leaving the zero-dimensional Iitaka case and its klt perturbations.
Proposition 2.5 (Inductive reduction to smooth nonvanishing). Assume Assumption 2.1. Assume in addition that every smooth projective -fold with pseudo-effective canonical divisor has nonnegative Kodaira dimension. Then every projective lc -fold with real boundary and pseudo-effective adjoint has a good log minimal model. In particular, every nef rational lc adjoint in dimension is semiample.
Proof. Hashizume’s reduction gives nonvanishing and log minimal models for projective lc pairs with real boundary in dimensions at most [36]. Thus we may pass to a -factorial dlt log minimal model. Fix the support of its boundary, impose the rational affine constraints that its coefficient-one components remain equal to one, and take a sufficiently small rational polytope around the given boundary within those constraints. On a fixed log resolution witnessing dlt, the strict discrepancy inequalities remain strict in this neighborhood; thus its boundaries remain dlt. The rational-polytope theorem for nef adjoints [4], applied to all extremal rays and intersected with this neighborhood, expresses the given real boundary in a finite rational simplex of dlt boundaries with nef adjoints. It is enough to prove semiampleness for these rational adjoints. Their positive real combinations are semiample, using the product of the associated contractions. For a rational adjoint, real semiampleness can also be rationalized: the finite linear equations expressing its divisor and principal-divisor coefficients have rational data, so a real solution with positive coefficients has a rational solution with the same positivity.
We therefore work with a rational dlt pair and nef. Real nonvanishing gives rational nonvanishing in this case: retain the finitely many divisors and principal divisors in an effective real representative and solve the resulting rational linear system with nonnegative rational coefficients. If , lower-dimensional good models give a good minimal model by [28], Lemma 3.5. Lemma 2.2 transfers semiampleness back to . It remains to treat
The non-pseudo-effective perturbation. Put in the klt case and in the other case. Suppose is not pseudo-effective for every sufficiently small . Choose rational as in Lemma 2.4, and run the klt LMMP with scaling to a Mori fiber space
Existence and termination in the non-pseudo-effective case are the established klt results of [6]. The program is crepant for . The line-bundle descent in Lemma 2.4, applied also to the final contraction, gives a nef rational divisor on with
The base has dimension less than .
If is klt, the transformed original pair is klt as well. Ambro’s descent theorem [1], Theorem 0.2 gives an effective rational boundary such that is klt and
All its hypotheses hold: the total pair is globally klt and effective, is a projective contraction, and its adjoint is rationally linearly pulled back. In particular, this use requires no conjecture about semiampleness of a moduli divisor. Assumption 2.1 and Lemma 2.2 make semiample.
Otherwise is effective and relatively ample, since is relatively antiample. Some component of the floor therefore dominates . Take a crepant dlt blowup , and choose the strict transform of such a component. The restriction is surjective. Crepancy and adjunction give an lc pair on whose nef adjoint is rationally linearly equivalent to . It is semiample by the lower-dimensional hypothesis. Semiampleness of a rational line bundle descends along a proper surjection: use the equality of sections for its connected-fiber Stein factor, and norms for the remaining finite morphism. For the latter assertion, choose a section of a basepoint-free multiple nonzero simultaneously at all points of the chosen finite fiber. Such a section exists because each vanishing condition is a proper linear subspace, and finitely many proper linear subspaces do not cover a complex vector space. Its norm is nonzero at the point downstairs. Hence is semiample also in this case. Crepancy transfers the conclusion back to .
The klt pseudo-effective perturbation. We next settle the klt case when is pseudo-effective for some small rational . Nonvanishing gives
Take a resolution with reduced SNC divisor consisting of all exceptionals and the strict support of . We have
Here every component of has positive coefficient in
Indeed, at strict boundary components the difference between coefficient one and a klt boundary coefficient is positive, and at exceptional components the coefficient contributed by the adjoint comparison is the positive log discrepancy. The pushforward is bounded coefficientwise by a fixed multiple of . Section spaces inject under birational pushforward, so
Take a -factorial dlt log minimal model of , and fix a common resolution
Its boundary is reduced. On , the comparison divisor in Lemma 2.2 is exceptional over . Pushing forward by therefore gives
For completeness, positivity at a component extracted on also holds: its log discrepancy over is zero, its center lies in , and the pullback of the full-support effective has positive order there. There is no comparison-divisor coefficient at a prime retained on . Effectivity and exceptionality in the comparison preserve the adjoint section ring, so the nef adjoint on still has Iitaka dimension zero.
The small-perturbation hypothesis of Theorem 3.1 is now explicit. If , choose rational with . Then
If , pseudo-effectivity is immediate. Proposition 2.3 supplies the required semiample-ness on . Theorem 3.1 thus makes abundant. Its Iitaka dimension is zero, so its numerical dimension is zero as well. For an ample divisor on , we obtain
Effectivity forces , and its full support then gives .
Recall that with . On the same common resolution,
Thus is effective and -exceptional. It is nef because it is rationally linearly equivalent to . The negativity lemma for forces it to vanish. Therefore and . Together with the preceding cases, this proves the klt good-model assertion in dimension : for a non-nef pseudo-effective klt adjoint, first take its klt log minimal model and apply what was just proved.
The remaining non-klt case. Finally suppose the original pair is not klt and a small floor perturbation is pseudo-effective. Choose rational with and small enough to keep the perturbed boundaries effective and klt. Convexity of the pseudo-effective cone, applied between and , then makes both
pseudo-effective klt adjoints. Their Iitaka dimensions are zero: nonvanishing gives the lower bound, and adding the effective perturbation bounds each by . The preceding klt case gives good models for both of these perturbed adjoints. Consequently their Nakayama numerical dimensions are zero. Since
and the last summand has an effective rational representative, monotonicity and homogeneity of give
The nef divisor is therefore numerically trivial. Nonvanishing is already available in this finishing step: write . For an ample divisor , the equality forces . Thus , without any additional nonvanishing or abundance premise.
This completes the remaining zero-Iitaka-dimension case, so every rational nef dlt adjoint considered above is semiample. Returning to the finite rational simplex proves the real-boundary good-model assertion. Lemma 2.2 then descends semiampleness to every original nef rational lc pair.
Geometry of a signed boundary representative
The induction requires an abundance criterion for a nef log canonical divisor whose restriction to the reduced boundary is semiample. The representative supported on that boundary may have either sign. We first state the result, then construct the geometry needed to lift functions from the positive part of the boundary.
Theorem 3.1 (Signed representative). Let be a projective -factorial dlt pair over , with reduced. Suppose that
and that
If is semiample as a rational line bundle on the reduced scheme , then is abundant:
Put and . In the nontrivial range , the geometric goal is a dominating family of -dimensional projective subvarieties disjoint from . We will show that a suitable positive-coefficient component has semiample image of dimension . Over a general point of that image, the construction in this section separates the positive boundary from the negative and coefficient-zero parts and makes it Cartier, with specified adjunction data. Proposition 4.1 then lifts the image parameters together with a transverse parameter through all infinitesimal neighbourhoods. Fixing the former and varying the latter will deform a boundary fiber off . Section 5 algebraizes these deformations and descends along its nef reduction to prove abundance. This argument uses no Iitaka subadditivity assumption.
The positive boundary and its small intersections
If , the signed relation gives , so the theorem is immediate. For the construction below we may therefore assume ; its semiample restriction then defines the stated morphism to a projective space.
Write
where and are effective and have disjoint prime supports. Take a positive integer such that , , and are integral Cartier divisors and
After increasing , we may assume that is generated by global sections. Fix the morphism it defines,
and write for the rational section of whose divisor is . Fix an ample Cartier divisor . The next lemma locates the part of the boundary over which the lifting construction will take place.
Lemma 3.2. If , then is big. If , then and . In the remaining case , put . Every component of has -image of dimension at most , and some component of has image of dimension . Moreover,
when , the intersection in this formula is empty.
Proof. For , the numerical criterion for a nef divisor gives bigness. Assume . Intersect the pseudo-effective class with the indicated product of nef classes:
Each number is nonnegative, so all of them vanish. When , ampleness then forces ; the signed representative consequently gives .
For , semiampleness identifies the numerical dimension of the restriction to each component of with that component’s image dimension under . The vanishing just proved bounds this dimension by . Moreover,
so the bound is attained by a component with positive coefficient.
To control where that positive part meets the rest of the boundary, consider the symmetric matrix
Distinct effective -Cartier divisors have effective intersection cycles, so the off-diagonal entries are nonnegative. The ambient intersection form has at most one positive direction by the mixed Hodge index theorem: approximate by ample classes and apply the ordinary Hodge index theorem on complete-intersection surfaces. In this form is isotropic and orthogonal to every , while its pairing with is strictly positive. Indeed, writing also for the ambient bilinear intersection form, we have
whereas because . The form on the orthogonal space to is therefore negative semidefinite. In particular this holds on the span of the . Pulling back to a resolution gives the same conclusion, so smoothness of is unnecessary here.
Write for the coefficient vector. The signed relation gives the vector equation : for every ,
Temporarily write for its decomposition into positive and negative coefficient vectors. We obtain
Negative semidefiniteness forces both sides to vanish. A vector on which a negative semidefinite quadratic form vanishes belongs to its kernel, so . In a row with , the diagonal term is absent and every summand is nonnegative. Their sum is zero; hence each intersection with a positive component has zero -degree against . Semiampleness on then makes its image dimension less than . For , any nonzero effective intersection would have positive ample degree, so the intersection is empty.
For the rest of the construction assume , and put .
The divisor and adjunction data for lifting
We will replace the positive boundary by a reduced Cartier divisor whose normal line comes from the semiample image. Its powers must be actual line bundles throughout the construction. For a positive integer , the root gerbe
parametrizes -th roots of the indicated line bundle without the choice of a section. Denote its tautological line by ; thus is the pullback of . Further pullbacks of will carry the same notation. The use of normalized cyclic covers and their eigenspace decompositions follows the classical covering method of Esnault–Viehweg [20], Section 3.5, Claim 3.10 and Corollary 3.11. Here we also retain the negative and coefficient-zero boundary components and keep track of the fixed adjunction isomorphism on the quotient charts. We will also place the Stein image in a smooth target: this allows differential operators and projective Hodge-module direct images to be used on ordinary scheme charts. The infinitesimal neighborhoods will later be cut down to a projective fiber before they are algebraized.
Proposition 3.3. Choose divisible by and every nonzero integer , and set . There is a normal tame Deligne–Mumford stack , considered on a neighborhood of a reduced Cartier divisor of pure dimension , together with a morphism to and a reduced boundary having no component in common with , with the following properties.
(i) The pair is log canonical, and a fixed isomorphism of reflexive sheaves is given by
The support of is locally set-theoretically principal. The ambient space and are Cohen–Macaulay on scheme charts. Off , the ambient space is Gorenstein and the displayed isomorphism is ordinary Cartier adjunction data.
(ii) Put . Both and are Du Bois on scheme charts, the ideal is maximal Cohen–Macaulay, and
The identification agrees off with the residue convention specified by .
(iii) There is a finite representable morphism
whose image covers . The line is the pullback of . The image of in has dimension less than , whereas the image of has dimension .
(iv) There is a smooth projective bundle and a representable projective morphism . This is a morphism from the reduced divisor ; no extension to a neighborhood of in is asserted here. Writing and , the morphism factors through a closed embedding , and
(v) For a separated quasi-projective scheme chart that is étale and of finite type, put . The étale morphism extends compatibly to every nilpotent thickening in . Only this étale chart is extended; an extension of to is not needed to define the chart. The resulting are quasi-projective schemes, separated and quasi-finite over .
All the adjunction and duality identifications are compatible with changes of étale chart.
Proof. We construct the divisor and its adjunction data first, then place its Stein image in a smooth projective bundle. The final step verifies that the infinitesimal neighborhoods have the scheme charts required for formal lifting.
Roots and a fixed adjunction isomorphism. Let be the normalized simultaneous root stack of the Cartier divisors , , and , taking an -th root of each divisor together with its section; the construction allows empty divisors. Denote the tautological root divisors by on . Their reducedness can be checked at a generic prime of downstairs multiplicity . The chosen divisibility conditions give . A normalized chart of has ramification index , and has order one. Since divides , this also applies to . The divisors are Cartier, so normality and generic reducedness give their reducedness everywhere.
Put on . With this full reduced boundary, log ramification gives a log canonical pair and the relation
The ambient charts are klt. They are klt off the boundary, and, on a log resolution, decreasing every boundary coefficient slightly removes all zero-discrepancy places. The difference between the two sides is a torsion integral Weil class, represented by
Choose a periodicity isomorphism , where square brackets denote reflexive powers. It defines multiplication in the finite algebra
Let be the normalization of . In codimension one this is the ordinary cover of a torsion line bundle and is etale. The cover preserves log canonicity, klt ambient singularities, and the reduced Cartier boundary. From now on denote their pullbacks to .
Tautological evaluation on this cover trivializes the pullback of in codimension one and hence fixes the adjoint isomorphism. Because this evaluation is a sheaf morphism on the cover stack itself, the adjoint isomorphism is equivariant on every atlas. This equivariance will be needed for the quotient below.
Separating the positive and negative parts. Let be the normalized blowup of the ideal of . The spaces constructed so far are related by
The blown-up ideal is locally generated by two elements, so the ordinary blowup embeds in a relative projective line. Its fibers have dimension at most one, as do the fibers after finite normalization. Hence each exceptional divisor lies over a codimension-two component of the intersection. Downstairs such a component is a dlt stratum, generically SNC. Separate normalized Kummer charts and purity for the index cover at the smooth generic locus give the same description upstairs.
The tautological exceptional divisor is consequently reduced Cartier, and the divisors
are reduced Cartier and disjoint on . Since no codimension-two two-branch stratum is contained in , its pullback is reduced Cartier and has no exceptional component. The total boundary
is crepant and log canonical. To check the ambient singularities as well, denote this boundary on a chart by . The crepant equality gives log canonicity for every valuation. Outside , the blowup is an isomorphism to the old klt boundary complement. A divisor with therefore has center in . Since is effective Cartier, , whence
Positive pair discrepancies also remain positive after the boundary is dropped. Thus is klt even at its higher-codimension singular loci. On , put and . Near , the section of the disjoint divisor is a unit, and the fixed linear equivalence reads
Klt singularities make the ambient charts Cohen–Macaulay. All the boundary divisors in this display are Cartier, so the isomorphism also makes these charts Gorenstein.
We also need finiteness of on . Locally write and . Before normalization, the strict transform of lies in the blowup chart with ratio , where its equation is . Thus each fiber of this strict transform over has at most one point. Properness and finite normalization prove finiteness of . A codimension-one point of therefore lies over a codimension-two intersection downstairs. The generic SNC description shows that is generically reduced. Being Cartier on the Cohen–Macaulay scheme , it is reduced everywhere.
Retaining the required root line. The construction so far has supplied reduced Cartier divisors and fixed adjunction data. We now remove the root characters that are unnecessary, while preserving the line attached to . On the line has -th power equal to the pullback of and hence defines a morphism to the gerbe of -th roots of on . Denote this gerbe by , and let be the relative coarse-space morphism over . On a trivializing chart, we quotient by the kernel of the finite-group character on the indicated root line. The quotients are ordinary quasi-projective schemes: the covers used above are finite, the blowup is projective, and finite quotients preserve quasi-projectivity. These chartwise quotients patch.
Before taking the quotient, the section of the disjoint divisor is a unit near . There the retained line identifies with , so the line of and its section both descend through the kernel quotient. Continue to write for their reduced images under ; they now lie on . In particular remains Cartier. The finite-group norm of a local equation for upstairs makes its image set-theoretically principal; Cartierness of the reduced image is not needed. Divisorial ramification occurs only on the boundary. Log ramification thus preserves log canonicity and identifies the descended adjoint isomorphism with . The ambient chart and are Cohen–Macaulay because their structure sheaves are invariant direct summands of the finite CM covers.
More explicitly, the kernel acts trivially on the retained root line and hence on . Equivariance of the fixed isomorphism gives the same kernel character on . Taking invariants descends the isomorphism, and log ramification identifies the invariant log dualizing sheaf. Off , this isomorphism makes the canonical sheaf invertible, giving the asserted Gorenstein property.
Duality on the boundary. The reduced supports and are unions of log canonical centers, since intersections of lc centers are again unions of lc centers. Both are therefore Du Bois by [43], Theorems 1.4 and 1.7. To identify the ideal and its dual, work on a quotient chart and denote the finite cover above by . Reducedness of gives
An invariant function vanishes on the reduced quotient image exactly when its pullback vanishes on this reduced preimage. The displayed invariant sheaf is maximal Cohen–Macaulay: the upstairs sheaf is invertible on a CM scheme, finite pushforward preserves its depth over the quotient, and in characteristic zero invariants form a direct summand.
Apply finite-map duality with trace and then take invariants:
The last isomorphism comes from Cartier adjunction upstairs and descent of the line of . Finite-map duality applies in the presence of ramification; it requires no invertibility of itself. Off , the identification is the ordinary residue fixed by the ambient isomorphism. Normalized trace preserves this residue convention, so the identifications agree on overlaps.
The target of the lifting argument. On , the root gerbe of is . Finiteness of the strict divisor, proved above, and removal of the relative inertia kernel give a finite representable map . Its image covers the positive boundary, and the root line is . Lemma 3.2 therefore gives image dimension for in . To check the smaller image of , recall that before the quotient is disjoint from , the exceptional divisor maps into , and maps into . Taking the quotient changes none of these images in . The image of in is consequently contained in
The same lemma gives image dimension less than for this locus in . We have thus obtained a representable projective morphism ; it remains to embed its Stein image in the required smooth bundle.
The Stein algebra defines a finite stack over . This coherent algebra is generated as a module by vector bundles on . Indeed, decompose it by the finitely many inertia characters, twist each summand by a power of so that it descends to , and use Serre generation there. The resulting vector-bundle surjection embeds in a vector bundle over . Since is proper over the base, it remains closed in the projective completion. This completion is and gives the map from the reduced divisor. The Stein construction yields , and the line identities follow from those already established.
Finally, start with the etale chart obtained from . Invariance of the etale site under nilpotent thickening extends this chart uniquely to , compatibly as varies. This construction does not use a map ; lifting the map from is the task of the next section. The reduction is a scheme; its extension is an algebraic space with trivial inertia. The chosen chart is separated, the map to the root gerbe is finite, and that gerbe has finite diagonal, so is separated over . The finite representable map and the etale map show that the finite-type geometric fibers of are zero-dimensional. Nilpotent thickening changes neither geometric points nor fiber dimensions. The morphism is therefore quasi-finite as well. Zariski’s main theorem embeds in a scheme finite over , making it a quasi-projective scheme as required.
Hodge theory and formal lifting
Our goal is to lift functions and a transverse parameter through every infinitesimal neighborhood of the divisor constructed in Proposition 3.3. We recall its data. is a root gerbe, is its tautological line bundle, and
Here is representable and projective, and is a smooth projective bundle. The Stein factor of is finite over ; it has been embedded as so that . The reduced Cartier divisor has dimension . If , then are Du Bois, is maximal Cohen–Macaulay, and
for an integer . Off , the fixed ambient isomorphism supplies these identifications by adjunction.
Put . For a separated quasi-projective scheme etale chart of finite type, write and again for the induced projective morphism. Denote by the unique extension of to the nilpotent thickening . These extensions are compatible in . Proposition 3.3 makes them quasi-projective schemes: they are separated and quasi-finite over , and hence open in schemes finite over the projective variety . Powers and quotients of below are pulled back to the appropriate thickenings. On these quotients, denotes direct image for the common underlying topological map; a ringed-space map from a thickening to has not yet been constructed.
Proposition 4.1. For every such chart , every , and every , the transition
is surjective as a map of sheaves of abelian groups. Its kernel is , where . The statements are compatible with further étale changes of charts. On an affine chart, these transitions are also surjective on global sections.
In their isolated-component case with numerical dimension one, Liu–Xu use finite covers and Du Bois cohomology to obtain infinitesimal motion [47], Theorem 3.1. Here the semiample boundary image may have positive dimension, so its local functions and the transverse parameter must be lifted together.
For and , the kernel of the transition from length to length in is . The corresponding connecting homomorphism therefore takes values in
We will identify this sheaf with a negative twist of the lowest filtered piece of a Hodge-module direct image. Lifting local functions gives Čech cocycles in this coherent sheaf. A calculation with their graphs shows that the coordinate cocycle lies in the kernel of the differential-operator symbol map. Negative-twist vanishing will make that kernel have no global sections. The same graph calculation then kills the error in lifting the transverse parameter.
The lowest Hodge piece
We work with graded-polarizable mixed Hodge modules on ordinary complex algebraic varieties. The inputs are projective strictness and the usual functorial operations [56], Theorem 2.14 and Section 4, the comparison with the Du Bois complex and its coherent dual [57], Theorem 0.2, Corollary 0.3 and Proposition 5.3, and Kodaira–Saito vanishing [56], Proposition 2.33. On a smooth stack, we use compatible systems of these objects on scheme étale charts and descend their filtered differential modules. Thus the argument requires no Hodge-module theory on stacks.
All differential modules in this section are right modules with an increasing filtration. In the Spencer de Rham complex the module itself occupies degree zero. Accordingly, on a smooth chart , the term in degree of is
When , the lowest graded de Rham complex therefore consists of the sheaf in degree zero.
We now identify a Hodge module whose lowest piece contains the coherent lifting obstructions. On each chart , write . For , put
Here is Hodge-module duality, denotes perverse cohomology, and in the definition of is the derived Hodge-module direct image. Later, will denote the corresponding direct image of differential modules. These constructions commute with étale restriction. Thus the form a system supported on .
Lemma 4.2. The following identifications hold compatibly on the charts:
In a smooth ambient embedding of codimension , the underlying module of is , localized off . The lowest-piece inclusion is the adjunction, or Ext-to-support, inclusion off , extended by meromorphic localization.
Proof. The proof must identify not just a coherent sheaf but its actual inclusion into the differential module: the graph calculation will differentiate classes in that inclusion. We first compute the sheaf by duality. Du Bois comparison applied to the difference triangle for the constant objects of and identifies its degree-zero graded de Rham complex with . Coherent duality and the maximal-Cohen–Macaulay property give
Here cancels the dimension shift of the dualizing complex. In the smooth case, our convention gives ; its right differential module has as its lowest piece, at index zero. To pass to perverse cohomology, work locally on a fixed chart and let be the smallest filtration index occurring in any perverse cohomology object of . Boundedness of the complex and goodness of the filtrations provide such a lower bound. At index , each of these objects has a graded Spencer complex consisting only of its degree-zero term. The spectral sequence for perverse truncation has a single nonzero row at that index, and therefore gives
If , this contradicts (4). It follows that all these objects have . The same argument at index zero yields , while the lowest pieces of the other perverse cohomology objects vanish. This passage does not require the shifted constant complex to be perverse.
We next identify the underlying unfiltered module. Ambient duality in identifies the dual of the reduced constant complex with
The degree-zero module is the first nonzero support cohomology, . The support of is locally set-theoretically principal in by the geometric construction. Lift a local defining function to and invert it. This exact meromorphic localization realizes on the underlying module and gives the description of in the statement.
The two descriptions must agree as inclusions, with the fixed residue normalization. On the smooth locus of , filtered duality and smooth graph pushforward give the ordinary dualizing sheaf and its residue inclusion. This is precisely Ext-to-support with the normalization specified by ambient adjunction. Naturality in smooth etale coordinates gives the same scalar on each chart. The agreement extends throughout , because the first support-cohomology module has no sections supported on a smaller-dimensional subset. One can see this from the Cousin resolution of the smooth dualizing sheaf: its first term supported on is a sum of injective modules at the codimension- generic points. Localization extends the agreement across . We have therefore identified the actual lowest-piece inclusion, including its residue convention.
We have now identified and its inclusion before direct image. To identify , compute by a graph embedding followed by a smooth projection. At filtration zero, only the top term of the relative Spencer complex survives: it is the direct image of on the graph. Projective strictness yields
and identifies this sheaf as a coherent subsheaf of the unfiltered degree-one direct image. All constructions in this identification are canonical under etale changes of charts.
The obstruction sheaf for the transition indexed by is thus , by (3) and projection formula. We do not need all its global sections to vanish. The lifting proof will show that the coordinate obstruction lies in the kernel of a symbol map, and will apply the following vanishing to that kernel.
Negative-twist vanishing
The support of the system just constructed is finite over . We prove the required vanishing for any system with this support property.
Lemma 4.3. Let be a compatible system of mixed Hodge modules in perverse degree zero on the scheme etale charts of . Suppose its support is finite over . Then, for every integer , every positive integer , and every ,
Here the graded de Rham complex is the descended coherent complex.
Proof. The line lives on the root gerbe, so we first push the complex to . We will then pull back to projective space, where becomes and ordinary Kodaira–Saito vanishing applies. Since is finite on the support of , its direct image is concentrated in perverse degree zero; call the resulting system on . On ordinary scheme charts, projective strictness gives
For the desired global hypercohomology vanishing, this identity must hold for the descended complexes. We verify that compatibility before passing to a finite cover.
For right differential modules, use the transfer bimodule
with its order filtration. Derived tensor over , followed by derived direct image, forms the filtered direct image; equivalently, these operations can be carried out on Rees modules. De Rham on the base is a further derived tensor with , filtered from degree zero. The filtered Spencer resolution, associativity of derived tensor, and projection formula identify this with direct image of the de Rham complex upstairs. Indeed, tensoring the transfer module over the base differential operators with the base structure sheaf gives .
These sheaf constructions are canonical on the etale site, and the Spencer resolutions are locally free over differential operators. They commute with chart changes already before taking associated gradeds. The ordinary projective direct-image theorem on the base charts supplies strictness and concentration in perverse degree zero. Passing to the etale site does not change coherent cohomology on those charts. This proves (5) globally, as an identity computing coherent hypercohomology. The same verification will apply to the finite representable map below.
To pass from the gerbe to a scheme, use the representable finite surjective morphism
defined by the power map and the root ; thus . Trivial roots on the standard affine opens of give scheme etale charts . The restriction of to factors through . On each such chart take the derived Hodge-module inverse image of and then its degree-zero perverse cohomology. Thus the object being constructed chartwise is
The chosen root and functoriality identify these objects on overlaps, producing a system on the Zariski opens of .
We check that is a global graded-polarizable mixed Hodge module, so that ordinary vanishing applies to it. The perverse, filtered, and weight data glue, as do the strict-support decompositions of the pure weight gradeds, by uniqueness. On a smooth connected dense stratum of an irreducible support, a polarization on a nonempty Zariski open extends to a flat pairing: the fundamental group of that open surjects onto the fundamental group of the stratum. Hodge compatibility extends by continuity, and the extended flat pairing remains nondegenerate and positive. The local Hodge modules already give boundary quasi-unipotence. Saito’s extension theorem for polarizable variations [56] and uniqueness of strict-support extension identify the global pure object with the glued object. Projectivity of leaves no additional boundary at infinity. The weight extensions give the required mixed object.
Vanishing for will imply vanishing for once we realize as a retract of . On a chart one must use the whole base-changed finite cover. Over , this is a disjoint union of copies of the corresponding affine coordinate chart of . The unit on unshifted constants and its dual trace, formed using smooth duality in equal dimensions, compose to multiplication by the degree. This can first be checked on the finite etale locus, where the trace sums over the sheets. On each connected smooth base chart, the shifted constant Hodge module is the rank-one intersection complex, with endomorphism ring , and its endomorphisms are determined on a dense open. The composition therefore equals the degree globally, with no contribution supported on the branch locus. This argument permits ramification.
Tensor the unit and trace with , apply proper projection formula, and take perverse cohomology in degree zero. Finite direct image is perverse exact, so it commutes with this degree-zero cohomology. We obtain maps
whose composite is multiplication by the degree of the whole base-changed cover. Dividing the second map by that degree gives the retraction. Each map is canonical under etale base change; the retraction consequently descends on filtered differential modules as well.
Applying the finite version of Equation (5) and projection formula now exhibits the hypercohomology in the statement as a direct summand of
Ordinary negative-ample Kodaira–Saito vanishing makes this group zero for . For a mixed object, apply the vanishing to the pure weight gradeds and then to the weight-filtration exact sequences, whose Hodge filtrations are strict.
Lifting through the infinitesimal neighborhoods
We now combine the lowest-piece identification with negative-twist vanishing. The remaining step is to identify the relation satisfied by the coordinate and conormal obstructions.
Proof of Proposition 4.1. We induct on , simultaneously for all powers . The connecting homomorphisms will factor through the first graded layers and together form a derivation. We must show that this derivation vanishes both on functions from and on a local generator of . The graph calculation relates these two errors in the differential module . Its order-one symbol, together with negative-twist vanishing, first kills the function error. The original relation then kills the conormal error.
Define
The first graded layer is
For adjacent lengths, the exact sequence has kernel , and its connecting homomorphism takes values in
The obstruction derivation. Assume inductively that all shorter transitions are surjective. A section of with zero length-one term comes from when . Induction lifts it locally from , so its connecting class vanishes. Induction also makes surjective. The obstruction thus factors through the length-one layer; for this factorization is immediate. More precisely, these factorizations give additive maps
Together they define on the graded algebra , with graded shift ; no -linearity is asserted. Its values are computed by choosing local lifts and taking Cech differences. For a product, this difference is the sum of the two first-order differences: the product of two errors vanishes in the layer under consideration. Thus is a -derivation, with values in the graded module whose degree- term is .
Restrict its degree-zero part along . This derivation factors through , defining a section of . As the chart varies, these sections descend to
The equality follows from (3), Lemma 4.2, and projection formula. For the descent assertion, function lifts pull back along the unique etale thickenings. Ordinary flat base change on the reductions pulls back their Cech classes in the coherent obstruction sheaves. Differentials also pull back and generate under an etale map, giving the required compatibility.
Coordinate errors and adjunction. We now compute this derivation in local coordinates. After shrinking , choose etale coordinates , with , and a frame of . Write for its pullback, a conormal frame. Induction lifts the coordinates along modulo and lifts to . Lift them one step further on an open cover of , obtaining functions modulo and generators modulo . The conormal generator must be lifted one order farther than the coordinates: its next error lies in , whereas a coordinate error lies in . By formal etaleness of the coordinate map, each defines a local map from to . Write the overlap errors as
Thus is represented by , and by . The powers of record the target line bundles; and are their coefficients on the reduction. Denote the induced frame of by .
Off , the fixed adjunction isomorphism gives
Via this isomorphism, the local equation defines a dualizing generator, denoted . This notation denotes a frame of the line bundle restricted to the thickening; it does not invert the nilpotent function in its structure sheaf. Realize the dualizing sheaves in support cohomology. Under the trace inclusion , we have
The first identity is the binomial expansion of : all quadratic terms vanish because . In the last two identities, is viewed in the dualizing sheaf of the thickening through the trace inclusion. They express Cartier trace and the annihilator of the thickening.
The graph calculation. We next put both errors in the same differential module. Embed as a closed subscheme of a smooth open . The graph of the reduced map is closed in , since it is proper over . Let be this reduced graph embedding, and let be the underlying unfiltered differential module of . This module is distinct from the direct-image module on . For each local graph lift , Ext-to-support cohomology sends the dualizing section to a section of . All the lifted graphs have the same reduced support, namely the graph of , so these sections lie in one support-cohomology module rather than in different modules for the different lifts. These sections need not lie in its lowest filtered piece. We will prove the identity
On the right, each reduced dualizing section is included in by the lowest-piece map of Lemma 4.2. The right differential-operator action is taken in this graph module.
The calculation also applies when is singular. Put . Ext-to-support identifies the dualizing sheaf of the thickening with its annihilator submodule in . To see this, use the support-cohomology spectral sequence. Support cohomology vanishes below , so in total degree the Ext group consists of homomorphisms from the structure sheaf of the thickening to the first support-cohomology module. In particular, no local complete-intersection hypothesis on is needed.
Lift the locally to functions on . For a dualizing section of the thickening, its graph inclusion in is the generalized fraction
It represents successive support cohomology in the additional coordinate equations, equivalently the Koszul residue for the graph, and can be computed etale-locally near the graph branch. After taking support cohomology from , the translated new coordinates form a regular sequence; their support cohomology is consequently concentrated in the degree equal to their number. Either set of translated coordinates gives the same localization of this support-torsion module, because the two translations differ nilpotently on every section.
The change from to thus has a finite Taylor expansion on . Again using , products of two differences from Equation (7) annihilate . The linear terms are determined by
The right action on a top differential form satisfies
The doubled pole therefore contributes the positive sign in Equation (9). Combining these terms with Equation (8) proves the identity. So far the calculation is off . Both its sections and its identities extend meromorphically across in the unfiltered localized module, where arbitrary finite pole orders are allowed.
Vanishing of the obstruction. Push the graph identity along the projection , using the relative Spencer complex. Closed direct image is perverse exact, and . Thus degree-one holonomic differential-module cohomology of this Spencer direct image is the underlying module of . The cochain belongs to the top, degree-zero term, from which there is no outgoing relative Spencer differential. Its Čech difference is a boundary in total degree one. A sufficiently refined ambient cover around the closed graph computes this boundary; all the sheaves in question are supported there. By Lemma 4.2, the reduced cocycles in Equation (9) represent their classes in . Right differentiation in the -coordinates acts on the pushforward complex. Consequently the Čech classes satisfy
Here each bracketed class belongs to ; after differentiation, its image belongs to . Thus every term of the relation lies in , and the -term lies in . The equality itself was proved in the unfiltered differential module. The inclusion is an inclusion of actual sheaves, so vanishing in implies vanishing in . Taking the order-one symbol shows that the global section from Equation (6) is killed by
after twisting by . Only the relation is used in this filtered step; no bound on the Hodge filtration of the auxiliary cochain has been imposed.
Because , the entire complex at filtration index one is
in degrees and , with differential the symbol map in Equation (10). After the indicated twist, its degree- hypercohomology is therefore exactly the space of global sections of the kernel of that map. The twist is negative, since . Lemma 4.3 annihilates this space, and hence .
It remains to kill the conormal part of the derivation. With coordinates and a line trivialization fixed locally, says that every class vanishes in , and thus in . Its actual differential-operator image vanishes as well, before passing to symbols. Returning to the unfiltered relation gives
Injectivity of the lowest-piece inclusion and then give . The degree-zero derivation also vanishes: its restriction to is the coordinate error , and is surjective because is a closed subscheme of . The coefficient algebra and the conormal frame generate the full graded length-one algebra locally. Thus in every degree, completing the induction and proving surjectivity of all the sheaf transitions.
The kernels are the stated coherent sheaves . If is affine, their first cohomology vanishes, so the exact sequences of sheaves of abelian groups give surjectivity on global sections as well. Successive choices of lifts then give compatible formal lifts of any chosen functions on and, after trivializing , of the transverse conormal frame.
Compact null families and descent
We now complete Theorem 3.1. Retain , , , and the construction of Proposition 3.3. The formal lifts first produce compact subvarieties outside the entire boundary, of dimension , on which is numerically trivial. Their existence bounds the dimension of the nef reduction; descent along that reduction then proves abundance.
The immediate geometric problem is to move a projective fiber off the boundary while keeping it projective. A normal coordinate supplies the direction of motion; parameters on the image of the boundary family keep the fiber dimension fixed. The global root and Hodge constructions have already supplied these functions formally. Their lifts concern the common underlying topological map of the thickenings; a map of ringed spaces to the base has not been assumed. The construction below obtains a deformation directly from the lifted functions, without requiring one ambient scheme neighborhood for all orders.
Proposition 5.1. Assume the transition surjectivity of Proposition 4.1. There is a dominating algebraic family of integral projective subvarieties of of dimension
whose general members avoid and on which is numerically trivial.
Proof. We construct a formal deformation of a general boundary fiber, algebraize it over , and show that the resulting subvarieties belong to a family dominating .
Deforming a boundary fiber. Choose a separated affine étale chart near a general point of a top-dimensional component of its Stein image . After shrinking, is trivial, that component is smooth of pure dimension , and is flat over it. Since the image of in has dimension less than , we may also arrange that is disjoint from . Choose a closed point in this open set. After a further shrinking, regular parameters on cut out only . The fiber
is projective and has pure dimension . Along , the pullbacks of the parameters form a regular sequence. The ideal sheaf is maximal Cohen–Macaulay by Proposition 3.3(ii). Since is disjoint from , the étale pullback of this ideal sheaf is ; hence is Cohen–Macaulay. The quotient by the regular sequence is Cohen–Macaulay as well. We will use this property to control the dimensions of the components after algebraization.
Write . By Proposition 4.1, the transitions between the sheaves are surjective as the length increases. Their kernels are the coherent sheaves . Affineness of also gives surjectivity on global sections. We can therefore lift the parameters compatibly through all thickenings, and lift the chosen conormal frame to a compatible element that formally generates .
Let be the closed subscheme of cut out by the lifted parameters. Regard it as a scheme over
The construction has the diagram
The middle vertical map is defined by the lifted normal parameter. The lifted base parameters cut out ; they are not provided by a preexisting morphism of the ambient thickening to the base.
The schemes are compatible under reduction, have closed fiber , and are flat over . For flatness, the powers of the Cartier generator first identify the successive -layers of with . This proves flatness before imposing the parameters. The local flatness criterion then preserves flatness when we quotient by lifts of the regular sequence on the closed fiber.
Algebraization and boundary avoidance. The map is quasi-finite. It is also proper: its reduction is the map from the projective scheme , and nilpotent thickenings do not change properness of a finite-type morphism. Thus it is finite. Put . Projective Grothendieck existence algebraizes the compatible finite algebra sheaves on to a finite algebra on . Full faithfulness algebraizes their multiplication and unit [62]. The relative spectrum gives a finite morphism
with exactly the prescribed reductions. In particular, is projective over . Formal flatness gives flatness along the closed fiber; on the generic fiber over it is automatic. Hence is flat over .
The images of the pole and coefficient-zero boundary parts miss . Their inverse images in are closed and proper over , and must therefore be empty: any nonempty closed subset of a proper -scheme specializes to the closed fiber. Recall also the exceptional divisor of the normalized blowup separating and in Proposition 3.3. Its image in lies in , so it is already excluded by avoidance of the pole part.
On the formal neighborhood from which the were cut out, the root construction therefore identifies the divisor of the pulled-back section with . Comparing its root-line frame with the formal Cartier generator gives a frame in which this section is . Restricting to the gives compatible trivializations
Full faithfulness algebraizes this line-bundle trivialization and its section identity on ; no algebraic map from to the root stack is needed. The generic fiber of therefore misses the positive part of as well, and hence avoids all of .
We next check the dimension assertion needed for the family. At a closed point of , flatness makes a nonzerodivisor in , and its quotient is the Cohen–Macaulay ring of dimension . Thus is Cohen–Macaulay of dimension . These local rings are also equidimensional: a Cohen–Macaulay local ring essentially of finite type over the excellent discrete valuation ring has this property. Every component of meets by properness, and no component is contained in by flatness. The dimension formula now gives dimension for every component of the generic fiber. Its finite image in therefore has pure dimension . After a suitable finite extension of , choose a geometrically integral component of the reduced base change of this image.
A family dominating . We have constructed compact subvarieties outside . To obtain a dominating family, choose a positive component with image dimension , together with a component of covering it. As the general chart and vary, the images of points of contain a dense open subset of . We will show that each point in this open subset lies in the closed evaluation image of an algebraic family of -dimensional subvarieties disjoint from .
Now consider all Hilbert schemes of -dimensional subvarieties of . The geometrically integral loci parametrizing members disjoint from have a countable stratification by integral parameter spaces with irreducible universal families. Denote the irreducible closures of their evaluation images in by . Fix a point in the dense open subset of , and a point of a boundary fiber mapping to it. Since has no vertical component, this point lies in the closure of a generic component. That component has dimension by the preceding argument. Pass to a finite extension of the discrete valuation field over which the reduced generic components are geometrically integral, and let be the extended discrete valuation ring. Choose a generic component after this base change whose closure contains a point over the chosen point of . Flatness still excludes vertical components, so such a choice is possible. Its reduced finite image is geometrically integral. Take the schematic closure of that image in . The structure sheaf of the closure has no uniformizer torsion, so the closure is flat over the discrete valuation ring and defines a morphism to the Hilbert scheme. Its generic member lies in one of the strata above. The corresponding is closed and contains the generic image, hence also its special-fiber support and the point . Thus every point of the chosen open subset of belongs to some . The generic component and the index may depend on .
An irreducible variety over the uncountable field cannot have a dense open covered by countably many proper closed subsets. Some therefore contains . By definition it also contains points outside . Since is a prime divisor in the integral variety , the only proper irreducible closed subset containing it is itself. Hence , and the family dominates . On each member, avoidance of makes the rational section regular and nowhere zero. It trivializes , proving that is numerically trivial on that member.
Descent along the nef reduction
The compact null subvarieties will bound the dimension of the nef-reduction base. To descend the signed representative to that base, we first prove a statement for vertical divisors using relative nefness and a fiber-dimension bound.
Lemma 5.2. Let be a surjective projective morphism from a normal integral variety to a smooth projective variety, with geometrically connected integral generic fiber. Suppose all fibers have dimension at most . Let be a vertical -Cartier divisor that is relatively nef. Then
for a -divisor on $B.
Proof. When is a point, every vertical divisor is zero. When the relative dimension is zero, the fiber bound makes finite. Its geometrically integral connected generic fiber makes it birational,* and normality of then makes it an isomorphism. The assertion follows in both cases. We may therefore assume that the base dimension and the relative dimension are positive.
The fiber bound forces every vertical prime divisor to map onto a prime divisor of . For each such prime , write its full pullback as . Let be the coefficient of along , with zero coefficients included, and assign coefficient to in . Only finitely many of these coefficients are nonzero. The residual divisor
is effective, vertical, -Cartier, and relatively nef; over each base prime, at least one component is absent from its support. It remains to prove that .
Suppose , and choose a base prime under its support. Intersect with general hyperplanes to obtain a complete-intersection curve meeting that prime at a general point; if , use itself. Normal Bertini makes its inverse image in normal. This inverse image is integral: generic geometric integrality supplies the dominating component, and the fiber bound rules out further vertical components. Intersect upstairs with general very ample hyperplanes. The result is a normal integral surface over the base curve, with geometrically connected generic fiber. Over the chosen general base point, these cuts retain curves both in the residual support and in a component missing from it. The curves remain distinct because the original components were distinct at the generic point of the base prime.
Resolve this surface. The pullback of the residual divisor stays effective, vertical, and relatively nef. It has zero intersection with the full fiber and nonnegative intersection with every fiber component. All those component intersections must therefore be zero. The fiber is connected, by generic connectedness and Stein factorization over the normal base curve. Its intersection matrix is negative semidefinite, with kernel generated by the full fiber. The residual part over the chosen point is thus a multiple of the full fiber. Its missing component forces that multiple to be zero, contradicting the retained component of its support.
Completion of the proof of Theorem 3.1. The cases and are covered by Lemma 3.2. For , Propositions 3.3, 4.1, and 5.1 give a dominating family of compact -trivial subvarieties of dimension .
Apply the nef-reduction theorem to a Cartier multiple of [2]. The resulting almost holomorphic rational map has connected fibers. The divisor is numerically trivial on its compact general fibers and has positive degree on every noncontracted curve through a very general point of . Write for the base dimension. A compact -trivial -fold through such a point must be contracted: otherwise, general ample slices through the point would produce a noncontracted curve of -degree zero. Consequently
To apply vertical descent, resolve the graph, flatten the main component over a modification of the base, resolve the base, and normalize the main transform. This gives projective morphisms
with birational, smooth, normal, and geometrically connected integral generic fiber of . Every fiber has dimension at most . Indeed, flatness and generic integrality keep the flat main transform integral after the base modification, and finite normalization preserves the bound on fiber dimension. This bound is the needed hypothesis; normalization need not preserve flatness.
We claim that has no horizontal component. Restrict to a very general fiber of . There, is numerically trivial and restricts to a pseudo-effective class. To justify the second assertion, choose a sequence of effective approximants with ample errors tending to zero. Shrink to a flat open of the base with geometrically integral fibers. This is possible because the generic fiber is geometrically integral. On this common open, the locus over which a given support contains the whole fiber is proper closed, by upper semicontinuity of fiber dimension. Avoid the countably many such bad closed loci in the base. Every approximant then restricts effectively to a very general fiber, and passage to the limit gives pseudo-effectivity of the restriction. The resulting class is . A negative nonzero effective divisor cannot be pseudo-effective on a projective variety, as its intersection with an ample power shows. The restriction of must therefore be zero. This also excludes , which would force and contradict .
It follows that is vertical. It is also relatively nef because . Lemma 5.2 now gives
for a -divisor on the smooth base. Every curve in is dominated by a curve in , where the pullback has nonnegative degree; hence is nef. Numerical dimension is unchanged by these pullbacks; the intersection formula gives
Together with , this yields . Since is nef on the -dimensional base, it follows that , so is big. Pullback of sections then gives . The inequality for nef divisors provides the reverse bound and proves abundance.
Geometric exclusions for a nonvanishing counterexample
We now prepare the smooth nonvanishing step. Assume only the lower-dimensional good-model hypothesis of Assumption 2.1, and suppose that a smooth projective -fold , with , satisfies
We first restrict its moving proper subvarieties and positive canonical currents, and then exclude covering curves of bounded genus and normalized degree. Two further conclusions will handle the remaining jet configurations: the reduced-boundary adjoint of a signed canonical representative is big, and fixed finite covers admit no family of birational maps whose graphs dominate their product. The argument takes place over , and the two displayed properties persist on smooth projective birational models. Numerical dimension for a pseudo-effective divisor means Nakayama’s numerical dimension ; for a nef divisor it agrees with the intersection definition used in Theorem 3.1.
The Albanese reduction and algebraic webs
Subadditivity first shows that the Albanese map is constant. This will let us pass from an effective numerical representative of a rational divisor to an effective rational-linear representative. We then construct the rational quotient generated by a moving family of subvarieties.
Lemma 6.1. Every smooth projective birational model of has irregularity zero. Consequently, on such a model, or on a projective -factorial terminal birational model, numerical equivalence of rational divisors implies their -linear equivalence. Proof. If , resolve the Stein factorization of the Albanese map to obtain a morphism with connected fibers, with smooth projective and . The map from to a subvariety of is generically finite. Wedges of invariant one-forms on the abelian variety therefore give a nonzero section of : at the generic point, choose independent pulled-back one-forms. Thus .
For a very general smooth fiber , the restriction of the pseudo-effective class is pseudo-effective. For example, restrict a positive current representing it to almost every fiber, or use effective approximations with arbitrarily small ample error. Adjunction identifies this restriction with . If has positive dimension, the induction hypothesis gives ; for a point the same assertion holds by convention. Applying Theorem 1.2 with both boundaries empty gives , contradicting (11).
This is the only use of Theorem 1.2 in the proof. Irregularity is a smooth birational invariant. Finally, when , a numerically trivial line bundle is torsion, since the group of numerically trivial line bundles modulo is finite. Clear denominators for rational divisors. On a terminal -factorial model, pull back to a smooth resolution and then descend the rational linear equivalence.
To handle subvarieties through very general points, parameterize them in countably many Hilbert families, then resolve and stratify. On a suitable open parameter space the domains form a smooth projective family with integral fibers, and evaluation is dominant. When each fiber maps generically finitely onto its image, general ample cuts of the parameter space make total evaluation generically finite while preserving dominance. We resolve and compactify this total evaluation before using its ramification divisor. Invariance of plurigenera for smooth projective families [55] permits the same construction for the Iitaka fibers of general members: choose a divisible pluricanonical system on the general member, spread it by base change, and resolve its relative rational map. When the member has nonnegative Kodaira dimension but is not of general type, the smooth general fibers of this map have positive dimension. They form the new family used below.
Lemma 6.2 (Algebraic web quotient). Let a smooth projective variety be dominated generically finitely by the total space of a family with smooth integral projective general fibers. On a dense regular open, form the distribution generated by the tangent spaces of the fiber images, taking spans, saturation, and Lie brackets. Its general leaves are dense opens of algebraic subvarieties. Their closures are the general fibers of a rational map, which has connected general fiber after Stein factorization.
Proof. Shrink to an open where the evaluation has finitely many etale sheets, the parameter map is smooth, and the generated involutive distribution has constant rank. Its construction is algebraic: spans and brackets stabilize at the generic point after finitely many operations, and descend from the etale sheets. The nonempty open parts of the integral parameter fibers are connected. A chain step moves between two points in the image of one such open fiber. We use only steps lying in , so each step remains in one analytic leaf of .
For , endpoints of chains of at most steps form a constructible set, by the algebraic fiber-product construction and Chevalley’s theorem. Every endpoint lies in the analytic leaf through . A locally closed smooth variety contained in an analytic leaf has dimension at most . Indeed, in a Frobenius chart the leaf meets at most countably many plaques: use finite plaque chains in a countable foliation atlas. The transverse coordinate map on any connected smooth piece then has countable image and is constant.
There is therefore a maximal dimension among the closures of all such endpoint loci; it is attained for some finite . The loci are nested because we allow at most steps, including the identity step. Choose an irreducible component of maximal dimension and a dense open of reachable points. On each etale sheet, the parameter map defines the algebraic relation consisting of pairs in the same fiber. Restrict its first coordinate to the inverse image of , take the component through the diagonal, and map the second coordinate to . The closure of this image contains , hence , while its points are reachable in at most steps. Maximality forces that closure to equal . At a general diagonal point, smoothness of the parameter map identifies its vertical tangent with the corresponding web tangent. Every web tangent is consequently tangent to , and so is every bracket. Hence , while the reverse inequality was proved above. A plaque is thus open in . The equations of , pulled back to the connected immersed leaf, vanish on a nonempty open and hence on the entire leaf. Its closure is exactly .
These invariant subvarieties of dimension have countably many Hilbert or Chow parameter spaces. Tangency on the regular locus is an algebraic condition after stratification, so one such family dominates. An invariant irreducible variety meeting contains the leaf through any of its points in : the tangent vector fields preserve its reduced ideal, first on its smooth locus and then everywhere by closure. A leaf closure of dimension is therefore unique through a general point. Assigning that closure gives the desired rational map. Resolve its graph and take the Stein factorization.
For positive closed -currents we shall use this quotient in the following way. If a current vanishes on almost every parameter fiber away from a fixed removed divisor, it annihilates the corresponding fiber tangents on a dense open. In submersion coordinates, choose locally integrable plurisubharmonic potentials. Fubini’s theorem makes the pure fiber Hessian zero as a distribution; positivity then makes the mixed coefficients in fiber directions zero as well. A generically etale evaluation transfers this assertion to the target. Annihilation passes to brackets by the identities
Pullbacks by dominant morphisms and restrictions to almost every smooth parameter fiber are defined by the same local potentials.
The general-type exclusion
The next proposition turns the lower-dimensional good-model hypothesis into a restriction on every moving proper subvariety. Its proof passes from Iitaka fibers to the algebraic quotient of their tangent directions and then back to nonvanishing.
Proposition 6.3. Every positive-dimensional proper subvariety through a very general point of is of general type on resolution. The assertion holds also on every projective birational model.
Proof. Otherwise take a covering family of nongeneral-type subvarieties, with smooth domains , and slice its parameters as above. Restricting the ramification formula of its generically finite total evaluation shows that dominates the restriction of the pulled-back by an effective divisor. Thus is pseudo-effective. The induction hypothesis gives a good minimal model of , so . Since is not of general type, its general Iitaka fibers have positive dimension and Kodaira dimension zero. Spreading these fibers gives another covering family with smooth domains , of dimension less than , and . Each has a good minimal model and . To exploit this zero-Iitaka-dimension family, fix a positive current representing . After slicing and resolving the total evaluation of the 's, its restriction to almost every parameter fiber, plus the effective restricted ramification divisor, is a positive current in . Every positive current in that class is the current of the fixed canonical divisor of . To see this, let be such a current and take a common resolution , with the good minimal model. The current
is positive and represents . Since is torsion, this class is represented by an effective -exceptional divisor. Its intersection with the -st power of an ample pullback from is zero. That form is strictly positive off the exceptional locus, so the current is supported there. The support theorem makes it divisorial, and independence of exceptional divisor classes, by negativity, determines its coefficients. Pushing forward by determines itself. After shrinking the parameter space, these fixed canonical divisors are the fixed divisor of a sufficiently divisible relative pluricanonical system. Remove this divisor and the excluded loci of the construction from the total family. Their images under generically finite evaluation are proper algebraic subsets of .
It follows that annihilates the web distribution of the ’s on a dense open. If that distribution has full rank, is supported on a proper algebraic set. The support theorem for positive closed -currents expresses it as a finite nonnegative real combination of prime divisors [58, 17]. Its rational cohomology class then has a nonnegative rational representative: solve the finite rational linear system for the coefficients on the same face of the nonnegative orthant. Lemma 6.1 converts numerical effectivity to -linear effectivity, a contradiction.
Otherwise Lemma 6.2 gives a rational quotient with general smooth fiber on a smooth resolved graph, where . Its canonical divisor is pseudo-effective: restrict the pseudo-effective canonical class of the smooth graph to a very general fiber, as in Lemma 6.1. The moving ’s still generate its tangent space at general points. Indeed the quotient is constant on every general web member, hence induces a rational map on their parameter space; restricting to a general quotient fiber preserves dominance of evaluation. A pluricanonical rational map of is constant along each such . Slice the parameters inside to make the total evaluation generically finite: ramification injects the restricted pluricanonical sections into sections of a multiple of , and these span a space of dimension at most one. Fix a nonzero denominator section and work where it does not vanish. Its restriction is nonzero on a general member of the covering family, so all ratios are constant on that member. Their differentials vanish on the web and its brackets, so the pluricanonical map is constant on . Lower-dimensional nonvanishing therefore gives , and its good minimal model gives .
The quotient has now reached the exact setting of the numerical-zero-fiber reduction of Gongyo–Lehmann [31], Theorem 1.3 and Corollary 4.5]. For a projective -factorial klt rational pair with a connected-fiber morphism and numerical dimension zero on the general fiber, that theorem produces a klt pair on a smooth birational base whose good-minimal-model existence is equivalent. Here the total space is the smooth graph, the boundary is zero, and the base has dimension less than . The required numerical dimension is , which is zero by the good model of ; thus the numerical-dimension qualification, with the corrected convention discussed in [23], Section 3 and Theorem 3.2], causes no issue. The induction hypothesis supplies the base good model, hence nonvanishing upstairs, contradicting (11).
Corollary 6.4. Let be a projective -factorial terminal birational model of . If a rational divisor has , then is big for every rational . Consequently, if is a supporting functional of the pseudo-effective cone with , then .
Proof. Resolve a moving subsystem of a multiple of . If its map is generically finite, is big and the assertion follows from pseudoeffectivity of . Otherwise its general fiber is a proper positive-dimensional subvariety through very general points and is of general type by Proposition 6.3. The canonical divisor of the smooth resolution is relatively big, so adding a sufficiently large ample pullback from the image makes it big. Since that pullback is bounded by a multiple of the resolved moving subsystem, pushforward gives big for some . Convexity with the pseudo-effective , and then addition of the pseudo-effective , gives the assertion for every . A nonzero nonnegative functional on a closed convex cone is strictly positive on its interior. Applying it to proves the last assertion.
Valuations and positive currents
The next two exclusions involve currents whose numerical intersection gaps tend to zero. A limiting inequality alone is insufficient: we need one family on which the gap is exactly zero. The ACC statement below supplies that step for a fixed current and bounded discrepancies.
For a positive closed -current on a smooth projective variety , let denote the generic Lelong number of its pullback at a divisorial valuation . The normalization is such that a reduced smooth divisor has generic number one. We write for log discrepancy.
Lemma 6.5. For a fixed and a fixed , the set
satisfies the ascending chain condition.
Proof. We induct on the integer part of ; discrepancies over a smooth variety are positive integers, so the assertion is empty when . Suppose that a strictly increasing sequence exists, and discard initial terms so its members exceed a fixed positive number . Skoda integrability and change of variables give
at a general point of the center. Indeed every exponent smaller than is locally integrable, whereas integrability after pullback imposes the corresponding discrepancy bound. Hence all centers lie in the fixed proper Siu locus , which is algebraic by Siu analyticity and projectivity [58]. Passing to a subsequence, all centers lie in one irreducible component of this locus.
If, after passage to a subsequence, the centers lie in a fixed codimension-at-least-two subvariety, principalize its ideal. All lifted centers lie in the exceptional locus, where the relative canonical divisor has positive integral order. The discrepancy bound for the new smooth ambient space has therefore decreased by at least one. Pull back and apply induction.
Otherwise the centers lie in a fixed prime divisor of the Siu locus. Write with positive and with zero generic Lelong number along . The integers are bounded: the fixed effective divisor has positive log canonical threshold, and . Pass to a constant order. The residual numbers are still strictly increasing, and after discarding a term have a positive lower bound. Equation (11) places their centers in a fixed Siu locus of , which does not contain . Their intersection with has codimension at least two, so the preceding case applies. □
To compare those Lelong numbers with movable algebraic systems, use the following multiplier-ideal approximation [17]. On a smooth projective variety, if is a real algebraic class, one can choose integral line bundles such that stays in a bounded, uniformly sufficiently ample set and is globally generated. Round the coefficients of in a fixed integral basis and add a fixed sufficiently positive integral class. Nadel vanishing and Castelnuovo–Mumford regularity give generation. For every divisorial valuation,
The local Bergman weight is bounded below by the original weight up to a constant; this inequality persists after pullback and gives (12). These are statements for a fixed current, not uniform assertions over all currents.
Proposition 6.6. Let be a fixed projective -factorial terminal birational model of , with nonbig. A positive current in the pullback class of on a smooth resolution cannot, on a dense regular Zariski open, annihilate the tangent spaces of the general fibers of a rational fibration of positive relative dimension.
Proof. Fix a current as in the statement and suppose such a fibration exists. Consider all dominant rational maps from with connected general fiber of positive dimension for which the pulled-back current annihilates the fiber tangents on a dense regular open of a resolved graph. Choose one with smallest base dimension . We will descend the current to this base and find a covering family of curves on which the descended current vanishes. Their quotient will give a member of the same collection with smaller base dimension. If , the current vanishes on a dense open; the divisorial-current argument in Proposition 6.3 contradicts (10). Thus . Resolve the graph and the space carrying the current:
Here , are smooth projective and has connected general fiber. All further modifications replace this graph and base by birational models; they do not change the chosen rational map or the function field of its base. Flatten the main component over a modification of the base, resolve that base, normalize the main transform, and then resolve upstairs. Every vertical prime on the flat transform maps to a divisor of the base: a prime over base codimension would have generic fiber dimension at least , whereas all fibers have dimension at most . A prime of either maps onto a prime of the flat transform, where this dimension count applies, or is exceptional over that transform. In the latter case it is also exceptional over , because the transform maps birationally to . Thus every vertical divisor on over base codimension at least two is exceptional over . This remains true after later resolutions and base modifications: a prime dominating a divisor of already has divisorial center on the old base, and its center on a higher base model is the strict transform of that divisor.
For divisors and numerical classes put
This strict pullback is well defined on numerical classes because is -factorial: numerical classes upstairs decompose into pulled-back classes from and exceptional classes. It preserves pseudoeffectivity. For a higher base model , its analogue satisfies , by computing on a common graph. The operator kills divisors exceptional over : otherwise a prime in such a pullback that dominates a divisor of would have center of codimension at least two on , contrary to the property just established.
Descent of the current. Let also denote the pulled-back current on . Shrink to a smooth open so that is smooth proper, the removed set contains no vertical divisor over , and the remaining open in every fiber is nonempty and connected. Away from that fixed removed algebraic set upstairs, descends to a positive current . Indeed in submersion coordinates the horizontal coefficient distributions are independent of fiber variables by closedness, and the open parts of general fibers are connected. They therefore glue to on . The difference is closed of order zero and supported on the removed algebraic set. The support theorem expresses it as a signed divisor sum; a closed order-zero -current supported in codimension at least two is zero. Its horizontal coefficients are nonnegative, since a pullback has zero generic Lelong number along a horizontal divisor.
Subtract those finitely many global Siu components from , obtaining a positive current that equals on all of . Choose a Kähler form representing an ample algebraic class and put . Fiber integration gives , constant on , by closedness. The projection formula therefore gives
The left side defines a global positive closed extension. Its class is real algebraic, since is the algebraic class minus real divisor classes and algebraic intersection and pushforward preserve such classes. Remove its divisorial parts along , and call the result . On a dense open . Their difference is again closed of order zero, so the same support theorem leaves only a signed divisor sum. Over , this difference consists only of the horizontal components removed above. Its coefficient at a prime dominating a base prime that meets is therefore zero. Along a base prime contained in , the current has zero generic Lelong number by construction. At a prime upstairs dominating it, the generic local map is a transverse power map times a submersion. Local target balls of a radius equal to a fixed power of the source radius give the Lelong comparison, so also has zero generic number there. Positivity of then makes the coefficient of nonnegative. Thus all coefficients at primes dominating base primes are nonnegative. The only possible negative coefficients lie over base codimension at least two and are exceptional over . We have therefore obtained a positive closed current in a real algebraic class on , with a divisor current whose only possible negative coefficients are -exceptional. Push this difference forward by . The exceptional terms disappear and the remaining terms are effective, so
The horizontal components removed during descent contribute effective divisors to the same difference.
A negative canonical direction on the base. Choose a nonzero supporting functional of the pseudo-effective cone at , and put . The corresponding functionals on higher smooth base models are movable classes by pseudo-effective/movable duality [8], Theorem 0.2. They annihilate base-exceptional divisors. Since is positive, . Applying to (14) gives the reverse inequality, because . Hence . If is a positive Siu component of , both and are positive. It follows that , or equivalently .
Before applying multiplier approximation, we need to control the divisorial part of this descended current. Only finitely many prime divisors on have positive divisorial Lelong coefficient for . Otherwise their nonzero strict pullbacks are effective divisors on killed by , with no common prime components. Indeed, a nonexceptional prime of cannot map into the intersection of two base primes. Only finitely many base primes have zero strict pullback, since their total pullbacks are supported in the finite exceptional locus of . In the finite-dimensional rational space of divisor classes, infinitely many remaining strict pullbacks have a rational relation. This relation must have both positive and negative coefficients: a nonzero effective sum has positive intersection with an ample -fold product on , so cannot be numerically zero. The two sides are thus nonzero effective rational divisors with no common prime component. Lemma 6.1 makes them -linearly equivalent. Clearing denominators gives two distinct linearly equivalent effective integral divisors and hence a pencil, whose class is killed by . This contradicts Corollary 6.4.
We claim that
The smooth general fiber of is of general type by Proposition 6.3. The relative-positivity theorem of Kovács–Patakfalvi [44] applies to a log canonical fiber space with smooth base, SNC total pair, and log-general-type geometric generic fiber; for a rational base divisor with , it gives relative subadditivity with the term . Here both spaces are smooth projective, the boundary is zero, and we take . Invariance of plurigenera on the smooth locus identifies the generic-fiber Kodaira dimension with that of . Thus
This is an established general-type-fiber theorem, not another use or strengthening of Theorem 1.2. Choose compatible canonical divisors and set . For every sufficiently divisible , pushing forward an effective divisor gives . The resulting injection of sections preserves their ratios, so . Corollary 6.4 now gives , proving (15).
Rational curves and an exact zero gap. Apply the multiplier approximation to on , and principalize by . If is its divisor, the class
is nef. Put . The class is movable and is effective, so . Since and stays in a bounded set, this gives the first estimate below. The second uses the fact that kills exceptional divisors:
Fix an ample divisor on , and write . On , choose an ample divisor and a sufficiently small rational so that the ample rational class
satisfies . This is possible because is fixed. Approximate by a positive sum , with , of covering-curve classes, closely enough that
for a constant independent of . Keep only terms with . Their total anticanonical degree is at least , while their total -degree is at most . Taking the weighted average of the ratios therefore gives one covering curve with
The quantitative bend-and-break estimate [51] gives a rational curve through a general point of with -degree at most times this ratio. Parameterization and uncountability give a covering family of such rational curves, denoted . Since is ample and both and are nef, we obtain
Shrink each parameter space so that the curve class and its contacts with the exceptional divisors and the strict transforms of the Siu divisors of are constant. The general parametrized member is free in characteristic zero. Consequently . Put . Its bounded -degree bounds , and effectivity of the relative canonical divisor gives
In particular, the upper bound is independent of . If an exceptional prime has coefficient in , a positive contact with it contributes to this bounded sum. Both factors are positive integers. Thus the number of exceptional primes met by , their log discrepancies , and their contact degrees are uniformly bounded. Contacts with the finitely many strict transforms of divisorial Lelong components of are bounded by their fixed degrees against . Subtracting all these divisorial parts from leaves a positive current. Its restriction to almost every member of the family is defined and positive, by the local-potential and Fubini argument following Lemma 6.2. Its degree is the first difference below; this proves that difference is nonnegative. Using (13) and (17) gives
The sum includes exceptional primes and those strict divisorial components; terms with zero contact are irrelevant. For the last bound, the expression involving equals . The first term is by (17); the second has the same bound because stays bounded and the -degrees of are bounded.
Bounded ample degree gives only finitely many numerical classes of the integral cycles . Pass to one class, so is now one fixed real number. The current on also remains fixed. By Lemma 6.5, the sums in (19) belong to an ACC set: there are a bounded number of terms, their nonnegative integral multiplicities are bounded, and all relevant discrepancies are bounded. Finite sums of this kind preserve ACC, by successively taking nonincreasing subsequences of their entries. We can now replace the limiting gap by an exact equality: the nonnegative gaps in (19) must equal zero for some covering families. Otherwise a sequence tending to zero has a strictly decreasing positive subsequence, giving a strictly increasing sequence of the complementary sums.
For a family with zero gap, restrict the residual current to almost every parameter fiber as above. Its integral on that complete curve is zero. A positive current on a curve is a positive measure, so zero integral forces it to vanish. Off the removed divisors the residual current agrees with . The discussion following Lemma 6.2 and that lemma itself yield a positive-relative-dimensional rational quotient of whose vertical directions are annihilated by on an open. Composing with and taking the Stein factorization gives a quotient of smaller base dimension whose vertical directions are annihilated by . It belongs to the collection minimized at the start, contradicting the choice of .
Excluding normalized bounded curves
We apply the same exact-zero mechanism to curves on the small modifications of a fixed late model. The normalization by volume is chosen so that its scale tends to zero, while the current and the discrepancy lattice stay fixed.
Run a canonical LMMP on with scaling of a fixed very ample rational divisor . For rational , its positive-threshold stages give terminal -factorial models on which is nef, big, and semiample [6]. There are only finitely many divisorial contractions, since each lowers Picard number. Fix a late model after the last such contraction. All subsequent maps are small, and are canonical nonpositive birational maps. If the program terminates, use the last model repeatedly. Define
Since is not big, . In particular is nonbig. The transform is effective up to rational linear equivalence; all intersections below use general covering curves, which are not contained in a chosen such representative.
Lemma 6.7 (Exceptional current comparison). Fix a positive current on a smooth resolution in the pullback class of . On a common smooth resolution of , write
where is exceptional over . Then for every prime on that resolution.
Proof. Pass to a common smooth model also dominating the fixed resolution carrying . Choose on the fixed resolution a sufficiently positive line bundle . For sufficiently divisible , multiplier approximation gives a globally generated . Pull this system to . For the finite collection of primes on the common resolution whose coefficients we are comparing, choose a general member of the underlying effective divisor system. At every such prime , it has multiplicity ; global generation after removal of the ideal ensures no additional generic vanishing. Here the notation also denotes its pullback to .
Put and . The first is effective, and both are -Cartier because is -factorial. Pushing the rational linear relation gives
Thus the exceptional divisor is rationally equivalent to
The two exceptional divisors are equal: their difference is numerically trivial and exceptional, so the negativity lemma applied with both signs makes it zero. Since is effective,
The last coefficient is fixed for this model and . Combining with [12], dividing by , and letting proves the assertion. The same proof can be made on each common model, so the comparison applies to all divisorial valuations needed later. No uniformity in of the fixed error is required.
Proposition 6.8. There are no sequences and covering families of curves on , with smooth projective domains , for which both
are bounded by a fixed constant. Degrees mean degrees on the domains, or equivalently intersection with their pushforward cycles.
Proof. Suppose such families exist. Fix once and for all a smooth resolution and a positive current in the class ; pseudoeffectivity supplies this current. Neither nor will depend on . Let be a common upper bound for the genera, and choose an integer such that is Cartier.
We first compare the curves on these fixed models without changing their domains. Slice the parameter space so that the smooth total family has dimension , the parameter space has dimension , and evaluation is generically finite. It has rational maps to , to , and to the common models comparing and . Each target is proper, so each map extends at codimension-one points by the valuative criterion. Its indeterminacy locus has dimension at most , and its image cannot dominate the parameter space. Remove these finitely many images from that space, then resolve and compactify away from the remaining complete fibers. Denote the resulting maps by and . The smooth general parameter fiber is still the original , with the same genus. The current we use on this varying space is always .
For a prime of exceptional over , the restricted valuation of its function field is for a divisorial valuation over . The coefficient of in the ramification difference is
This follows by factoring through a model extracting and calculating the tame ramification of DVRs. It is positive and bounded away from zero: is terminal, so , and the index puts these log discrepancies in . In particular . The remaining ramification coefficients are nonnegative. On the general parameter fiber,
The latter inequality follows from pseudoeffectivity and the covering property. Thus
Each exceptional contact contributes to this bounded sum. The first factor is at least , and the second is a positive integer. Formula (21) therefore bounds the number of contacted exceptional primes, their log discrepancies, their ramification indices, and their contact degrees. In particular the integers are uniformly bounded. Also
so these degrees take only finitely many values.
The ramification estimate has bounded the possible contacts. We next compare their Lelong contributions with the canonical differences. The generic Lelong number of at is . Extract , remove its generic divisorial part, and use the transverse-power-map comparison for the zero-generic-number remainder. Lemma 6.7 shows that these coefficients dominate the coefficients of the pulled-back canonical difference . Its support is exceptional over as well as , since the map between these models is small. Subtracting all exceptional divisorial parts of leaves a positive current. Shrink the parameter space so that the relevant divisor contacts are constant, and restrict this residual current to almost every fiber. As in (19), its degree is the first difference below and is nonnegative. Consequently
All divisor contacts used here are nonnegative, since the curves cover the total space. On the fixed smooth resolution , one has
because the relative canonical divisor is effective. Thus Lemma 6.5 applies to the one fixed current on , with a fixed discrepancy bound. The sums in (22) form an ACC set: their Lelong numbers belong to this ACC set, and both the number of terms and their integral multiplicities are bounded. Pass to a fixed value of . Since , the exact-zero argument of (19) gives a family for which the left gap is zero.
For that family, the restriction of the residual positive current to almost every parameter fiber is a positive measure of total mass zero, so it vanishes. On the dense open away from the removed exceptional divisors it agrees with . Apply Lemma 6.2 to the family evaluated by . Its curve tangents generate a rational fibration of positive relative dimension on the smooth projective variety , and annihilates the fiber tangents on a dense open. Transport this rational fibration through on their common isomorphism open. This contradicts Proposition 6.6.
Special termination for signed representatives
To turn a signed canonical representative into a big logarithmic adjoint, we will run a program whose negative rays meet the reduced boundary. The following special-termination statement uses only the lower-dimensional hypothesis; its proof keeps the programs on the boundary separate from the ambient one.
Proposition 6.9 (Special termination over a point). Assume Assumption 2.1. Let be a projective -factorial dlt -fold with rational boundary and pseudo-effective adjoint. Choose an effective ample rational divisor such that is dlt and is nef. The LMMP for with scaling of has special termination: if the program is infinite, its flipping loci are eventually disjoint from the round-down of the boundary.
In particular, if at every stage the adjoint is rationally linearly equivalent to a signed divisor supported on that round-down, the program terminates at a log minimal model.*
Proof. In an infinite ample-scaling program the scaling limit is zero: a positive limit is covered by the termination theorem for a dlt pair with an ample summand in the scaling divisor [5], equivalently Theorem 4.1(ii). Discard the finitely many divisorial contractions and write the flips as , with scaling numbers tending to zero. Fix a component of , write for its normal strict transform, and let be the normalization of its image in . Since the ambient contraction is small, is projective birational. The standard discrepancy argument makes an isomorphism in codimension one after finitely many steps [3].
To identify the lower-dimensional input, consider the relative program induced on this one component of the floor. Take a small projective -factorialization , and put
Adjunction gives a dlt pair , with , and is lc. The scaling divisor has no floor component, so its restriction is effective. The number is rational, being the ratio of intersections of rational divisors on the contracted rational curve. The globally nef divisor descends rationally linearly across . Indeed, for sufficiently small rational , the pair is klt and its negative adjoint is ample over . Relative basepoint freeness applies to a Cartier multiple of ; its numerical triviality and the connected fibers give descent. Restricting and pulling back yields
The descended divisor on is nef: its pullback to is the pullback of the restriction of the globally nef .
By [5], Theorem 1.1(3), a -LMMP over with scaling of a fresh ample divisor terminates. The theorem applies to the effective rational lc boundary , with rational Cartier and the driving pair -factorial dlt. Since the base map is birational, the endpoint is a log minimal model, not a Mori fiber space. Comparison with the relatively ample model identifies this endpoint with a small -factorialization , as in [5], Remarks 2.9–2.10.
The next point is that these finite relative programs concatenate into an absolute program with scaling of the transforms of . Throughout the -th piece, remains the pullback of a nef divisor on , hence is globally nef. Here and also denote their transforms along this relative program. A contracted negative ray satisfies
It follows that . Every smaller coefficient of leaves this ray negative, while is globally nef. Thus the absolute scaling threshold at that step is exactly . The relative cone is a face of the absolute cone, cut out by the pullback of an ample divisor on the projective base ; its extremal rays are therefore absolute extremal rays. Thus the pieces concatenate as asserted in the cited remarks. Rescaling the initial scaling divisor by , if necessary, makes its sum with the initial boundary lc and nef.
If the concatenation were infinite, its positive scaling numbers would tend to zero. Fix a late scaling value . On every earlier ray contracted at threshold , the calculation above gives
Thus all preceding steps are nonpositive for the adjoint with this fixed coefficient . On a common resolution of the initial and the -th models, the pullback of equals the pullback of the late nef divisor plus an effective comparison divisor. Push this equality down to the initial model. The pushforward of the nef pullback is pseudo-effective, as is the effective comparison term, so is pseudo-effective. Closedness of the pseudo-effective cone and show that is pseudo-effective. Assumption 2.1 therefore gives an absolute log minimal model for that initial pair. The concatenation terminates by [5], Theorem 1.9(iii), since its zero limit is never attained. The floor-component argument of [3], Lemma 3.6 now gives special termination. The only good-model input in this argument concerns the absolute pair on the lower-dimensional floor component. In particular it does not require an effective representative in dimension .
For the final assertion, a curve disjoint from the round-down has degree zero against any signed divisor supported there. It therefore cannot generate an adjoint-negative flipping ray. Special termination rules out all sufficiently late flips. There are only finitely many divisorial contractions, since each lowers the Picard number, and pseudo-effectivity excludes a Mori fiber space as the endpoint. Thus the endpoint is nef.
The signed alternative
The jet construction in Section 8 will produce signed rational representatives of . The following result turns such a representative into a big logarithmic adjoint on a resolution.
Proposition 6.10. On any model , let a signed rational divisor represent up to -linear equivalence. On a log resolution , let be the reduced SNC divisor consisting of its strict support and all exceptional divisors. Then is big.
Proof. Put , and suppose it is not big. It cannot have Iitaka dimension at least one: by Corollary 6.4, would be big, and would then be big as well. Hence .
Run the dlt LMMP for with ample scaling. The divisor has a signed rational representative supported on the floor , and its transforms retain that property. Every negative flip must meet the floor: on its complement the representing rational section is nowhere vanishing, so the adjoint has zero degree on every complete curve there. By Proposition 6.9, an infinite sequence would eventually have all flips disjoint from the floor, a contradiction. Divisorial contractions are finite in number. Thus the program terminates at a -factorial dlt log minimal model .
The boundary is reduced, is pseudo-effective as the birational pushforward of , and the nef adjoint has a signed rational representative supported on . Its restriction to is semiample by Proposition 2.3. Apply Theorem 3.1 with and , so that the required pseudo-effective class is . It gives . The Iitaka dimension is at most zero, as proved above, so both dimensions are zero. Intersecting with an ample -fold product, and using pseudoeffectivity of , forces . The signed relation then gives .
The signed representative of is supported on : pull back the given representative of and add the relative canonical divisor. Since , every component of this support is contracted over . On a common resolution , , we therefore have for a signed -exceptional divisor . The class is pseudo-effective. A positive current in this class has zero intersection with the -st power of an ample pullback from , so is supported on the exceptional locus. The support theorem makes it effective divisorial. Independence of exceptional divisor classes, by negativity, identifies its coefficients with those of ; hence . Pushing forward by shows that is -linearly effective, contradicting (11).
Birational families between fixed covers
The last obstruction concerns fixed finite covers of a birational model of the counterexample. If birational maps between two such covers form an algebraic family whose graphs dominate their product, then one fixed cover is birational to an abelian variety. The positive canonical current rules this out.
Proposition 6.11 (Fixed-cover obstruction). Let be a projective -factorial terminal birational model of the counterexample in (11), and let , , be fixed finite surjective morphisms from normal integral projective varieties. There is no integral parameter variety and closed subvariety
flat over , with each fiber the integral graph of a birational map , for which the projection is dominant.
Proof. Suppose such a family exists, and denote its birational maps by . Choose one map in this family and use it to identify birationally with . The maps are then birational selfmaps of . The evaluation is dominant onto ; in particular, the images of a general point under these selfmaps are dense. We use the birational automorphism group to identify this fixed cover. The cover is non-uniruled, being generically finite over the non-uniruled . Hanamura’s non-uniruled birational-group theorem gives a smooth projective birational model for which the reduced birational group is a group scheme, locally of finite type, and its identity component is an abelian variety of regular automorphisms [35]; see also [7]. After conjugating the maps to that model, shrink the irreducible parameter variety anew so that their graph closures are flat with integral fibers and both graph projections remain birational on every fiber. This is a family in the flat graph functor of [7], which is represented by the birational scheme [7]. It therefore defines a morphism to that scheme; because the parameter variety is reduced, this morphism factors through its reduction. Its connected image lies in a single component, hence in a translate of the identity component. Translate the family by one member so that it lies in that identity component; this preserves dominance of evaluation. Thus the identity component, an abelian variety, has a dense orbit. That orbit is the quotient by the stabilizer of a general point. A quotient of an abelian variety is again an abelian variety, so the fixed cover is birational to an abelian variety.
It remains to see why this abelian cover contradicts the original counterexample. Resolve the generically finite rational map from that abelian variety to : on a smooth model , ramification gives
The canonical class of also has the effective representative exceptional over the abelian variety: choosing a nowhere-zero top form on that variety gives . This second choice of representative need not be the canonical divisor compatible with the displayed ramification formula. Let be a positive current in . The current is positive and represents . Let be an ample class on the abelian variety. The intersection of with the -st power of its pullback is zero, since and is exceptional. The positive current therefore has zero mass against that power. On the open where the birational map to the abelian variety is an isomorphism, the pulled-back ample form is strictly positive, so the current vanishes there. Its support is consequently exceptional over the abelian variety. The positive summand is supported there as well, and the support theorem makes it divisorial. Push forward this summand alone: is a positive divisorial current whose class is by the projection formula. Rationality of the numerical class supplies a rational effective representative, and irregularity zero turns numerical effectivity into nonvanishing, as in Lemma 6.1. This contradicts .
Tools for moving base components
This section follows the base components of a complete kernel of jets as the marked point moves. Their multiplicities give degree and canonical-intersection bounds. A separate finiteness lemma treats the covers that arise when a component projects generically finitely onto a fixed base. These arguments use neither nonvanishing, abundance, minimal models, nor logarithmic subadditivity. Section 8 applies them to moving components produced by failure of the scalar or two-slot jet estimates.
All varieties in the moving-center arguments are over . A rational Cartier divisor is a rational divisor some positive integral multiple of which is Cartier. A requirement that be Cartier means that is an actual integral Cartier divisor. For a nef class on an integral subvariety, intersections are computed after pullback to its normalization and a resolution. For a linear subseries of a line bundle, its base ideal is the image of its evaluation map after tensoring by the inverse line bundle.
“Isolated at the generic point of ” means that this ideal is primary for the maximal ideal of . All powers of ideals below are ordinary powers.
Numerical subadjunction on the center
The first result converts a generic log canonical center into a canonical-intersection inequality. Its testing class is allowed to live on the center itself. The proof uses dlt adjunction and the klt-trivial canonical bundle formula; it does not require the auxiliary pair to be log canonical away from the generic center.
Lemma 7.1 (Numerical generic subadjunction). Let be a projective -factorial klt variety over , let be a rational divisor, and let be an integral positive-dimensional subvariety. Suppose that is lc at the generic point of and that a divisor of log discrepancy zero has center . Let , let be a nef rational Cartier divisor on , and let be a smooth projective resolution, factoring through the normalization. Then
The right side is the intersection on of the restricted rational Cartier class with . No -Gorenstein hypothesis on the normalization of is required.
Proof. Apply the dlt blowup theorem for an effective rational divisor [29]. It gives a projective birational morphism with -factorial and
where is dlt and is the surplus over the non-lc locus. In this construction the coefficients of the strict boundary are truncated at one and the relevant extracted divisors are reduced; the coefficients left over form . The surplus is absent over the open where is lc. In particular it is absent over a neighborhood of the generic point of .
There are lc strata of mapping onto . Indeed over that lc neighborhood the construction is crepant, and the center of a log-discrepancy-zero divisor on the dlt model is an lc stratum. Choose a stratum minimal among those mapping onto . Iterated dlt adjunction makes normal and gives an effective rational dlt different on ; its lc centers are precisely the smaller ambient strata in [42]. The divisor does not contain . Since is -factorial, a Cartier multiple of restricts to an effective Cartier divisor on . Adding that restriction to the different gives an effective rational divisor such that
Over the generic point of this pair is klt: the surplus is absent there, and a non-klt center of the different dominating would be a smaller stratum, contradicting the choice of .
Factor the map through the normalization and its Stein factorization:
Here has connected fibers and is finite. Put and . We apply the canonical bundle formula on the connected-fiber base , then push the resulting intersection inequality through the finite map . Its ramification will contribute an effective term. The final comparison is between the canonical cycle on and the canonical divisor on .
We verify the klt-trivial-fibration hypotheses for . The generic pair is sub-klt, and (25) is the required rational-linear pullback expression. For the rank condition, take a log resolution over the generic point of . Since the boundary on is effective and the generic pair is klt, the round-up of its discrepancy divisor has coefficient zero along every strict boundary component and has nonnegative coefficients only on exceptional divisors. Over this dense klt open, its pushforward to the normal is : a rational function allowed poles only over exceptional centers extends across codimension at least two. Connectedness in the Stein factorization therefore gives generic rank one for the required discrepancy round-up pushforward. This verifies the rank condition, rather than deducing it from connected fibers alone.
The canonical bundle formula, with Ambro’s moduli positivity in the form recalled by Fujino–Gongyo, now gives
where is a b-nef moduli divisor [27]. The definition requires sub-klt over the generic point; it does not require the pair to be globally sub-lc. Thus the possible non-lc fibers caused by are permitted.
The discriminant on this initial base is effective. To check this at a prime divisor , work over its generic point, where the base is regular. A component of its inverse image on has multiplicity and nonnegative boundary coefficient . Its discrepancy bounds the generic lc threshold from above by
Thus the discriminant coefficient is nonnegative. If the fiber is already non-lc, can be negative; this only increases that coefficient.
Let . On a higher projective base where the moduli divisor is nef, its trace satisfies . The projection formula gives
Only this intersection is asserted to be nonnegative; the trace need not itself be nef. Likewise by effectivity and nefness. All intersections with Weil divisors here mean their cycle intersections with rational Cartier powers, so they are defined even when the separate canonical or discriminant divisor is not -Cartier.
Choose compatible canonical Weil divisors. Since is finite and separable, the codimension-one ramification formula, followed by pushforward, is
This identity of Weil cycles uses the discrete valuation rings at generic prime divisors and does not require to be -Cartier. Intersect Equation (26) with and discard the nonnegative discriminant and moduli intersections. Pushforward through and the nonnegative ramification intersection then give
Finally the pushforward of to is its compatible canonical cycle. All additional divisors on the resolution have image of codimension at least two, so their intersection with pulled-back Cartier powers is zero. Dividing by proves Equation (23). When there are no birational exceptional divisors on the normal curve, and the same calculation applies directly. ∩ევნ
Degree and canonical bounds for a base component
We next apply numerical subadjunction to a boundary built from an actual linear system. Its local multiplicity controls both the degree of the center and the coefficient of that boundary.
Lemma 7.2 (A base component of high multiplicity). Let be a projective -factorial klt variety of dimension , let be a nef rational Cartier divisor, and let be an integer for which is Cartier. Let be a linear subspace with proper base locus and base ideal . Suppose that is an integral base-locus component of dimension , isolated at its generic point , and that . Write and . If
then
There are a rational number with and an effective rational divisor such that is lc at and has an lc place with center . If , on a smooth resolution one consequently has
The degree estimate includes ; the canonical estimate is asserted only for positive-dimensional .
Proof. The local ring is regular of dimension . Isolation means that is -primary. Choose general sections of . Their local equations form a system of parameters in , since an -primary ideal is contained in no smaller prime. Let be the parameter ideal they generate. It is contained in . Regularity and the multiplicity comparison give
This is the generic intersection multiplicity along .
The global intersection can be performed without assuming that the series has no other base components. Before each cut, discard the components of the current effective cycle that lie in the base locus. Before the final cut their dimensions are greater than , so none can contain : otherwise would not be a base-locus component. Discarding them therefore leaves the calculation at unchanged. A general next section meets the remaining components properly. Nefness of shows that discarding effective components can only decrease their total -degree. After cuts the surviving effective cycle has -degree at most , and contains with multiplicity at least . This proves (27).
Let be the generic ideal threshold. It is positive and rational. The valuation from blowing up the smooth generic center has log discrepancy and ideal order at least , so
Because is primary, a divisor computing this threshold has center . We realize the ideal threshold by a divisor rather than apply subadjunction to an ideal formally. Take a log resolution of and , so that the pulled-back system has fixed divisor and a basepoint-free moving part. Choose sufficiently many general members of and put
On the resolution the fixed contribution is . The moving contributions have coefficients and, by general choice, meet the fixed resolution divisor with simple normal crossings on the open in question. Thus is lc at the generic point of and has the same lc place there as the ideal threshold. Global log canonicity is unnecessary. For , Lemma 7.1 gives (28), and .
Differentiating the full moving jet kernel
Fixing a high order at a varying point produces a family of linear subspaces of one fixed section space. A component common to two successive base loci acquires high multiplicity, because parameter derivatives of the higher kernel still belong to the lower kernel. We first state the parameter-family conclusion. Local restriction to a fiber is treated separately below. The differentiation argument is related to the method of Ein–Küchle–Lazarsfeld [19], Proposition 2.3; the ordinary-power and primary-ideal details needed here are included.
Lemma 7.3 (Moving multiplicity). Let be an integral projective variety of dimension , and let be a nef, big, semiample rational Cartier divisor. Fix an integer with Cartier and positive real numbers
For a smooth point , let be the entire subspace of sections of vanishing at to order at least . Suppose that for very general all these subspaces are nonzero and the base locus of has a positive-dimensional component through . If , then, after an algebraic parameter extension and restriction to nonempty opens, there are an irreducible parameter space , a fixed adjacent pair of levels, and a family of integral subvarieties common to the two base loci such that the incidence
dominates . Each general has dimension in , is an isolated component of the higher base locus at its generic point, and its entire higher-series base ideal is contained there in
These are ordinary local ideal powers in the smooth ambient open.
The incidence base ideal lies in on a dense open of . If, in addition, is -factorial and klt, then for a general member, with , one has
In particular the weaker bound also holds. Positivity of follows if meets the open where the big semiample contraction is an isomorphism. No such positivity is asserted for every exceptional subvariety.
Proof. On the smooth marked-point open, evaluation into the finite jet bundle is a morphism from the constant bundle to a locally free sheaf. Remove the rank-jump loci for the finitely many levels. Its kernels are then vector subbundles whose fibers are exactly the full spaces . Their base loci are nested in increasing order as increases. Starting with the stipulated component through the mark, follow a component containing it at each later level. Every such component has dimension between and : the kernel is nonzero, so its base locus is proper. Among the nested components two successive ones have the same dimension and hence are equal.
This tracking can be made algebraic for the fixed . Follow the finitely many components of the geometric generic base loci, their inclusions, and their incidences with the mark. They are defined after a finite extension of the generic parameter field. Spread over a corresponding irreducible parameter variety and shrink for the required flatness, geometric integrality, and constant-rank conditions. There are only finitely many choices of adjacent step; one of them gives a family dominant over the marked-point open. It gives the asserted and . The evaluation is dominant because the moving mark belongs to each and its map to is dominant.
We now prove ordinary high-order vanishing. Work on a smooth parameter open, and denote the higher-kernel bundle there by . Evaluation on gives a map from the pullback of to the pullback of . Let be its base ideal. After trivializing the target line bundle, a local frame of generates . We show that every frame section lies in . Each frame element has the form
where the are a fixed basis of the global space . Parameter differentiation with fixed only differentiates the coefficients. Every derivative, at each fixed parameter, is consequently a global section of the same line bundle .
Write for the moving mark. In local coordinates , the section starts in order . Each parameter derivative lowers this order by at most one. A derivative of order therefore belongs to the lower kernel if
The right side is at least . Since , every derivative of order less than is allowed. It thus vanishes along , which lies in the lower base locus. A change of higher-kernel frame contributes only parameter coefficients and derivatives of orders no larger than , so the conclusion holds for any local frame.
Here a first-order normal-space assertion must be upgraded to all orders. At a general smooth point of , its projection to is submersive. Thus
In particular, parameter directions span the normal space to . Choose parameter coordinates , where has length , such that the normal equations have an invertible Jacobian minor in the directions. The analytic implicit-function theorem writes
Set . With and held fixed, differentiation in is exactly differentiation in , to every order. Use a frame of depending only on . The vanishing on of all parameter derivatives of order below says that every normal Taylor coefficient of degree below vanishes. Therefore in the ordinary analytic local ring. Equivalently, in arbitrary relative normal coordinates a product of normal vector fields expands into parameter derivatives of orders at most , so no unaccounted higher-coordinate terms arise.
The sections and ideals are algebraic. Faithful flatness of the analytic local ring over the algebraic local ring gives the same ideal membership algebraically. Applying this to a finite frame and clearing the finitely many denominators gives containment on a dense algebraic open of the incidence. Generic smoothness of identifies its scheme fiber there with the reduced general component . Restriction therefore gives locally. The specialized frame is a basis of the entire higher kernel, so the containment concerns its whole base ideal.
If is -factorial and klt, apply Lemma 7.2 to the higher kernel. Its generic base ideal is primary because is a base-locus component, and its generic point is smooth by incidence dominance. The bounds follow from . On the isomorphism open of the big semiample contraction the image of has dimension , so the pullback of an ample class has positive top intersection on . This proves the stated positivity qualification.
Restriction to a suitable fiber
The restriction step is local and must be separated from the global positivity and singularity assumptions of subadjunction.
Lemma 7.4 (Restriction of an isolated base ideal). In the setting of Lemma 7.3, let be a morphism. There is a dense open of the incidence on which the following holds. Choose in that open, let , and suppose that is smooth over the smooth open of its actual image at . Let be the reduced component through of its scheme fiber. Locally on at , restriction of the higher kernel’s base ideal has support exactly and is contained in . If is proper in an integral ambient fiber component containing it, the restricted series is nonzero there and is an isolated base component at its generic point. Application of Lemma 7.2 on that ambient component requires all its hypotheses, including projectivity, -factoriality, klt singularities, and smoothness at the generic point of , separately; they are not conclusions of this restriction lemma.
Proof. Choose the incidence point after removing the other base components, the locus where the ideal containment is unavailable, and the failures of generic smoothness for the incidence over its parameter space and for the component over its actual image. These are proper closed subsets after shrinking. A prescribed very general condition on the evaluation can also be imposed because the incidence dominates . The component is then chosen through this point, rather than by selecting a possibly special fiber in advance.
Locally the original base support is exactly . Smoothness over the actual image makes its scheme fiber reduced at the chosen point. Thus in the ambient fiber
near that point. Restricting the actual sections extends their base ideal, which proves both asserted local properties. No other base component contains the chosen point, so none can contain the component through it. If this component is proper in the chosen integral ambient component, the base support is proper there, and the restricted series cannot vanish identically. At its generic point the resulting ideal is primary. This is a statement about this reduced general fiber and does not assert transversality or nonzero restriction for arbitrary special fibers.
A fixed branch complement in a finite-type family
For later applications, the local moving-center estimates are followed by a global finiteness step. A degree bound alone does not make a list of branched covers finite. The following statement records exactly the additional family information that is needed. In the correspondence case of Proposition 8.3, it will turn bounded degree and branch divisors that do not sweep the base into finitely many normal covers.
Lemma 7.5 (Finite covers after excluding sweeping branch divisors). Let be a normal projective complex variety. Let be a smooth projective family with integral fibers, over an integral parameter variety, and let be a morphism whose general fiber maps are dominant and generically finite of degree at most a fixed integer . After a finite parameter extension and shrinking, spread the geometric generic components of the zero divisor of the relative Jacobian over to divisors in . Retain the notation after this base change. Let be the set of indices for which the image closure is a divisor in for general . Assume
Then, after shrinking again, one smooth nonempty open makes every general finite normal Stein cover of finite étale over . There are only finitely many such covers of , up to isomorphism over . The same conclusion holds simultaneously for finitely many projections. The open and finite lists may depend on all fixed parameters of the family.
Proof. The relative determinant is nonzero on a dense open because the general maps are generically finite in characteristic zero. Its zero divisor has finitely many irreducible components. Shrink away vertical components and make a finite parameter extension to define the geometric generic components individually. Their closures give the divisors in the statement. Shrink further to keep their fiber-image dimensions constant. These components account for every branch prime of the general finite Stein cover: a ramification prime there has a strict transform on , because a proper birational morphism to a normal variety is an isomorphism at each generic divisorial point. A divisor exceptional over the Stein cover has image of codimension at least two on that cover and hence on , so it cannot hide a branch prime. Components confined to special parameters disappear upon shrinking.
Put
Each closed set in this finite union is proper by hypothesis, so . The finite normal covers are unramified in codimension one over the smooth open . Purity of the branch locus makes them finite étale there [32], Exposé X, Theorem 3.1. The topological fundamental group of is finitely generated. Indeed, triangulate the compact semialgebraic space compatibly with its closed subset [15], Theorem 1.10 in the author’s notes. After barycentric subdivision the subcomplex for is full. On its complement, normalize the sum of the barycentric coordinates at vertices outside that subcomplex; decreasing the other coordinates to zero gives a deformation retraction onto a finite subcomplex. Its fundamental group is finitely generated. A finitely generated group has only finitely many permutation representations in each symmetric group of degree at most . Riemann existence [32], Exposé XII, Theorem 5.1 therefore gives finitely many finite étale covers of these degrees. A finite normal cover of is the normalization in the function field of its restriction to , and is determined by that restriction. Taking the union of the proper image closures for finitely many projections proves the simultaneous assertion.
Very-general jet estimates
This section derives two contrasting consequences of the assumed counterexample: an upper bound for the vanishing of scalar sections, and strong jet separation on a projective bundle over the product. Both arguments use the exclusion of covering curves of bounded genus and normalized degree.
We retain the counterexample in (11) and the induction hypothesis of Assumption 2.1. Thus is smooth projective, is pseudo-effective, and , whereas good minimal models exist in smaller dimensions. We use the geometric exclusions of Section 6. Dimension one is impossible, since a smooth curve with pseudo-effective canonical divisor has genus at least one. Hence .
Throughout the section, fix the late terminal -factorial model from Proposition 6.8. Write and . The subsequent scaling models are small modifications of ; the transforms are effective up to -linear equivalence, and is nef, big, and semiample. Put
Here, in the volume on , denotes the original ample divisor. We have . Choose an integer with Cartier.
Normalization and two local tools
We first normalize the small adjoint divisors so that their volumes stay bounded away from zero. Fix a small rational number . An integer will be chosen after and before . As rational , choose positive integers with
Only rational weights are used for model constructions; volume functions in integrals are extended continuously to real weights. The positive part of is the nef semiample class
When emphasizing the weight, denote this axis model by and write for its transform of . All references to positive parts below mean these classes on their scaling models, or their pullbacks to common resolutions. Monotonicity of volume in pseudo-effective order gives
Indeed is pseudo-effective, and is effective up to equivalence. Consequently is bounded above and bounded away from zero, uniformly for , and tends uniformly to . More explicitly, for every fixed , once is sufficiently small depending on ,
The constants in this display are independent of ; only the threshold for depends on the fixed choice of . All unspecified constants in this section may depend on , but not on sufficiently small or on .
This normalization gives a convenient form of the curve exclusion. A family of curves with uniformly bounded geometric genus and -degree cannot cover the corresponding for arbitrarily small . In fact uniformly in , and
is bounded above and away from zero. Thus such curves would have uniformly bounded -degree divided by , contrary to Proposition 6.8. We call this consequence the normalized curve exclusion.
We will apply the local estimates of Section 7 on several different models. In each application, let denote the ambient model of dimension , let be its nef, big, semiample class, and let be a moving base component of dimension . Lemma 7.3 applies to the entire kernels of jets in one Cartier degree , at levels separated by a gap . It gives vanishing along in the ordinary ideal power of order
and, when is -factorial and klt, the estimates
Here is a smooth resolution of . The canonical estimate uses Lemma 7.1, which allows the nef class on the center itself and requires log canonicity only near its generic point. The last, weaker coefficient is sufficient here. At every application we choose the incidence point in the isomorphism open of the big semiample contraction. Dominance of the incidence permits this choice; it ensures that is big and hence . Exceptional components not meeting that open are not assigned this positivity. The separate fiber-restriction Lemma 7.4 will be used only at a general incidence point where the scheme fiber is reduced and the selected base component is isolated.
To apply normalized curve exclusion, we need curves with bounded genus as well as bounded degree. The preceding intersection estimates provide them on components of general type. Suppose a moving -fold is of general type, is nef and big, and
Effective birationality gives a uniform pluricanonical degree whose moving part, on a further resolution, is a big basepoint-free Cartier divisor defining a birational morphism [33], Theorem 4.0.1(3)]. Thus . Mixed Hodge index gives
no lower bound on is needed here. For , cut by general members of . Their -degree is , and their images under the birational morphism defined by have degree . A general plane projection is birational on such an image curve; the arithmetic genus of the plane image therefore bounds its geometric genus in terms of this degree. For , the canonical-degree bound already bounds the genus. We will also use this construction for a log smooth pair of log general type with reduced boundary, using coefficients in the fixed set in effective birationality.
If such components sweep an ambient space mapping to , and their curves project nonconstantly with -degree bounded by their -degree, we obtain forbidden covering curves on . When the component has positive-dimensional image in the base, general complete intersections from the big birational system project nonconstantly. The components sweep, and their chosen incidence points can lie outside any prescribed countable union of proper closed subsets. Hilbert schemes and spaces of maps have only countably many components, so these curves can be parameterized in covering algebraic families. Thus, whenever (35) is established below, it remains to check general type and the stated covering and projection conditions to invoke normalized curve exclusion.
We first apply the two local tools to scalar sections. Excessive vanishing produces a proper moving component, whose general type turns the numerical estimates into the forbidden curves.
Proposition 8.1 (Scalar jet bound). *For sufficiently small , let be the positive part of $2r(K+2tA)$, and put . At a very general point, every nonzero section of every Cartier multiple $kP has order at most . The same statement holds on a common resolution after adding an effective exceptional divisor that does not change the section spaces. Moreover
so in particular for small .
Proof. First, pseudo-effectivity of gives the volume bounds:
Suppose the asserted order bound fails for arbitrarily small . There are countably many Cartier degrees, and nonzero jet kernels in each degree are detected by algebraic rank loci. Thus failure at a very general point gives a degree in which a violating section exists on a common constant-rank marked-point open. Taking powers makes this degree arbitrarily large and divisible. Choose levels strictly between and , with equal gaps comparable to . The full jet kernels at these levels are nonzero. Write for the lowest level. If the marked point were isolated in its base locus, local Bezout for general kernel sections would contribute at least , exceeding the total intersection. Lemma 7.3 therefore supplies a moving proper positive-dimensional component .
We can now apply the curve construction. The component is of general type by Proposition 6.3. Here let be the scaling model for , so that . The effective transform does not contain a general such component, and in effective order. Equations (34) consequently imply Equation (35) with constants uniform in ; the gap is bounded above and away from zero because is comparable to the fixed . The resulting bounded-genus, bounded-normalized-degree covering curves contradict Proposition 6.8. The argument applies to every Cartier multiple, not only the divisible degrees used for tracking: a section violating the bound in any Cartier degree could be raised to a power in an arbitrarily divisible degree. Its order and its degree increase by the same factor. Finally, exceptional additions preserve the section spaces and the orders at general points. This proves the assertion on resolutions.
The two-slot bundle
We next seek large jet separation by placing two copies of the normalized adjoint divisor on a projective bundle. The weight decomposition of its sections will let us compare moving components with either copy of the base. On , let
We use the convention that sections of are symmetric powers of the indicated direct sum. Fixing one base slot gives the one-slot bundle , with class , up to a constant line from the fixed slot. We call it a slice. The torus open in either bundle is the complement of its two axes.
Lemma 8.2 (Models, volume, and weights). Both the total class and the slice class have big semiample positive parts on -factorial klt models , with
where is bounded independently of small . Their volumes satisfy, respectively,
In particular both volumes are bounded above and below by positive constants times . For each rational weight, on common resolutions,
with the analogous one-term formula on slices. At a generic point of a base divisor of a slice, and on a general torus fiber, the full system has no fixed subtraction.
Proof. We construct the semiample models as models of big klt adjoints. The weight decomposition then gives both the volume formulas and the comparison with the axis models.
The product is -factorial. To see this, take a smooth resolution . Its irregularity is zero by Lemma 6.1, so every line bundle on is a tensor product of line bundles from the two factors. The strict transform of a Weil divisor on is therefore linearly equivalent to a sum of two factorwise pullbacks. Push this relation down to . The resulting factor divisors are -Cartier because is -factorial, and hence so is the original divisor. Products of canonical singularities are canonical, and the projective bundles are klt. The two disjoint Cartier axes form a plt boundary , and
The notation means , or on a slice.
For , put
Both endpoint weight systems are big, so choose an effective rational representative of containing neither axis, and denote the representative by as well. To make the adjoint construction uniform, we first obtain a threshold bound independent of . Restrict to . Since , the coefficient
lies in . Thus the numerical classes , and their restrictions to either fixed axis, range over bounded segments independent of . On one fixed smooth resolution the effective pullbacks of these chosen divisors have uniformly bounded degree against a fixed very ample class. That degree bounds their multiplicity at every point, including the coefficients of exceptional components. Rational denominators do not enter this estimate. The smooth lc threshold is at least the reciprocal of maximal multiplicity.
To transfer this estimate to the fixed klt space, write the crepant boundary on its resolution as an SNC divisor with coefficients below one. The minimum of one and the positive numbers one minus its positive coefficients bounds its log discrepancies below by a fixed positive multiple of smooth log discrepancies. Therefore the preceding smooth bound gives a common klt threshold for on the original space. The same reasoning on each axis gives, after decreasing , a klt threshold bound for the restricted divisor there. The first bound will be used away from the axes; the restricted bounds allow inversion of adjunction along the coefficient-one axes.
Now choose rational , independently of , and then take small enough that and . It follows that . Inversion of adjunction with the disjoint coefficient-one axes gives plt near them; away from them the threshold bound gives klt. Lowering their coefficients to consequently shows that
is klt. This choice respects the order: first , then , then sufficiently small with as in Equation (31). A direct calculation gives its adjoint class
The big klt adjoint has a good minimal model by [6]. Pushing the boundary to this model gives the stated and .
We turn to the volume formulas. The weight- summand in degree has base classes and ; on a slice there is one such factor. The section decomposition and asymptotic Riemann–Roch give Equations (37)–(38) as Riemann sums. One can justify passage to the integral without assuming uniform asymptotic Riemann–Roch: partition into rational bins, compare weight classes in each bin by adding and subtracting the bin width times a fixed very ample divisor dominating both and , take divisible-degree limits, and then shrink the bins. Volume continuity gives the formulas. Equation (32) supplies their uniform bounds and, in particular, proves bigness used above. In the range of Equation (33), the bounds needed when choosing are explicitly
Their coefficients are independent of ; the smallness threshold for is allowed to depend on .
It remains to establish the effective weight comparisons. On a common resolution and in compatible divisible degrees, let and be the fixed divisors of the full system and its weight- subsystem, normalized by the degree. Since the second is a subsystem, . Its fixed divisor consists of the toric monomial and the base-model fixed differences, and its moving class is the sum of the indicated pullbacks of . Hence the full moving class is that sum plus . This proves Equation (39). The same comparison in individual sufficiently divisible degrees shows that every section at that weight, after the full fixed subtraction, contains the corresponding multiple of .
At a generic base-divisor point the small base-model maps are isomorphisms. The two endpoint systems are free there in divisible degree, so together they have no common zero on the projective-line fiber. The full system therefore has no fixed subtraction there. The same holds on a general fiber. Finally, when restricting Equation (39) to a component sweeping the torus open, choose a general component not contained in . There are only countably many rational weights, so these effective restrictions can be required simultaneously.
The bundle models are now available, and their volumes can be made large by choosing . We use this growth to prove a lower bound for local positivity. Recall that the Seshadri constant of a nef -Cartier class on a projective variety at a smooth point is
Proposition 8.3 (Large two-slot Seshadri constant). For each fixed sufficiently small , there is an integer such that, for all sufficiently small rational and as in Equation (31), the positive part of Equation (36) has
at a very general smooth point of its torus open. In particular, for some sufficiently divisible integer , the complete system separates jets of order strictly greater than at such a point. The section spaces and these general-point jets agree on the original bundle and on common birational resolutions.
Proof. The tracking lemma reduces failure of the assertion to a moving base component. We will first analyze its fibers over the two base factors, and then treat components that are generically finite over both.
Write . Choose a gap large enough that
This inequality will exclude a component that is a whole projective-line fiber of a slice. Now choose sufficiently large that
For all sufficiently small , the levels , , then lie below the volume root of the total positive part. Both choices precede the choice of . Assume that the Seshadri assertion fails for arbitrarily small . Because the highest level is below the volume root, jet counts show that the full kernels at all these levels are nonzero in sufficiently large divisible degree. A curve through the marked point with degree-to-multiplicity ratio below the lowest level is contained in that system’s base locus. Such a curve exists from the assumed Seshadri bound and the choice , whether or not the infimum defining the constant is attained. Thus the lowest kernel has a positive-dimensional base component, and Lemma 7.3 supplies a moving proper component and both estimates (34).
The numerical estimates already rule out components of general type. For all moving components under consideration, the effective boundary of Lemma 8.2 does not contain the component. Thus in effective order. Whenever is of general type, the curve construction following Equation (35) and weight domination give a contradiction. To treat the remaining components, we begin with their fibers over a base factor.
Restriction to a slice. Resolve the rational projection from the total model to the first copy of , and work on the open where this resolution and the original bundle agree. Fixing the first coordinate there gives the opposite slice. Write for its model from Lemma 8.2 and for its positive part; their dimension and volume are and Equation (38), respectively. We use these slice objects until returning to the total model below. Choose one sufficiently divisible Cartier degree for the total model, the slice model, and their comparison on a common resolution. Choose a general incidence point on the common isomorphic torus open, away from the other base components and where the ordinary-power containment of Lemma 7.3 holds. Generic smoothness allows us also to require that be smooth over its actual image in the first slot there. Let be the reduced component of the scheme fiber through that point, and suppose . Lemma 7.4 now shows that, near that point, the restricted higher-series base ideal has support exactly and lies in the ordinary power , with . Because is proper in the slice, the restricted series is nonzero and its generic base ideal is primary.
The fixed differences of the full and slice models are units on a further common open. After removing these fixed divisors and trivializing the fixed-slot lines, all restricted higher-kernel sections form a subspace of , with the same local base ideal. This subseries need not be the full jet kernel on the slice; the numerical estimates come from Lemma 7.2, applied to the actual restricted subseries. The model is projective, -factorial and klt, and is nef, big and semiample. Choose the incidence point also in its smooth open. The component is proper, its generic base ideal is primary, and the preceding restriction gives ordinary multiplicity at least . Writing , the lemma therefore gives
The restricted components must also move sufficiently to apply curve exclusion. These 's may be chosen in families sweeping the opposite slice. Indeed the incidence of the -family dominates the total torus. Choose a general incidence point, not necessarily the original marked point, and then a general fiber of its first slot evaluation. Dominance gives the required dominant evaluation onto that fixed opposite slice. Choose a component with dominant evaluation there; generic flatness permits the fiber-component choices just made. For each fixed , very general choices also avoid the exceptional sets for all rational weights. Choose this point also in the isomorphism open of the slice's big semiample contraction and outside the relevant fixed differences. The restriction of its positive part to is then nef and big, so its top intersection on is positive, as required for the curve construction.
Proper base images on a slice. If is generically finite over a proper positive-dimensional image in the remaining base, then , and hence , is of general type by Proposition 6.3. The slice estimates and subadjunction give the required bounds on this component, while weight domination bounds the degrees of its projected curves. We therefore obtain forbidden bounded curves.
Over a proper base image, the other possibility is that is saturated over its base image : on the original bundle it is the full projective-line bundle over . Put . The nef weight comparison gives
Indeed is effective on the resolved graph of the slice projection to the base, so successive mixed nef intersections give . The latter is , since endpoint freeness gives fiber degree . If is a point, the lower bound contradicts the slice Bezout upper bound , because our choice of makes the latter strictly less than .
Suppose . The ruled component itself need not be of general type, so we seek the adjunction estimate on its base . We obtain it from the coefficients of the slice sections. Use the section-space identification to view the subseries on the original slice, where the toric weight decomposition is defined. The full fixed factors are units at the chosen generic torus point, so this identification preserves the order . In degree , expand each of these sections into its toric weights. At the generic point of , let be the ideal generated by the coefficients of the nonzero weight over all these sections. Put . All lie in : vanishing along the generic torus fiber says that the coefficient of every Laurent monomial vanishes to this order. Their sum is -primary. Otherwise its larger common zero germ, times the generic torus fiber, would contradict isolation of .
Our aim is to construct an effective boundary , for some rational weight , such that is an lc center near its generic point and . Numerical subadjunction will then give a canonical-intersection bound on , even though is ruled. Work in the regular local ring at the generic point of , of dimension . Resolve the finitely many coefficient ideals simultaneously. The exponents for which their product defines an lc ideal pair form the rational polytope
Here runs through the divisors needed to test log canonicity on the simultaneous resolution, and is the log discrepancy. Include the exceptional divisor of the blowup of the closed point. Since every , it gives . The polytope is compact, and has a positive rational maximum on it. Fix a rational maximizing point. For each coordinate , some equality at this point must involve a valuation with ; otherwise could be increased while staying in the polytope. Such a valuation has log discrepancy zero for the ideal pair. Its center is contained in and contains the generic point of . Their intersection is contained in , so it is exactly locally. To apply the intersection property for lc centers, we first realize these ideal lc places by an actual divisor. Choose an integer and general coefficient divisors from each system. Set . On the simultaneous resolution its fixed crepant coefficients are at most one, and its general moving divisors meet transversely with coefficients below one. Thus the pair is lc near the generic point of , and every active valuation remains an lc place. Each is consequently an lc center of this pair. The intersection property [43], applied to the identity morphism on its lc open, shows that is an lc center generically. This also applies when some maximizing coordinate is zero: the active valuation blocking that coordinate still has center in .
Set
Since a weight- coefficient divisor has class , the constructed boundary has class . Also . Transform it and to the small scaling model ; our general incidence choice places the generic point of in their common isomorphism open. On this model the boundary has class . Numerical subadjunction and give
Indeed a general is not contained in a fixed effective representative of , so its contribution to this intersection is nonnegative. The slice degree estimate and (40) give, in turn,
These are precisely the two bounds required in (35), with constants independent of . The variety is of general type by Proposition 6.3; normalized curve exclusion again gives a contradiction.
A slice multisection. Proper base images have now been excluded. The remaining proper positive-dimensional slice case is , with generically finite of degree over the whole base. Weight comparison and the slice degree bound give
so is bounded uniformly in . Here the two axes provide the boundary needed to use log general type on the base. The closure of on the original bundle is neither axis. Intersect this closure with each Cartier axis and push the resulting effective integral cycle to ; call the resulting Weil divisors . The two axis classes differ by the pullback of , and has generic degree over . The projection formula therefore gives
At the appropriate endpoint weight , the difference contains the corresponding toric-axis intersection with coefficient . There is no full fixed subtraction above generic base-divisor points by Lemma 8.2. Intersecting with and using mixed nef comparison yields
The other divisor has bounded degree for the same , because of (41) and
We now apply the logarithmic curve construction on the base , not on the multisection . The signed divisor represents by (41). On a log resolution of this base, add the reduced strict support of and all exceptional divisors to the canonical divisor. Proposition 6.10 gives a big adjoint for the reduced strict support of and all exceptional divisors. Adding the remaining effective reduced boundary shows that the resulting log canonical divisor is big as well. Its intersection with the pulled-back is bounded: exceptionals vanish under projection, and reduced support has degree no larger than . Log effective birationality and the curve construction therefore contradict normalized curve exclusion on the base itself.
Reduction to a correspondence. We now return to the total model and its positive part . The slice analysis has excluded fiber dimensions strictly between zero and over either slot. A full -dimensional fiber over one slot would mean that contains the whole opposite slice over its first image . Its fiber dimension over the other slot would then be , strictly between zero and , unless were the full total space. That is impossible. Hence projects generically finitely in both slots and . If either image is proper, general type and the total-space estimates give the previous curve contradiction. The same is true if is of general type. Thus only the case , dominant with bounded degree over both copies of , remains. We next show that its branch divisors cannot move; this will reduce the family to finitely many covers.
Moving branch divisors. Consider the dominating algebraic family of these correspondences, resolving maps after shrinking the parameter space. Suppose a divisorial branch component of one projection moves. On a resolution , choose a ramified divisor above its generic point. There is a rational weight for which the effective difference does not contain . Indeed take a fixed free divisible degree of ; some section does not vanish generically on . Monomial-weight sections span that degree, so one of them does not vanish there. Only finitely many weights are tested in this fixed family; their model comparisons can be resolved simultaneously.
Let be the branch divisor on the corresponding small axis model. Restrict the effective difference to ; this is permitted because is not in its support. Mixed nef intersections and projection to bound its -degree by . The ramification formula over the terminal target bounds the latter by . Its other ramification terms are nonnegative, and the pullback of the target canonical class is pseudo-effective. The total-space subadjunction estimate now gives
The ramification coefficient of is a positive integer, so is at least one; the other ramification and exceptional terms are nonnegative. The last bound is the total-space subadjunction estimate.
To turn this degree bound into bounded curves, we still need a canonical intersection bound on . The required adjunction does not assume that is globally lc. Terminal is smooth in codimension two. Thus normalization and conductor adjunction along give
in codimension one. On resolving , exceptional divisors map to codimension at least two and pair trivially with the pulled-back . Consequently, with ,
For the second line, a general moving is not a component of a fixed effective representative of , giving the first term; mixed Hodge index gives the second. The lower bound for and Equation (42) give the final uniform constant.
A moving sweeps very general base points and is of general type by Proposition 6.3. Equations (42)–(43) therefore give forbidden bounded curves. Branch components can be named after a finite parameter extension and shrinking. It follows that, for all sufficiently small , all divisorial branch components in the chosen family are fixed.
Fixed covers. We now fix . The branch complement is chosen from the one finite-type family of correspondences under consideration, before any cover is classified. After a finite parameter extension and shrinking, resolve the two evaluation maps simultaneously over a smooth parameter open and follow the finitely many irreducible relative ramification divisors. The argument just given excludes each component whose divisorial images sweep the base: such a component would supply the bounded-genus covering curves of Proposition 6.8. For every remaining component the closure of its divisorial evaluation image is a fixed proper closed subset of , and the intersection estimates already bound the degrees of both projections. These are precisely the hypotheses of Lemma 7.5 for the smooth projective family of resolved correspondences. It gives a smooth dense open and only finitely many finite normal Stein covers in either slot, all étale over . Bad parameter fibers are removed by shrinking the parameter space, not by deleting their possibly dominant images in . Both and the finite cover lists may depend on this fixed ; no common complement or list as is used.
For a general member of the resolved family, factor the two projections through their finite normal Stein covers. The preceding finiteness lets us fix these as and after restricting to a family whose images still dominate . Each map is birational, so the two projections determine a birational map
The graphs of these maps form an algebraic family after choosing a Hilbert-scheme component and shrinking for flatness and birationality of both projections. Such a component with dominant evaluation exists: there are only countably many graph Hilbert schemes and finitely many cover choices, whereas the original incidence dominates the base product. Its graph incidence has image of dimension in , because this product is finite over . The product is integral of dimension , so the graph incidence dominates it. Proposition 6.11 excludes exactly this family of birational maps between the two fixed covers.
Every possible moving component has now led to a contradiction, so the Seshadri bound holds. To obtain the assertion about jets, observe that at a very general point the big semiample contraction is an isomorphism onto its image near that point. The jet interpretation of the Seshadri constant for the ample class downstairs gives the stated divisible jet-separating multiple. Complete systems agree under the model comparisons, so this conclusion transfers to the original torus open and to common resolutions.
Frobenius comparison and smooth nonvanishing
The scalar and two-slot estimates lead to a contradiction through a comparison in positive characteristic. We first prove that certain fixed divisors, jets, and a movable-curve witness cannot coexist. This theorem and its proof are independent of nonvanishing, abundance, minimal models, and logarithmic subadditivity. We then construct its inputs from the counterexample geometry and obtain smooth canonical nonvanishing.
The finite-data Frobenius theorem
We now work with arbitrary fixed data, independent of the scaling models and divisors of Section 8. The comparison concerns two orders of vanishing of an actual determinant. Fixed ordinary jets will give a nonzero determinant after reduction. A small polarization bounds the rank on the diagonal and therefore forces a large order there. A fixed movable curve on a blowup bounds every section in each determinant factor, producing the opposite estimate.
For a vector bundle on a smooth projective curve, its slope is degree divided by rank. The least and greatest Harder–Narasimhan slopes are denoted by and . For a line bundle on a smooth variety, to generate jets through order at a point means surjectivity to its stalk modulo the -st power of the maximal ideal.
Theorem 9.1 (Finite-data Frobenius incompatibility). Let be a smooth connected projective complex variety of dimension . Let , be rational Cartier divisors, with ample, let be an integral Cartier divisor, and fix an integer and real numbers , . Suppose
Assume that the following fixed data exist.
(i) A smooth integral complete-intersection flag from to a curve , whose successive divisor classes are for fixed positive integers , with .
(ii) On the projective bundle
use the convention that the direct image of is the -th symmetric power of the displayed sum. A smooth point in the complement of the two axes and finitely many sections of , for some integer with Cartier, generate jets through order at .
(iii) A point , its blowup with exceptional divisor , and a curve class
where is one fixed birational morphism, is smooth integral projective, and the are ample integral Cartier divisors, such that and
It suffices to check the two endpoints in this affine inequality.
These data cannot coexist.
There is no relation required between and the two base coordinates of . The divisors , , are not assumed nef, and is not assumed pseudo-effective. The theorem starts with the actual flag and movable witness, rather than with geometric conditions from which one might construct them. All data in its statement are fixed before the residual characteristic tends to infinity.
Spreading the fixed witnesses
We prove the theorem in the next five steps. Put . The flag satisfies
Choose one sufficiently ample integral Cartier divisor so that every , , has a section nonvanishing at each of the two base coordinates of . Fix these finitely many sections. All models, morphisms, divisors, points, the flag, the complete-intersection witness for , and the jet and filler sections spread over an integral finitely generated -algebra of characteristic zero. Shrink its spectrum so that the fibers and flag are smooth projective and geometrically integral, the birational morphisms remain birational, the fixed ample bundles remain ample, and the finite jet surjection and nonvanishings persist. Birationality is preserved by spreading an isomorphism between dense opens. All displayed intersection numbers are constant.
We also preserve . One way is to spread its characteristic-zero Harder–Narasimhan filtration, make all its factors locally free, and use openness of their semistability on curves; their degrees and ranks are fixed. Equivalently, a single relative ample twist globally generates the curve bundle. Every quotient of rank then has degree bounded below by for a fixed integer . A negative-degree quotient has one of finitely many ranks and degrees. The proper relative Quot schemes for those Hilbert polynomials have images missing the generic point: after removal of torsion, a negative-degree coherent quotient there would give a negative-degree vector-bundle quotient. Removing those finitely many images proves the same openness assertion directly.
This base has closed points in arbitrarily large characteristics. Take algebraic closures of their residue fields and exclude denominator primes. Retain the notation for the reductions. The curve continues to pair nonnegatively with every effective divisor: pull that divisor back under the fixed birational morphism and intersect with its fixed ample divisors. This tests effective divisors on the reduction itself. No specialization of a characteristic-zero effective cone is used.
Lemma 9.2. For a sufficiently large residual characteristic , set
The sections of generate jets through order at . In particular, they surject onto the quotient of its local ring by the -th powers of all regular parameters.
Proof. Multiply copies of the fixed jet system. Every monomial of total degree at most is a product of monomials of degree at most . Taking sections with those leading monomials gives a triangular system, ordered by total degree. Starting at degree zero and removing the error in each successive degree proves the required jet surjection. This argument takes place in the local ring and never divides by factorials.
Put , so . Among the sections fixed before reduction, choose
nonzero at the first and second base coordinates of , respectively. Their tensor product belongs to the summand of first-slot weight zero in the projective-bundle formula; its fiber monomial is the -th power of the second coordinate. It defines a section of nonzero at , since lies off both axes. Multiplying the product jet system by this section changes its divisor from to . Multiplication is invertible on the local jet algebra. Only the finitely many previously fixed values of occur. Since , the quotient by the -th powers of regular parameters has top total degree . For large this is at most . The underlying ordinary/Frobenius ideal comparison is also recorded in [52], proof of Proposition 2.12, Equation eq:2.8.
Full rank off the diagonal
Let be relative Frobenius to the base-field twist. It is finite flat because is smooth. Write for the twist of , so , and define
Projection formula gives an evaluation map on :
Lemma 9.3. The map in Equation (47) has generic rank .
Proof. Trivialize the two summands defining near the selected base points. Let be the torus coordinate, whose value at is . By the projective-bundle formula, the sections in Lemma 9.2 are weight polynomials in with weight- coefficients in
Let be the tensor product of the local algebras of the two base Frobenius fibers. The local quotient in Lemma 9.2 is
free over with basis . Project to the coefficient of in this basis. Exactly the weights survive, with multipliers . Their coefficients are the values of the corresponding summands of Equation (47), in the chosen frames and the induced twisted frames. As the full jet map is surjective, these coefficients span , of dimension . Thus the evaluation has full rank at this pair of base points, and hence generically. The calculation uses a basis over the possibly nonreduced algebra , so reducedness of the Frobenius fibers is unnecessary.
The jet calculation at proves generic full rank; the diagonal estimate below will be tested at , obtained from the separately fixed point .
The diagonal filtration
The Frobenius fiber product has the cartesian square
Its reduced subscheme is the diagonal . Put
Write . On this fiber product,
Consequently every pair of weights gives the same line bundle:
On the diagonal of , every source twist of Equation (47) becomes . Finite base change and projection formula identify the twisted target as
The product sections defining the columns restrict to global sections of this one bundle . Their values at a diagonal point therefore lie in the image of in the corresponding fiber of . This proves that the rank at every diagonal point is at most
For a rank- bundle in characteristic , denote by the degree- part of its symmetric algebra modulo the -th powers of local generators. This construction is independent of frame: the -th power of a linear combination is the sum of the -th powers in characteristic . Each is locally free and a quotient of . Set
Filtering by powers of the ideal of the reduced diagonal in gives the graded bundles
Indeed, in smooth local coordinates the algebra is generated by parameter differences with their -th powers zero, and its degree-one conormal is . This coordinate calculation can be made étale locally or in completions and identifies the global associated graded. This is the diagonal-ideal form of the canonical Frobenius filtration [41]. The same calculation, using only the bundle from the second factor, filters with pieces [59]
Complementary multiplication is a perfect pairing, giving
On monomials, each exponent vector pairs with its complement to . The top line transforms by the character : this is immediate on diagonal matrices and hence identifies the character of on that line.
One slope bound and one flag polynomial
We bound the sections of every graded bundle in Equation (50) by its rank times the same scalar polynomial in . This uniformity lets us sum the ranks of the graded pieces without an additional factor for their number. We begin with a slope bound on the fixed curve; here slope means ordinary degree divided by rank.
Lemma 9.4. There is a constant , independent of the sufficiently large residual characteristic and of , such that for one has
Proof. Write for absolute Frobenius of . Langer’s instability estimate [45] [Corollary 2.5] gives
To check the uniform constant, the discrepancy from is at most , where is a nef line bundle such that is globally generated. Its degree can be bounded in terms of the fixed genus, using a sufficiently positive line bundle. Here the rank is , irrespective of the fact that the base is a curve.
We also need, for every integer ,
Fix and . Choose a line bundle of degree , rounded up with a fixed genus-dependent additive constant, so that is globally generated. This follows from Serre duality: after subtracting any point, its minimum slope can be made greater than , which annihilates and makes evaluation at that point surjective. For every vector-bundle quotient of , the bundle is then globally generated. Consequently
Divide by and let to prove Equation (54). This limit is taken for each fixed ; there is no interchange of Frobenius-iteration and characteristic limits.
Since is a quotient of , the perfect pairing Equation (52) yields
The divisors range over a fixed finite list. Combining Equation (44), Equation (46), Lemma 9.4 therefore gives, uniformly for ,
where is fixed. The coefficient provides harmless room in this common bound.
Lemma 9.5. For all sufficiently large ,
The error constant is independent of the filtration index .
Proof. Write the fixed flag as
At step , fix the preceding nonnegative integers and put
For each , the divisor restriction sequence is
Iterating it for and then proceeding to the next member of the flag bounds the section space by
At each stage the remainder is zero after sufficiently negative ample twisting. Its stopping index need not be uniform in , or in the preceding twists: enlarging the nonnegative finite sums to the displayed lattice sum preserves the inequality.
A summand in Equation (56) vanishes when , because then its maximum slope is negative. Each nonzero summand has at most sections. Indeed, evaluation at distinct points is injective; the kernel has negative maximum slope after subtracting those points. By Equation (46) it follows that
The leading coefficient follows from . More importantly, the whole scalar polynomial on the first line is the same for every .
Sum over the filtration in Equation (50). The ranks satisfy , so Equation (57) gives the asserted bound with . There is no extra factor for the number of graded pieces. Finally
by Equation (44), proving the strict inequality for all large .
The determinant has incompatible orders
Choose generically independent columns of Equation (47) from bases of its source vector spaces. Their determinant is a nonzero section
of an actual external-product line bundle. To specify its factors, let be the sum of the weights of the chosen columns in slot . The target determinant is , and the chosen source determinant is . Thus
Every column weight lies between 0 and , so independently of the columns chosen. Under the numerical identification with the base-field twist,
The Frobenius first-Chern-class identity is also [59], Lemma 4.2; it is an identity of rational divisor classes. For the second equality, use (51). Complementary degrees in (52) have total first Chern class . Summing gives
Thus , and Frobenius pullback of twisted divisor classes multiplies by , as required.
For , the fixed movable inequality gives
where pullback by is understood. This concerns only intersections of fixed divisors and the fixed complete-intersection witness, so it remains true on the reduction. The class in (58) differs from its left-hand divisor at by
Its numerator belongs to the fixed finite list , . The resulting error after intersection with is therefore , uniformly over the selected determinant columns.
Let be the twisted point and let . The strict transform of its effective divisor on the blowup at pairs nonnegatively with the twist of . Since , it follows that
The constant is uniform in the columns and in . This argument tests sections on the reduction itself; it does not require them to lift to characteristic zero.
Künneth identifies the space containing with . Choose bases adapted to the orders of vanishing at in each factor. In each degree their leading terms are linearly independent. Tensor products of these leading terms remain independent in each bidegree of the two disjoint sets of parameters; terms of different bidegrees cannot cancel. Every nonzero tensor consequently has order at most the sum of the two maximum basis orders. Applying (59), we obtain
On the other hand, (49), Lemma 9.5 bound the matrix rank at by a number strictly smaller than . Trivialize its line bundles near that point. Invertible constant row operations make more than rows vanish at the point. Each entry of those rows belongs to the maximal ideal, so every term of the determinant has order at least . Therefore
Equations (60) and (61) contradict for sufficiently large .
This contradiction proves Theorem 9.1. The full-rank calculation used , while the diagonal estimate holds at every point and was tested at the separately chosen . The errors were controlled by one fixed finite list of divisor classes and one fixed flag polynomial. Thus their constants do not depend on , the filtration index, or the chosen columns.
The geometric witnesses and smooth nonvanishing
We return to the notation and the hypothetical counterexample of Section 8. Theorem 9.1 asks for fixed divisors, a small polarization and flag, finite two-slot jets, and one actual strongly movable curve. We construct all these inputs in characteristic zero. The positive parts on the scaling models, rather than the original non-nef classes, provide the small polarization. No minimal-model statement or pseudo-effective cone is specialized to positive characteristic.
Theorem 9.6 (The smooth nonvanishing step). Assume the lower-dimensional real-boundary good-model hypothesis of Assumption 2.1. If is a smooth projective complex variety of dimension and is pseudo-effective, then .
In dimension zero the assertion is immediate. On a smooth curve, pseudo-effectivity of gives , hence . We therefore suppose and argue by contradiction. We use the late terminal model , the divisors and , and the scaling models of the preceding section. Fix with Cartier, and write
As before, is a positive integer chosen so that as . Choose the rational number sufficiently small for Propositions 8.1 and 8.3, and also so that
The strict inequalities leave room for the errors that tend to zero with the characteristic. We next fix a sufficiently large integer as in Proposition 8.3, and then choose a positive rational small enough for the estimates below and for . Once those estimates hold, and remain fixed through all the subsequent characteristic-zero constructions and reductions.
A small polarization and a cotangent flag
A small ample polarization and a complete-intersection flag will control the number of sections on the Frobenius thickening of the diagonal. We construct them from the positive part on a scaling model.
Choose a smooth common resolution of and the scaling model for . In this application , , also denote their pullbacks to , and
Let be the pullback of the nef semiample positive part of on its scaling model. The comparison of canonical pullbacks and moving parts gives
To justify these intersections, recall that the maps are small by the choice of the late model. Every divisor exceptional over is therefore also exceptional over . The differences discarded when passing to the moving parts are exceptional over the scaling model, and the transform of is effective up to rational linear equivalence. Intersecting with gives the displayed equalities and inequality. In particular, since ,
Choose small enough that also , and now fix , and the resolution . For a fixed ample divisor , put , where is rational. The strict margins just obtained, together with , allow us to choose small enough that continuity gives
We next choose the flag for the section estimates. The canonical divisor of is pseudo-effective. Generic semipositivity, applied with empty boundary [11], Theorem 2.1, and restriction to a sufficiently general complete-intersection curve give the following fixed data. Apply restriction to the Harder–Narasimhan filtration and its factors [49], Theorem 6.1 and Remark 6.2. Choose successively large divisible integers such that are integral very ample classes, and choose a smooth integral complete-intersection flag
for which
Here and below slopes on mean degree divided by rank. One may obtain the flag by applying restriction to the finitely many Harder–Narasimhan quotients of .
A movable witness for all determinant weights
For the vanishing-order estimate, choose a very general point , away from the exceptional loci, and let be its blowup, with exceptional divisor . Set
This big divisor has the scalar sections controlled by Proposition 8.1: pushing to identifies the section spaces, since the added exceptional part does not change them. If , then
for our sufficiently small . Thus every section of a sufficiently divisible multiple of has normalized order at at most .
We convert this order bound into a curve inequality. It follows that is not pseudo-effective. Otherwise its convex combination with the big class would make big for some rational , giving a section of excessive order. Movable-curve duality [8] therefore supplies an actual covering curve class on such that
The strictness lets us fix an algebraic family that will survive reduction. More precisely, the negative pairing can first be detected by a strongly movable curve: take the pushforward of a general complete intersection of very ample divisors on one fixed smooth birational model of . Fix this model, its divisors, and the resulting covering family. Thus the choice consists of finite algebraic data, rather than a limiting real movable class. Positivity of follows from the strict inequality and pseudo-effectivity of .
To turn this curve into the witness required by Theorem 9.1, set on ; it is an integral Cartier divisor. We verify all its weight inequalities before proceeding to the jet construction. Put for . The equality gives
This class is pseudo-effective in characteristic zero: , is pseudo-effective, and are effective up to the stated equivalences. Pairing with the fixed strongly movable class therefore gives
These are the required movable inequalities. Only the two endpoint inequalities need to be retained as finite data, since the pairing is affine in . The common theorem spreads these fixed numerical inequalities and the actual birational complete-intersection witness; it does not spread the pseudo-effective assertion used to obtain them.
A finite two-slot jet system
We must similarly realize the two-slot jet estimate by finitely many sections before reducing. Their products will then supply the jet orders needed for arbitrarily large characteristics.
On , let
with the symmetric-power convention for the projective bundle. Proposition 8.3 gives a semiample big model whose Seshadri constant exceeds at a very general torus point. On the open set where its birational contraction is an isomorphism, the jet interpretation of the Seshadri constant consequently gives an integer such that generates jets of order at least at a fixed smooth torus point . Indeed, on the ample model choose a rational number strictly between and its Seshadri constant. On the blowup of the selected smooth point, the pullback of the ample class minus times the exceptional divisor is ample. Serre vanishing and the exceptional-divisor sequence then give jets of order for all sufficiently divisible large . Pulling sections back on the isomorphic open gives the asserted bound. Enlarge to clear every denominator, in particular that of , and fix finitely many sections realizing this jet surjection.
Applying the comparison
All the preceding choices are now fixed. With , the dimension, intersection and flag hypotheses of Theorem 9.1 are Equations (62), (64), and (65). The curve construction gives its movable witness and both endpoint inequalities, and the finite jet system gives the required surjection at . This point need not lie over the separately chosen testing point . The proof of the common theorem also fixes its auxiliary divisor and finitely many filler sections before choosing any residual characteristic.
The common theorem now rules out these fixed data. Its contradiction compares two orders of the same nonzero determinant. After reduction, the Frobenius direct image used there has rank , so has rank . The fixed jets give full evaluation rank , while the small polarization bounds the rank on the diagonal by . Thus a nonzero maximal minor vanishes to order at least at , where is the Frobenius image of the testing point . Its line bundle is an actual external product. Applying the fixed curve inequality to each factor bounds the same order above by , a contradiction for large . The theorem proves these determinant estimates for the fixed witnesses we have now supplied; it requires no additional geometric input here.
All constants are fixed before the residual prime varies. The contradiction excludes the assumed counterexample and proves Theorem 9.6.
Completion and change of ground field
Smooth nonvanishing is now available in the order required by the induction. We first finish the complex proof, including descent from the good model to the original normal variety. We then descend the globally generated Cartier multiple to an arbitrary algebraically closed field of characteristic zero.
Proof of Theorem 1.1 over .* Use dimension induction in the real-boundary category of Proposition 2.5. In dimension zero the variety is a point. Suppose the good-model assertion holds in all smaller dimensions. The signed-representative argument (Theorem 3.1), the exclusions, and the jet estimates are then available with exactly that lower-dimensional hypothesis. Theorem 9.6 establishes smooth nonvanishing in the present dimension. Proposition 2.5 therefore proves the real-boundary good-model assertion in the present dimension. This is precisely the hypothesis needed to continue to the next dimension.
Apply this to the rational lc pair of Theorem 1.1. Let be a crepant dlt model and let be its good log minimal model. Take a common resolution , , and put . Then
The first equality is crepancy. The second is the nef comparison in Lemma 2.2, since is nef. The right side is semiample because is a good model, so the pullback of is semiample. Normality gives . Choose a sufficiently divisible Cartier multiple whose pullback is globally generated. The projection formula identifies its sections with those of its pullback. Surjectivity of evaluation upstairs implies surjectivity downstairs: otherwise a base point downstairs would make every pulled-back section vanish on its nonempty fiber. Hence is semiample. □
Proposition 10.1 (Change of algebraically closed field). The conclusion of Theorem 1.1 over implies its conclusion over every algebraically closed field of characteristic zero.
Proof. Let be defined over such a field . Choose a finitely generated subfield over which the projective variety, the rational boundary, a Cartier multiple of its adjoint, and a log resolution are all defined. After enlarging if necessary, these data base change to the given data. Let be its algebraic closure inside , and denote the resulting pair by . Choose an embedding , and write for the complex base change.
The chosen log resolution tests log canonicity after either algebraically closed field extension: its boundary remains simple normal crossing and all discrepancy coefficients remain unchanged. The descended pair is consequently lc over both and .
Nefness is also invariant under such extensions. Indeed, a curve over an extension is represented by a point of a relative Hilbert scheme after its finite defining data have been spread over a finite-type parameter scheme. The degree of a fixed line bundle is constant in the resulting flat family. Specializing to a closed point over the algebraically closed smaller field preserves a negative degree, if one existed; some irreducible component of the specialized curve would then have negative degree. This contradicts nefness over that field. Conversely, curves over the smaller field remain available after extension. Apply the converse to : nefness of gives nefness of . Apply the forward direction to : its complex base change is nef as well.
The complex case supplies an integer , enlarged to a multiple of the Cartier index fixed over , for which the Cartier line bundle becomes globally generated over . Proper flat base change for sections identifies
Tensoring the evaluation map for with therefore gives the surjective complex evaluation map. Its coherent cokernel is zero by faithful flatness. Extending from to preserves this surjectivity, so the same integer gives a globally generated line bundle on the original .
Together with Proposition 10.1, the complex proof establishes Theorem 1.1 in its stated generality.
Good models, linear triviality, and boundary consequences
The real-boundary induction and the final line-bundle descent have different natural scopes. We first record good-model existence over , including the precise smooth canonical comparison used by fiber-space applications. We then deduce actual rational-linear triviality in Iitaka dimension zero over every field covered by Theorem 1.1. Finally, over , normalization gluing and a section-extension theorem give two consequences for reducible boundaries and nonnormal pairs.
Theorem 11.1 (Real-boundary good models over ). Every projective log canonical pair over , with effective real boundary and pseudo-effective real Cartier adjoint , has a good log minimal model. Real semiampleness has the meaning fixed in Section 2.
Proof. The simultaneous induction in Section 10 starts with dimension zero and proves the full real-boundary conclusion of Proposition 2.5 at each dimension. In particular, its conclusion applies to the given pair before any rational-boundary or nefness specialization.
Corollary 11.2 (Smooth canonical good models). Let be a smooth projective complex variety with pseudo-effective . There is a normal projective -factorial klt variety and a -negative birational contraction such that is -Cartier and semiample. On a common smooth resolution , , compatible canonical divisors satisfy
In particular . Proof. Apply Theorem 11.1 to the klt pair . Choose its -factorial log minimal model, as in the construction of Proposition 2.5. The klt clause of Lemma 2.2 shows that it extracts no divisor, remains klt, and has the displayed effective exceptional comparison. Its boundary is zero, being the strict transform of the zero boundary with no extracted divisors. Discrepancies strictly improve at contracted divisors, which is the -negative condition; semiample-ness is the good-model conclusion. For sufficiently divisible , the effective -exceptional divisor satisfies , since is normal. Projection formula and the displayed comparison identify the pluricanonical section spaces. Their ratios agree in the common function field, proving the assertion about Iitaka dimension.
Lemma 11.3. Let be a nonempty integral projective variety over an algebraically closed field, and let be a semiample -Cartier divisor. If , then .
Proof. Choose a positive integer such that the line bundle is globally generated. Its complete system gives
The image has dimension at most , so it is a point. A linear form nonzero at that point pulls back to a nowhere-vanishing section of . Thus , an actual line-bundle isomorphism, and .
Corollary 11.4. Let satisfy the hypotheses of Theorem 1.1. If , then . In particular, every nef rational adjoint of Iitaka dimension zero on a projective klt fivefold over an algebraically closed field of characteristic zero is -linearly trivial.
Proof. Theorem 1.1 gives semiample-ness on the original normal variety. Lemma 11.3 gives a positive Cartier multiple with trivial associated line bundle. Klt pairs are lc, so the fivefold assertion is a special case.
Thus the nef adjoint also has numerical dimension zero. This is a consequence of the trivializing Cartier multiple, not an additional hypothesis. The multiple may depend on the pair; no uniform index is asserted.
Semi-log-canonical abundance and dlt extension
We use the standard semi-log-canonical convention, in which the underlying projective scheme may be reducible or nonnormal. It is reduced, satisfies , is pure-dimensional, and has ordinary double crossings in codimension one. No component of the effective boundary is contained in the codimension-one singular locus. If is the normalization, the boundary defined by
includes the conductor boundary, and is componentwise log canonical. These are the conventions of [26], Definition 2.5.
Corollary 11.5 (Semi-log-canonical abundance over ). Let be a projective semi-log-canonical pair over , where is an effective rational divisor and is -Cartier. If is nef, then it is semiample.
Proof. Write for the normalization and put . Each is a normal projective log canonical pair with effective rational boundary. The adjoint is the pullback of , so it is nef. Theorem 1.1 makes each of these adjoints semiample. There are only finitely many components, hence one common positive Cartier multiple is globally generated on their disjoint union. Thus is semiample. The normalization gluing theorem [26] now gives semiampleness on .
Corollary 11.6 (Supported extension for dlt pairs over ). Let be a projective dlt pair over , where is an effective rational divisor, and put . Assume that is nef and that, for an effective rational divisor ,
Then, for every integer for which is Cartier, the restriction map
is surjective.
Proof. Set . The pair is dlt, is an effective rational divisor, and . Since a dlt pair is log canonical, Theorem 1.1 makes its nef adjoint semiample. The pair and the displayed effective representative therefore satisfy the hypotheses of [26], which gives the stated restriction surjectivity for every Cartier multiple with . This is the supported extension formulation in [26].
The first corollary settles the rational-boundary form of the semi-log-canonical abundance conjecture [26] in every dimension over . The second settles the supported dlt extension conjecture [26] with the precise Cartier-multiple range supplied by Proposition 5.12. Both are applications of the cited implications after normal abundance has been established here. The support condition is retained; no arbitrary restriction-surjectivity statement is asserted.
Finite generation of rational log canonical rings
The preceding results also settle finite generation for rational lc pairs. The finite-generation conjecture asks whether finitely many rounded pluricanonical sections generate the log canonical ring [28]. The assertion below concerns the full rounded ring, not merely a sufficiently divisible subring, and requires no nefness assumption. For the projective absolute statement, we combine the ordinary minimal-model theorem with log abundance and keep track of every rounded degree. For the proper relative statement over , we apply Fujino–Gongyo’s published reduction from good minimal models. In that relative statement the morphism is only required to be proper; the source need not be projective over .
For an integral Weil divisor on a normal variety , denotes its divisorial sheaf. For a rational divisor on and nonnegative integers , the inclusions give the usual multiplication on the section algebras below.
Corollary 12.1 (Finite generation for rational lc pairs).
(i) Let be an algebraically closed field of characteristic zero, let be a normal projective log canonical pair over , and assume that is rational and is -Cartier. Then
is a finitely generated -algebra.
(ii) Let be a log canonical pair over , with rational and -Cartier. For every proper morphism onto an algebraic variety , the relative log canonical algebra
is a finitely generated -algebra.
Proof. In dimension zero, is a point, and in (ii) so is . The boundary and canonical divisor are zero, and the two algebras are and , respectively, with . We therefore assume .
We first prove (i). If is not pseudo-effective, a nonzero section in degree would give
This would make pseudo-effective. Thus all positive graded pieces vanish in this case. Since , we have .
Suppose now that is pseudo-effective. The ordinary-pair conclusion of the companion minimal-model theorem [53] gives a normal projective lc pair and a birational map extracting no divisors, with and -Cartier and nef. Log discrepancies do not decrease. Theorem 1.1 makes the rational adjoint semiample.
On a common smooth resolution , , choose compatible canonical divisors. Then
Indeed, the coefficient of at a prime divisor is , which is nonnegative by the discrepancy comparison. Suppose is not -exceptional. Since extracts no divisors, is the strict transform of a divisor on . The pushed-forward boundary gives equality of these discrepancies. This proves the asserted support.
For any normal variety , rational Cartier divisor , and , the nonzero global sections of are exactly the rational functions satisfying
This is equivalent to the usual inequality with because the coefficients of are integers. If the inequality holds on , pull back its effective -Cartier left side to and push forward by . Equation (67) and give the inequality on . Conversely, pull back the inequality on , add , and push forward by . Thus, inside the common function field,
These identifications preserve multiplication, so they identify the full graded rings.
It remains to use semiample-ness on . Choose such that is Cartier and globally generated. Its complete linear system defines with . Let act on by pulling back the coordinate sections, each in degree . For , put , which is coherent on because is proper. Since
projection formula identifies the part in degrees congruent to modulo , as an -module, with
This is a finite -module by the standard finite-generation theorem for section modules [61], Lemma 30.14.1(5). There are only residue classes, so is finite as an -module and hence finitely generated as a -algebra. This proves (i).
For (ii), set . In the notation of Fujino–Gongyo, Conjecture asks for good minimal models of projective -factorial dlt pairs with effective real boundary and pseudo-effective adjoint in dimensions at most . Theorem 11.1 supplies this statement. Its good-model convention is the one fixed in Section 2, with a -factorial dlt model as in Proposition 2.5. Theorem 1.1 of Fujino–Gongyo [28] therefore gives their Conjecture : finite generation of the log canonical ring for projective rational plt pairs of dimension whose adjoint is big and whose boundary has irreducible round-down. Their relative reduction, Corollary 1.4, applies to the given rational lc pair and proper morphism onto , and gives exactly (ii) without requiring to be projective over . Their Theorem 1.1 also gives (i) directly when .
The good-model input allows real boundaries, but both finite-generation statements retain rational boundaries. In the absolute proof, rationality is what leaves finitely many residue-class section modules. The relative assertion is finite generation over the algebraic base in the complex setting; it is not a claim about rounded rings for real boundaries or about analytic bases. No uniform degree bound for generators is asserted.
Rational curves, cotangent positivity, and covers
We first combine smooth canonical nonvanishing with classical results on rational curves and cotangent tensors. We then use smooth abundance to remove the abundance premise from the quasi-projective-cover results of Claudon, Höring and Kollár. Throughout this section, . We retain the convention , and regard a point as rationally connected but not uniruled.
Corollary 13.1 (Uniruledness and Mumford’s criterion). Let be a smooth connected projective complex variety.
(i) is uniruled if and only if .
(ii) is rationally connected if and only if
Proof. For positive-dimensional , the theorem of Boucksom–Demailly–Păun–Peternell [8], Corollary 0.3 and Theorem 2.6] says that is non-uniruled exactly when is pseudo-effective. Corollary 11.2 then gives : the semiample canonical divisor on the good model has a nonzero section in a positive multiple, and the pluricanonical section spaces agree. Conversely, a nonzero pluricanonical section makes pseudo-effective. This proves (i).
For (ii), rational connectedness forces all positive covariant tensor differentials to vanish, as recalled by Lazić and Peternell. For the converse, their Proposition 2.4 reduces Mumford’s criterion in dimension to tensor nonvanishing for smooth projective varieties of positive dimension at most whose canonical class is pseudo-effective [46]. If is such a variety of dimension , the preceding good-model argument supplies a nonzero section of for some integer . Antisymmetrization embeds into over ; tensoring this injection times gives the required nonzero tensor differential. This is the observation in [46], so their reduction applies in every dimension. Both assertions for a point follow from our conventions.
For a smooth connected projective complex variety , let be a smooth projective model of the base of its maximal rationally connected (MRC) fibration. This base is determined up to birational equivalence and is non-uniruled unless it is a point. We use .
Corollary 13.2 (Pluriforms and the rational quotient). (i) For every smooth connected projective complex variety ,
(ii) A compact connected Kähler manifold is rationally connected if and only if
Proof. Write in (i). Resolve the MRC map to a morphism , with smooth and projective. For a smooth general fiber , the cotangent sequence is
If , every graded piece of the induced exterior-power filtration on contains a positive exterior power of : at most factors can come from . Consequently, for , the graded pieces of the induced filtration on are direct summands of sums of positive tensor powers of . Here we use antisymmetrization and symmetrization over . Rational connectedness of makes all their sections vanish, by Corollary 13.1. A global section therefore vanishes on every sufficiently general fiber, hence on . Birational invariance of global covariant tensor differentials on smooth projective varieties gives the same vanishing on . This is the upper-bound argument of [9].
If , the smooth non-uniruled base has by Corollary 13.1. A nonzero section of for some pulls back to a nonzero section of . The pullback is taken on and descends to by the same birational invariance. If , the term gives a nonzero section and the same equality follows. This is the equality predicted in the remark ending [9].
For (ii), the forward vanishing is the rational-curve argument recalled by Brunebarbe and Campana in the same section. Conversely, the stated vanishing gives . Kodaira’s projectivity criterion then makes projective: the real degree-two cohomology is of type , so a rational class sufficiently close to a Kähler class is still Kähler, and clearing denominators gives an integral Kähler class. This is the projectivity reduction in [9]. Part (i) now applies. Its maximum is zero because every term with vanishes, so the MRC base is a point and is rationally connected.
We next use ordinary cotangent invariants, with no boundary. If is a coherent rank-one subsheaf of a vector bundle on a smooth projective variety, its double dual is a line bundle; put . Define
where is an integer and the value is if no such sheaf has nonnegative Iitaka dimension. The inclusion of extends to its double dual: away from codimension two these sheaves agree, and a map into a locally free sheaf extends across that subset. Taking tensor powers then realizes the systems , for integers , inside higher cotangent tensor powers. Thus allowing all makes this equivalent to Campana’s definition using the dimensions of the rational maps defined by . For positive-dimensional , also put
Here is an integer, is coherent, and . These are the invariants used in Campana’s Appendix A to Taji [60].
Corollary 13.3 (Cotangent invariants and the MRC base). Let be a smooth connected projective complex variety. Then
In particular, if is positive-dimensional and non-uniruled, then . If is positive-dimensional and , then
Proof. Campana’s birationally invariant fibration properties [60] (Appendix A, property 4) give : the general MRC fiber is rationally connected and has . Indeed any rank-one subsheaf with nonnegative Iitaka dimension would give a section of a positive tensor power, contrary to Corollary 13.1; a point has by the empty maximum. Birational invariance permits resolving the MRC map. If is a point, the displayed formula therefore follows without changing our convention .
Suppose that has positive dimension. It is non-uniruled, so by Corollary 13.1. To apply Campana’s abundance deduction [60] (Conjecture A.2 and Remark A.3), take a resolved Iitaka fibration , with and smooth and projective, birational to , and . Its smooth general fiber has . If is positive-dimensional, Corollary 11.2 and Lemma 11.3 give a normal birational good model with . In particular its canonical divisor is numerically trivial on its smooth locus. Campana’s criterion [60] (Appendix A, Examples A.1(2)) says that the existence of such a normal birational model implies ; it does not require itself to be trivial. Property 4 of the same appendix and birational invariance now give . If is a point, this upper bound is simply . The reverse inequality is one of the defining cotangent inequalities recorded in the same appendix. This proves the piecewise formula. A non-uniruled has birational to , giving the first stated specialization.
Campana also records [60] (Appendix A, property 2). When , Corollary 13.1 makes non-uniruled, and the two outer terms are equal by the formula just proved. Thus . This is the abundance consequence recalled by Taji [60] (Theorem 1.3), who attributes it to Campana [10] (Proposition 3.10). ∎
Corollary 13.4 (Finite fundamental group in Kodaira dimension zero). Let be a positive-dimensional smooth connected projective complex variety. If and , then its ordinary topological fundamental group is finite.
Proof. Corollary 13.3 gives . Campana’s criterion [10], in the form recalled by Taji [60], gives the conclusion.
Quasi-projective covers
Here a quasi-projective cover means a complex analytic covering space biholomorphic to a quasi-projective variety; its deck transformations need not be algebraic. The following application describes such covers in terms of bundles over abelian varieties.
Corollary 13.5 (Quasi-projective covering spaces). Let be a connected normal projective complex variety.
Its universal cover is biholomorphic to a quasi-projective variety if and only if there is a finite étale Galois cover and a locally trivial holomorphic fiber bundle , where is an abelian variety and the fiber is simply connected and projective.
If is an infinite étale Galois cover and is biholomorphic to a quasi-projective variety, there are a finite étale Galois cover , a locally trivial holomorphic fiber bundle over an abelian variety, and an étale cover with no positive-dimensional compact analytic subvarieties, such that
as covering spaces over .
Proof. Theorem 1.1 with zero boundary on a smooth projective complex variety gives precisely Conjecture 1.2 of Claudon–Höring–Kollár [14]. Their Theorem 1.1 and Corollary 1.5 therefore give (i) and (ii), respectively.
The simply connected fiber condition belongs to (i), not to the general-cover statement (ii). Local triviality is holomorphic; no global product after a finite cover or compact Kähler extension is asserted.
Relative abundance for projective analytic morphisms
The complex rational case of Theorem 1.1 supplies the algebraic fiber input in Fujino’s relative analytic reduction [25]. We record only its normal rational case. Throughout this section, complex analytic spaces are Hausdorff and second-countable, and a complex variety means a reduced and irreducible complex analytic space, as in [25].
Here a projective analytic morphism is proper and possesses a relatively ample line bundle. Rational Cartierness is local on the source; a single global Cartier index is not part of that definition. A divisor is -nef over if it has nonnegative intersection with every projective integral curve contracted by , over every point of . These are the conventions of [24].
Corollary 14.1 (Relative analytic abundance). Let be a projective surjective morphism of normal complex analytic varieties. Let be a log canonical pair with an effective rational divisor and -Cartier. Assume that is -nef over all of . For every compact subset , there exist an analytic open neighborhood and a positive integer such that is Cartier, where , and the line bundle
is generated relative to . Equivalently, the evaluation map
is surjective.
Proof. Since is proper, is compact. Local rational Cartier indices therefore have a common multiple on an open neighborhood of . The image of the closed set is closed and disjoint from , so there is an open neighborhood with . Thus is Cartier over .
Fix . Following [25], the proof of Theorem 1.10, p. 30, work over a sufficiently small neighborhood of contained in and take a crepant dlt blow-up . Put and . For every log canonical stratum of , including itself, adjunction gives an effective rational boundary with
The strata are normal, and this adjoint is nef over . On each normal projective component of an analytically sufficiently general fiber of , restriction gives a log canonical pair with effective rational boundary and nef adjoint . Theorem 1.1 makes this adjoint semiample, so its Iitaka and numerical dimensions agree. Thus is abundant over for every stratum: this is precisely -log abundance in [25], Definitions 2.10 and 2.13.
The nef-and-log-abundant theorem [25], Theorem 1.4 now gives a relatively generated multiple of over a neighborhood of . Enlarge its integer to a multiple of ; tensor powers preserve relative generation. Normality gives , and projection formula identifies the direct images over of and . Their evaluation maps are related by pullback. Generation upstairs therefore implies generation downstairs: a base point downstairs would make every pulled-back section vanish on its nonempty fiber.
Choose finitely many of these neighborhoods covering , and let be a common multiple of . Put . The divisor is Cartier over , and its line bundle is relatively generated on each . Surjectivity of evaluation is local on the base, so it holds over , as asserted.
The base need not be algebraic, compact, or Stein, and need not be a Stein compact subset. The integer may depend on the pair, the morphism, and ; no single Cartier index or relatively generated multiple over all of a noncompact base is asserted. The nefness premise is over all of , not only over . Projectivity cannot be replaced here by mere properness or by a Kähler hypothesis: when is a point it requires to be projective. The statement does not include real boundaries or semi-log-canonical analytic pairs.
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