Introduction

Let (X,B)(X, B) be a projective log canonical pair with rational boundary. Its log canonical divisor KX+BK_X + B records the canonical class together with the boundary. A rational Cartier divisor is nef if its degree on every curve is nonnegative. It is semiample if a positive Cartier multiple is generated by global sections. Such a multiple defines a morphism, so semiampleness turns numerical positivity into a fibration described by sections. The log abundance conjecture asks whether a nef log canonical divisor is semiample. We give a positive answer in characteristic zero.

Theorem 1.1 (Log abundance). Let (X,B)(X, B) be a normal projective log canonical pair over an algebraically closed field of characteristic zero. Assume that BB is an effective rational divisor and KX+BK_X + B is Q\mathbb{Q}-Cartier. If KX+BK_X + B is nef, then some positive Cartier multiple of it is generated by global sections.

The proof proceeds by dimension induction over C\mathbb{C}. Its inductive assertion is stronger than the displayed theorem: every projective lc pair with effective real boundary and pseudo-effective real Cartier adjoint has a good log minimal model, on which the adjoint is semiample. Smooth canonical nonvanishing asks whether a pseudo-effective canonical class on a smooth variety has a nonzero pluricanonical section. We establish this statement in each dimension before that good-model assertion is used in the same dimension. At the end, descent of the evaluation map of an actual Cartier line bundle gives the theorem over every algebraically closed field of characteristic zero.

We write κ(L)\kappa(L) for the Iitaka dimension of a rational divisor LL, with value −∞-\infty if all positive integral systems are empty. The consequences fall into three groups. Good models, rational-linear triviality when κ=0\kappa= 0, and gluing and extension across boundaries are treated in Section 11. Finite generation of the algebras of rounded pluricanonical sections is proved in Section 12, both absolutely in characteristic zero and for proper morphisms over algebraic bases over C\mathbb{C}. Section 13 relates canonical nonvanishing to rational curves, cotangent tensors, fundamental groups, and quasi-projective covers. These sections give the full statements, additional hypotheses, and derivations from the work of Fujino–Gongyo, Boucksom–Demailly–Păun–Peternell, Lazić–Peternell, Brunebarbe–Campana, Campana, Taji, and Claudon–Höring–Kollár.

There is also a relative analytic application of Fujino’s theorem: Section 14 treats projective surjective morphisms of normal complex analytic varieties with rational lc adjoint nef over the whole base. It obtains a relatively generated Cartier multiple near each compact base subset; the multiple may depend on that subset. This is distinct from the compact Kähler symmetric-pluriform criterion in Section 13; the cotangent-invariant and fundamental-group consequences there remain projective.

Historical development

The threefold proofs show why nonvanishing and boundary geometry are central to abundance. Miyaoka proved the numerical-dimension-one case by studying an effective pluricanonical divisor and its infinitesimal neighborhoods after suitable coverings [50]. Kawamata proved the remaining numerical-dimension-two case for minimal threefolds [38], Theorem 3.1. His Section 4 gives an alternative proof of Miyaoka’s case through finite covers, Hodge theory and compatible infinitesimal deformations. Keel, Matsuki and McKernan established the logarithmic theorem [39, 48, 40]. Fujino extended abundance to semi-log-canonical threefolds [21], where sections on the normalization must agree along the conductor before they define sections on the original space. This compatibility is also needed in higher-dimensional induction: the coefficient-one boundary can be reducible even when the ambient variety is normal.

In higher dimensions, Birkar, Cascini, Hacon and McKernan established minimal models for klt pairs in the big-boundary or log-general-type range [6]. Their finite-generation theorem for projective rational klt pairs does not require bigness [6], Corollary 1.1.2. The rational lc finite-generation consequence below goes beyond that klt setting. Two distinctions remain essential on the boundary of the positive cone. First, nonvanishing produces sections but does not by itself assert that a nef adjoint is semiample. Hashizume reduces real-boundary log canonical nonvanishing and ordinary minimal-model existence through dimension nn to smooth canonical nonvanishing in dimension nn [36], Theorem 1.4]. Our induction must then make these models good. For positive Kodaira dimension, the required step is supplied by lower-dimensional good models [28], Lemma 3.5]. Second, Kodaira dimension zero and numerical dimension zero are different hypotheses. Gongyo proves that a numerically trivial rational log canonical adjoint is Q\mathbb{Q}-linearly trivial [30], Theorem 1.2]. In the zero-Iitaka argument below, numerical triviality forces an already available effective representative to vanish.

Recent work of Liu and Xu treats numerical dimension at most one. Their Theorem 5.1 gives good minimal models for projective log canonical pairs of dimension at most five with nonnegative invariant Kodaira dimension and numerical dimension at most one; their Theorem 5.4 gives a reduction in that numerical range to smooth nonvanishing [47]. The induction here has no numerical-dimension restriction. The ordinary-pair specialization of the companion generalized-minimal-model paper [53], Corollary 1.2] concerns existence of a nef model. It is not an input to this good-model induction. After abundance has been proved, we use that ordinary-pair result in the absolute finite-generation argument of Section 12.

The two tasks in the induction

Assuming good models in dimensions below nn, we first prove smooth canonical nonvanishing in dimension nn, and then make the resulting log minimal models good. Both tasks use a criterion for a signed representative on a reduced boundary. The lower-dimensional hypothesis supplies its whole-boundary semi ampleness assumption. We describe this common ingredient first. For a nef divisor LL, write ν(L)=max⁡{j:LjHn−j>0}\nu(L) = \max\{j : L^jH^{n-j} > 0\}, where HH is ample and n=dim⁡Xn = \dim X. The criterion is

L=KX+D nef,L−cD pseudo-effective (c>0),L = K_X + D\ \text{nef}, \qquad L - cD\ \text{pseudo-effective }(c > 0),
L∼Q∑iaiDi,L∣D semiample⟹κ(L)=ν(L).L \sim_{\mathbb{Q}} \sum_i a_iD_i, \qquad L|_D\ \text{semiample} \quad\Longrightarrow\quad\kappa(L) = \nu(L).

Here (X,D)(X,D) is projective Q\mathbb{Q}-factorial dlt, and D=∑iDiD = \sum_i D_i is the decomposition of the reduced boundary into its prime components. The rational coefficients aia_i may be positive, negative, or zero. Semiampleness is required on the entire reduced scheme DD. Normalization and conductor gluing therefore belong to the induction, as in the slc interface of Fujino–Gongyo [26]. For the good-model task, positive Kodaira dimension is handled by lower-dimensional good models; the signed criterion addresses the remaining zero-Iitaka-dimension case in Proposition 2.5.

The signed criterion is proved geometrically. A generated multiple of L∣DL|_D defines a morphism from DD to projective space. Over a general point of the image of a positive-coefficient component, a root construction separates that component from the negative and coefficient-zero boundary. A filtered Hodge-module calculation lifts local parameters on this image, together with a parameter transverse to the lifted boundary, through all infinitesimal neighborhoods. Fixing the lifted base parameters and varying the transverse one deforms a boundary fiber into a projective subvariety disjoint from DD. Varying the fiber gives a dominating family on which LL is trivial. Section 5 explains the final geometric step: these subvarieties bound the dimension of the nef reduction, and vertical descent identifies LL with the pullback of a big divisor on its base.

This formal deformation method has a direct precedent in Miyaoka’s construction; Miyaoka credits Reid with the suggestion to analyze a pluricanonical divisor [50]. Boundary extension provides a second related approach. Demailly, Hacon and Păun use a singular-metric refinement of Ohsawa–Takegoshi extension to extend pluricanonical sections in the purely log terminal setting [18]. Their nef corollary requires an effective representative whose support contains the coefficient-one divisor and lies in the boundary. Chan and Choi subsequently removed the containment of that representative in the boundary [13]. Here the representative may have both signs, and compatibility is required across the whole reducible boundary. We therefore construct compatible formal lifts on the whole reduced boundary. Semiampleness on that boundary is supplied by the normalization theorem of Fujino and Gongyo [26].

The construction combines familiar tools with an additional compatibility argument. Normalized cyclic covers and their eigenspaces follow the formalism of Esnault and Viehweg [20]. Deligne’s logarithmic Hodge theory supplies the underlying framework [16]. On the singular boundary, we use Saito’s projective strictness and graded de Rham vanishing, together with his comparison with the Du Bois complex [56] and [57]. The proof must still identify the obstruction to lifting and show that these ordinary-variety results apply to the covering construction.

Smooth nonvanishing. To prove smooth nonvanishing, suppose instead that a counterexample exists. The zero-boundary case of logarithmic Iitaka subadditivity, stated below as Theorem 1.2, first excludes positive irregularity through the Albanese map. This is its only use in the proof. The geometric preparations rule out two ways it could be covered by lower-dimensional subvarieties: families that carry a positive current pulled back from a smaller space, and covering families of curves with bounded genus and bounded degree after normalizing the nef divisors used in the construction to a fixed small positive volume. The first exclusion uses positive currents and algebraic webs. The second uses an ascending chain condition for the singularity multiplicities of one fixed current, measured by Lelong numbers at valuations of bounded discrepancy. The signed criterion has a second role here: it forces the full reduced support of any signed canonical representative to have big logarithmic adjoint, as proved in Proposition 6.10. This will control the multisections in the two-slot construction below.

These exclusions produce two incompatible estimates for vanishing at a moving point. At a very general point, the first estimate bounds the vanishing order of every nonzero section of a Cartier multiple kPkP of a suitable nef divisor PP by kk times a small normalized constant. To obtain sections with stronger jet separation, we use the projective bundle associated to the sum of the two pullbacks of a line bundle to the product of a smooth model with itself. Its two summands allow the argument to move in either factor.

Failure of the required jet separation would produce a moving base component. Slice estimates and the curve exclusions leave only components that project generically finitely onto both base factors, hence give correspondences between them. Their branch divisors cannot sweep either factor; a fixed branch complement and bounded degree therefore leave only finitely many covers. After fixing the covers, the correspondences give a family of birational maps whose graphs dominate their product. Hanamura’s birational-group theorem then makes a fixed cover birational to an abelian variety [35] (Theorems 2.1–2.2). The ramification and positive-current argument in Section 6 would give a pluricanonical section on the counterexample, again a contradiction.

Once the projective bundle, its divisors, and the required finite collection of jet sections are fixed, reduction modulo a large prime gives an evaluation map on the product of two copies of the Frobenius-twisted model. The map has full generic rank. Its restriction to the ordinary diagonal is controlled by sections on the Frobenius thickening of the diagonal, where the two relative Frobenius maps agree. A filtration of those sections gives a much smaller rank bound there. The determinant is a section of an external product of two line bundles. The first estimate, expressed by a fixed movable curve on a blowup, bounds vanishing in each factor and hence the order of the determinant at the selected diagonal point. The rank deficit gives a larger lower bound on that order, a contradiction.

Theorem 9.1 states this incompatibility for a fixed smooth variety, fixed jet sections, and a fixed movable-curve bound. Its proof opens Section 9 and uses neither abundance nor subadditivity. The geometric application follows in the same section, using the fixed inputs supplied by the preceding curve exclusions and jet constructions. The numerical subadjunction and moving-kernel results needed for those constructions are proved in Section 7.

The numerical part combines two established methods. The argument that follows a moving base component uses differentiation in the parameter space, as in Ein–Küchle–Lazarsfeld [19] (Proposition 2.3); we give the tracking and adjunction estimates needed here. After reduction to positive characteristic, we compare ordinary jets with Frobenius jets using the local containment recorded by Mustață–Schwede [52] (eq:2.8). The resulting evaluation map is studied through Sun’s canonical Frobenius filtration [59] (Theorem 3.7), whose curve case is treated by Joshi–Raman–Xia–Yu [37] (Section 5.3). We use its description by powers of the diagonal ideal due to Kitadai–Sumihiro [41] (Definition 3.1 and Remark 3.2). Langer’s instability estimate [45] (Corollary 2.5) then controls the slopes of the graded bundles.

The subadditivity input

The all-dimensional argument uses the following completed companion result. Its application occurs only in Lemma 6.1.

Theorem 1.2 (Logarithmic Iitaka subadditivity, [54]). Let f ⁣:X→Yf \colon X \to Y be a surjective morphism with connected fibers between smooth connected projective complex varieties. Let DX,DYD_X,D_Y be reduced effective simple normal crossing divisors, allowing zero boundaries, such that

Supp⁡(f∗DY)⊆Supp⁡(DX).\operatorname{Supp}(f^*D_Y) \subseteq\operatorname{Supp}(D_X).

For a very general smooth fiber FF, put DF=DX∣FD_F=D_X|_F. Then

κ(X,KX+DX)≥κ(F,KF+DF)+κ(Y,KY+DY).\kappa(X,K_X+D_X) \ge\kappa(F,K_F+D_F)+\kappa(Y,K_Y+D_Y).

Here DFD_F is reduced with simple normal crossings and KF+DF∼(KX+DX)∣FK_F+D_F \sim(K_X+D_X)|_F. The convention (−∞)+b=−∞(-\infty)+b=-\infty applies also when b=−∞b=-\infty, and the zero divisor on a point has Iitaka dimension zero.

The support inclusion allows additional components in DXD_X, and the morphism need not be smooth away from the boundary. The theorem has no nefness, abundance, bigness, or good-model hypothesis. Its zero-boundary case is used in the Albanese reduction of Section 6; this is the sole subadditivity input in our proof. The separate characteristic-zero specialization [54] uses a geometric generic fiber. We keep that field-and-fiber statement distinct from the complex, very-general-fiber statement above. No fractional-boundary, orbifold, nonprojective, Hodge-conjectural, or arithmetic extension is assumed here.

The particular zero-boundary application in Lemma 6.1 also follows from the external maximal-Albanese-dimension theorem of Hacon, Popa and Schnell [34]: the smooth base there maps generically finitely to a subvariety of an abelian variety. Cao and Păun prove the underlying abelian-base case [12]. These results cover that application, not the full logarithmic statement above.

Reading order. Section 2 sets out the dimension induction. Sections 3–5 prove the signed-boundary criterion: first the root and adjunction construction, then infinitesimal lifting, and finally compact fibers and descent. Section 6 derives the geometric exclusions for a hypothetical smooth counterexample. After the local tools of Section 7, Section 8 constructs its scalar and two-slot jets. Section 9 proves the independent Frobenius comparison and then constructs its fixed witnesses to establish smooth nonvanishing. Sections 10 and 11 finish the induction, descend actual global generation, and record good models, linear triviality, semi-log-canonical abundance, and supported dlt extension. Section 12 then proves finite generation of rational log canonical rings in the absolute and complex proper relative settings. Section 13 combines canonical nonvanishing and abundance with classical results on rational curves, cotangent tensors, fundamental groups, and quasi-projective covers. Section 14 records relative analytic abundance near compact subsets of the base for projective morphisms. A reader using only the finite-data comparison can start with Theorem 9.1 and its proof in Section 9; neither assumes the counterexample geometry.

Conventions

A variety is integral. Canonical divisors are chosen compatibly on birational models. For a divisor EE on a smooth model p ⁣:W→Xp \colon W \to X, our log discrepancy is

a(E;X,B)=1+ord⁡E(KW−p∗(KX+B)).a(E;X,B)=1+\operatorname{ord}_E(K_W-p^*(K_X+B)).

Log canonicity means nonnegative log discrepancies, and klt means strictly positive log discrepancies. We use the usual dlt and slc conventions. For non-nef pseudo-effective divisors, statements about numerical dimension use Nakayama’s κσ\kappa_\sigma, as specified in the relevant reduction. These notions are not interchanged without a hypothesis that justifies doing so.

For nonempty systems, the Iitaka dimension is the maximum dimension of their images. Numerical and rational-linear equivalence are denoted by ≡\equiv and ∼Q\sim_{\mathbb{Q}}, respectively. Unless a different base field is specified, the constructions are over C\mathbb{C}. A very general point avoids a countable union of proper closed subvarieties. The transfer to arbitrary algebraically closed characteristic-zero fields is made only after the complex argument has been completed.

The inductive framework

The induction has two outputs in each dimension: smooth canonical nonvanishing and good minimal models for real-boundary lc pairs. This section proves the passage from the first output to the second, assuming good models in smaller dimensions. All varieties here are projective over C\mathbb{C}.

For an effective real boundary Δ\Delta, a good log minimal model of (X,Δ)(X,\Delta) is a log minimal model on which the adjoint divisor is semiample. For real divisors, semiampleness means real linear equivalence to the pullback of an ample real divisor by a contraction. We allow the usual definition of a log minimal model in which extracted prime divisors are included in its boundary with coefficient one. For a pseudo-effective divisor AA, we use κσ(X,A)\kappa_\sigma(X,A) for Nakayama’s numerical dimension. When AA is nef this agrees with the intersection-theoretic numerical dimension ν(X,A)\nu(X,A).

Fix an integer n≥1n \ge1.

Assumption 2.1 (Lower-dimensional good models). Every projective log canonical pair of dimension less than nn, with real boundary and pseudo-effective adjoint divisor, has a good log minimal model.

The base case is a point. At the next step, smooth nonvanishing in dimension nn will be proved from Assumption 2.1 in Theorem 9.6. It will then become an input to Proposition 2.5. The boundary-restriction argument below and the special-termination argument in Section 6 are available before this same-dimensional nonvanishing step; they use only the stated lower-dimensional hypothesis.

For clarity, let GLM≤d\mathrm{GLM}_{\le d} denote good-model existence for all projective complex lc pairs with effective real boundary and pseudo-effective adjoint in dimensions at most dd. Let NVn\mathrm{NV}_n denote smooth canonical nonvanishing in dimension nn, and let SAn\mathrm{SA}_n denote semiampleness of nef rational lc adjoints in that dimension. The proof proceeds in the following order; the real-boundary conclusion in the third row supplies the next dimension’s hypothesis.

StageInputOutput and location
BaseDimension zeroGLM≤0\mathrm{GLM}_{\le0}: a point
Smooth stepGLM≤n−1\mathrm{GLM}_{\le n-1} and Theorem 1.2NVn\mathrm{NV}_n, Theorem 9.6
Good-model stepGLM≤n−1\mathrm{GLM}_{\le n-1} and NVn\mathrm{NV}_nGLM≤n\mathrm{GLM}_{\le n}, Proposition 2.5
Nef conclusionGLM≤n\mathrm{GLM}_{\le n}SAn\mathrm{SA}_n, Lemma 2.2

Table 1.

The signed-representative theorem used in both steps is proved in Sections 3–5; its whole-boundary semiampleness hypothesis comes from the lower-dimensional row, via Proposition 2.3.

Comparison and boundary restrictions

We begin with two forms of descent. The first compares the adjoint on a pair and its minimal model as actual divisors on a common resolution. The second joins the sections obtained by adjunction on the components of a reduced dlt boundary.

Lemma 2.2 (Comparison with a nef model). Let (X,Δ)(X,\Delta) be log canonical and let (X′,Δ′)(X',\Delta') be a log minimal model. On a common resolution

X←uW→vX′X \xleftarrow{u} W \xrightarrow{v} X'

there is an effective vv-exceptional divisor FF such that

u∗(KX+Δ)=v∗(KX′+Δ′)+F.(1)u^*(K_X+\Delta)=v^*(K_{X'}+\Delta')+F. \tag*{(1)}

If KX+ΔK_X+\Delta is nef, then F=0F=0. Consequently a nef rational adjoint is semiample whenever it has a good log minimal model. If (X,Δ)(X,\Delta) is klt, its log minimal model is klt and extracts no divisors.

Proof. Put F=u∗(KX+Δ)−v∗(KX′+Δ′)F=u^*(K_X+\Delta)-v^*(K_{X'}+\Delta'). Discrepancy improvement on divisors of XX gives u∗F≥0u_*F\geq0, while −F-F is uu-nef because KX′+Δ′K_{X'}+\Delta' is nef. The negativity lemma therefore gives F≥0F\geq0. At a prime of WW that is not vv-exceptional, the coefficient of FF is zero unless that prime is extracted on X′X'. In the latter case it equals the negative of its log discrepancy over (X,Δ)(X,\Delta). It is therefore nonpositive, and hence zero. Thus FF is vv-exceptional. If the source adjoint is nef, then FF is also vv-nef, so the negativity lemma gives F=0F=0.

The equality of pullbacks transfers semiampleness of a rational adjoint. Indeed a proper birational morphism onto a normal variety has direct image of its structure sheaf equal to that structure sheaf. Projection formula therefore identifies the global sections of each Cartier multiple with the sections of its pullback. If every such pulled-back section vanished over a point downstairs, it could not generate upstairs over that point. Generation upstairs thus implies generation downstairs. Finally, for a klt source the coefficient at an extracted prime would be strictly negative, which is impossible. The remaining discrepancy inequalities show that the model is klt.

Proposition 2.3 (Semi ampleness on the reduced boundary). Assume Assumption 2.1. Let (V,D)(V,D) be a projective Q\mathbb{Q}-factorial dlt nn-fold with DD reduced and M=KV+DM=K_V+D nef. Then M∣DM|_D is semiample as a rational line bundle on the reduced scheme DD.

Proof. The ambient variety VV is klt. The reduced floor of a Q\mathbb{Q}-factorial dlt pair is S2S_2, and it has ordinary double crossings in codimension one; its irreducible components are normal. For the S2S_2 assertion one can work locally with the cyclic class cover of the Q\mathbb{Q}-Cartier divisor DD. This cover is quasi-étale and klt, hence Cohen–Macaulay. The eigensheaf OV(−D)\mathcal{O}_V(-D), being a direct summand of its finite direct image, is Cohen–Macaulay. The divisor sequence then shows that DD is Cohen–Macaulay.

Divisorial adjunction on the normalization ∐Di→D\coprod D_i\to D gives lc pairs (Di,Diff⁡Di(D−Di))(D_i,\operatorname{Diff}_{D_i}(D-D_i)). The different includes the conductor with coefficient one. Removing that conductor contribution defines an effective boundary on DD; together with DD it is an slc pair whose adjoint line bundle is M∣DM|_D. The divisible residue identifications hold in codimension one, with even powers eliminating residue signs at double crossings, and extend by S2S_2.

Each normalized adjoint is nef and semiample by Assumption 2.1 and Lemma 2.2. Semiampleness descends from the normalization by the slc gluing theorem [26], Theorem 1.5, equivalently Theorem 4.3. This gives the required statement on the whole reduced scheme, not merely on its individual components.

A uniform trivial-perturbation argument

We will also perturb a nef adjoint into a klt program. A single Cartier index must survive every step: otherwise the smallness required of the perturbation could change along the program. The following estimate and line-bundle descent give that uniformity.

Lemma 2.4. Let (Z,Δ)(Z,\Delta) be a projective Q\mathbb{Q}-factorial dlt rational pair of dimension nn, and suppose L=KZ+ΔL=K_Z+\Delta is nef. Set P=ΔP=\Delta if the pair is klt and P=⌊Δ⌋P=\lfloor\Delta\rfloor otherwise. Fix m>0m>0 such that mLmL is Cartier. For every rational

0<ϵ<14nm+2,0<\epsilon<\frac{1}{4nm+2},

every step of an LMMP for L−ϵPL-\epsilon P is LL-trivial. On all its models, the transform of LL is nef and its multiple by the same integer mm is Cartier.

Proof. Both Δ−ϵP\Delta-\epsilon P and Δ−12P\Delta-\frac{1}{2}P are effective klt boundaries. If RR is a ray negative for L−ϵPL-\epsilon P, nefness of LL shows that RR is also negative for L−12PL-\frac{1}{2}P. Choose a rational curve CC spanning this ray and satisfying the length bound

−(L−12P)⋅C≤2n.-\left(L-\frac{1}{2}P\right)\cdot C\leq2n.

Writing a=L⋅C≥0a=L\cdot C\geq0 and p=P⋅Cp=P\cdot C, we have

p≤2a+4n,a<ϵp,(1−2ϵ)a<4nϵ.p\leq2a+4n,\qquad a<\epsilon p,\qquad(1-2\epsilon)a<4n\epsilon.

Our choice of ϵ\epsilon gives a<1/ma<1/m. Since mama is a nonnegative integer, a=0a=0.

For the driving klt contraction c:Z→Bc:Z\to B, the line bundle OZ(mL)\mathcal{O}_Z(mL) is numerically trivial over BB. The line-bundle clause of the contraction theorem gives its descent to a line bundle AB\mathcal{A}_B on BB, with no change of mm [22]. One may also see the unchanged index directly from relative basepoint freeness: two consecutive sufficiently large powers descend, so their quotient descends. The line bundle AB\mathcal{A}_B is nef because its pullback OZ(mL)\mathcal{O}_Z(mL) is nef. For a flip c+:Z+→Bc^+:Z^+\to B, its pullback (c+)∗AB(c^+)^*\mathcal{A}_B is the line bundle of the transformed mLmL. This proves separately that the transformed LL is nef and that mLmL remains Cartier with the same mm.

The driving boundary remains klt throughout its LMMP. The transformed Δ−12P\Delta-\frac{1}{2}P remains effective and is smaller than the driving boundary, so it too is klt. The same estimate and the same integer mm apply inductively at every subsequent step.

The good-model implication

We now assume smooth nonvanishing in the current dimension and prove the good-model implication. The proof first reduces real nef boundaries to rational ones. The case of positive Kodaira dimension is then handled by lower-dimensional good models, leaving the zero-dimensional Iitaka case and its klt perturbations.

Proposition 2.5 (Inductive reduction to smooth nonvanishing). Assume Assumption 2.1. Assume in addition that every smooth projective nn-fold with pseudo-effective canonical divisor has nonnegative Kodaira dimension. Then every projective lc nn-fold with real boundary and pseudo-effective adjoint has a good log minimal model. In particular, every nef rational lc adjoint in dimension nn is semiample.

Proof. Hashizume’s reduction gives nonvanishing and log minimal models for projective lc pairs with real boundary in dimensions at most nn [36]. Thus we may pass to a Q\mathbb{Q}-factorial dlt log minimal model. Fix the support of its boundary, impose the rational affine constraints that its coefficient-one components remain equal to one, and take a sufficiently small rational polytope around the given boundary within those constraints. On a fixed log resolution witnessing dlt, the strict discrepancy inequalities remain strict in this neighborhood; thus its boundaries remain dlt. The rational-polytope theorem for nef adjoints [4], applied to all extremal rays and intersected with this neighborhood, expresses the given real boundary in a finite rational simplex of dlt boundaries with nef adjoints. It is enough to prove semiampleness for these rational adjoints. Their positive real combinations are semiample, using the product of the associated contractions. For a rational adjoint, real semiampleness can also be rationalized: the finite linear equations expressing its divisor and principal-divisor coefficients have rational data, so a real solution with positive coefficients has a rational solution with the same positivity.

We therefore work with a rational dlt pair (Z,Δ)(Z,\Delta) and L=KZ+ΔL=K_Z+\Delta nef. Real nonvanishing gives rational nonvanishing in this case: retain the finitely many divisors and principal divisors in an effective real representative and solve the resulting rational linear system with nonnegative rational coefficients. If κ(Z,L)≥1\kappa(Z,L)\ge1, lower-dimensional good models give a good minimal model by [28], Lemma 3.5. Lemma 2.2 transfers semiampleness back to ZZ. It remains to treat

κ(Z,L)=0.\kappa(Z,L)=0.

The non-pseudo-effective perturbation. Put P=ΔP=\Delta in the klt case and P=⌊Δ⌋P=\lfloor\Delta\rfloor in the other case. Suppose L−ϵPL-\epsilon P is not pseudo-effective for every sufficiently small ϵ>0\epsilon>0. Choose rational ϵ\epsilon as in Lemma 2.4, and run the klt LMMP with scaling to a Mori fiber space

(Z,Δ−ϵP)⇢(Z′,Δ′−ϵP′)→fT.(Z,\Delta-\epsilon P)\dashrightarrow(Z',\Delta'-\epsilon P')\xrightarrow{f}T.

Existence and termination in the non-pseudo-effective case are the established klt results of [6]. The program is crepant for LL. The line-bundle descent in Lemma 2.4, applied also to the final contraction, gives a nef rational divisor AA on TT with

KZ′+Δ′∼Qf∗A.K_{Z'}+\Delta'\sim_{\mathbb{Q}} f^*A.

The base has dimension less than nn.

If (Z,Δ)(Z,\Delta) is klt, the transformed original pair (Z′,Δ′)(Z',\Delta') is klt as well. Ambro’s descent theorem [1], Theorem 0.2 gives an effective rational boundary ΔT\Delta_T such that (T,ΔT)(T,\Delta_T) is klt and

A∼QKT+ΔT.A\sim_{\mathbb{Q}}K_T+\Delta_T.

All its hypotheses hold: the total pair is globally klt and effective, ff is a projective contraction, and its adjoint is rationally linearly pulled back. In particular, this use requires no conjecture about semiampleness of a moduli divisor. Assumption 2.1 and Lemma 2.2 make AA semiample.

Otherwise P′P' is effective and relatively ample, since KZ′+Δ′−ϵP′K_{Z'}+\Delta'-\epsilon P' is relatively antiample. Some component of the floor therefore dominates TT. Take a crepant dlt blowup b:(Z~,Δ~)→(Z′,Δ′)b:(\widetilde{Z},\widetilde{\Delta})\to(Z',\Delta'), and choose the strict transform SS of such a component. The restriction fS=(f∘b)∣S:S→Tf_S=(f\circ b)|_S:S\to T is surjective. Crepancy and adjunction give an lc pair on SS whose nef adjoint is rationally linearly equivalent to fS∗Af_S^*A. It is semiample by the lower-dimensional hypothesis. Semiampleness of a rational line bundle descends along a proper surjection: use the equality of sections for its connected-fiber Stein factor, and norms for the remaining finite morphism. For the latter assertion, choose a section of a basepoint-free multiple nonzero simultaneously at all points of the chosen finite fiber. Such a section exists because each vanishing condition is a proper linear subspace, and finitely many proper linear subspaces do not cover a complex vector space. Its norm is nonzero at the point downstairs. Hence AA is semiample also in this case. Crepancy transfers the conclusion back to LL.

The klt pseudo-effective perturbation. We next settle the klt case when L−ϵΔL-\epsilon\Delta is pseudo-effective for some small rational ϵ>0\epsilon>0. Nonvanishing gives

L∼QG0:=H0+ϵΔ,H0≥0.L\sim_{\mathbb{Q}}G_0:=H_0+\epsilon\Delta,\qquad H_0\ge0.

Take a resolution p:W→Zp: W \to Z with reduced SNC divisor DD consisting of all exceptionals and the strict support of H0+ΔH_0 + \Delta. We have

KW+D=p∗L+R,R≥0.K_W + D = p^*L + R,\qquad R \ge0.

Here every component of DD has positive coefficient in

GW:=p∗G0+R∼QKW+D.G_W := p^*G_0 + R \sim_{\mathbb{Q}} K_W + D.

Indeed, at strict boundary components the difference between coefficient one and a klt boundary coefficient is positive, and at exceptional components the coefficient contributed by the adjoint comparison is the positive log discrepancy. The pushforward p∗GWp_*G_W is bounded coefficientwise by a fixed multiple of G0G_0. Section spaces inject under birational pushforward, so

0≤κ(W,KW+D)≤κ(Z,G0)=0.0 \le\kappa(W,K_W+D) \le\kappa(Z,G_0)=0.

Take a Q\mathbb{Q}-factorial dlt log minimal model (V,DV)(V,D_V) of (W,D)(W,D), and fix a common resolution

W←qU→vV.W \xleftarrow{q} U \xrightarrow{v} V.

Its boundary is reduced. On UU, the comparison divisor in Lemma 2.2 is exceptional over VV. Pushing q∗GWq^*G_W forward by vv therefore gives

KV+DV∼QGV=∑ibiDi,bi>0,Supp⁡GV=DV.K_V+D_V \sim_{\mathbb{Q}} G_V = \sum_i b_iD_i,\qquad b_i>0,\qquad\operatorname{Supp}G_V=D_V.

For completeness, positivity at a component extracted on VV also holds: its log discrepancy over (W,D)(W,D) is zero, its center lies in DD, and the pullback of the full-support effective GWG_W has positive order there. There is no comparison-divisor coefficient at a prime retained on VV. Effectivity and exceptionality in the comparison preserve the adjoint section ring, so the nef adjoint on VV still has Iitaka dimension zero.

The small-perturbation hypothesis of Theorem 3.1 is now explicit. If DV≠0D_V\ne0, choose rational cc with 0<c<min⁡ibi0<c<\min_i b_i. Then

KV+(1−c)DV∼Q∑i(bi−c)Di≥0.K_V+(1-c)D_V \sim_{\mathbb{Q}} \sum_i(b_i-c)D_i \ge0.

If DV=0D_V=0, pseudo-effectivity is immediate. Proposition 2.3 supplies the required semiample-ness on DVD_V. Theorem 3.1 thus makes KV+DVK_V+D_V abundant. Its Iitaka dimension is zero, so its numerical dimension is zero as well. For an ample divisor HVH_V on VV, we obtain

GV⋅HVn−1=(KV+DV)⋅HVn−1=0.G_V\cdot H_V^{n-1}=(K_V+D_V)\cdot H_V^{n-1}=0.

Effectivity forces GV=0G_V=0, and its full support then gives DV=0D_V=0.

Recall that GW=p∗G0+RG_W=p^*G_0+R with R≥0R\ge0. On the same common resolution,

0≤q∗p∗G0≤q∗GW,v∗q∗GW=GV=0.0\le q^*p^*G_0\le q^*G_W,\qquad v_*q^*G_W=G_V=0.

Thus q∗p∗G0q^*p^*G_0 is effective and vv-exceptional. It is nef because it is rationally linearly equivalent to (p∘q)∗L(p\circ q)^*L. The negativity lemma for vv forces it to vanish. Therefore G0=0G_0=0 and L∼Q0L\sim_{\mathbb{Q}}0. Together with the preceding cases, this proves the klt good-model assertion in dimension nn: for a non-nef pseudo-effective klt adjoint, first take its klt log minimal model and apply what was just proved.

The remaining non-klt case. Finally suppose the original pair is not klt and a small floor perturbation L−δPL-\delta P is pseudo-effective. Choose rational ϵ>0\epsilon> 0 with 2ϵ≤δ2\epsilon\le\delta and small enough to keep the perturbed boundaries effective and klt. Convexity of the pseudo-effective cone, applied between LL and L−δPL-\delta P, then makes both

L−ϵP,L−2ϵP,P=⌊Δ⌋,L-\epsilon P,\qquad L-2\epsilon P,\qquad P=\lfloor\Delta\rfloor,

pseudo-effective klt adjoints. Their Iitaka dimensions are zero: nonvanishing gives the lower bound, and adding the effective perturbation bounds each by κ(Z,L)=0\kappa(Z,L)=0. The preceding klt case gives good models for both of these perturbed adjoints. Consequently their Nakayama numerical dimensions are zero. Since

2(L−ϵP)=L+(L−2ϵP)2(L-\epsilon P)=L+(L-2\epsilon P)

and the last summand has an effective rational representative, monotonicity and homogeneity of κσ\kappa_\sigma give

κσ(Z,L)≤κσ(Z,2(L−ϵP))=0.\kappa_\sigma(Z,L)\leq\kappa_\sigma\bigl(Z,2(L-\epsilon P)\bigr)=0.

The nef divisor LL is therefore numerically trivial. Nonvanishing is already available in this finishing step: write L∼QE≥0L\sim_{\mathbb{Q}}E\geq0. For an ample divisor HH, the equality E⋅Hn−1=0E\cdot H^{n-1}=0 forces E=0E=0. Thus L∼Q0L\sim_{\mathbb{Q}}0, without any additional nonvanishing or abundance premise.

This completes the remaining zero-Iitaka-dimension case, so every rational nef dlt adjoint considered above is semiample. Returning to the finite rational simplex proves the real-boundary good-model assertion. Lemma 2.2 then descends semiampleness to every original nef rational lc pair.

Geometry of a signed boundary representative

The induction requires an abundance criterion for a nef log canonical divisor whose restriction to the reduced boundary is semiample. The representative supported on that boundary may have either sign. We first state the result, then construct the geometry needed to lift functions from the positive part of the boundary.

Theorem 3.1 (Signed representative). Let (X,D)(X,D) be a projective Q\mathbb{Q}-factorial dlt pair over C\mathbb{C}, with D=∑iDiD=\sum_i D_i reduced. Suppose that

L=KX+D is nef,L−cD is pseudo-effective for some c>0,L=K_X+D\text{ is nef},\qquad L-cD\text{ is pseudo-effective for some }c>0,

and that

L∼QG=∑iaiDi,ai∈Q.L\sim_{\mathbb{Q}}G=\sum_i a_iD_i,\qquad a_i\in\mathbb{Q}.

If L∣DL|_D is semiample as a rational line bundle on the reduced scheme DD, then LL is abundant:

κ(X,L)=ν(X,L).\kappa(X,L)=\nu(X,L).

Put n=dim⁡Xn=\dim X and v=ν(X,L)v=\nu(X,L). In the nontrivial range 0<v<n0<v<n, the geometric goal is a dominating family of (n−v)(n-v)-dimensional projective subvarieties disjoint from DD. We will show that a suitable positive-coefficient component has semiample image of dimension v−1v-1. Over a general point of that image, the construction in this section separates the positive boundary from the negative and coefficient-zero parts and makes it Cartier, with specified adjunction data. Proposition 4.1 then lifts the image parameters together with a transverse parameter through all infinitesimal neighbourhoods. Fixing the former and varying the latter will deform a boundary fiber off DD. Section 5 algebraizes these deformations and descends LL along its nef reduction to prove abundance. This argument uses no Iitaka subadditivity assumption.

The positive boundary and its small intersections

If D=0D = 0, the signed relation gives L∼Q0L \sim_{\mathbb{Q}} 0, so the theorem is immediate. For the construction below we may therefore assume D≠0D \ne0; its semiample restriction then defines the stated morphism to a projective space.

Write

G=G+−G−,D0=∑ai=0Di.G = G_{+} - G_{-}, \qquad D_{0} = \sum_{a_i=0} D_i.

where G+G_{+} and G−G_{-} are effective and have disjoint prime supports. Take a positive integer mm such that mG±mG_{\pm}, mD0mD_{0}, and mLmL are integral Cartier divisors and

N0=OX(mG)≃OX(mL).N_{0} = \mathcal{O}_{X}(mG) \simeq\mathcal{O}_{X}(mL).

After increasing mm, we may assume that N0∣DN_{0}|_{D} is generated by global sections. Fix the morphism it defines,

ϕ:D⟶P=Ps,N0∣D≃ϕ∗OP(1),\phi: D \longrightarrow P = \mathbb{P}^{s}, \qquad N_{0}|_{D} \simeq\phi^{*}\mathcal{O}_{P}(1),

and write s0s_{0} for the rational section of N0N_{0} whose divisor is mGmG. Fix an ample Cartier divisor HH. The next lemma locates the part of the boundary over which the lifting construction will take place.

Lemma 3.2. If v=nv = n, then LL is big. If v=0v = 0, then D=0D = 0 and L∼Q0L \sim_{\mathbb{Q}} 0. In the remaining case 0<v<n0 < v < n, put r=v−1r = v - 1. Every component of DD has ϕ\phi-image of dimension at most rr, and some component of G+G_{+} has image of dimension rr. Moreover,

dim⁡ϕ(Supp⁡G+∩(Supp⁡G−∪D0))<r;\dim\phi\bigl(\operatorname{Supp} G_{+} \cap(\operatorname{Supp} G_{-} \cup D_{0})\bigr) < r;

when r=0r = 0, the intersection in this formula is empty.

Proof. For v=nv = n, the numerical criterion for a nef divisor gives bigness. Assume v<nv < n. Intersect the pseudo-effective class L−cDL - cD with the indicated product of nef classes:

0≤(L−cD)LvHn−v−1=−c∑iDiLvHn−v−1.0 \le(L - cD)L^{v}H^{n-v-1} = -c\sum_i D_iL^{v}H^{n-v-1}.

Each number DiLvHn−v−1D_iL^{v}H^{n-v-1} is nonnegative, so all of them vanish. When v=0v = 0, ampleness then forces D=0D = 0; the signed representative consequently gives L∼Q0L \sim_{\mathbb{Q}} 0.

For v>0v > 0, semiampleness identifies the numerical dimension of the restriction to each component of DD with that component’s image dimension under ϕ\phi. The vanishing just proved bounds this dimension by rr. Moreover,

0<LvHn−v=∑iaiDiLrHn−v,0 < L^{v}H^{n-v} = \sum_i a_iD_iL^{r}H^{n-v},

so the bound is attained by a component with positive coefficient.

To control where that positive part meets the rest of the boundary, consider the symmetric matrix

Qij=DiDjLrHn−r−2.Q_{ij} = D_iD_jL^{r}H^{n-r-2}.

Distinct effective Q\mathbb{Q}-Cartier divisors have effective intersection cycles, so the off-diagonal entries are nonnegative. The ambient intersection form has at most one positive direction by the mixed Hodge index theorem: approximate by ample classes and apply the ordinary Hodge index theorem on complete-intersection surfaces. In this form LL is isotropic and orthogonal to every DiD_i, while its pairing with HH is strictly positive. Indeed, writing QQ also for the ambient bilinear intersection form, we have

Q(L,L)=Lr+2Hn−r−2=0,Q(L,Di)=DiLr+1Hn−r−2=0,Q(L,L)=L^{r+2}H^{n-r-2}=0,\qquad Q(L,D_i)=D_iL^{r+1}H^{n-r-2}=0,

whereas Q(L,H)=Lr+1Hn−r−1>0Q(L,H)=L^{r+1}H^{n-r-1}>0 because r+1=vr+1=v. The form on the orthogonal space to LL is therefore negative semidefinite. In particular this holds on the span of the DiD_i. Pulling back to a resolution gives the same conclusion, so smoothness of XX is unnecessary here.

Write a=(ai)a=(a_i) for the coefficient vector. The signed relation gives the vector equation Qa=0Qa=0: for every ii,

∑jQijaj=DiLr+1Hn−r−2=0.\sum_j Q_{ij}a_j=D_iL^{r+1}H^{n-r-2}=0.

Temporarily write a=a+−a−a=a^+-a^- for its decomposition into positive and negative coefficient vectors. We obtain

Q(a+,a+)=Q(a+,a−)≥0.Q(a^+,a^+)=Q(a^+,a^-)\geq0.

Negative semidefiniteness forces both sides to vanish. A vector on which a negative semidefinite quadratic form vanishes belongs to its kernel, so Qa+=0Qa^+=0. In a row with ai≤0a_i\leq0, the diagonal term is absent and every summand Qijaj+Q_{ij}a_j^+ is nonnegative. Their sum is zero; hence each intersection with a positive component has zero LrL^r-degree against Hn−r−2H^{n-r-2}. Semiampleness on DD then makes its image dimension less than rr. For r=0r=0, any nonzero effective intersection would have positive ample degree, so the intersection is empty.

For the rest of the construction assume 0<v<n0<v<n, and put N=n−1N=n-1.

The divisor and adjunction data for lifting

We will replace the positive boundary by a reduced Cartier divisor whose normal line comes from the semiample image. Its powers must be actual line bundles throughout the construction. For a positive integer ℓ\ell, the root gerbe

P=OP(1)ℓ\mathcal{P}=\sqrt[\ell]{\mathcal{O}_{P}(1)}

parametrizes ℓ\ell-th roots of the indicated line bundle without the choice of a section. Denote its tautological line by C\mathcal{C}; thus Cℓ\mathcal{C}^{\ell} is the pullback of OP(1)\mathcal{O}_{P}(1). Further pullbacks of C\mathcal{C} will carry the same notation. The use of normalized cyclic covers and their eigenspace decompositions follows the classical covering method of Esnault–Viehweg [20], Section 3.5, Claim 3.10 and Corollary 3.11. Here we also retain the negative and coefficient-zero boundary components and keep track of the fixed adjunction isomorphism on the quotient charts. We will also place the Stein image in a smooth target: this allows differential operators and projective Hodge-module direct images to be used on ordinary scheme charts. The infinitesimal neighborhoods will later be cut down to a projective fiber before they are algebraized.

Proposition 3.3. Choose ℓ\ell divisible by mm and every nonzero integer ∣mai∣|ma_i|, and set a=ℓ/ma=\ell/m. There is a normal tame Deligne–Mumford stack X\mathcal{X}, considered on a neighborhood of a reduced Cartier divisor SS of pure dimension N=n−1N=n-1, together with a morphism to XX and a reduced boundary TT having no component in common with SS, with the following properties.

(i) The pair (X,S+T)(\mathcal{X},S+T) is log canonical, and a fixed isomorphism of reflexive sheaves is given by

ωX(S+T)≃OX(aS).(2)\omega_{\mathcal{X}}(S+T)\simeq\mathcal{O}_{\mathcal{X}}(aS). \tag*{(2)}

The support of TT is locally set-theoretically principal. The ambient space and SS are Cohen–Macaulay on scheme charts. Off TT, the ambient space is Gorenstein and the displayed isomorphism is ordinary Cartier adjunction data.

(ii) Put J=(S∩T)redJ=(S\cap T)_{\mathrm{red}}. Both SS and JJ are Du Bois on scheme charts, the ideal IJ/S\mathcal{I}_{J/S} is maximal Cohen–Macaulay, and

B:=Hom⁡S(IJ/S,ωS)≃OS(aS).\mathcal{B}:=\operatorname{Hom}_{S}(\mathcal{I}_{J/S},\omega_{S})\simeq\mathcal{O}_{S}(aS).

The identification agrees off JJ with the residue convention specified by (∗adj)(\ast_{\mathrm{adj}}).

(iii) There is a finite representable morphism

S⟶D×PPS\longrightarrow D\times_{P}\mathcal{P}

whose image covers Supp⁡G+\operatorname{Supp}G_{+}. The line OS(S)\mathcal{O}_{S}(S) is the pullback of CC. The image of JJ in PP has dimension less than rr, whereas the image of SS has dimension rr.

(iv) There is a smooth projective bundle p:Y→Pp:\mathcal{Y}\to P and a representable projective morphism g:S→Yg:S\to\mathcal{Y}. This is a morphism from the reduced divisor SS; no extension to a neighborhood of SS in X\mathcal{X} is asserted here. Writing h=p∘gh=p\circ g and T=Spec⁡Ph∗OS\mathcal{T}=\operatorname{Spec}_{P}h_{*}\mathcal{O}_{S}, the morphism gg factors through a closed embedding T↪Y\mathcal{T}\hookrightarrow\mathcal{Y}, and

g∗OS=OT,OS(S)=g∗C,B=g∗Ca.g_{*}\mathcal{O}_{S}=\mathcal{O}_{\mathcal{T}},\qquad\mathcal{O}_{S}(S)=g^{*}C,\qquad\mathcal{B}=g^{*}C^{a}.

(v) For a separated quasi-projective scheme chart U→YU\to\mathcal{Y} that is étale and of finite type, put SU=S×YUS_{U}=S\times_{\mathcal{Y}}U. The étale morphism SU→SS_{U}\to S extends compatibly to every nilpotent thickening qSqS in X\mathcal{X}. Only this étale chart is extended; an extension of gg to qSqS is not needed to define the chart. The resulting qSUqS_{U} are quasi-projective schemes, separated and quasi-finite over XX.

All the adjunction and duality identifications are compatible with changes of étale chart.

Proof. We construct the divisor and its adjunction data first, then place its Stein image in a smooth projective bundle. The final step verifies that the infinitesimal neighborhoods have the scheme charts required for formal lifting.

Roots and a fixed adjunction isomorphism. Let ρ:R→X\rho:R\to X be the normalized simultaneous root stack of the Cartier divisors mG+mG_{+}, mG−mG_{-}, and mD0mD_{0}, taking an ℓ\ell-th root of each divisor together with its section; the construction allows empty divisors. Denote the tautological root divisors by S+,S−,S0S_{+},S_{-},S_{0} on RR. Their reducedness can be checked at a generic prime of downstairs multiplicity bb. The chosen divisibility conditions give b∣ℓb\mid\ell. A normalized chart of yℓ=xby^{\ell}=x^{b} has ramification index ℓ/b\ell/b, and yy has order one. Since mm divides ℓ\ell, this also applies to D0D_{0}. The divisors are Cartier, so normality and generic reducedness give their reducedness everywhere.

Put B=S++S−+S0B=S_{+}+S_{-}+S_{0} on RR. With this full reduced boundary, log ramification gives a log canonical pair and the relation

KR+B∼Qa(S+−S−).K_{R}+B\sim_{\mathbb{Q}}a(S_{+}-S_{-}).

The ambient charts are klt. They are klt off the boundary, and, on a log resolution, decreasing every boundary coefficient slightly removes all zero-discrepancy places. The difference between the two sides is a torsion integral Weil class, represented by

F=(ωR(B)⊗OR(−a(S+−S−)))∗∗.\mathcal{F}=\bigl(\omega_{R}(B)\otimes\mathcal{O}_{R}(-a(S_{+}-S_{-}))\bigr)^{**}.

Choose a periodicity isomorphism F[q]≃OR\mathcal{F}^{[q]} \simeq\mathcal{O}_{R}, where square brackets denote reflexive powers. It defines multiplication in the finite algebra

A=⨁i=0q−1F[i].\mathcal{A}=\bigoplus_{i=0}^{q-1}\mathcal{F}^{[i]}.

Let τ:R†→R\tau:\mathcal{R}^{\dagger}\to\mathcal{R} be the normalization of Spec⁡RA\operatorname{Spec}_{R}\mathcal{A}. In codimension one this is the ordinary cover of a torsion line bundle and is etale. The cover preserves log canonicity, klt ambient singularities, and the reduced Cartier boundary. From now on S+,S−,S0S_{+},S_{-},S_{0} denote their pullbacks to R†\mathcal{R}^{\dagger}.

Tautological evaluation on this cover trivializes the pullback of F\mathcal{F} in codimension one and hence fixes the adjoint isomorphism. Because this evaluation is a sheaf morphism on the cover stack itself, the adjoint isomorphism is equivariant on every atlas. This equivariance will be needed for the quotient below.

Separating the positive and negative parts. Let p1:R~→R†p_{1}:\widetilde{\mathcal{R}}\to\mathcal{R}^{\dagger} be the normalized blowup of the ideal of S+∩S−S_{+}\cap S_{-}. The spaces constructed so far are related by

R~→p1R†→τR→ρX.\widetilde{\mathcal{R}}\xrightarrow{p_{1}}\mathcal{R}^{\dagger}\xrightarrow{\tau}\mathcal{R}\xrightarrow{\rho}X.

The blown-up ideal is locally generated by two elements, so the ordinary blowup embeds in a relative projective line. Its fibers have dimension at most one, as do the fibers after finite normalization. Hence each exceptional divisor lies over a codimension-two component of the intersection. Downstairs such a component is a dlt stratum, generically SNC. Separate normalized Kummer charts and purity for the index cover at the smooth generic locus give the same description upstairs.

The tautological exceptional divisor EE is consequently reduced Cartier, and the divisors

S+′=p1∗S+−E,S−′=p1∗S−−ES_{+}'=p_{1}^{*}S_{+}-E,\qquad S_{-}'=p_{1}^{*}S_{-}-E

are reduced Cartier and disjoint on R~\widetilde{\mathcal{R}}. Since no codimension-two two-branch stratum is contained in S0S_{0}, its pullback p1∗S0p_{1}^{*}S_{0} is reduced Cartier and has no exceptional component. The total boundary

S+′+S−′+E+p1∗S0S_{+}'+S_{-}'+E+p_{1}^{*}S_{0}

is crepant and log canonical. To check the ambient singularities as well, denote this boundary on a chart V′V' by B′B'. The crepant equality gives log canonicity for every valuation. Outside B′B', the blowup is an isomorphism to the old klt boundary complement. A divisor FF with a(F;V′,B′)=0a(F;V',B')=0 therefore has center in Supp⁡B′\operatorname{Supp}B'. Since B′B' is effective Cartier, ord⁡F(B′)>0\operatorname{ord}_{F}(B')>0, whence

a(F;V′,0)=a(F;V′,B′)+ord⁡F(B′)>0.a(F;V',0)=a(F;V',B')+\operatorname{ord}_{F}(B')>0.

Positive pair discrepancies also remain positive after the boundary is dropped. Thus V′V' is klt even at its higher-codimension singular loci. On R~\widetilde{\mathcal{R}}, put S=S+′S=S_{+}' and T=S−′+E+p1∗S0T=S_{-}'+E+p_{1}^{*}S_{0}. Near SS, the section of the disjoint divisor S−′S_{-}' is a unit, and the fixed linear equivalence reads

ω(S+T)≃O(aS).\omega(S+T)\simeq\mathcal{O}(aS).

Klt singularities make the ambient charts Cohen–Macaulay. All the boundary divisors in this display are Cartier, so the isomorphism also makes these charts Gorenstein.

We also need finiteness of S→S+S\to S_{+} on R†\mathcal{R}^{\dagger}. Locally write S+=(u=0)S_{+}=(u=0) and S−=(v=0)S_{-}=(v=0). Before normalization, the strict transform of S+S_{+} lies in the blowup chart with ratio u/vu/v, where its equation is u/v=0u/v=0. Thus each fiber of this strict transform over S+S_{+} has at most one point. Properness and finite normalization prove finiteness of S→S+S \to S_+. A codimension-one point of S∩TS \cap T therefore lies over a codimension-two intersection downstairs. The generic SNC description shows that T∣ST|_S is generically reduced. Being Cartier on the Cohen–Macaulay scheme SS, it is reduced everywhere.

Retaining the required root line. The construction so far has supplied reduced Cartier divisors and fixed adjunction data. We now remove the root characters that are unnecessary, while preserving the line attached to SS. On R~\widetilde{R} the line O(S−S−′)\mathcal{O}(S-S^\prime_-) has ℓ\ell-th power equal to the pullback of N0N_0 and hence defines a morphism to the gerbe of ℓ\ell-th roots of N0N_0 on XX. Denote this gerbe by G\mathcal{G}, and let κ:R~→X\kappa:\widetilde{R}\to\mathcal{X} be the relative coarse-space morphism over G\mathcal{G}. On a trivializing chart, we quotient by the kernel of the finite-group character on the indicated root line. The quotients are ordinary quasi-projective schemes: the covers used above are finite, the blowup is projective, and finite quotients preserve quasi-projectivity. These chartwise quotients patch.

Before taking the quotient, the section of the disjoint divisor S−′S^\prime_- is a unit near SS. There the retained line O(S−S−′)\mathcal{O}(S-S^\prime_-) identifies with O(S)\mathcal{O}(S), so the line of SS and its section both descend through the kernel quotient. Continue to write S,TS,T for their reduced images under κ\kappa; they now lie on X\mathcal{X}. In particular SS remains Cartier. The finite-group norm of a local equation for TT upstairs makes its image set-theoretically principal; Cartierness of the reduced image TT is not needed. Divisorial ramification occurs only on the boundary. Log ramification thus preserves log canonicity and identifies the descended adjoint isomorphism with (∗adj)(\ast_{\mathrm{adj}}). The ambient chart and SS are Cohen–Macaulay because their structure sheaves are invariant direct summands of the finite CM covers.

More explicitly, the kernel acts trivially on the retained root line and hence on O(aS)\mathcal{O}(aS). Equivariance of the fixed isomorphism gives the same kernel character on ω(S+T)\omega(S+T). Taking invariants descends the isomorphism, and log ramification identifies the invariant log dualizing sheaf. Off TT, this isomorphism makes the canonical sheaf invertible, giving the asserted Gorenstein property.

Duality on the boundary. The reduced supports SS and JJ are unions of log canonical centers, since intersections of lc centers are again unions of lc centers. Both are therefore Du Bois by [43], Theorems 1.4 and 1.7. To identify the ideal and its dual, work on a quotient chart and denote the finite cover above by f:Sup→Sf:S^{\mathrm{up}}\to S. Reducedness of Tup∣SupT^{\mathrm{up}}|_{S^{\mathrm{up}}} gives

IJ/S=(f∗OSup(−Tup∣Sup))inv.\mathcal{I}_{J/S}=\left(f_*\mathcal{O}_{S^{\mathrm{up}}}(-T^{\mathrm{up}}|_{S^{\mathrm{up}}})\right)^{\mathrm{inv}}.

An invariant function vanishes on the reduced quotient image exactly when its pullback vanishes on this reduced preimage. The displayed invariant sheaf is maximal Cohen–Macaulay: the upstairs sheaf is invertible on a CM scheme, finite pushforward preserves its depth over the quotient, and in characteristic zero invariants form a direct summand.

Apply finite-map duality with trace and then take invariants:

Hom⁡S(IJ/S,ωS)=(f∗ωSup(Tup∣Sup))inv≃OS(aS).\operatorname{Hom}_S(\mathcal{I}_{J/S},\omega_S)=\left(f_*\omega_{S^{\mathrm{up}}}(T^{\mathrm{up}}|_{S^{\mathrm{up}}})\right)^{\mathrm{inv}}\simeq\mathcal{O}_S(aS).

The last isomorphism comes from Cartier adjunction upstairs and descent of the line of SS. Finite-map duality applies in the presence of ramification; it requires no invertibility of ωS\omega_S itself. Off JJ, the identification is the ordinary residue fixed by the ambient isomorphism. Normalized trace preserves this residue convention, so the identifications agree on overlaps.

The target of the lifting argument. On SS, the root gerbe of N0N_0 is D×PPD\times_P\mathcal{P}. Finiteness of the strict divisor, proved above, and removal of the relative inertia kernel give a finite representable map S→D×PPS\to D\times_P\mathcal{P}. Its image covers the positive boundary, and the root line is OS(S)=C\mathcal{O}_S(S)=C. Lemma 3.2 therefore gives image dimension rr for SS in PP. To check the smaller image of JJ, recall that before the quotient S−′S^\prime_- is disjoint from SS, the exceptional divisor EE maps into Supp⁡G+∩Supp⁡G−\operatorname{Supp}G_+\cap\operatorname{Supp}G_-, and p1∗S0p_1^*S_0 maps into D0D_0. Taking the quotient changes none of these images in XX. The image of JJ in DD is consequently contained in

Supp⁡G+∩(Supp⁡G−∪D0).\operatorname{Supp} G_+ \cap\left(\operatorname{Supp} G_- \cup D_0\right).

The same lemma gives image dimension less than rr for this locus in PP. We have thus obtained a representable projective morphism h:S→Ph:S\to P; it remains to embed its Stein image in the required smooth bundle.

The Stein algebra defines a finite stack T=Spec⁡Ph∗OST=\operatorname{Spec}_P h_*\mathcal{O}_S over PP. This coherent algebra is generated as a module by vector bundles on PP. Indeed, decompose it by the finitely many inertia characters, twist each summand by a power of CC so that it descends to PP, and use Serre generation there. The resulting vector-bundle surjection embeds TT in a vector bundle over PP. Since TT is proper over the base, it remains closed in the projective completion. This completion is YY and gives the map g:S→Yg:S\to Y from the reduced divisor. The Stein construction yields g∗OS=OTg_*\mathcal{O}_S=\mathcal{O}_T, and the line identities follow from those already established.

Finally, start with the etale chart SU→SS_U\to S obtained from gg. Invariance of the etale site under nilpotent thickening extends this chart uniquely to qSU→qSqS_U\to qS, compatibly as qq varies. This construction does not use a map qS→YqS\to Y; lifting the map from SS is the task of the next section. The reduction SUS_U is a scheme; its extension qSUqS_U is an algebraic space with trivial inertia. The chosen chart is separated, the map to the root gerbe is finite, and that gerbe has finite diagonal, so qSUqS_U is separated over XX. The finite representable map S→D×PPS\to D\times_P P and the etale map SU→SS_U\to S show that the finite-type geometric fibers of SU→XS_U\to X are zero-dimensional. Nilpotent thickening changes neither geometric points nor fiber dimensions. The morphism qSU→XqS_U\to X is therefore quasi-finite as well. Zariski’s main theorem embeds qSUqS_U in a scheme finite over XX, making it a quasi-projective scheme as required.

Hodge theory and formal lifting

Our goal is to lift functions and a transverse parameter through every infinitesimal neighborhood of the divisor constructed in Proposition 3.3. We recall its data. P=OPs(1)ℓP=\sqrt[\ell]{\mathcal{O}_{P^s}(1)} is a root gerbe, CC is its tautological line bundle, and

S→gY→pP,h=p∘g.S \xrightarrow{g} Y \xrightarrow{p} P,\qquad h=p\circ g.

Here gg is representable and projective, and pp is a smooth projective bundle. The Stein factor of hh is finite over PP; it has been embedded as T⊂YT\subset Y so that g∗OS=OTg_*\mathcal{O}_S=\mathcal{O}_T. The reduced Cartier divisor S⊂XS\subset X has dimension N=n−1N=n-1. If J=(S∩T)redJ=(S\cap T)_{\mathrm{red}}, then S,JS,J are Du Bois, IJ/S\mathcal{I}_{J/S} is maximal Cohen–Macaulay, and

B:=Hom⁡S(IJ/S,ωS)≃OS(aS)=g∗Ca,OS(S)=g∗C,(3)\mathcal{B}:=\operatorname{Hom}_S(\mathcal{I}_{J/S},\omega_S)\simeq\mathcal{O}_S(aS)=g^*C^a,\qquad\mathcal{O}_S(S)=g^*C, \tag*{(3)}

for an integer a>0a>0. Off TT, the fixed ambient isomorphism ωX(S)≃OX(aS)\omega_X(S)\simeq\mathcal{O}_X(aS) supplies these identifications by adjunction.

Put I=OX(−S)I=\mathcal{O}_X(-S). For a separated quasi-projective scheme etale chart U→YU\to Y of finite type, write SU=S×YUS_U=S\times_YU and again g:SU→Ug:S_U\to U for the induced projective morphism. Denote by qSUqS_U the unique extension of SU→SS_U\to S to the nilpotent thickening qSqS. These extensions are compatible in qq. Proposition 3.3 makes them quasi-projective schemes: they are separated and quasi-finite over XX, and hence open in schemes finite over the projective variety XX. Powers and quotients of II below are pulled back to the appropriate thickenings. On these quotients, g∗g_* denotes direct image for the common underlying topological map; a ringed-space map from a thickening to UU has not yet been constructed.

Proposition 4.1. For every such chart UU, every j≥0j \ge0, and every k≥1k \ge1, the transition

g∗(Ij/Ij+k+1)⟶g∗(Ij/Ij+k)g_*\left(I^j/I^{j+k+1}\right) \longrightarrow g_*\left(I^j/I^{j+k}\right)

is surjective as a map of sheaves of abelian groups. Its kernel is OTU⊗C−j−k\mathcal{O}_{T_U} \otimes\mathbb{C}^{-j-k}, where TU=T×YUT_U = T \times_Y U. The statements are compatible with further étale changes of charts. On an affine chart, these transitions are also surjective on global sections.

In their isolated-component case with numerical dimension one, Liu–Xu use finite covers and Du Bois cohomology to obtain infinitesimal motion [47], Theorem 3.1. Here the semiample boundary image may have positive dimension, so its local functions and the transverse parameter must be lifted together.

For j≥0j \ge0 and k≥1k \ge1, the kernel of the transition from length k+1k+1 to length kk in Ij/Ij+k+1I^j/I^{j+k+1} is OS⊗C−j−k\mathcal{O}_S \otimes\mathbb{C}^{-j-k}. The corresponding connecting homomorphism therefore takes values in

R1g∗OS⊗C−j−k.R^1g_*\mathcal{O}_S \otimes\mathbb{C}^{-j-k}.

We will identify this sheaf with a negative twist of the lowest filtered piece F0MF_0M of a Hodge-module direct image. Lifting local functions gives Čech cocycles in this coherent sheaf. A calculation with their graphs shows that the coordinate cocycle lies in the kernel of the differential-operator symbol map. Negative-twist vanishing will make that kernel have no global sections. The same graph calculation then kills the error in lifting the transverse parameter.

The lowest Hodge piece

We work with graded-polarizable mixed Hodge modules on ordinary complex algebraic varieties. The inputs are projective strictness and the usual functorial operations [56], Theorem 2.14 and Section 4, the comparison with the Du Bois complex and its coherent dual [57], Theorem 0.2, Corollary 0.3 and Proposition 5.3, and Kodaira–Saito vanishing [56], Proposition 2.33. On a smooth stack, we use compatible systems of these objects on scheme étale charts and descend their filtered differential modules. Thus the argument requires no Hodge-module theory on stacks.

All differential modules in this section are right modules with an increasing filtration. In the Spencer de Rham complex the module itself occupies degree zero. Accordingly, on a smooth chart VV, the term in degree −i-i of Gr⁡kFDR⁡V(M)\operatorname{Gr}^{F}_{k}\operatorname{DR}_{V}(M) is

Gr⁡k−iFM⊗OV⋀iTV.\operatorname{Gr}^{F}_{k-i}M \otimes_{\mathcal{O}_V} \bigwedge^i T_V.

When F<0M=0F_{<0}M = 0, the lowest graded de Rham complex therefore consists of the sheaf F0MF_0M in degree zero.

We now identify a Hodge module whose lowest piece contains the coherent lifting obstructions. On each chart UU, write JU=J×YUJ_U = J \times_Y U. For j:SU∖JU↪SUj:S_U \setminus J_U \hookrightarrow S_U, put

AU∙=D(j!QSU∖JUH[N]),A0,U=pH0AU∙,MU=pH1g∗A0,U.A_U^\bullet= \mathbb{D}\left(j_!\mathbb{Q}^{H}_{S_U\setminus J_U}[N]\right), \qquad A_{0,U} = {}^pH^0 A_U^\bullet, \qquad M_U = {}^pH^1 g_* A_{0,U}.

Here D\mathbb{D} is Hodge-module duality, pHi{}^pH^i denotes perverse cohomology, and g∗g_* in the definition of MUM_U is the derived Hodge-module direct image. Later, g+g_+ will denote the corresponding direct image of differential modules. These constructions commute with étale restriction. Thus the MUM_U form a system MM supported on TT.

Lemma 4.2. The following identifications hold compatibly on the charts:

F<0A0,U=0,F0A0,U=B∣SU,F<0MU=0,F0MU=R1g∗(B∣SU).F_{<0}A_{0,U}=0,\qquad F_0A_{0,U}=\mathcal{B}|_{S_U},\qquad F_{<0}M_U=0,\qquad F_0M_U=R^1g_*(\mathcal{B}|_{S_U}).

In a smooth ambient embedding SU↪VS_U \hookrightarrow V of codimension cc, the underlying module of A0,UA_{0,U} is HSUc(ωV)\mathcal{H}^c_{S_U}(\omega_V), localized off JUJ_U. The lowest-piece inclusion is the adjunction, or Ext-to-support, inclusion off JUJ_U, extended by meromorphic localization.

Proof. The proof must identify not just a coherent sheaf but its actual inclusion into the differential module: the graph calculation will differentiate classes in that inclusion. We first compute the sheaf by duality. Du Bois comparison applied to the difference triangle for the constant objects of SUS_U and JUJ_U identifies its degree-zero graded de Rham complex with IJU/SU\mathcal{I}_{J_U/S_U}. Coherent duality and the maximal-Cohen–Macaulay property give

Gr⁡kFDR⁡(AU∙)=0(k<0),Gr⁡0FDR⁡(AU∙)=B∣SU[0].(4)\operatorname{Gr}^{F}_{k}\operatorname{DR}(A_U^\bullet)=0\quad(k<0),\qquad\operatorname{Gr}^{F}_{0}\operatorname{DR}(A_U^\bullet)=\mathcal{B}|_{S_U}[0]. \tag*{(4)}

Here [N][N] cancels the dimension shift of the dualizing complex. In the smooth case, our convention gives D(QH[N])=QH[N](N)\mathbb{D}(\mathbb{Q}^{H}[N])=\mathbb{Q}^{H}[N](N); its right differential module has ω\omega as its lowest piece, at index zero. To pass to perverse cohomology, work locally on a fixed chart and let qq be the smallest filtration index occurring in any perverse cohomology object of AU∙A_U^\bullet. Boundedness of the complex and goodness of the filtrations provide such a lower bound. At index qq, each of these objects has a graded Spencer complex consisting only of its degree-zero term. The spectral sequence for perverse truncation has a single nonzero row at that index, and therefore gives

HiGr⁡qFDR⁡(AU∙)=Fq pHiAU∙.\mathcal{H}^{i}\operatorname{Gr}^{F}_{q}\operatorname{DR}(A_U^\bullet)=F_q\,{}^{p}\mathcal{H}^{i}A_U^\bullet.

If q<0q<0, this contradicts (4). It follows that all these objects have F<0=0F_{<0}=0. The same argument at index zero yields F0A0,U=B∣SUF_0A_{0,U}=\mathcal{B}|_{S_U}, while the lowest pieces of the other perverse cohomology objects vanish. This passage does not require the shifted constant complex to be perverse.

We next identify the underlying unfiltered module. Ambient duality in VV identifies the dual of the reduced constant complex with

RΓ[SU](ωV)[c].R\Gamma_{[S_U]}(\omega_V)[c].

The degree-zero module is the first nonzero support cohomology, HSUc(ωV)\mathcal{H}^{c}_{S_U}(\omega_V). The support of JUJ_U is locally set-theoretically principal in SUS_U by the geometric construction. Lift a local defining function to VV and invert it. This exact meromorphic localization realizes j∗j_* on the underlying module and gives the description of A0,UA_{0,U} in the statement.

The two descriptions must agree as inclusions, with the fixed residue normalization. On the smooth locus of SU∖JUS_U\setminus J_U, filtered duality and smooth graph pushforward give the ordinary dualizing sheaf and its residue inclusion. This is precisely Ext-to-support with the normalization specified by ambient adjunction. Naturality in smooth etale coordinates gives the same scalar on each chart. The agreement extends throughout SU∖JUS_U\setminus J_U, because the first support-cohomology module has no sections supported on a smaller-dimensional subset. One can see this from the Cousin resolution of the smooth dualizing sheaf: its first term supported on SUS_U is a sum of injective modules at the codimension-cc generic points. Localization extends the agreement across JUJ_U. We have therefore identified the actual lowest-piece inclusion, including its residue convention.

We have now identified F0A0,UF_0A_{0,U} and its inclusion before direct image. To identify F0MUF_0M_U, compute g+g_+ by a graph embedding followed by a smooth projection. At filtration zero, only the top term of the relative Spencer complex survives: it is the direct image of B∣SU\mathcal{B}|_{S_U} on the graph. Projective strictness yields

F<0MU=0,F0MU=R1g∗(B∣SU),F_{<0}M_U=0,\qquad F_0M_U=R^1g_*(\mathcal{B}|_{S_U}),

and identifies this sheaf as a coherent subsheaf of the unfiltered degree-one direct image. All constructions in this identification are canonical under etale changes of charts.

The obstruction sheaf for the transition indexed by j,kj,k is thus F0M⊗C−(a+j+k)F_0M\otimes C^{-(a+j+k)}, by (3) and projection formula. We do not need all its global sections to vanish. The lifting proof will show that the coordinate obstruction lies in the kernel of a symbol map, and will apply the following vanishing to that kernel.

Negative-twist vanishing

The support of the system MM just constructed is finite over P\mathcal{P}. We prove the required vanishing for any system with this support property.

Lemma 4.3. Let MM be a compatible system of mixed Hodge modules in perverse degree zero on the scheme etale charts of YY. Suppose its support is finite over P\mathcal{P}. Then, for every integer kk, every positive integer bb, and every j<0j<0,

Hj(Y,Gr⁡kFDR⁡Y(M)⊗p∗C−b)=0.\mathbb{H}^j\left(Y,\operatorname{Gr}^{F}_k\operatorname{DR}_Y(M)\otimes p^*C^{-b}\right)=0.

Here the graded de Rham complex is the descended coherent complex.

Proof. The line CC lives on the root gerbe, so we first push the complex to P\mathcal{P}. We will then pull back to projective space, where CC becomes O(1)\mathcal{O}(1) and ordinary Kodaira–Saito vanishing applies. Since pp is finite on the support of MM, its direct image is concentrated in perverse degree zero; call the resulting system on P\mathcal{P} M′M'. On ordinary scheme charts, projective strictness gives

Rp∗Gr⁡kFDR⁡Y(M)≃Gr⁡kFDR⁡P(M′).(5)Rp_*\operatorname{Gr}^{F}_k\operatorname{DR}_Y(M)\simeq\operatorname{Gr}^{F}_k\operatorname{DR}_{\mathcal{P}}(M'). \tag*{(5)}

For the desired global hypercohomology vanishing, this identity must hold for the descended complexes. We verify that compatibility before passing to a finite cover.

For right differential modules, use the transfer bimodule

DY→P=OY⊗p−1OPp−1DP,\mathcal{D}_{Y\to\mathcal{P}}=\mathcal{O}_Y\otimes_{p^{-1}\mathcal{O}_{\mathcal{P}}}p^{-1}\mathcal{D}_{\mathcal{P}},

with its order filtration. Derived tensor over DY\mathcal{D}_Y, followed by derived direct image, forms the filtered direct image; equivalently, these operations can be carried out on Rees modules. De Rham on the base is a further derived tensor with OP\mathcal{O}_{\mathcal{P}}, filtered from degree zero. The filtered Spencer resolution, associativity of derived tensor, and projection formula identify this with direct image of the de Rham complex upstairs. Indeed, tensoring the transfer module over the base differential operators with the base structure sheaf gives OY\mathcal{O}_Y.

These sheaf constructions are canonical on the etale site, and the Spencer resolutions are locally free over differential operators. They commute with chart changes already before taking associated gradeds. The ordinary projective direct-image theorem on the base charts supplies strictness and concentration in perverse degree zero. Passing to the etale site does not change coherent cohomology on those charts. This proves (5) globally, as an identity computing coherent hypercohomology. The same verification will apply to the finite representable map below.

To pass from the gerbe to a scheme, use the representable finite surjective morphism

v:Pzs⟶Pv:\mathbb{P}^{s}_{z}\longrightarrow\mathcal{P}

defined by the power map [z0:⋯:zs]↦[z0ℓ:⋯:zsℓ][z_0:\cdots:z_s]\mapsto[z_0^\ell:\cdots:z_s^\ell] and the root OPzs(1)\mathcal{O}_{\mathbb{P}^{s}_{z}}(1); thus v∗C=OPzs(1)v^*C=\mathcal{O}_{\mathbb{P}^{s}_{z}}(1). Trivial roots on the standard affine opens of Ps\mathbb{P}^{s} give scheme etale charts U~i→P\widetilde{U}_i\to\mathcal{P}. The restriction of vv to zi≠0z_i\ne0 factors through U~i\widetilde{U}_i. On each such chart take the derived Hodge-module inverse image of M′M' and then its degree-zero perverse cohomology. Thus the object being constructed chartwise is

H=pH0(v∗M′).H={}^{p}H^0(v^*M').

The chosen root and functoriality identify these objects on overlaps, producing a system on the Zariski opens of Pzs\mathbb{P}^{s}_{z}.

We check that HH is a global graded-polarizable mixed Hodge module, so that ordinary vanishing applies to it. The perverse, filtered, and weight data glue, as do the strict-support decompositions of the pure weight gradeds, by uniqueness. On a smooth connected dense stratum of an irreducible support, a polarization on a nonempty Zariski open extends to a flat pairing: the fundamental group of that open surjects onto the fundamental group of the stratum. Hodge compatibility extends by continuity, and the extended flat pairing remains nondegenerate and positive. The local Hodge modules already give boundary quasi-unipotence. Saito’s extension theorem for polarizable variations [56] and uniqueness of strict-support extension identify the global pure object with the glued object. Projectivity of Pzs\mathbb{P}^{s}_{z} leaves no additional boundary at infinity. The weight extensions give the required mixed object.

Vanishing for HH will imply vanishing for M′M' once we realize M′M' as a retract of v+Hv_+H. On a chart one must use the whole base-changed finite cover. Over U~i\widetilde{U}_i, this is a disjoint union of copies of the corresponding affine coordinate chart of Pzs\mathbb{P}^{s}_{z}. The unit on unshifted constants and its dual trace, formed using smooth duality in equal dimensions, compose to multiplication by the degree. This can first be checked on the finite etale locus, where the trace sums over the sheets. On each connected smooth base chart, the shifted constant Hodge module is the rank-one intersection complex, with endomorphism ring Q\mathbb{Q}, and its endomorphisms are determined on a dense open. The composition therefore equals the degree globally, with no contribution supported on the branch locus. This argument permits ramification.

Tensor the unit and trace with M′M', apply proper projection formula, and take perverse cohomology in degree zero. Finite direct image is perverse exact, so it commutes with this degree-zero cohomology. We obtain maps

M′⟶v+H⟶M′M'\longrightarrow v_+H\longrightarrow M'

whose composite is multiplication by the degree of the whole base-changed cover. Dividing the second map by that degree gives the retraction. Each map is canonical under etale base change; the retraction consequently descends on filtered differential modules as well.

Applying the finite version of Equation (5) and projection formula now exhibits the hypercohomology in the statement as a direct summand of

Hj(Pzs,Gr⁡kFDR⁡(H)⊗OPs(−b)).\mathrm{H}^j\left(\mathbb{P}^{s}_{z},\operatorname{Gr}^{F}_{k}\operatorname{DR}(H)\otimes\mathcal{O}_{\mathbb{P}^{s}}(-b)\right).

Ordinary negative-ample Kodaira–Saito vanishing makes this group zero for j<0j<0. For a mixed object, apply the vanishing to the pure weight gradeds and then to the weight-filtration exact sequences, whose Hodge filtrations are strict. □\square

Lifting through the infinitesimal neighborhoods

We now combine the lowest-piece identification with negative-twist vanishing. The remaining step is to identify the relation satisfied by the coordinate and conormal obstructions.

Proof of Proposition 4.1. We induct on kk, simultaneously for all powers IjI^j. The connecting homomorphisms will factor through the first graded layers and together form a derivation. We must show that this derivation vanishes both on functions from UU and on a local generator of I/I2I/I^2. The graph calculation relates these two errors in the differential module MUM_U. Its order-one symbol, together with negative-twist vanishing, first kills the function error. The original relation then kills the conormal error.

Define

Ej,k=g∗(Ij/Ij+k),j≥0,k≥1.E_{j,k}=g_*(I^j/I^{j+k}), \qquad j\geq0,\quad k\geq1.

The first graded layer is

Ej,1=OTU⊗C−j.E_{j,1}=\mathcal{O}_{T_U}\otimes C^{-j}.

For adjacent lengths, the exact sequence has kernel g∗OSU⊗C−j−kg_*\mathcal{O}_{S_U}\otimes C^{-j-k}, and its connecting homomorphism takes values in

R1g∗OSU⊗C−j−k.R^1g_*\mathcal{O}_{S_U}\otimes C^{-j-k}.

The obstruction derivation. Assume inductively that all shorter transitions are surjective. A section of Ej,kE_{j,k} with zero length-one term comes from Ej+1,k−1E_{j+1,k-1} when k>1k>1. Induction lifts it locally from Ej+1,kE_{j+1,k}, so its connecting class vanishes. Induction also makes Ej,k→Ej,1E_{j,k}\to E_{j,1} surjective. The obstruction thus factors through the length-one layer; for k=1k=1 this factorization is immediate. More precisely, these factorizations give additive maps

Dk,j:OTU⊗C−j⟶R1g∗OSU⊗C−j−k.D_{k,j}:\mathcal{O}_{T_U}\otimes C^{-j}\longrightarrow R^1g_*\mathcal{O}_{S_U}\otimes C^{-j-k}.

Together they define DkD_k on the graded algebra ⨁j≥0OTU⊗C−j\bigoplus_{j\geq0}\mathcal{O}_{T_U}\otimes C^{-j}, with graded shift kk; no OU\mathcal{O}_U-linearity is asserted. Its values are computed by choosing local lifts and taking Cech differences. For a product, this difference is the sum of the two first-order differences: the product of two errors vanishes in the layer under consideration. Thus DkD_k is a C\mathbb{C}-derivation, with values in the graded module whose degree-jj term is R1g∗OSU⊗C−jR^1g_*\mathcal{O}_{S_U}\otimes C^{-j}.

Restrict its degree-zero part along OU→OTU\mathcal{O}_U\to\mathcal{O}_{T_U}. This derivation factors through ΩU1\Omega^1_U, defining a section of TU⊗R1g∗OSU⊗C−kT_U\otimes R^1g_*\mathcal{O}_{S_U}\otimes C^{-k}. As the chart varies, these sections descend to

e∈H0(Y,TY⊗R1g∗OS⊗C−k)=H0(Y,TY⊗F0M⊗C−(a+k)).(6)e\in H^0(\mathcal{Y},T_{\mathcal{Y}}\otimes R^1g_*\mathcal{O}_S\otimes C^{-k})=H^0(\mathcal{Y},T_{\mathcal{Y}}\otimes F_0M\otimes C^{-(a+k)}). \tag*{(6)}

The equality follows from (3), Lemma 4.2, and projection formula. For the descent assertion, function lifts pull back along the unique etale thickenings. Ordinary flat base change on the reductions pulls back their Cech classes in the coherent obstruction sheaves. Differentials also pull back and generate under an etale map, giving the required compatibility.

Coordinate errors and adjunction. We now compute this derivation in local coordinates. After shrinking UU, choose etale coordinates t1,…,tdt_1,\ldots,t_d, with d=dim⁡Ud=\dim U, and a frame of C−1C^{-1}. Write yy for its pullback, a conormal frame. Induction lifts the coordinates along gg modulo IkI^k and lifts yy to I/Ik+1I/I^{k+1}. Lift them one step further on an open cover of SUS_U, obtaining functions hi,λh_{i,\lambda} modulo Ik+1I^{k+1} and generators yiy_i modulo Ik+2I^{k+2}. The conormal generator must be lifted one order farther than the coordinates: its next error lies in Ik+1/Ik+2I^{k+1}/I^{k+2}, whereas a coordinate error lies in Ik/Ik+1I^k/I^{k+1}. By formal etaleness of the coordinate map, each hih_i defines a local map from (k+1)SU(k+1)S_U to UU. Write the overlap errors as

hj,λ−hi,λ=eij,λyik,yj−yi=ηijyik+1.(7)h_{j,\lambda}-h_{i,\lambda}=e_{ij,\lambda}y_i^k,\qquad y_j-y_i=\eta_{ij}y_i^{k+1}. \tag*{(7)}

Thus Dk(tλ)D_k(t_\lambda) is represented by (eij,λyk)(e_{ij,\lambda}y^k), and Dk(y)D_k(y) by (ηijyk+1)(\eta_{ij}y^{k+1}). The powers of yy record the target line bundles; eij,λe_{ij,\lambda} and ηij\eta_{ij} are their coefficients on the reduction. Denote the induced frame of B∣SUB|_{S_U} by σ=y−a\sigma=y^{-a}.

Off JUJ_U, the fixed adjunction isomorphism gives

ω(k+1)SU≃OX((a+k)S)∣(k+1)SU.\omega_{(k+1)S_U}\simeq\mathcal{O}_X((a+k)S)|_{(k+1)S_U}.

Via this isomorphism, the local equation yiy_i defines a dualizing generator, denoted bi=yi−(a+k)b_i=y_i^{-(a+k)}. This notation denotes a frame of the line bundle OX((a+k)S)\mathcal{O}_X((a+k)S) restricted to the thickening; it does not invert the nilpotent function yiy_i in its structure sheaf. Realize the dualizing sheaves in support cohomology. Under the trace inclusion ωSU↪ω(k+1)SU\omega_{S_U}\hookrightarrow\omega_{(k+1)S_U}, we have

bj−bi=−(a+k)ηijσ,yikbi=σ,yik+1bi=0.(8)b_j-b_i=-(a+k)\eta_{ij}\sigma,\qquad y_i^k b_i=\sigma,\qquad y_i^{k+1}b_i=0. \tag*{(8)}

The first identity is the binomial expansion of (1+ηijyik)−(a+k)(1+\eta_{ij}y_i^k)^{-(a+k)}: all quadratic terms vanish because 2k≥k+12k\geq k+1. In the last two identities, σ\sigma is viewed in the dualizing sheaf of the thickening through the trace inclusion. They express Cartier trace and the annihilator of the thickening.

The graph calculation. We next put both errors in the same differential module. Embed (k+1)SU(k+1)S_U as a closed subscheme of a smooth open Z⊂Z‾=PmZ\subset\overline{Z}=\mathbb{P}^m. The graph of the reduced map gg is closed in Z‾×U\overline{Z}\times U, since it is proper over UU. Let ι:SU↪Z‾×U\iota:S_U\hookrightarrow\overline{Z}\times U be this reduced graph embedding, and let NΓ\mathcal{N}_\Gamma be the underlying unfiltered differential module of ι+A0,U\iota_+\mathcal{A}_{0,U}. This module is distinct from the direct-image module MUM_U on UU. For each local graph lift hih_i, Ext-to-support cohomology sends the dualizing section bib_i to a section δi(bi)\delta_i(b_i) of NΓ\mathcal{N}_\Gamma. All the lifted graphs have the same reduced support, namely the graph of gg, so these sections lie in one support-cohomology module rather than in different modules for the different lifts. These sections need not lie in its lowest filtered piece. We will prove the identity

δj(bj)−δi(bi)=−(a+k)ηijσ+∑λ=1d(eij,λσ)⋅∂tλ.(9)\delta_j(b_j)-\delta_i(b_i)=-(a+k)\eta_{ij}\sigma+\sum_{\lambda=1}^{d}(e_{ij,\lambda}\sigma)\cdot\partial_{t_\lambda}. \tag*{(9)}

On the right, each reduced dualizing section σ\sigma is included in NΓ\mathcal{N}_\Gamma by the lowest-piece map of Lemma 4.2. The right differential-operator action is taken in this graph module.

The calculation also applies when SUS_U is singular. Put c0=dim⁡Z−Nc_0=\dim Z-N. Ext-to-support identifies the dualizing sheaf of the thickening with its annihilator submodule in HZc0(ωZ)\mathcal{H}^{c_0}_Z(\omega_Z). To see this, use the support-cohomology spectral sequence. Support cohomology vanishes below c0c_0, so in total degree c0c_0 the Ext group consists of homomorphisms from the structure sheaf of the thickening to the first support-cohomology module. In particular, no local complete-intersection hypothesis on SU⊂ZS_U\subset Z is needed.

Lift the hi,λh_{i,\lambda} locally to functions on ZZ. For a dualizing section bb of the thickening, its graph inclusion in Z×UZ\times U is the generalized fraction

b dt1∧⋯∧dtd∏λ=1d−1(tλ−hi,λ).\frac{b\,dt_1\wedge\cdots\wedge dt_d}{\prod_{\lambda=1}^{d-1}(t_\lambda-h_{i,\lambda})}.

It represents successive support cohomology in the additional coordinate equations, equivalently the Koszul residue for the graph, and can be computed etale-locally near the graph branch. After taking support cohomology from ZZ, the translated new coordinates form a regular sequence; their support cohomology is consequently concentrated in the degree equal to their number. Either set of translated coordinates gives the same localization of this support-torsion module, because the two translations differ nilpotently on every section.

The change from hih_i to hjh_j thus has a finite Taylor expansion on bjb_j. Again using 2k≥k+12k \ge k+1, products of two differences from Equation (7) annihilate bjb_j. The linear terms are determined by

(hj,λ−hi,λ)bj=eij,λσ.(h_{j,\lambda}-h_{i,\lambda})b_j=e_{ij,\lambda}\sigma.

The right action on a top differential form satisfies

(dtλtλ−h)⋅∂tλ=dtλ(tλ−h)2.\left(\frac{dt_\lambda}{t_\lambda-h}\right)\cdot\partial_{t_\lambda}=\frac{dt_\lambda}{(t_\lambda-h)^2}.

The doubled pole therefore contributes the positive sign in Equation (9). Combining these terms with Equation (8) proves the identity. So far the calculation is off JUJ_U. Both its sections and its identities extend meromorphically across JUJ_U in the unfiltered localized module, where arbitrary finite pole orders are allowed.

Vanishing of the obstruction. Push the graph identity along the projection π:Z×U→U\pi: Z\times U\to U, using the relative Spencer complex. Closed direct image is perverse exact, and π+ι+A0,U=g+A0,U\pi_{+}\iota_{+}A_{0,U}=g_{+}A_{0,U}. Thus degree-one holonomic differential-module cohomology of this Spencer direct image is the underlying module of MU=pH1g∗A0,UM_U={}^{p}H^1g_*A_{0,U}. The cochain (δi(bi))(\delta_i(b_i)) belongs to the top, degree-zero term, from which there is no outgoing relative Spencer differential. Its Čech difference is a boundary in total degree one. A sufficiently refined ambient cover around the closed graph computes this boundary; all the sheaves in question are supported there. By Lemma 4.2, the reduced cocycles in Equation (9) represent their R1g∗BR^1g_*\mathcal{B} classes in F0MF_0M. Right differentiation in the UU-coordinates acts on the pushforward complex. Consequently the Čech classes satisfy

−(a+k)[ηijσ]+∑λ=1d[eij,λσ]⋅∂tλ=0in MU.-(a+k)[\eta_{ij}\sigma]+\sum_{\lambda=1}^{d}[e_{ij,\lambda}\sigma]\cdot\partial_{t_\lambda}=0 \quad\text{in }M_U.

Here each bracketed class belongs to R1g∗B=F0MUR^1g_*\mathcal{B}=F_0M_U; after differentiation, its image belongs to F1MUF_1M_U. Thus every term of the relation lies in F1MF_1M, and the η\eta-term lies in F0MF_0M. The equality itself was proved in the unfiltered differential module. The inclusion F1M⊂MF_1M\subset M is an inclusion of actual sheaves, so vanishing in MM implies vanishing in F1MF_1M. Taking the order-one symbol shows that the global section ee from Equation (6) is killed by

TY⊗F0M⟶Gr⁡1FM,(10)T_Y\otimes F_0M\longrightarrow\operatorname{Gr}^{F}_1M, \tag*{(10)}

after twisting by C−(a+k)C^{-(a+k)}. Only the relation is used in this filtered step; no bound on the Hodge filtration of the auxiliary cochain (δi(bi))(\delta_i(b_i)) has been imposed.

Because F<0M=0F_{<0}M=0, the entire complex at filtration index one is

Gr⁡1FDR⁡(M)=[TY⊗F0M⟶Gr⁡1FM],\operatorname{Gr}^{F}_1\operatorname{DR}(M)=\left[T_Y\otimes F_0M\longrightarrow\operatorname{Gr}^{F}_1M\right],

in degrees −1-1 and 00, with differential the symbol map in Equation (10). After the indicated twist, its degree-−1-1 hypercohomology is therefore exactly the space of global sections of the kernel of that map. The twist is negative, since a+k>0a+k>0. Lemma 4.3 annihilates this space, and hence e=0e=0.

It remains to kill the conormal part of the derivation. With coordinates and a line trivialization fixed locally, e=0e=0 says that every class [eij,λσ][e_{ij,\lambda}\sigma] vanishes in F0MF_0M, and thus in MM. Its actual differential-operator image vanishes as well, before passing to symbols. Returning to the unfiltered relation gives

(a+k)[ηijσ]=0.(a+k)[\eta_{ij}\sigma]=0.

Injectivity of the lowest-piece inclusion and a+k>0a+k>0 then give Dk(y)=0D_k(y)=0. The degree-zero derivation also vanishes: its restriction to OU\mathcal{O}_U is the coordinate error ee, and OU→OTU\mathcal{O}_U\to\mathcal{O}_{T_U} is surjective because TUT_U is a closed subscheme of UU. The coefficient algebra and the conormal frame yy generate the full graded length-one algebra locally. Thus Dk=0D_k=0 in every degree, completing the induction and proving surjectivity of all the sheaf transitions.

The kernels are the stated coherent sheaves OTU⊗C−j−k\mathcal{O}_{T_U}\otimes C^{-j-k}. If UU is affine, their first cohomology vanishes, so the exact sequences of sheaves of abelian groups give surjectivity on global sections as well. Successive choices of lifts then give compatible formal lifts of any chosen functions on TUT_U and, after trivializing CC, of the transverse conormal frame.

Compact null families and descent

We now complete Theorem 3.1. Retain 0<v<n0<v<n, r=v−1r=v-1, d=n−1−r=n−vd=n-1-r=n-v, and the construction of Proposition 3.3. The formal lifts first produce compact subvarieties outside the entire boundary, of dimension n−vn-v, on which LL is numerically trivial. Their existence bounds the dimension of the nef reduction; descent along that reduction then proves abundance.

The immediate geometric problem is to move a projective fiber off the boundary while keeping it projective. A normal coordinate supplies the direction of motion; parameters on the image of the boundary family keep the fiber dimension fixed. The global root and Hodge constructions have already supplied these functions formally. Their lifts concern the common underlying topological map of the thickenings; a map of ringed spaces to the base has not been assumed. The construction below obtains a deformation directly from the lifted functions, without requiring one ambient scheme neighborhood for all orders.

Proposition 5.1. Assume the transition surjectivity of Proposition 4.1. There is a dominating algebraic family of integral projective subvarieties of XX of dimension

d=n−1−r=n−vd=n-1-r=n-v

whose general members avoid DD and on which LL is numerically trivial.

Proof. We construct a formal deformation of a general boundary fiber, algebraize it over C[[s]]\mathbb{C}[[s]], and show that the resulting subvarieties belong to a family dominating XX.

Deforming a boundary fiber. Choose a separated affine étale chart U→YU\to Y near a general point of a top-dimensional component of its Stein image JUJ_U. After shrinking, CC is trivial, that component is smooth of pure dimension rr, and SUS_U is flat over it. Since the image of JJ in PP has dimension less than rr, we may also arrange that SUS_U is disjoint from JUJ_U. Choose a closed point tt in this open set. After a further shrinking, regular parameters t1,…,trt_1,\ldots,t_r on TUT_U cut out only tt. The fiber

F=SU,tF=S_{U,t}

is projective and has pure dimension dd. Along FF, the pullbacks of the parameters form a regular sequence. The ideal sheaf IJ/S\mathcal{I}_{J/S} is maximal Cohen–Macaulay by Proposition 3.3(ii). Since SUS_U is disjoint from JUJ_U, the étale pullback of this ideal sheaf is IJU/SU=OSU\mathcal{I}_{J_U/S_U}=\mathcal{O}_{S_U}; hence SUS_U is Cohen–Macaulay. The quotient F′F' by the regular sequence is Cohen–Macaulay as well. We will use this property to control the dimensions of the components after algebraization.

Write I=OX(−S)I = \mathcal{O}_X(-S). By Proposition 4.1, the transitions between the sheaves g∗(Ij/Ij+k)g_*(I^j/I^{j+k}) are surjective as the length kk increases. Their kernels are the coherent sheaves g∗OSU⊗C−j−kg_*\mathcal{O}_{S_U} \otimes\mathbb{C}^{-j-k}. Affineness of UU also gives surjectivity on global sections. We can therefore lift the parameters compatibly through all thickenings, and lift the chosen conormal frame to a compatible element y~\widetilde{y} that formally generates II.

Let ZqZ_q be the closed subscheme of qSUqS_U cut out by the rr lifted parameters. Regard it as a scheme over

Rq=C[s]/(sq),s⟼y~.R_q = \mathbb{C}[s]/(s^q), \qquad s \longmapsto\widetilde{y}.

The construction has the diagram

F→Zq→X×Spec⁡Rq↓↓↓Spec⁡C→Spec⁡Rq=Spec⁡Rq.\begin{CD} F @>>> Z_q @>>> X \times\operatorname{Spec} R_q \\ @VVV @VVV @VVV \\ \operatorname{Spec} \mathbb{C} @>>> \operatorname{Spec} R_q @= \operatorname{Spec} R_q. \end{CD}

The middle vertical map is defined by the lifted normal parameter. The lifted base parameters cut out ZqZ_q; they are not provided by a preexisting morphism of the ambient thickening to the base.

The schemes ZqZ_q are compatible under reduction, have closed fiber FF, and are flat over RqR_q. For flatness, the powers of the Cartier generator first identify the successive ss-layers of qSUqS_U with OSU\mathcal{O}_{S_U}. This proves flatness before imposing the parameters. The local flatness criterion then preserves flatness when we quotient by lifts of the regular sequence on the closed fiber.

Algebraization and boundary avoidance. The map Zq→X×Spec⁡RqZ_q \to X \times\operatorname{Spec} R_q is quasi-finite. It is also proper: its reduction is the map from the projective scheme FF, and nilpotent thickenings do not change properness of a finite-type morphism. Thus it is finite. Put R=C[[s]]R = \mathbb{C}[[s]]. Projective Grothendieck existence algebraizes the compatible finite algebra sheaves on X×Spec⁡RqX \times\operatorname{Spec} R_q to a finite algebra on XR=X×Spec⁡RX_R = X \times\operatorname{Spec} R. Full faithfulness algebraizes their multiplication and unit [62]. The relative spectrum gives a finite morphism

Z⟶XRZ \longrightarrow X_R

with exactly the prescribed reductions. In particular, ZZ is projective over RR. Formal flatness gives flatness along the closed fiber; on the generic fiber over C((s))\mathbb{C}((s)) it is automatic. Hence ZZ is flat over RR.

The images of the pole and coefficient-zero boundary parts miss FF. Their inverse images in ZZ are closed and proper over RR, and must therefore be empty: any nonempty closed subset of a proper RR-scheme specializes to the closed fiber. Recall also the exceptional divisor EE of the normalized blowup separating S+S_+ and S−S_- in Proposition 3.3. Its image in XX lies in Supp⁡G+∩Supp⁡G−\operatorname{Supp} G_+ \cap\operatorname{Supp} G_-, so it is already excluded by avoidance of the pole part.

On the formal neighborhood from which the ZqZ_q were cut out, the root construction therefore identifies the divisor of the pulled-back section s0s_0 with ℓS\ell S. Comparing its root-line frame with the formal Cartier generator y~\widetilde{y} gives a frame in which this section is y~ℓ\widetilde{y}^{\ell}. Restricting to the ZqZ_q gives compatible trivializations

N0∣Zq≅OZq,s0∣Zq=sℓ.N_0|_{Z_q} \cong\mathcal{O}_{Z_q}, \qquad s_0|_{Z_q} = s^{\ell}.

Full faithfulness algebraizes this line-bundle trivialization and its section identity on ZZ; no algebraic map from ZZ to the root stack is needed. The generic fiber of ZZ therefore misses the positive part of DD as well, and hence avoids all of DD.

We next check the dimension assertion needed for the family. At a closed point zz of FF, flatness makes ss a nonzerodivisor in OZ,z\mathcal{O}_{Z,z}, and its quotient is the Cohen–Macaulay ring OF,z\mathcal{O}_{F,z} of dimension dd. Thus OZ,z\mathcal{O}_{Z,z} is Cohen–Macaulay of dimension d+1d+1. These local rings are also equidimensional: a Cohen–Macaulay local ring essentially of finite type over the excellent discrete valuation ring RR has this property. Every component of ZZ meets FF by properness, and no component is contained in FF by flatness. The dimension formula now gives dimension dd for every component of the generic fiber. Its finite image in XC((s))X_{\mathbb{C}((s))} therefore has pure dimension dd. After a suitable finite extension of C((s))\mathbb{C}((s)), choose a geometrically integral component of the reduced base change of this image.

A family dominating XX. We have constructed compact subvarieties outside DD. To obtain a dominating family, choose a positive component DiD_i with image dimension rr, together with a component of SS covering it. As the general chart and tt vary, the images of points of FF contain a dense open subset of DiD_i. We will show that each point in this open subset lies in the closed evaluation image of an algebraic family of dd-dimensional subvarieties disjoint from DD.

Now consider all Hilbert schemes of dd-dimensional subvarieties of XX. The geometrically integral loci parametrizing members disjoint from DD have a countable stratification by integral parameter spaces with irreducible universal families. Denote the irreducible closures of their evaluation images in XX by WαW_\alpha. Fix a point xx in the dense open subset of DiD_i, and a point of a boundary fiber FF mapping to it. Since ZZ has no vertical component, this point lies in the closure of a generic component. That component has dimension dd by the preceding argument. Pass to a finite extension of the discrete valuation field over which the reduced generic components are geometrically integral, and let R′R' be the extended discrete valuation ring. Choose a generic component after this base change whose closure contains a point over the chosen point of FF. Flatness still excludes vertical components, so such a choice is possible. Its reduced finite image is geometrically integral. Take the schematic closure of that image in XR′X_{R'}. The structure sheaf of the closure has no uniformizer torsion, so the closure is flat over the discrete valuation ring and defines a morphism to the Hilbert scheme. Its generic member lies in one of the strata above. The corresponding WαW_\alpha is closed and contains the generic image, hence also its special-fiber support and the point xx. Thus every point of the chosen open subset of DiD_i belongs to some WαW_\alpha. The generic component and the index α\alpha may depend on xx.

An irreducible variety over the uncountable field C\mathbb{C} cannot have a dense open covered by countably many proper closed subsets. Some WαW_\alpha therefore contains DiD_i. By definition it also contains points outside DD. Since DiD_i is a prime divisor in the integral variety XX, the only proper irreducible closed subset containing it is DiD_i itself. Hence Wα=XW_\alpha=X, and the family dominates XX. On each member, avoidance of DD makes the rational section s0s_0 regular and nowhere zero. It trivializes N0N_0, proving that LL is numerically trivial on that member.

Descent along the nef reduction

The compact null subvarieties will bound the dimension of the nef-reduction base. To descend the signed representative to that base, we first prove a statement for vertical divisors using relative nefness and a fiber-dimension bound.

Lemma 5.2. Let f:Y→Bf:Y\to B be a surjective projective morphism from a normal integral variety to a smooth projective variety, with geometrically connected integral generic fiber. Suppose all fibers have dimension at most dim⁡Y−dim⁡B\dim Y-\dim B. Let GYG_Y be a vertical Q\mathbb{Q}-Cartier divisor that is relatively nef. Then

GY=f∗GBG_Y=f^*G_B

for a Q\mathbb{Q}-divisor GBG_B on $B.

Proof. When BB is a point, every vertical divisor is zero. When the relative dimension is zero, the fiber bound makes ff finite. Its geometrically integral connected generic fiber makes it birational,* and normality of BB then makes it an isomorphism. The assertion follows in both cases. We may therefore assume that the base dimension and the relative dimension are positive.

The fiber bound forces every vertical prime divisor to map onto a prime divisor of BB. For each such prime PP, write its full pullback as f∗P=∑jmjEjf^*P=\sum_j m_jE_j. Let bjb_j be the coefficient of GYG_Y along EjE_j, with zero coefficients included, and assign coefficient min⁡j(bj/mj)\min_j(b_j/m_j) to PP in GBG_B. Only finitely many of these coefficients are nonzero. The residual divisor

R′=GY−f∗GBR'=G_Y-f^*G_B

is effective, vertical, Q\mathbb{Q}-Cartier, and relatively nef; over each base prime, at least one component is absent from its support. It remains to prove that R′=0R'=0.

Suppose R′≠0R'\ne0, and choose a base prime under its support. Intersect BB with general hyperplanes to obtain a complete-intersection curve meeting that prime at a general point; if dim⁡B=1\dim B=1, use BB itself. Normal Bertini makes its inverse image in YY normal. This inverse image is integral: generic geometric integrality supplies the dominating component, and the fiber bound rules out further vertical components. Intersect upstairs with dim⁡Y−dim⁡B−1\dim Y-\dim B-1 general very ample hyperplanes. The result is a normal integral surface over the base curve, with geometrically connected generic fiber. Over the chosen general base point, these cuts retain curves both in the residual support and in a component missing from it. The curves remain distinct because the original components were distinct at the generic point of the base prime.

Resolve this surface. The pullback of the residual divisor stays effective, vertical, and relatively nef. It has zero intersection with the full fiber and nonnegative intersection with every fiber component. All those component intersections must therefore be zero. The fiber is connected, by generic connectedness and Stein factorization over the normal base curve. Its intersection matrix is negative semidefinite, with kernel generated by the full fiber. The residual part over the chosen point is thus a multiple of the full fiber. Its missing component forces that multiple to be zero, contradicting the retained component of its support.

Completion of the proof of Theorem 3.1. The cases v=0v=0 and v=nv=n are covered by Lemma 3.2. For 0<v<n0<v<n, Propositions 3.3, 4.1, and 5.1 give a dominating family of compact LL-trivial subvarieties of dimension d=n−vd=n-v.

Apply the nef-reduction theorem to a Cartier multiple of LL [2]. The resulting almost holomorphic rational map has connected fibers. The divisor LL is numerically trivial on its compact general fibers and has positive degree on every noncontracted curve through a very general point of XX. Write bb for the base dimension. A compact LL-trivial dd-fold through such a point must be contracted: otherwise, general ample slices through the point would produce a noncontracted curve of LL-degree zero. Consequently

b≤n−d=v.b\le n-d=v.

To apply vertical descent, resolve the graph, flatten the main component over a modification of the base, resolve the base, and normalize the main transform. This gives projective morphisms

Y→πXf↓B\begin{CD} Y @>{\pi}>> X \\ @V{f}VV \\ B \end{CD}

with π\pi birational, BB smooth, YY normal, and geometrically connected integral generic fiber of ff. Every fiber has dimension at most n−bn-b. Indeed, flatness and generic integrality keep the flat main transform integral after the base modification, and finite normalization preserves the bound on fiber dimension. This bound is the needed hypothesis; normalization need not preserve flatness.

We claim that π∗D\pi^*D has no horizontal component. Restrict to a very general fiber of ff. There, π∗L\pi^*L is numerically trivial and π∗(L−cD)\pi^*(L-cD) restricts to a pseudo-effective class. To justify the second assertion, choose a sequence of effective approximants with ample errors tending to zero. Shrink to a flat open of the base with geometrically integral fibers. This is possible because the generic fiber is geometrically integral. On this common open, the locus over which a given support contains the whole fiber is proper closed, by upper semicontinuity of fiber dimension. Avoid the countably many such bad closed loci in the base. Every approximant then restricts effectively to a very general fiber, and passage to the limit gives pseudo-effectivity of the restriction. The resulting class is −cπ∗D-c\pi^*D. A negative nonzero effective divisor cannot be pseudo-effective on a projective variety, as its intersection with an ample power shows. The restriction of π∗D\pi^*D must therefore be zero. This also excludes b=0b=0, which would force D=0D=0 and contradict v>0v>0.

It follows that GY=π∗GG_Y=\pi^*G is vertical. It is also relatively nef because GY∼Qπ∗LG_Y\sim_{\mathbb Q}\pi^*L. Lemma 5.2 now gives

π∗L∼Qf∗GB\pi^*L\sim_{\mathbb Q}f^*G_B

for a Q\mathbb Q-divisor GBG_B on the smooth base. Every curve in BB is dominated by a curve in YY, where the pullback has nonnegative degree; hence GBG_B is nef. Numerical dimension is unchanged by these pullbacks; the intersection formula gives

v=ν(X,L)=ν(Y,π∗L)=ν(B,GB)≤b.v=\nu(X,L)=\nu(Y,\pi^*L)=\nu(B,G_B)\le b.

Together with b≤vb\le v, this yields b=v=ν(B,GB)b=v=\nu(B,G_B). Since GBG_B is nef on the bb-dimensional base, it follows that GBb>0G_B^b>0, so GBG_B is big. Pullback of sections then gives κ(X,L)≥b=v\kappa(X,L)\ge b=v. The inequality κ(X,L)≤ν(X,L)\kappa(X,L)\le\nu(X,L) for nef divisors provides the reverse bound and proves abundance.

Geometric exclusions for a nonvanishing counterexample

We now prepare the smooth nonvanishing step. Assume only the lower-dimensional good-model hypothesis of Assumption 2.1, and suppose that a smooth projective nn-fold XX, with n>0n>0, satisfies

KX is pseudo-effective,κ(X,KX)=−∞.(11)K_X\text{ is pseudo-effective},\qquad\kappa(X,K_X)=-\infty. \tag*{(11)}

We first restrict its moving proper subvarieties and positive canonical currents, and then exclude covering curves of bounded genus and normalized degree. Two further conclusions will handle the remaining jet configurations: the reduced-boundary adjoint of a signed canonical representative is big, and fixed finite covers admit no family of birational maps whose graphs dominate their product. The argument takes place over C\mathbb C, and the two displayed properties persist on smooth projective birational models. Numerical dimension for a pseudo-effective divisor means Nakayama’s numerical dimension κσ\kappa_\sigma; for a nef divisor it agrees with the intersection definition used in Theorem 3.1.

The Albanese reduction and algebraic webs

Subadditivity first shows that the Albanese map is constant. This will let us pass from an effective numerical representative of a rational divisor to an effective rational-linear representative. We then construct the rational quotient generated by a moving family of subvarieties.

Lemma 6.1. Every smooth projective birational model of XX has irregularity zero. Consequently, on such a model, or on a projective Q\mathbb Q-factorial terminal birational model, numerical equivalence of rational divisors implies their Q\mathbb Q-linear equivalence. Proof. If q(X)>0q(X)>0, resolve the Stein factorization of the Albanese map to obtain a morphism f:W→Bf: W \to B with connected fibers, with W,BW,B smooth projective and dim⁡B>0\dim B>0. The map from BB to a subvariety of Alb⁡(X)\operatorname{Alb}(X) is generically finite. Wedges of invariant one-forms on the abelian variety therefore give a nonzero section of KBK_B: at the generic point, choose dim⁡B\dim B independent pulled-back one-forms. Thus κ(B,KB)≥0\kappa(B,K_B)\geq0.

For a very general smooth fiber FF, the restriction of the pseudo-effective class KWK_W is pseudo-effective. For example, restrict a positive current representing it to almost every fiber, or use effective approximations with arbitrarily small ample error. Adjunction identifies this restriction with KFK_F. If FF has positive dimension, the induction hypothesis gives κ(F,KF)≥0\kappa(F,K_F)\geq0; for a point the same assertion holds by convention. Applying Theorem 1.2 with both boundaries empty gives κ(W,KW)≥0\kappa(W,K_W)\geq0, contradicting (11).

This is the only use of Theorem 1.2 in the proof. Irregularity is a smooth birational invariant. Finally, when Pic⁡0=0\operatorname{Pic}^{0}=0, a numerically trivial line bundle is torsion, since the group of numerically trivial line bundles modulo Pic⁡0\operatorname{Pic}^{0} is finite. Clear denominators for rational divisors. On a terminal Q\mathbb{Q}-factorial model, pull back to a smooth resolution and then descend the rational linear equivalence.

To handle subvarieties through very general points, parameterize them in countably many Hilbert families, then resolve and stratify. On a suitable open parameter space the domains form a smooth projective family with integral fibers, and evaluation is dominant. When each fiber maps generically finitely onto its image, general ample cuts of the parameter space make total evaluation generically finite while preserving dominance. We resolve and compactify this total evaluation before using its ramification divisor. Invariance of plurigenera for smooth projective families [55] permits the same construction for the Iitaka fibers of general members: choose a divisible pluricanonical system on the general member, spread it by base change, and resolve its relative rational map. When the member has nonnegative Kodaira dimension but is not of general type, the smooth general fibers of this map have positive dimension. They form the new family used below.

Lemma 6.2 (Algebraic web quotient). Let a smooth projective variety be dominated generically finitely by the total space of a family with smooth integral projective general fibers. On a dense regular open, form the distribution generated by the tangent spaces of the fiber images, taking spans, saturation, and Lie brackets. Its general leaves are dense opens of algebraic subvarieties. Their closures are the general fibers of a rational map, which has connected general fiber after Stein factorization.

Proof. Shrink to an open UU where the evaluation has finitely many etale sheets, the parameter map is smooth, and the generated involutive distribution F\mathcal{F} has constant rank. Its construction is algebraic: spans and brackets stabilize at the generic point after finitely many operations, and descend from the etale sheets. The nonempty open parts of the integral parameter fibers are connected. A chain step moves between two points in the image of one such open fiber. We use only steps lying in UU, so each step remains in one analytic leaf of F\mathcal{F}.

For x∈Ux\in U, endpoints of chains of at most kk steps form a constructible set, by the algebraic fiber-product construction and Chevalley’s theorem. Every endpoint lies in the analytic leaf through xx. A locally closed smooth variety contained in an analytic leaf has dimension at most rk⁡F\operatorname{rk}\mathcal{F}. Indeed, in a Frobenius chart the leaf meets at most countably many plaques: use finite plaque chains in a countable foliation atlas. The transverse coordinate map on any connected smooth piece then has countable image and is constant.

There is therefore a maximal dimension among the closures of all such endpoint loci; it is attained for some finite kk. The loci are nested because we allow at most kk steps, including the identity step. Choose an irreducible component VV of maximal dimension and a dense open O⊂VO\subset V of reachable points. On each etale sheet, the parameter map defines the algebraic relation consisting of pairs in the same fiber. Restrict its first coordinate to the inverse image of OO, take the component through the diagonal, and map the second coordinate to UU. The closure of this image contains OO, hence VV, while its points are reachable in at most k+1k+1 steps. Maximality forces that closure to equal VV. At a general diagonal point, smoothness of the parameter map identifies its vertical tangent with the corresponding web tangent. Every web tangent is consequently tangent to VV, and so is every bracket. Hence dim⁡V≥rk⁡F\dim V \ge\operatorname{rk} \mathcal{F}, while the reverse inequality was proved above. A plaque is thus open in VV. The equations of VV, pulled back to the connected immersed leaf, vanish on a nonempty open and hence on the entire leaf. Its closure is exactly VV.

These invariant subvarieties of dimension rk⁡F\operatorname{rk} \mathcal{F} have countably many Hilbert or Chow parameter spaces. Tangency on the regular locus is an algebraic condition after stratification, so one such family dominates. An invariant irreducible variety meeting UU contains the leaf through any of its points in UU: the tangent vector fields preserve its reduced ideal, first on its smooth locus and then everywhere by closure. A leaf closure of dimension rk⁡F\operatorname{rk} \mathcal{F} is therefore unique through a general point. Assigning that closure gives the desired rational map. Resolve its graph and take the Stein factorization.

For positive closed (1,1)(1,1)-currents we shall use this quotient in the following way. If a current vanishes on almost every parameter fiber away from a fixed removed divisor, it annihilates the corresponding fiber tangents on a dense open. In submersion coordinates, choose locally integrable plurisubharmonic potentials. Fubini’s theorem makes the pure fiber Hessian zero as a distribution; positivity then makes the mixed coefficients in fiber directions zero as well. A generically etale evaluation transfers this assertion to the target. Annihilation passes to brackets by the identities

LvT=d(ιvT)+ιv(dT),ι[v,w]T=Lv(ιwT)−ιw(LvT).\mathcal{L}_{v}T=d(\iota_{v}T)+\iota_{v}(dT), \qquad\iota_{[v,w]}T=\mathcal{L}_{v}(\iota_{w}T)-\iota_{w}(\mathcal{L}_{v}T).

Pullbacks by dominant morphisms and restrictions to almost every smooth parameter fiber are defined by the same local potentials.

The general-type exclusion

The next proposition turns the lower-dimensional good-model hypothesis into a restriction on every moving proper subvariety. Its proof passes from Iitaka fibers to the algebraic quotient of their tangent directions and then back to nonvanishing.

Proposition 6.3. Every positive-dimensional proper subvariety through a very general point of XX is of general type on resolution. The assertion holds also on every projective birational model.

Proof. Otherwise take a covering family of nongeneral-type subvarieties, with smooth domains VV, and slice its parameters as above. Restricting the ramification formula of its generically finite total evaluation shows that KVK_V dominates the restriction of the pulled-back KXK_X by an effective divisor. Thus KVK_V is pseudo-effective. The induction hypothesis gives a good minimal model of VV, so κ(V)≥0\kappa(V) \ge0. Since VV is not of general type, its general Iitaka fibers have positive dimension and Kodaira dimension zero. Spreading these fibers gives another covering family with smooth domains GG, of dimension less than nn, and κ(G)=0\kappa(G)=0. Each GG has a good minimal model and κσ(KG)=0\kappa_{\sigma}(K_G)=0. To exploit this zero-Iitaka-dimension family, fix a positive current TT representing KXK_X. After slicing and resolving the total evaluation of the GG's, its restriction to almost every parameter fiber, plus the effective restricted ramification divisor, is a positive current in KGK_G. Every positive current in that class is the current of the fixed canonical divisor of GG. To see this, let RR be such a current and take a common resolution u:H→Gu:H\to G, v:H→Gmin⁡v:H\to G_{\min} with the good minimal model. The current

u∗R+[KH−u∗KG]u^{*}R+[K_{H}-u^{*}K_{G}]

is positive and represents KHK_{H}. Since KGmin⁡K_{G_{\min}} is torsion, this class is represented by an effective vv-exceptional divisor. Its intersection with the (dim⁡G−1)(\dim G-1)-st power of an ample pullback from Gmin⁡G_{\min} is zero. That form is strictly positive off the exceptional locus, so the current is supported there. The support theorem makes it divisorial, and independence of exceptional divisor classes, by negativity, determines its coefficients. Pushing forward by uu determines RR itself. After shrinking the parameter space, these fixed canonical divisors are the fixed divisor of a sufficiently divisible relative pluricanonical system. Remove this divisor and the excluded loci of the construction from the total family. Their images under generically finite evaluation are proper algebraic subsets of XX.

It follows that TT annihilates the web distribution of the GG’s on a dense open. If that distribution has full rank, TT is supported on a proper algebraic set. The support theorem for positive closed (1,1)(1,1)-currents expresses it as a finite nonnegative real combination of prime divisors [58, 17]. Its rational cohomology class then has a nonnegative rational representative: solve the finite rational linear system for the coefficients on the same face of the nonnegative orthant. Lemma 6.1 converts numerical effectivity to Q\mathbb{Q}-linear effectivity, a contradiction.

Otherwise Lemma 6.2 gives a rational quotient with general smooth fiber FF on a smooth resolved graph, where 0<dim⁡F<n0<\dim F<n. Its canonical divisor is pseudo-effective: restrict the pseudo-effective canonical class of the smooth graph to a very general fiber, as in Lemma 6.1. The moving GG’s still generate its tangent space at general points. Indeed the quotient is constant on every general web member, hence induces a rational map on their parameter space; restricting to a general quotient fiber preserves dominance of evaluation. A pluricanonical rational map of FF is constant along each such GG. Slice the parameters inside FF to make the total evaluation generically finite: ramification injects the restricted pluricanonical sections into sections of a multiple of KGK_{G}, and these span a space of dimension at most one. Fix a nonzero denominator section and work where it does not vanish. Its restriction is nonzero on a general member of the covering family, so all ratios are constant on that member. Their differentials vanish on the web and its brackets, so the pluricanonical map is constant on FF. Lower-dimensional nonvanishing therefore gives κ(F)=0\kappa(F)=0, and its good minimal model gives κσ(KF)=0\kappa_{\sigma}(K_{F})=0.

The quotient has now reached the exact setting of the numerical-zero-fiber reduction of Gongyo–Lehmann [31], Theorem 1.3 and Corollary 4.5]. For a projective Q\mathbb{Q}-factorial klt rational pair with a connected-fiber morphism and numerical dimension zero on the general fiber, that theorem produces a klt pair on a smooth birational base whose good-minimal-model existence is equivalent. Here the total space is the smooth graph, the boundary is zero, and the base has dimension less than nn. The required numerical dimension is κσ\kappa_{\sigma}, which is zero by the good model of FF; thus the numerical-dimension qualification, with the corrected convention discussed in [23], Section 3 and Theorem 3.2], causes no issue. The induction hypothesis supplies the base good model, hence nonvanishing upstairs, contradicting (11).

Corollary 6.4. Let YY be a projective Q\mathbb{Q}-factorial terminal birational model of XX. If a rational divisor PP has κ(Y,P)≥1\kappa(Y,P)\ge1, then KY+cPK_{Y}+cP is big for every rational c>0c>0. Consequently, if α≠0\alpha\ne0 is a supporting functional of the pseudo-effective cone with α(KY)=0\alpha(K_{Y})=0, then α(P)>0\alpha(P)>0.

Proof. Resolve a moving subsystem of a multiple of PP. If its map is generically finite, PP is big and the assertion follows from pseudoeffectivity of KYK_{Y}. Otherwise its general fiber is a proper positive-dimensional subvariety through very general points and is of general type by Proposition 6.3. The canonical divisor of the smooth resolution is relatively big, so adding a sufficiently large ample pullback from the image makes it big. Since that pullback is bounded by a multiple of the resolved moving subsystem, pushforward gives KY+aPK_Y + aP big for some a>0a > 0. Convexity with the pseudo-effective KYK_Y, and then addition of the pseudo-effective PP, gives the assertion for every c>0c > 0. A nonzero nonnegative functional on a closed convex cone is strictly positive on its interior. Applying it to KY+cPK_Y + cP proves the last assertion.

Valuations and positive currents

The next two exclusions involve currents whose numerical intersection gaps tend to zero. A limiting inequality alone is insufficient: we need one family on which the gap is exactly zero. The ACC statement below supplies that step for a fixed current and bounded discrepancies.

For a positive closed (1,1)(1,1)-current TT on a smooth projective variety VV, let νE(T)\nu_E(T) denote the generic Lelong number of its pullback at a divisorial valuation EE. The normalization is such that a reduced smooth divisor has generic number one. We write AV(E)=a(E;V,0)A_V(E) = a(E; V, 0) for log discrepancy.

Lemma 6.5. For a fixed TT and a fixed MM, the set

{νE(T):AV(E)≤M}\{\nu_E(T): A_V(E) \le M\}

satisfies the ascending chain condition.

Proof. We induct on the integer part of MM; discrepancies over a smooth variety are positive integers, so the assertion is empty when M<1M < 1. Suppose that a strictly increasing sequence exists, and discard initial terms so its members exceed a fixed positive number cc. Skoda integrability and change of variables give

νE(T)≤AV(E)νx(T)(12)\nu_E(T) \le A_V(E)\nu_x(T) \tag*{(12)}

at a general point xx of the center. Indeed every exponent smaller than 1/νx(T)1/\nu_x(T) is locally integrable, whereas integrability after pullback imposes the corresponding discrepancy bound. Hence all centers lie in the fixed proper Siu locus {νx(T)≥c/M}\{\nu_x(T) \ge c/M\}, which is algebraic by Siu analyticity and projectivity [58]. Passing to a subsequence, all centers lie in one irreducible component of this locus.

If, after passage to a subsequence, the centers lie in a fixed codimension-at-least-two subvariety, principalize its ideal. All lifted centers lie in the exceptional locus, where the relative canonical divisor has positive integral order. The discrepancy bound for the new smooth ambient space has therefore decreased by at least one. Pull back TT and apply induction.

Otherwise the centers lie in a fixed prime divisor DD of the Siu locus. Write T=cD[D]+T′T = c_D[D] + T' with T′T' positive and with zero generic Lelong number along DD. The integers ord⁡E(D)\operatorname{ord}_E(D) are bounded: the fixed effective divisor DD has positive log canonical threshold, and lct⁡(D)ord⁡E(D)≤AV(E)\operatorname{lct}(D)\operatorname{ord}_E(D) \le A_V(E). Pass to a constant order. The residual numbers νE(T′)\nu_E(T') are still strictly increasing, and after discarding a term have a positive lower bound. Equation (11) places their centers in a fixed Siu locus of T′T', which does not contain DD. Their intersection with DD has codimension at least two, so the preceding case applies. □

To compare those Lelong numbers with movable algebraic systems, use the following multiplier-ideal approximation [17]. On a smooth projective variety, if {T}\{T\} is a real algebraic class, one can choose integral line bundles LkL_k such that c1(Lk)−k{T}c_1(L_k) - k\{T\} stays in a bounded, uniformly sufficiently ample set and Lk⊗J(kT)L_k \otimes\mathcal{J}(kT) is globally generated. Round the coefficients of k{T}k\{T\} in a fixed integral basis and add a fixed sufficiently positive integral class. Nadel vanishing and Castelnuovo–Mumford regularity give generation. For every divisorial valuation,

ord⁡EJ(kT)≤kνE(T).(13)\operatorname{ord}_E \mathcal{J}(kT) \le k\nu_E(T). \tag*{(13)}

The local Bergman weight is bounded below by the original weight up to a constant; this inequality persists after pullback and gives (12). These are statements for a fixed current, not uniform assertions over all currents.

Proposition 6.6. Let YY be a fixed projective Q\mathbb{Q}-factorial terminal birational model of XX, with KYK_Y nonbig. A positive current in the pullback class of KYK_Y on a smooth resolution cannot, on a dense regular Zariski open, annihilate the tangent spaces of the general fibers of a rational fibration of positive relative dimension.

Proof. Fix a current TT as in the statement and suppose such a fibration exists. Consider all dominant rational maps from YY with connected general fiber of positive dimension for which the pulled-back current annihilates the fiber tangents on a dense regular open of a resolved graph. Choose one with smallest base dimension bb. We will descend the current to this base and find a covering family of curves on which the descended current vanishes. Their quotient will give a member of the same collection with smaller base dimension. If b=0b=0, the current vanishes on a dense open; the divisorial-current argument in Proposition 6.3 contradicts (10). Thus 0<b<n0<b<n. Resolve the graph and the space carrying the current:

W→pYh↓B\begin{CD} W @>p>> Y \\ @VhVV \\ B \end{CD}

Here WW, BB are smooth projective and hh has connected general fiber. All further modifications replace this graph and base by birational models; they do not change the chosen rational map or the function field of its base. Flatten the main component over a modification of the base, resolve that base, normalize the main transform, and then resolve upstairs. Every vertical prime on the flat transform maps to a divisor of the base: a prime over base codimension cc would have generic fiber dimension at least n−b+c−1n-b+c-1, whereas all fibers have dimension at most n−bn-b. A prime of WW either maps onto a prime of the flat transform, where this dimension count applies, or is exceptional over that transform. In the latter case it is also exceptional over YY, because the transform maps birationally to YY. Thus every vertical divisor on WW over base codimension at least two is exceptional over YY. This remains true after later resolutions and base modifications: a prime dominating a divisor of YY already has divisorial center on the old base, and its center on a higher base model is the strict transform of that divisor.

For divisors and numerical classes put

TB=p∗h∗.T_B=p_*h^*.

This strict pullback is well defined on numerical classes because YY is Q\mathbb{Q}-factorial: numerical classes upstairs decompose into pulled-back classes from YY and exceptional classes. It preserves pseudoeffectivity. For a higher base model r:B′→Br:B'\to B, its analogue satisfies TB′r∗=TBT_{B'}r^*=T_B, by computing on a common graph. The operator TBT_B kills divisors exceptional over BB: otherwise a prime in such a pullback that dominates a divisor of YY would have center of codimension at least two on BB, contrary to the property just established.

Descent of the current. Let TT also denote the pulled-back current on WW. Shrink to a smooth open B0B^0 so that hh is smooth proper, the removed set contains no vertical divisor over B0B^0, and the remaining open in every fiber is nonempty and connected. Away from that fixed removed algebraic set upstairs, TT descends to a positive current S0S^0. Indeed in submersion coordinates the horizontal coefficient distributions are independent of fiber variables by closedness, and the open parts of general fibers are connected. They therefore glue to S0S^0 on B0B^0. The difference T−h∗S0T-h^*S^0 is closed of order zero and supported on the removed algebraic set. The support theorem expresses it as a signed divisor sum; a closed order-zero (1,1)(1,1)-current supported in codimension at least two is zero. Its horizontal coefficients are nonnegative, since a pullback has zero generic Lelong number along a horizontal divisor.

Subtract those finitely many global Siu components from TT, obtaining a positive current T′T' that equals h∗S0h^*S^0 on all of h−1(B0)h^{-1}(B^0). Choose a Kähler form ω\omega representing an ample algebraic class and put d=n−bd=n-b. Fiber integration gives h∗(ωd)=c>0h_*(\omega^d)=c>0, constant on B0B^0, by closedness. The projection formula therefore gives

c−1h∗(T′∧ωd)∣B0=S0.c^{-1}h_*(T'\wedge\omega^d)|_{B^0}=S^0.

The left side defines a global positive closed extension. Its class is real algebraic, since {T′}\{T'\} is the algebraic class p∗KYp^*K_Y minus real divisor classes and algebraic intersection and pushforward preserve such classes. Remove its divisorial parts along B∖B0B\setminus B^0, and call the result SS. On a dense open T=h∗ST=h^*S. Their difference is again closed of order zero, so the same support theorem leaves only a signed divisor sum. Over B0B^0, this difference consists only of the horizontal components removed above. Its coefficient at a prime dominating a base prime that meets B0B^0 is therefore zero. Along a base prime contained in B∖B0B\setminus B^0, the current SS has zero generic Lelong number by construction. At a prime upstairs dominating it, the generic local map is a transverse power map times a submersion. Local target balls of a radius equal to a fixed power of the source radius give the Lelong comparison, so h∗Sh^*S also has zero generic number there. Positivity of TT then makes the coefficient of T−h∗ST-h^*S nonnegative. Thus all coefficients at primes dominating base primes are nonnegative. The only possible negative coefficients lie over base codimension at least two and are exceptional over YY. We have therefore obtained a positive closed current SS in a real algebraic class on BB, with T−h∗ST-h^*S a divisor current whose only possible negative coefficients are pp-exceptional. Push this difference forward by pp. The exceptional terms disappear and the remaining terms are effective, so

KY−TB{S} is pseudo-effective.(14)K_Y-T_B\{S\}\ \text{is pseudo-effective.} \tag*{(14)}

The horizontal components removed during descent contribute effective divisors to the same difference.

A negative canonical direction on the base. Choose a nonzero supporting functional α\alpha of the pseudo-effective cone at KYK_Y, and put η=TB∗α\eta=T_B^*\alpha. The corresponding functionals η′\eta' on higher smooth base models are movable classes by pseudo-effective/movable duality [8], Theorem 0.2. They annihilate base-exceptional divisors. Since SS is positive, η⋅{S}≥0\eta\cdot\{S\}\ge0. Applying α\alpha to (14) gives the reverse inequality, because α(KY)=0\alpha(K_Y)=0. Hence η⋅{S}=0\eta\cdot\{S\}=0. If cD[D]c_D[D] is a positive Siu component of SS, both S−cD[D]S-c_D[D] and [D][D] are positive. It follows that η⋅D=0\eta\cdot D=0, or equivalently α(TBD)=0\alpha(T_BD)=0.

Before applying multiplier approximation, we need to control the divisorial part of this descended current. Only finitely many prime divisors on BB have positive divisorial Lelong coefficient for SS. Otherwise their nonzero strict pullbacks are effective divisors on YY killed by α\alpha, with no common prime components. Indeed, a nonexceptional prime of YY cannot map into the intersection of two base primes. Only finitely many base primes have zero strict pullback, since their total pullbacks are supported in the finite exceptional locus of pp. In the finite-dimensional rational space of divisor classes, infinitely many remaining strict pullbacks have a rational relation. This relation must have both positive and negative coefficients: a nonzero effective sum has positive intersection with an ample (n−1)(n-1)-fold product on YY, so cannot be numerically zero. The two sides are thus nonzero effective rational divisors with no common prime component. Lemma 6.1 makes them Q\mathbb{Q}-linearly equivalent. Clearing denominators gives two distinct linearly equivalent effective integral divisors and hence a pencil, whose class is killed by α\alpha. This contradicts Corollary 6.4.

We claim that

KB⋅η<0.(15)K_B \cdot\eta< 0. \tag*{(15)}

The smooth general fiber FF of hh is of general type by Proposition 6.3. The relative-positivity theorem of Kovács–Patakfalvi [44] applies to a log canonical fiber space with smooth base, SNC total pair, and log-general-type geometric generic fiber; for a rational base divisor MM with κ(M)≥0\kappa(M) \ge0, it gives relative subadditivity with the term h∗Mh^*M. Here both spaces are smooth projective, the boundary is zero, and we take M=0M = 0. Invariance of plurigenera on the smooth locus identifies the generic-fiber Kodaira dimension with that of FF. Thus

κ(W,KW−h∗KB)≥κ(F,KF)=n−b>0.(16)\kappa(W, K_W - h^*K_B) \ge\kappa(F, K_F) = n - b > 0. \tag*{(16)}

This is an established general-type-fiber theorem, not another use or strengthening of Theorem 1.2. Choose compatible canonical divisors and set P=KY−TB(KB)=p∗(KW−h∗KB)P = K_Y - T_B(K_B) = p_*(K_W - h^*K_B). For every sufficiently divisible mm, pushing forward an effective divisor div⁡W(φ)+m(KW−h∗KB)\operatorname{div}_W(\varphi) + m(K_W - h^*K_B) gives div⁡Y(φ)+mP≥0\operatorname{div}_Y(\varphi) + mP \ge0. The resulting injection of sections preserves their ratios, so κ(Y,P)≥1\kappa(Y, P) \ge1. Corollary 6.4 now gives 0<α(P)=−KB⋅η0 < \alpha(P) = -K_B \cdot\eta, proving (15).

Rational curves and an exact zero gap. Apply the multiplier approximation to SS on BB, and principalize J(kS)\mathcal{J}(kS) by rk:Bk→Br_k : B_k \to B. If FkF_k is its divisor, the class

Pk=rk∗Lk−FkkP_k = \frac{r_k^*L_k - F_k}{k}

is nef. Put ηk=TBk∗α\eta_k = T_{B_k}^*\alpha. The class ηk\eta_k is movable and FkF_k is effective, so 0≤Pk⋅ηk≤(Lk⋅η)/k0 \le P_k \cdot\eta_k \le(L_k \cdot\eta)/k. Since η⋅{S}=0\eta\cdot\{S\} = 0 and Lk−k{S}L_k - k\{S\} stays in a bounded set, this gives the first estimate below. The second uses the fact that ηk\eta_k kills exceptional divisors:

0≤Pk⋅ηk=O(k−1),KBk⋅ηk=KB⋅η<0.0 \le P_k \cdot\eta_k = O(k^{-1}), \qquad K_{B_k} \cdot\eta_k = K_B \cdot\eta< 0.

Fix an ample divisor HH on BB, and write δ=−KB⋅η>0\delta= -K_B \cdot\eta> 0. On BkB_k, choose an ample divisor HkH_k and a sufficiently small rational ϵk>0\epsilon_k > 0 so that the ample rational class

Qk=Pk+k−1rk∗H+ϵkHkQ_k = P_k + k^{-1}r_k^*H + \epsilon_k H_k

satisfies Qk⋅ηk=O(k−1)Q_k \cdot\eta_k = O(k^{-1}). This is possible because ηk⋅rk∗H=η⋅H\eta_k \cdot r_k^*H = \eta\cdot H is fixed. Approximate ηk\eta_k by a positive sum γk=∑i=1Nkai[Ci]\gamma_k = \sum_{i=1}^{N_k} a_i[C_i], with ai>0a_i > 0, of covering-curve classes, closely enough that

Qk⋅γk≤C/k,−KBk⋅γk≥δ/2Q_k \cdot\gamma_k \le C/k, \qquad-K_{B_k} \cdot\gamma_k \ge\delta/2

for a constant CC independent of kk. Keep only terms with KBk⋅Ci<0K_{B_k} \cdot C_i < 0. Their total anticanonical degree is at least δ/2\delta/2, while their total QkQ_k-degree is at most C/kC/k. Taking the weighted average of the ratios therefore gives one covering curve Γk\Gamma_k with

Qk⋅Γk−KBk⋅Γk≤2Cδk.\frac{Q_k \cdot\Gamma_k}{-K_{B_k} \cdot\Gamma_k} \le\frac{2C}{\delta k}.

The quantitative bend-and-break estimate [51] gives a rational curve through a general point of Γk\Gamma_k with QkQ_k-degree at most 2dim⁡B2\dim B times this ratio. Parameterization and uncountability give a covering family of such rational curves, denoted RkR_k. Since Qk−Pk−k−1rk∗HQ_k - P_k - k^{-1}r_k^*H is ample and both PkP_k and rk∗Hr_k^*H are nef, we obtain

Pk⋅Rk=O(k−1),H⋅rk∗Rk=O(1).(17)P_k \cdot R_k = O(k^{-1}), \qquad H \cdot r_{k*}R_k = O(1). \tag*{(17)}

Shrink each parameter space so that the curve class and its contacts with the exceptional divisors and the strict transforms of the Siu divisors of SS are constant. The general parametrized member is free in characteristic zero. Consequently KBk⋅Rk≤−2K_{B_k}\cdot R_k\leq-2. Put R‾k=rk∗Rk\overline{R}_k=r_{k*}R_k. Its bounded HH-degree bounds KB⋅R‾kK_B\cdot\overline{R}_k, and effectivity of the relative canonical divisor gives

0≤KBk/B⋅Rk=KBk⋅Rk−KB⋅rk∗Rk=O(1).(18)0\leq K_{B_k/B}\cdot R_k=K_{B_k}\cdot R_k-K_B\cdot r_{k*}R_k=O(1). \tag*{(18)}

In particular, the upper bound is independent of kk. If an exceptional prime EE has coefficient aE=AB(E)−1a_E=A_B(E)-1 in KBk/BK_{B_k/B}, a positive contact with it contributes aE(E⋅Rk)a_E(E\cdot R_k) to this bounded sum. Both factors are positive integers. Thus the number of exceptional primes met by RkR_k, their log discrepancies AB(E)=aE+1A_B(E)=a_E+1, and their contact degrees are uniformly bounded. Contacts with the finitely many strict transforms of divisorial Lelong components of SS are bounded by their fixed degrees against R‾k\overline{R}_k. Subtracting all these divisorial parts from rk∗Sr_k^*S leaves a positive current. Its restriction to almost every member of the family is defined and positive, by the local-potential and Fubini argument following Lemma 6.2. Its degree is the first difference below; this proves that difference is nonnegative. Using (13) and (17) gives

0≤{S}⋅R‾k−∑EνE(S)E⋅Rk≤{S}⋅R‾k−(Fk/k)⋅Rk≤O(k−1).(19)0\leq\{S\}\cdot\overline{R}_k-\sum_E\nu_E(S)E\cdot R_k \leq\{S\}\cdot\overline{R}_k-(F_k/k)\cdot R_k\leq O(k^{-1}). \tag*{(19)}

The sum includes exceptional primes and those strict divisorial components; terms with zero contact are irrelevant. For the last bound, the expression involving FkF_k equals Pk⋅Rk+({S}−Lk/k)⋅R‾kP_k\cdot R_k+(\{S\}-L_k/k)\cdot\overline{R}_k. The first term is O(k−1)O(k^{-1}) by (17); the second has the same bound because Lk−k{S}L_k-k\{S\} stays bounded and the HH-degrees of R‾k\overline{R}_k are bounded.

Bounded ample degree gives only finitely many numerical classes of the integral cycles R‾k\overline{R}_k. Pass to one class, so {S}⋅R‾k\{S\}\cdot\overline{R}_k is now one fixed real number. The current SS on BB also remains fixed. By Lemma 6.5, the sums in (19) belong to an ACC set: there are a bounded number of terms, their nonnegative integral multiplicities are bounded, and all relevant discrepancies are bounded. Finite sums of this kind preserve ACC, by successively taking nonincreasing subsequences of their entries. We can now replace the limiting gap by an exact equality: the nonnegative gaps in (19) must equal zero for some covering families. Otherwise a sequence tending to zero has a strictly decreasing positive subsequence, giving a strictly increasing sequence of the complementary sums.

For a family with zero gap, restrict the residual current to almost every parameter fiber as above. Its integral on that complete curve is zero. A positive current on a curve is a positive measure, so zero integral forces it to vanish. Off the removed divisors the residual current agrees with rk∗Sr_k^*S. The discussion following Lemma 6.2 and that lemma itself yield a positive-relative-dimensional rational quotient of BB whose vertical directions are annihilated by SS on an open. Composing with hh and taking the Stein factorization gives a quotient of smaller base dimension whose vertical directions are annihilated by TT. It belongs to the collection minimized at the start, contradicting the choice of bb.

Excluding normalized bounded curves

We apply the same exact-zero mechanism to curves on the small modifications of a fixed late model. The normalization by volume is chosen so that its scale tends to zero, while the current and the discrepancy lattice stay fixed.

Run a canonical LMMP on XX with scaling of a fixed very ample rational divisor AA. For rational t>0t>0, its positive-threshold stages give terminal Q\mathbb{Q}-factorial models YtY_t on which Kt+tAtK_t+tA_t is nef, big, and semiample [6]. There are only finitely many divisorial contractions, since each lowers Picard number. Fix a late model YY after the last such contraction. All subsequent maps Y⇢YtY \dashrightarrow Y_t are small, and are canonical nonpositive birational maps. If the program terminates, use the last model repeatedly. Define

μt=vol⁡(KX+tA)1/n.(20)\mu_t = \operatorname{vol}(K_X+tA)^{1/n}. \tag*{(20)}

Since KXK_X is not big, μt→0\mu_t \to0. In particular KYK_Y is nonbig. The transform AtA_t is effective up to rational linear equivalence; all intersections below use general covering curves, which are not contained in a chosen such representative.

Lemma 6.7 (Exceptional current comparison). Fix a positive current TT on a smooth resolution in the pullback class of KYK_Y. On a common smooth resolution of Y⇢YtY \dashrightarrow Y_t, write

p∗KY=pt∗Kt+Jt,Jt≥0,p^*K_Y = p_t^*K_t + J_t,\qquad J_t \ge0,

where JtJ_t is exceptional over YtY_t. Then νE(T)≥coeff⁡EJt\nu_E(T) \ge\operatorname{coeff}_E J_t for every prime on that resolution.

Proof. Pass to a common smooth model VV also dominating the fixed resolution carrying TT. Choose on the fixed resolution a sufficiently positive line bundle HH. For sufficiently divisible kk, multiplier approximation gives a globally generated O(kp∗KY+H)⊗J(kT)\mathcal{O}(kp^*K_Y+H)\otimes\mathcal{J}(kT). Pull this system to VV. For the finite collection of primes on the common resolution whose coefficients we are comparing, choose a general member DkD_k of the underlying effective divisor system. At every such prime EE, it has multiplicity ord⁡EJ(kT)\operatorname{ord}_E\mathcal{J}(kT); global generation after removal of the ideal ensures no additional generic vanishing. Here the notation HH also denotes its pullback to VV.

Put Dk′=pt∗DkD'_k=p_{t*}D_k and Ht=pt∗HH_t=p_{t*}H. The first is effective, and both are Q\mathbb{Q}-Cartier because YtY_t is Q\mathbb{Q}-factorial. Pushing the rational linear relation gives

Dk′∼QkKt+Ht.D'_k \sim_{\mathbb{Q}} kK_t+H_t.

Thus the exceptional divisor Dk−pt∗Dk′D_k-p_t^*D'_k is rationally equivalent to

kJt+H−pt∗Ht.kJ_t+H-p_t^*H_t.

The two exceptional divisors are equal: their difference is numerically trivial and exceptional, so the negativity lemma applied with both signs makes it zero. Since pt∗Dk′p_t^*D'_k is effective,

coeff⁡EDk≥kcoeff⁡EJt+coeff⁡E(H−pt∗Ht).\operatorname{coeff}_E D_k \ge k\operatorname{coeff}_E J_t+\operatorname{coeff}_E(H-p_t^*H_t).

The last coefficient is fixed for this model and tt. Combining with [12], dividing by kk, and letting k→∞k\to\infty proves the assertion. The same proof can be made on each common model, so the comparison applies to all divisorial valuations needed later. No uniformity in tt of the fixed error is required. □\square

Proposition 6.8. There are no sequences tj↓0t_j\downarrow0 and covering families of curves on YtjY_{t_j}, with smooth projective domains CjC_j, for which both

g(Cj),(Ktj+tjAtj)⋅Cjμtjg(C_j),\qquad\frac{(K_{t_j}+t_jA_{t_j})\cdot C_j}{\mu_{t_j}}

are bounded by a fixed constant. Degrees mean degrees on the domains, or equivalently intersection with their pushforward cycles.

Proof. Suppose such families exist. Fix once and for all a smooth resolution p:W→Yp: W \to Y and a positive current TT in the class p∗KYp^*K_Y; pseudoeffectivity supplies this current. Neither WW nor TT will depend on tt. Let g0g_0 be a common upper bound for the genera, and choose an integer m>0m > 0 such that mKYmK_Y is Cartier.

We first compare the curves on these fixed models without changing their domains. Slice the parameter space so that the smooth total family has dimension nn, the parameter space has dimension n−1n - 1, and evaluation is generically finite. It has rational maps to YY, to WW, and to the common models comparing YY and YtY_t. Each target is proper, so each map extends at codimension-one points by the valuative criterion. Its indeterminacy locus has dimension at most n−2n - 2, and its image cannot dominate the parameter space. Remove these finitely many images from that space, then resolve and compactify away from the remaining complete fibers. Denote the resulting maps by ρt:Ut→W\rho_t: U_t \to W and qt=p∘ρt:Ut→Yq_t = p \circ\rho_t: U_t \to Y. The smooth general parameter fiber is still the original CtC_t, with the same genus. The current we use on this varying space is always ρt∗T\rho_t^*T.

For a prime ZZ of UtU_t exceptional over YY, the restricted valuation of its function field is rZord⁡Er_Z\operatorname{ord}_E for a divisorial valuation EE over YY. The coefficient of ZZ in the ramification difference is

coeff⁡Z(KUt−qt∗KY)=rZa(E;Y,0)−1.(21)\operatorname{coeff}_Z(K_{U_t} - q_t^*K_Y) = r_Za(E;Y,0) - 1. \tag*{(21)}

This follows by factoring through a model extracting EE and calculating the tame ramification of DVRs. It is positive and bounded away from zero: YY is terminal, so a(E;Y,0)>1a(E;Y,0) > 1, and the index mm puts these log discrepancies in m−1Zm^{-1}\mathbb{Z}. In particular a(E;Y,0)≥1+1/ma(E;Y,0) \ge1 + 1/m. The remaining ramification coefficients are nonnegative. On the general parameter fiber,

KUt⋅Ct=2g(Ct)−2,qt∗KY⋅Ct≥0.K_{U_t} \cdot C_t = 2g(C_t) - 2, \qquad q_t^*K_Y \cdot C_t \ge0.

The latter inequality follows from pseudoeffectivity and the covering property. Thus

0≤(KUt−qt∗KY)⋅Ct≤2g0−2.0 \le(K_{U_t} - q_t^*K_Y) \cdot C_t \le2g_0 - 2.

Each exceptional contact contributes (rZa(E;Y,0)−1)(Z⋅Ct)(r_Za(E;Y,0) - 1)(Z \cdot C_t) to this bounded sum. The first factor is at least 1/m1/m, and the second is a positive integer. Formula (21) therefore bounds the number of contacted exceptional primes, their log discrepancies, their ramification indices, and their contact degrees. In particular the integers rZ(Z⋅Ct)r_Z(Z \cdot C_t) are uniformly bounded. Also

qt∗KY⋅Ct∈m−1Z∩[0,2g0−2],q_t^*K_Y \cdot C_t \in m^{-1}\mathbb{Z} \cap[0, 2g_0 - 2],

so these degrees take only finitely many values.

The ramification estimate has bounded the possible contacts. We next compare their Lelong contributions with the canonical differences. The generic Lelong number of ρt∗T\rho_t^*T at ZZ is rZνE(T)r_Z\nu_E(T). Extract EE, remove its generic divisorial part, and use the transverse-power-map comparison for the zero-generic-number remainder. Lemma 6.7 shows that these coefficients dominate the coefficients of the pulled-back canonical difference JtJ_t. Its support is exceptional over YY as well as YtY_t, since the map between these models is small. Subtracting all exceptional divisorial parts of ρt∗T\rho_t^*T leaves a positive current. Shrink the parameter space so that the relevant divisor contacts are constant, and restrict this residual current to almost every fiber. As in (19), its degree is the first difference below and is nonnegative. Consequently

0≤qt∗KY⋅Ct−∑Z exceptionalrZνE(T) Z⋅Ct≤Kt⋅Ct≤(Kt+tAt)⋅Ct=O(μt).(22)\begin{aligned} 0 &\le q_t^*K_Y \cdot C_t - \sum_{Z\ \mathrm{exceptional}} r_Z\nu_E(T)\, Z \cdot C_t \\ &\le K_t \cdot C_t \le(K_t + tA_t) \cdot C_t = O(\mu_t). \tag*{(22)} \end{aligned}

All divisor contacts used here are nonnegative, since the curves cover the total space. On the fixed smooth resolution p:W→Yp: W \to Y, one has

a(E;W,0)=a(E;Y,0)−ord⁡E(KW−p∗KY)≤a(E;Y,0),a(E; W, 0) = a(E; Y, 0) - \operatorname{ord}_{E}(K_W - p^*K_Y) \le a(E; Y, 0),

because the relative canonical divisor is effective. Thus Lemma 6.5 applies to the one fixed current TT on WW, with a fixed discrepancy bound. The sums in (22) form an ACC set: their Lelong numbers belong to this ACC set, and both the number of terms and their integral multiplicities rZ(Z⋅Ct)r_Z(Z \cdot C_t) are bounded. Pass to a fixed value of qt∗KY⋅Ctq_t^*K_Y \cdot C_t. Since μt→0\mu_t \to0, the exact-zero argument of (19) gives a family for which the left gap is zero.

For that family, the restriction of the residual positive current to almost every parameter fiber is a positive measure of total mass zero, so it vanishes. On the dense open away from the removed exceptional divisors it agrees with ρt∗T\rho_t^*T. Apply Lemma 6.2 to the family evaluated by ρt:Ut→W\rho_t: U_t \to W. Its curve tangents generate a rational fibration of positive relative dimension on the smooth projective variety WW, and TT annihilates the fiber tangents on a dense open. Transport this rational fibration through p:W→Yp: W \to Y on their common isomorphism open. This contradicts Proposition 6.6.

Special termination for signed representatives

To turn a signed canonical representative into a big logarithmic adjoint, we will run a program whose negative rays meet the reduced boundary. The following special-termination statement uses only the lower-dimensional hypothesis; its proof keeps the programs on the boundary separate from the ambient one.

Proposition 6.9 (Special termination over a point). Assume Assumption 2.1. Let (V,Δ)(V, \Delta) be a projective Q\mathbb{Q}-factorial dlt nn-fold with rational boundary and pseudo-effective adjoint. Choose an effective ample rational divisor AA such that (V,Δ+A)(V, \Delta+ A) is dlt and KV+Δ+AK_V + \Delta+ A is nef. The LMMP for KV+ΔK_V + \Delta with scaling of AA has special termination: if the program is infinite, its flipping loci are eventually disjoint from the round-down of the boundary.

In particular, if at every stage the adjoint is rationally linearly equivalent to a signed divisor supported on that round-down, the program terminates at a log minimal model.*

Proof. In an infinite ample-scaling program the scaling limit is zero: a positive limit is covered by the termination theorem for a dlt pair with an ample summand in the scaling divisor [5], equivalently Theorem 4.1(ii). Discard the finitely many divisorial contractions and write the flips as Vi⇢Vi+1/ZiV_i \dashrightarrow V_{i+1}/Z_i, with scaling numbers λi>0\lambda_i > 0 tending to zero. Fix a component S1S_1 of ⌊Δ1⌋\lfloor\Delta_1 \rfloor, write SiS_i for its normal strict transform, and let TiT_i be the normalization of its image in ZiZ_i. Since the ambient contraction is small, Si⇢TiS_i \dashrightarrow T_i is projective birational. The standard discrepancy argument makes Si⇢Si+1S_i \dashrightarrow S_{i+1} an isomorphism in codimension one after finitely many steps [3].

To identify the lower-dimensional input, consider the relative program induced on this one component of the floor. Take a small projective Q\mathbb{Q}-factorialization pi:Si′→Sip_i: S'_i \to S_i, and put

Di=KSi′+Bi=pi∗((KVi+Δi)∣Si),Ci=pi∗(Ai∣Si).D_i = K_{S'_i} + B_i = p_i^*((K_{V_i} + \Delta_i)|_{S_i}), \qquad C_i = p_i^*(A_i|_{S_i}).

Adjunction gives a dlt pair (Si′,Bi)(S'_i, B_i), with Bi,Ci≥0B_i, C_i \ge0, and (Si′,Bi+λiCi)(S'_i, B_i + \lambda_i C_i) is lc. The scaling divisor has no floor component, so its restriction is effective. The number λi\lambda_i is rational, being the ratio of intersections of rational divisors on the contracted rational curve. The globally nef divisor Li=KVi+Δi+λiAiL_i = K_{V_i} + \Delta_i + \lambda_i A_i descends rationally linearly across Vi→ZiV_i \to Z_i. Indeed, for sufficiently small rational δ>0\delta> 0, the pair (Vi,(1−δ)Δi)(V_i, (1-\delta)\Delta_i) is klt and its negative adjoint is ample over ZiZ_i. Relative basepoint freeness applies to a Cartier multiple of LiL_i; its numerical triviality and the connected fibers give descent. Restricting and pulling back yields

Di+λiCi∼Q0/Ti.D_i+\lambda_i C_i\sim_{\mathbb{Q}}0/T_i.

The descended divisor on TiT_i is nef: its pullback to Si′S'_i is the pullback of the restriction of the globally nef LiL_i.

By [5], Theorem 1.1(3), a DiD_i-LMMP over TiT_i with scaling of a fresh ample divisor terminates. The theorem applies to the effective rational lc boundary Bi+λiCiB_i+\lambda_i C_i, with λiCi\lambda_i C_i rational Cartier and the driving pair Q\mathbb{Q}-factorial dlt. Since the base map is birational, the endpoint is a log minimal model, not a Mori fiber space. Comparison with the relatively ample model Si+1S_{i+1} identifies this endpoint with a small Q\mathbb{Q}-factorialization Si+1′S'_{i+1}, as in [5], Remarks 2.9–2.10.

The next point is that these finite relative programs concatenate into an absolute program with scaling of the transforms of C1C_1. Throughout the ii-th piece, Di+λiCiD_i+\lambda_i C_i remains the pullback of a nef divisor on TiT_i, hence is globally nef. Here DiD_i and CiC_i also denote their transforms along this relative program. A contracted negative ray RR satisfies

(Di+λiCi)⋅R=0,Di⋅R<0.(D_i+\lambda_i C_i)\cdot R=0,\qquad D_i\cdot R<0.

It follows that Ci⋅R>0C_i\cdot R>0. Every smaller coefficient of CiC_i leaves this ray negative, while Di+λiCiD_i+\lambda_i C_i is globally nef. Thus the absolute scaling threshold at that step is exactly λi\lambda_i. The relative cone is a face of the absolute cone, cut out by the pullback of an ample divisor on the projective base TiT_i; its extremal rays are therefore absolute extremal rays. Thus the pieces concatenate as asserted in the cited remarks. Rescaling the initial scaling divisor by λ1\lambda_1, if necessary, makes its sum with the initial boundary lc and nef.

If the concatenation were infinite, its positive scaling numbers would tend to zero. Fix a late scaling value λj\lambda_j. On every earlier ray RR contracted at threshold λi\lambda_i, the calculation above gives

(Di+λjCi)⋅R=(λj−λi)Ci⋅R≤0.(D_i+\lambda_j C_i)\cdot R=(\lambda_j-\lambda_i)C_i\cdot R\leq0.

Thus all preceding steps are nonpositive for the adjoint with this fixed coefficient λj\lambda_j. On a common resolution of the initial and the jj-th models, the pullback of D1+λjC1D_1+\lambda_j C_1 equals the pullback of the late nef divisor Dj+λjCjD_j+\lambda_j C_j plus an effective comparison divisor. Push this equality down to the initial model. The pushforward of the nef pullback is pseudo-effective, as is the effective comparison term, so D1+λjC1D_1+\lambda_j C_1 is pseudo-effective. Closedness of the pseudo-effective cone and λj→0\lambda_j\to0 show that D1D_1 is pseudo-effective. Assumption 2.1 therefore gives an absolute log minimal model for that initial pair. The concatenation terminates by [5], Theorem 1.9(iii), since its zero limit is never attained. The floor-component argument of [3], Lemma 3.6 now gives special termination. The only good-model input in this argument concerns the absolute pair on the lower-dimensional floor component. In particular it does not require an effective representative in dimension nn.

For the final assertion, a curve disjoint from the round-down has degree zero against any signed divisor supported there. It therefore cannot generate an adjoint-negative flipping ray. Special termination rules out all sufficiently late flips. There are only finitely many divisorial contractions, since each lowers the Picard number, and pseudo-effectivity excludes a Mori fiber space as the endpoint. Thus the endpoint is nef.

The signed alternative

The jet construction in Section 8 will produce signed rational representatives of KtK_t. The following result turns such a representative into a big logarithmic adjoint on a resolution.

Proposition 6.10. On any model YtY_t, let a signed rational divisor represent KtK_t up to Q\mathbb{Q}-linear equivalence. On a log resolution p:W→Ytp : W \to Y_t, let DD be the reduced SNC divisor consisting of its strict support and all exceptional divisors. Then KW+DK_W + D is big.

Proof. Put P=KW+DP = K_W + D, and suppose it is not big. It cannot have Iitaka dimension at least one: by Corollary 6.4, KW+cPK_W + cP would be big, and (1+c)P=(KW+cP)+D(1 + c)P = (K_W + cP) + D would then be big as well. Hence κ(W,P)≤0\kappa(W, P) \le0.

Run the dlt LMMP for PP with ample scaling. The divisor PP has a signed rational representative supported on the floor DD, and its transforms retain that property. Every negative flip must meet the floor: on its complement the representing rational section is nowhere vanishing, so the adjoint has zero degree on every complete curve there. By Proposition 6.9, an infinite sequence would eventually have all flips disjoint from the floor, a contradiction. Divisorial contractions are finite in number. Thus the program terminates at a Q\mathbb{Q}-factorial dlt log minimal model (Z,DZ)(Z, D_Z).

The boundary is reduced, KZK_Z is pseudo-effective as the birational pushforward of KWK_W, and the nef adjoint has a signed rational representative supported on DZD_Z. Its restriction to DZD_Z is semiample by Proposition 2.3. Apply Theorem 3.1 with L=KZ+DZL = K_Z + D_Z and c=1c = 1, so that the required pseudo-effective class L−cDZL - cD_Z is KZK_Z. It gives κ(Z,L)=ν(Z,L)≥0\kappa(Z, L) = \nu(Z, L) \ge0. The Iitaka dimension is at most zero, as proved above, so both dimensions are zero. Intersecting KZ+DZ≡0K_Z + D_Z \equiv0 with an ample (n−1)(n - 1)-fold product, and using pseudoeffectivity of KZK_Z, forces DZ=0D_Z = 0. The signed relation then gives KZ∼Q0K_Z \sim_{\mathbb{Q}} 0.

The signed representative of KWK_W is supported on DD: pull back the given representative of KtK_t and add the relative canonical divisor. Since DZ=0D_Z = 0, every component of this support is contracted over ZZ. On a common resolution a:V→Wa : V \to W, b:V→Zb : V \to Z, we therefore have a∗KW∼QEa^*K_W \sim_{\mathbb{Q}} E for a signed bb-exceptional divisor EE. The class a∗KWa^*K_W is pseudo-effective. A positive current in this class has zero intersection with the (n−1)(n - 1)-st power of an ample pullback from ZZ, so is supported on the exceptional locus. The support theorem makes it effective divisorial. Independence of exceptional divisor classes, by negativity, identifies its coefficients with those of EE; hence E≥0E \ge0. Pushing forward by aa shows that KWK_W is Q\mathbb{Q}-linearly effective, contradicting (11).

Birational families between fixed covers

The last obstruction concerns fixed finite covers of a birational model of the counterexample. If birational maps between two such covers form an algebraic family whose graphs dominate their product, then one fixed cover is birational to an abelian variety. The positive canonical current rules this out.

Proposition 6.11 (Fixed-cover obstruction). Let YY be a projective Q\mathbb{Q}-factorial terminal birational model of the counterexample XX in (11), and let Ti→YT_i \to Y, i=1,2i = 1, 2, be fixed finite surjective morphisms from normal integral projective varieties. There is no integral parameter variety A0A_0 and closed subvariety

Γ⊂A0×T1×T2\Gamma\subset A_0 \times T_1 \times T_2

flat over A0A_0, with each fiber the integral graph of a birational map T1⇢T2T_1 \dashrightarrow T_2, for which the projection Γ→T1×T2\Gamma\to T_1 \times T_2 is dominant.

Proof. Suppose such a family exists, and denote its birational maps by ϕa:T1⇢T2\phi_a : T_1 \dashrightarrow T_2. Choose one map ϕa0\phi_{a_0} in this family and use it to identify T2T_2 birationally with T1T_1. The maps ga=ϕa0−1∘ϕag_a = \phi_{a_0}^{-1} \circ\phi_a are then birational selfmaps of T1T_1. The evaluation (a,u)↦(u,ga(u))(a,u) \mapsto(u,g_a(u)) is dominant onto T1×T1T_1 \times T_1; in particular, the images of a general point under these selfmaps are dense. We use the birational automorphism group to identify this fixed cover. The cover is non-uniruled, being generically finite over the non-uniruled YY. Hanamura’s non-uniruled birational-group theorem gives a smooth projective birational model for which the reduced birational group is a group scheme, locally of finite type, and its identity component is an abelian variety of regular automorphisms [35]; see also [7]. After conjugating the maps to that model, shrink the irreducible parameter variety anew so that their graph closures are flat with integral fibers and both graph projections remain birational on every fiber. This is a family in the flat graph functor of [7], which is represented by the birational scheme [7]. It therefore defines a morphism to that scheme; because the parameter variety is reduced, this morphism factors through its reduction. Its connected image lies in a single component, hence in a translate of the identity component. Translate the family by one member so that it lies in that identity component; this preserves dominance of evaluation. Thus the identity component, an abelian variety, has a dense orbit. That orbit is the quotient by the stabilizer of a general point. A quotient of an abelian variety is again an abelian variety, so the fixed cover is birational to an abelian variety.

It remains to see why this abelian cover contradicts the original counterexample. Resolve the generically finite rational map from that abelian variety to XX: on a smooth model UU, ramification gives

KU=f∗KX+R,R≥0.K_U=f^*K_X+R,\qquad R\geq0.

The canonical class of UU also has the effective representative EAE_A exceptional over the abelian variety: choosing a nowhere-zero top form on that variety gives KU∼EAK_U\sim E_A. This second choice of representative need not be the canonical divisor compatible with the displayed ramification formula. Let TT be a positive current in KXK_X. The current f∗T+[R]f^*T+[R] is positive and represents KUK_U. Let α\alpha be an ample class on the abelian variety. The intersection of KUK_U with the (n−1)(n-1)-st power of its pullback is zero, since KU∼EAK_U\sim E_A and EAE_A is exceptional. The positive current f∗T+[R]f^*T+[R] therefore has zero mass against that power. On the open where the birational map to the abelian variety is an isomorphism, the pulled-back ample form is strictly positive, so the current vanishes there. Its support is consequently exceptional over the abelian variety. The positive summand f∗Tf^*T is supported there as well, and the support theorem makes it divisorial. Push forward this summand alone: f∗(f∗T)f_*(f^*T) is a positive divisorial current whose class is deg⁡(f)c1(KX)\deg(f)c_1(K_X) by the projection formula. Rationality of the numerical class supplies a rational effective representative, and irregularity zero turns numerical effectivity into nonvanishing, as in Lemma 6.1. This contradicts κ(X,KX)=−∞\kappa(X,K_X)=-\infty.

Tools for moving base components

This section follows the base components of a complete kernel of jets as the marked point moves. Their multiplicities give degree and canonical-intersection bounds. A separate finiteness lemma treats the covers that arise when a component projects generically finitely onto a fixed base. These arguments use neither nonvanishing, abundance, minimal models, nor logarithmic subadditivity. Section 8 applies them to moving components produced by failure of the scalar or two-slot jet estimates.

All varieties in the moving-center arguments are over C\mathbb{C}. A rational Cartier divisor is a rational divisor some positive integral multiple of which is Cartier. A requirement that kPkP be Cartier means that kPkP is an actual integral Cartier divisor. For a nef class on an integral subvariety, intersections are computed after pullback to its normalization and a resolution. For a linear subseries of a line bundle, its base ideal is the image of its evaluation map after tensoring by the inverse line bundle.

“Isolated at the generic point of VV” means that this ideal is primary for the maximal ideal of OZ,ηV\mathcal{O}_{Z,\eta_V}. All powers of ideals below are ordinary powers.

Numerical subadjunction on the center

The first result converts a generic log canonical center into a canonical-intersection inequality. Its testing class is allowed to live on the center itself. The proof uses dlt adjunction and the klt-trivial canonical bundle formula; it does not require the auxiliary pair to be log canonical away from the generic center.

Lemma 7.1 (Numerical generic subadjunction). Let ZZ be a projective Q\mathbb{Q}-factorial klt variety over C\mathbb{C}, let Θ≥0\Theta\ge0 be a rational divisor, and let V⊂ZV \subset Z be an integral positive-dimensional subvariety. Suppose that (Z,Θ)(Z,\Theta) is lc at the generic point of VV and that a divisor of log discrepancy zero has center VV. Let f=dim⁡Vf = \dim V, let PP be a nef rational Cartier divisor on VV, and let ρ:V∗→V\rho: V^* \to V be a smooth projective resolution, factoring through the normalization. Then

KV∗⋅(ρ∗P)f−1≤(KZ+Θ)∣V⋅Pf−1.(23)K_{V^*} \cdot(\rho^*P)^{f-1} \le(K_Z+\Theta)|_V \cdot P^{f-1}. \tag*{(23)}

The right side is the intersection on VV of the restricted rational Cartier class with Pf−1P^{f-1}. No Q\mathbb{Q}-Gorenstein hypothesis on the normalization of VV is required.

Proof. Apply the dlt blowup theorem for an effective rational divisor [29]. It gives a projective birational morphism p:Q→Zp : Q \to Z with QQ Q\mathbb{Q}-factorial and

p∗(KZ+Θ)=KQ+BQ+EQ,(24)p^*(K_Z+\Theta)=K_Q+B_Q+E_Q, \tag*{(24)}

where (Q,BQ)(Q,B_Q) is dlt and EQ≥0E_Q \ge0 is the surplus over the non-lc locus. In this construction the coefficients of the strict boundary are truncated at one and the relevant extracted divisors are reduced; the coefficients left over form EQE_Q. The surplus is absent over the open where (Z,Θ)(Z,\Theta) is lc. In particular it is absent over a neighborhood of the generic point of VV.

There are lc strata of (Q,BQ)(Q,B_Q) mapping onto VV. Indeed over that lc neighborhood the construction is crepant, and the center of a log-discrepancy-zero divisor on the dlt model is an lc stratum. Choose a stratum SS minimal among those mapping onto VV. Iterated dlt adjunction makes SS normal and gives an effective rational dlt different on SS; its lc centers are precisely the smaller ambient strata in SS [42]. The divisor EQE_Q does not contain SS. Since QQ is Q\mathbb{Q}-factorial, a Cartier multiple of EQE_Q restricts to an effective Cartier divisor on SS. Adding that restriction to the different gives an effective rational divisor BSB_S such that

KS+BS∼Q(p∣S)∗((KZ+Θ)∣V).(25)K_S+B_S \sim_{\mathbb{Q}} (p|_S)^*((K_Z+\Theta)|_V). \tag*{(25)}

Over the generic point of VV this pair is klt: the surplus is absent there, and a non-klt center of the different dominating VV would be a smaller stratum, contradicting the choice of SS.

Factor the map through the normalization VνV^\nu and its Stein factorization:

S→qV′→ηVν→νV.S \xrightarrow{q} V' \xrightarrow{\eta} V^\nu\xrightarrow{\nu} V.

Here qq has connected fibers and η\eta is finite. Put DV=ν∗((KZ+Θ)∣V)D_V=\nu^*((K_Z+\Theta)|_V) and D′=η∗DVD'=\eta^*D_V. We apply the canonical bundle formula on the connected-fiber base V′V', then push the resulting intersection inequality through the finite map η\eta. Its ramification will contribute an effective term. The final comparison is between the canonical cycle on VνV^\nu and the canonical divisor on V∗V^*.

We verify the klt-trivial-fibration hypotheses for q:(S,BS)→V′q : (S,B_S) \to V'. The generic pair is sub-klt, and (25) is the required rational-linear pullback expression. For the rank condition, take a log resolution over the generic point of V′V'. Since the boundary on SS is effective and the generic pair is klt, the round-up of its discrepancy divisor has coefficient zero along every strict boundary component and has nonnegative coefficients only on exceptional divisors. Over this dense klt open, its pushforward to the normal SS is OS\mathcal{O}_S: a rational function allowed poles only over exceptional centers extends across codimension at least two. Connectedness in the Stein factorization therefore gives generic rank one for the required discrepancy round-up pushforward. This verifies the rank condition, rather than deducing it from connected fibers alone.

The canonical bundle formula, with Ambro’s moduli positivity in the form recalled by Fujino–Gongyo, now gives

D′∼QKV′+BV′+MV′,(26)D' \sim_{\mathbb{Q}} K_{V'} + B_{V'} + M_{V'}, \tag*{(26)}

where MM is a b-nef moduli divisor [27]. The definition requires sub-klt over the generic point; it does not require the pair to be globally sub-lc. Thus the possible non-lc fibers caused by EQ∣SE_{Q|S} are permitted.

The discriminant BV′B_{V'} on this initial base is effective. To check this at a prime divisor F⊂V′F \subset V', work over its generic point, where the base is regular. A component of its inverse image on SS has multiplicity mF≥1m_F \ge1 and nonnegative boundary coefficient bFb_F. Its discrepancy bounds the generic lc threshold tFt_F from above by

tF≤1−bFmF≤1.t_F \le\frac{1-b_F}{m_F} \le1.

Thus the discriminant coefficient 1−tF1-t_F is nonnegative. If the fiber is already non-lc, tFt_F can be negative; this only increases that coefficient.

Let P′=η∗ν∗PP'=\eta^*\nu^*P. On a higher projective base μ:V^′→V′\mu:\widehat{V}'\to V' where the moduli divisor is nef, its trace satisfies MV′=μ∗MV^′M_{V'}=\mu_*M_{\widehat{V}'}. The projection formula gives

MV′⋅(P′)f−1=MV^′⋅(μ∗P′)f−1≥0.M_{V'}\cdot(P')^{f-1}=M_{\widehat{V}'}\cdot(\mu^*P')^{f-1}\ge0.

Only this intersection is asserted to be nonnegative; the trace MV′M_{V'} need not itself be nef. Likewise BV′⋅(P′)f−1≥0B_{V'}\cdot(P')^{f-1}\ge0 by effectivity and nefness. All intersections with Weil divisors here mean their cycle intersections with rational Cartier powers, so they are defined even when the separate canonical or discriminant divisor is not Q\mathbb{Q}-Cartier.

Choose compatible canonical Weil divisors. Since η\eta is finite and separable, the codimension-one ramification formula, followed by pushforward, is

η∗KV′=(deg⁡η)KVν+η∗Rη,Rη≥0.\eta_*K_{V'}=(\deg\eta)K_{V^\nu}+\eta_*R_\eta,\qquad R_\eta\ge0.

This identity of Weil cycles uses the discrete valuation rings at generic prime divisors and does not require KVνK_{V^\nu} to be Q\mathbb{Q}-Cartier. Intersect Equation (26) with (P′)f−1(P')^{f-1} and discard the nonnegative discriminant and moduli intersections. Pushforward through η\eta and the nonnegative ramification intersection then give

(deg⁡η)DV⋅(ν∗P)f−1≥(deg⁡η)KVν⋅(ν∗P)f−1.(\deg\eta)D_{V}\cdot(\nu^*P)^{f-1}\ge(\deg\eta)K_{V^\nu}\cdot(\nu^*P)^{f-1}.

Finally the pushforward of KVνK_{V^\nu} to VνV^\nu is its compatible canonical cycle. All additional divisors on the resolution have image of codimension at least two, so their intersection with f−1f-1 pulled-back Cartier powers is zero. Dividing by deg⁡η\deg\eta proves Equation (23). When f=1f=1 there are no birational exceptional divisors on the normal curve, and the same calculation applies directly. ∩ევნ

Degree and canonical bounds for a base component

We next apply numerical subadjunction to a boundary built from an actual linear system. Its local multiplicity controls both the degree of the center and the coefficient of that boundary.

Lemma 7.2 (A base component of high multiplicity). Let ZZ be a projective Q\mathbb{Q}-factorial klt variety of dimension dd, let PP be a nef rational Cartier divisor, and let k>0k > 0 be an integer for which kPkP is Cartier. Let 0≠H⊂H0(Z,OZ(kP))0 \ne\mathcal{H} \subset H^0(Z,\mathcal{O}_Z(kP)) be a linear subspace with proper base locus and base ideal b\mathfrak{b}. Suppose that VV is an integral base-locus component of dimension f<df < d, isolated at its generic point ηV\eta_V, and that ηV∈Zsm\eta_V \in Z_{\mathrm{sm}}. Write a=d−fa = d-f and m=mOZ,ηV\mathfrak{m} = \mathfrak{m}_{\mathcal{O}_{Z,\eta_V}}. If

bOZ,ηV⊂mh(h∈Z>0),\mathfrak{b}\mathcal{O}_{Z,\eta_V} \subset\mathfrak{m}^{h} \qquad(h \in\mathbb{Z}_{>0}),

then

Pf⋅V≤(k/h)aPd.(27)P^f \cdot V \le(k/h)^a P^d. \tag*{(27)}

There are a rational number cc with 0<c≤ak/h0 < c \le ak/h and an effective rational divisor Θ∼QcP\Theta\sim_{\mathbb{Q}} cP such that (Z,Θ)(Z,\Theta) is lc at ηV\eta_V and has an lc place with center VV. If f>0f > 0, on a smooth resolution V∗V^* one consequently has

KV∗⋅Pf−1≤(KZ+cP)∣V⋅Pf−1.(28)K_{V^*} \cdot P^{f-1} \le(K_Z+cP)|_V \cdot P^{f-1}. \tag*{(28)}

The degree estimate includes f=0f=0; the canonical estimate is asserted only for positive-dimensional VV.

Proof. The local ring R=OZ,ηVR=\mathcal{O}_{Z,\eta_V} is regular of dimension aa. Isolation means that bR\mathfrak{b}R is m\mathfrak{m}-primary. Choose aa general sections of H\mathcal{H}. Their local equations form a system of parameters in RR, since an m\mathfrak{m}-primary ideal is contained in no smaller prime. Let q\mathfrak{q} be the parameter ideal they generate. It is contained in mh\mathfrak{m}^h. Regularity and the multiplicity comparison give

length⁡(R/q)=e(q,R)≥e(mh,R)=ha.\operatorname{length}(R/\mathfrak{q})=e(\mathfrak{q},R)\ge e(\mathfrak{m}^h,R)=h^a.

This is the generic intersection multiplicity along VV.

The global intersection can be performed without assuming that the series has no other base components. Before each cut, discard the components of the current effective cycle that lie in the base locus. Before the final cut their dimensions are greater than ff, so none can contain VV: otherwise VV would not be a base-locus component. Discarding them therefore leaves the calculation at ηV\eta_V unchanged. A general next section meets the remaining components properly. Nefness of PP shows that discarding effective components can only decrease their total PP-degree. After aa cuts the surviving effective cycle has PP-degree at most kaPdk^aP^d, and contains VV with multiplicity at least hah^a. This proves (27).

Let λ=lct⁡ηV(b)\lambda=\operatorname{lct}_{\eta_V}(\mathfrak{b}) be the generic ideal threshold. It is positive and rational. The valuation from blowing up the smooth generic center has log discrepancy aa and ideal order at least hh, so

0<λ≤a/h.0 < \lambda\le a/h.

Because bR\mathfrak{b}R is primary, a divisor computing this threshold has center VV. We realize the ideal threshold by a divisor rather than apply subadjunction to an ideal formally. Take a log resolution of ZZ and b\mathfrak{b}, so that the pulled-back system has fixed divisor FF and a basepoint-free moving part. Choose sufficiently many general members D1,…,DND_1,\ldots,D_N of H\mathcal{H} and put

Θ=λN(D1+⋯+DN)∼QcP,c=kλ.\Theta=\frac{\lambda}{N}(D_1+\cdots+D_N)\sim_{\mathbb{Q}}cP,\qquad c=k\lambda.

On the resolution the fixed contribution is λF\lambda F. The moving contributions have coefficients λ/N<1\lambda/N < 1 and, by general choice, meet the fixed resolution divisor with simple normal crossings on the open in question. Thus (Z,Θ)(Z,\Theta) is lc at the generic point of VV and has the same lc place there as the ideal threshold. Global log canonicity is unnecessary. For f>0f > 0, Lemma 7.1 gives (28), and c=kλ≤ak/hc = k\lambda\le ak/h.

Differentiating the full moving jet kernel

Fixing a high order at a varying point produces a family of linear subspaces of one fixed section space. A component common to two successive base loci acquires high multiplicity, because parameter derivatives of the higher kernel still belong to the lower kernel. We first state the parameter-family conclusion. Local restriction to a fiber is treated separately below. The differentiation argument is related to the method of Ein–Küchle–Lazarsfeld [19], Proposition 2.3; the ordinary-power and primary-ideal details needed here are included.

Lemma 7.3 (Moving multiplicity). Let ZZ be an integral projective variety of dimension dd, and let PP be a nef, big, semiample rational Cartier divisor. Fix an integer kk with kPkP Cartier and positive real numbers

τ0<τ1<⋯<τd,τi+1−τi=δ>0.\tau_0 < \tau_1 < \cdots< \tau_d,\qquad\tau_{i+1}-\tau_i=\delta>0.

For a smooth point xx, let Hi(x)\mathcal{H}_i(x) be the entire subspace of sections of kPkP vanishing at xx to order at least ⌈kτi⌉\lceil k\tau_i\rceil. Suppose that for very general xx all these subspaces are nonzero and the base locus of H0(x)\mathcal{H}_0(x) has a positive-dimensional component through xx. If kδ≥4k\delta\ge4, then, after an algebraic parameter extension and restriction to nonempty opens, there are an irreducible parameter space TT, a fixed adjacent pair of levels, and a family of integral subvarieties VtV_t common to the two base loci such that the incidence

Γ={(t,z):z∈Vt}⊂T×Z\Gamma=\{(t,z):z\in V_t\}\subset T\times Z

dominates ZZ. Each general VtV_t has dimension in [1,d−1][1,d-1], is an isolated component of the higher base locus at its generic point, and its entire higher-series base ideal is contained there in

IVth,h=⌈kδ/2⌉,k/h≤2/δ.(29)\mathcal{I}_{V_t}^{h},\qquad h=\lceil k\delta/2\rceil,\qquad k/h\le2/\delta. \tag*{(29)}

These are ordinary local ideal powers in the smooth ambient open.

The incidence base ideal lies in IVth\mathcal{I}_{V_t}^{h} on a dense open of Γ\Gamma. If, in addition, ZZ is Q\mathbb{Q}-factorial and klt, then for a general member, with f=dim⁡Vtf=\dim V_t, one has

Pf⋅Vt≤(2/δ)d−fPd,P^f\cdot V_t\le(2/\delta)^{d-f}P^d,
KVt⋅Pf−1≤(KZ+cP)∣VtPf−1,0<c≤2(d−f)/δ.(30)K_{V_t}\cdot P^{f-1}\le(K_Z+cP)|_{V_t}P^{f-1},\qquad0<c\le2(d-f)/\delta. \tag*{(30)}

In particular the weaker bound c≤2d/δc\le2d/\delta also holds. Positivity of Pf⋅VtP^f\cdot V_t follows if VtV_t meets the open where the big semiample contraction is an isomorphism. No such positivity is asserted for every exceptional subvariety.

Proof. On the smooth marked-point open, evaluation into the finite jet bundle is a morphism from the constant bundle H0(Z,kP)⊗OH^0(Z,kP)\otimes\mathcal{O} to a locally free sheaf. Remove the rank-jump loci for the finitely many levels. Its kernels are then vector subbundles whose fibers are exactly the full spaces Hi(x)\mathcal{H}_i(x). Their base loci are nested in increasing order as ii increases. Starting with the stipulated component through the mark, follow a component containing it at each later level. Every such component has dimension between 11 and d−1d-1: the kernel is nonzero, so its base locus is proper. Among the d+1d+1 nested components two successive ones have the same dimension and hence are equal.

This tracking can be made algebraic for the fixed kk. Follow the finitely many components of the geometric generic base loci, their inclusions, and their incidences with the mark. They are defined after a finite extension of the generic parameter field. Spread over a corresponding irreducible parameter variety and shrink for the required flatness, geometric integrality, and constant-rank conditions. There are only finitely many choices of adjacent step; one of them gives a family dominant over the marked-point open. It gives the asserted TT and Γ\Gamma. The evaluation Γ→Z\Gamma\to Z is dominant because the moving mark belongs to each VtV_t and its map to ZZ is dominant.

We now prove ordinary high-order vanishing. Work on a smooth parameter open, and denote the higher-kernel bundle there by K\mathcal{K}. Evaluation on T×ZT \times Z gives a map from the pullback of K\mathcal{K} to the pullback of OZ(kP)\mathcal{O}_Z(kP). Let bT\mathfrak{b}_T be its base ideal. After trivializing the target line bundle, a local frame of K\mathcal{K} generates bT\mathfrak{b}_T. We show that every frame section lies in IΓh\mathcal{I}^{h}_{\Gamma}. Each frame element has the form

s(t,z)=∑αcα(t)sα(z).s(t,z)=\sum_{\alpha}c_{\alpha}(t)s_{\alpha}(z).

where the sαs_{\alpha} are a fixed basis of the global space H0(Z,kP)H^0(Z,kP). Parameter differentiation with zz fixed only differentiates the coefficients. Every derivative, at each fixed parameter, is consequently a global section of the same line bundle kPkP.

Write x(t)x(t) for the moving mark. In local coordinates z−x(t)z-x(t), the section starts in order ⌈kτi+1⌉\lceil k\tau_{i+1}\rceil. Each parameter derivative lowers this order by at most one. A derivative of order rr therefore belongs to the lower kernel if

r≤⌈kτi+1⌉−⌈kτi⌉.r\leq\lceil k\tau_{i+1}\rceil-\lceil k\tau_i\rceil.

The right side is at least kδ−1k\delta-1. Since kδ≥4k\delta\geq4, every derivative of order less than h=⌈kδ/2⌉h=\lceil k\delta/2\rceil is allowed. It thus vanishes along Γ\Gamma, which lies in the lower base locus. A change of higher-kernel frame contributes only parameter coefficients and derivatives of orders no larger than rr, so the conclusion holds for any local frame.

Here a first-order normal-space assertion must be upgraded to all orders. At a general smooth point of Γ\Gamma, its projection to ZZ is submersive. Thus

T(t,z)(T×Z)=T(t,z)Γ+(TtT×{0}).T_{(t,z)}(T\times Z)=T_{(t,z)}\Gamma+(T_tT\times\{0\}).

In particular, parameter directions span the normal space to Γ\Gamma. Choose parameter coordinates t=(t′,t′′)t=(t',t''), where t′t' has length a=codim⁡T×ZΓa=\operatorname{codim}_{T\times Z}\Gamma, such that the normal equations have an invertible Jacobian minor in the t′t' directions. The analytic implicit-function theorem writes

Γ:t′=F(t′′,z).\Gamma:\quad t'=F(t'',z).

Set u=t′−F(t′′,z)u=t'-F(t'',z). With t′′t'' and zz held fixed, differentiation in t′t' is exactly differentiation in uu, to every order. Use a frame of kPkP depending only on zz. The vanishing on Γ\Gamma of all parameter derivatives of order below hh says that every normal Taylor coefficient of degree below hh vanishes. Therefore s∈IΓhs\in\mathcal{I}^{h}_{\Gamma} in the ordinary analytic local ring. Equivalently, in arbitrary relative normal coordinates a product of rr normal vector fields expands into parameter derivatives of orders at most rr, so no unaccounted higher-coordinate terms arise.

The sections and ideals are algebraic. Faithful flatness of the analytic local ring over the algebraic local ring gives the same ideal membership algebraically. Applying this to a finite frame and clearing the finitely many denominators gives containment on a dense algebraic open of the incidence. Generic smoothness of Γ→T\Gamma\to T identifies its scheme fiber there with the reduced general component VtV_t. Restriction therefore gives IVthO{t}×Z=IVth\mathcal{I}^h_{V_t}\mathcal{O}_{\{t\}\times Z}=\mathcal{I}^h_{V_t} locally. The specialized frame is a basis of the entire higher kernel, so the containment concerns its whole base ideal.

If ZZ is Q\mathbb{Q}-factorial and klt, apply Lemma 7.2 to the higher kernel. Its generic base ideal is primary because VtV_t is a base-locus component, and its generic point is smooth by incidence dominance. The bounds follow from k/h≤2/δk/h\leq2/\delta. On the isomorphism open of the big semiample contraction the image of VtV_t has dimension ff, so the pullback of an ample class has positive top intersection on VtV_t. This proves the stated positivity qualification.

Restriction to a suitable fiber

The restriction step is local and must be separated from the global positivity and singularity assumptions of subadjunction.

Lemma 7.4 (Restriction of an isolated base ideal). In the setting of Lemma 7.3, let g:Z→Bg:Z\to B be a morphism. There is a dense open of the incidence on which the following holds. Choose (t,z)(t,z) in that open, let b=g(z)b=g(z), and suppose that VtV_t is smooth over the smooth open of its actual image at zz. Let FF be the reduced component through zz of its scheme fiber. Locally on ZbZ_b at zz, restriction of the higher kernel’s base ideal has support exactly FF and is contained in IF\mathcal{I}_F. If FF is proper in an integral ambient fiber component containing it, the restricted series is nonzero there and FF is an isolated base component at its generic point. Application of Lemma 7.2 on that ambient component requires all its hypotheses, including projectivity, Q\mathbb{Q}-factoriality, klt singularities, and smoothness at the generic point of FF, separately; they are not conclusions of this restriction lemma.

Proof. Choose the incidence point after removing the other base components, the locus where the ideal containment is unavailable, and the failures of generic smoothness for the incidence over its parameter space and for the component over its actual image. These are proper closed subsets after shrinking. A prescribed very general condition on the evaluation can also be imposed because the incidence dominates ZZ. The component is then chosen through this point, rather than by selecting a possibly special fiber in advance.

Locally the original base support is exactly VtV_t. Smoothness over the actual image makes its scheme fiber reduced at the chosen point. Thus in the ambient fiber

IVtOZb=IF,IVthOZb=IFh\mathcal{I}_{V_t}\mathcal{O}_{Z_b}=\mathcal{I}_F,\qquad\mathcal{I}^h_{V_t}\mathcal{O}_{Z_b}=\mathcal{I}^h_F

near that point. Restricting the actual sections extends their base ideal, which proves both asserted local properties. No other base component contains the chosen point, so none can contain the component FF through it. If this component is proper in the chosen integral ambient component, the base support is proper there, and the restricted series cannot vanish identically. At its generic point the resulting ideal is primary. This is a statement about this reduced general fiber and does not assert transversality or nonzero restriction for arbitrary special fibers.

A fixed branch complement in a finite-type family

For later applications, the local moving-center estimates are followed by a global finiteness step. A degree bound alone does not make a list of branched covers finite. The following statement records exactly the additional family information that is needed. In the correspondence case of Proposition 8.3, it will turn bounded degree and branch divisors that do not sweep the base into finitely many normal covers.

Lemma 7.5 (Finite covers after excluding sweeping branch divisors). Let YY be a normal projective complex variety. Let V→T\mathcal{V} \to T be a smooth projective family with integral fibers, over an integral parameter variety, and let g ⁣:V→Yg \colon\mathcal{V} \to Y be a morphism whose general fiber maps gt ⁣:Vt→Yg_t \colon V_t \to Y are dominant and generically finite of degree at most a fixed integer ee. After a finite parameter extension and shrinking, spread the geometric generic components of the zero divisor of the relative Jacobian over YsmY_{\mathrm{sm}} to divisors R1,…,RN\mathcal{R}_1,\ldots,\mathcal{R}_N in V\mathcal{V}. Retain the notation V,T,g\mathcal{V},T,g after this base change. Let II be the set of indices jj for which the image closure gt((Rj)t)‾\overline{g_t((\mathcal{R}_j)_t)} is a divisor in YY for general tt. Assume

g(Rj)‾≠Y(j∈I).\overline{g(\mathcal{R}_j)} \ne Y \qquad(j \in I).

Then, after shrinking again, one smooth nonempty open Y∘⊂YY^\circ\subset Y makes every general finite normal Stein cover of gtg_t finite étale over Y∘Y^\circ. There are only finitely many such covers of Y∘Y^\circ, up to isomorphism over Y∘Y^\circ. The same conclusion holds simultaneously for finitely many projections. The open and finite lists may depend on all fixed parameters of the family.

Proof. The relative determinant is nonzero on a dense open because the general maps are generically finite in characteristic zero. Its zero divisor has finitely many irreducible components. Shrink away vertical components and make a finite parameter extension to define the geometric generic components individually. Their closures give the divisors Rj\mathcal{R}_j in the statement. Shrink further to keep their fiber-image dimensions constant. These components account for every branch prime of the general finite Stein cover: a ramification prime there has a strict transform on VtV_t, because a proper birational morphism to a normal variety is an isomorphism at each generic divisorial point. A divisor exceptional over the Stein cover has image of codimension at least two on that cover and hence on YY, so it cannot hide a branch prime. Components confined to special parameters disappear upon shrinking.

Put

B=Ysing∪⋃j∈Ig(Rj)‾.B = Y_{\mathrm{sing}} \cup\bigcup_{j \in I} \overline{g(\mathcal{R}_j)}.

Each closed set in this finite union is proper by hypothesis, so B≠YB \ne Y. The finite normal covers are unramified in codimension one over the smooth open Y∘=Y∖BY^\circ= Y \setminus B. Purity of the branch locus makes them finite étale there [32], Exposé X, Theorem 3.1. The topological fundamental group of Y∘Y^\circ is finitely generated. Indeed, triangulate the compact semialgebraic space YY compatibly with its closed subset BB [15], Theorem 1.10 in the author’s notes. After barycentric subdivision the subcomplex for BB is full. On its complement, normalize the sum of the barycentric coordinates at vertices outside that subcomplex; decreasing the other coordinates to zero gives a deformation retraction onto a finite subcomplex. Its fundamental group is finitely generated. A finitely generated group has only finitely many permutation representations in each symmetric group of degree at most ee. Riemann existence [32], Exposé XII, Theorem 5.1 therefore gives finitely many finite étale covers of these degrees. A finite normal cover of YY is the normalization in the function field of its restriction to Y∘Y^\circ, and is determined by that restriction. Taking the union of the proper image closures for finitely many projections proves the simultaneous assertion.

Very-general jet estimates

This section derives two contrasting consequences of the assumed counterexample: an upper bound for the vanishing of scalar sections, and strong jet separation on a projective bundle over the product. Both arguments use the exclusion of covering curves of bounded genus and normalized degree.

We retain the counterexample in (11) and the induction hypothesis of Assumption 2.1. Thus XX is smooth projective, KXK_X is pseudo-effective, and κ(X,KX)=−∞\kappa(X,K_X) = -\infty, whereas good minimal models exist in smaller dimensions. We use the geometric exclusions of Section 6. Dimension one is impossible, since a smooth curve with pseudo-effective canonical divisor has genus at least one. Hence n=dim⁡X≥2n = \dim X \ge2.

Throughout the section, fix the late terminal Q\mathbb{Q}-factorial model YY from Proposition 6.8. Write K=KYK = K_Y and A=AYA = A_Y. The subsequent scaling models YtY_t are small modifications of YY; the transforms AtA_t are effective up to Q\mathbb{Q}-linear equivalence, and Kt+tAtK_t + tA_t is nef, big, and semiample. Put

μt=vol⁡(X,KX+tA)1/n.\mu_t = \operatorname{vol}(X,K_X+tA)^{1/n}.

Here, in the volume on XX, AA denotes the original ample divisor. We have μt→0\mu_t \to0. Choose an integer m>0m > 0 with mKmK Cartier.

Normalization and two local tools

We first normalize the small adjoint divisors so that their volumes stay bounded away from zero. Fix a small rational number ϵ>0\epsilon> 0. An integer q>0q > 0 will be chosen after ϵ\epsilon and before tt. As rational t↓0t \downarrow0, choose positive integers r=r(t)r = r(t) with

rμt⟶ϵ,L=r(K+tA),Lb=L+bmK(0≤b≤q).(31)r\mu_t \longrightarrow\epsilon,\qquad L = r(K+tA),\qquad L_b = L+bmK \quad(0 \le b \le q). \tag*{(31)}

Only rational weights bb are used for model constructions; volume functions in integrals are extended continuously to real weights. The positive part of LbL_b is the nef semiample class

Nb=(r+bm)(Ks+sAs)on Ys,s=rtr+bm.N_b = (r+bm)(K_s+sA_s)\quad\text{on }Y_s,\qquad s=\frac{rt}{r+bm}.

When emphasizing the weight, denote this axis model by Y(b)=YsY(b)=Y_s and write AbA_b for its transform of AA. All references to positive parts below mean these classes on their scaling models, or their pullbacks to common resolutions. Monotonicity of volume in pseudo-effective order gives

vol⁡(L)≤vol⁡(Lb)≤(1+qmr)nvol⁡(L).(32)\operatorname{vol}(L)\le\operatorname{vol}(L_b)\le\left(1+\frac{qm}{r}\right)^n\operatorname{vol}(L). \tag*{(32)}

Indeed Lb−L=bmKL_b-L=bmK is pseudo-effective, and (1+bm/r)L−Lb=bmtA(1+bm/r)L-L_b=bmtA is effective up to equivalence. Consequently NbnN_b^n is bounded above and bounded away from zero, uniformly for b∈[0,q]b\in[0,q], and tends uniformly to ϵn\epsilon^n. More explicitly, for every fixed qq, once tt is sufficiently small depending on qq,

ϵn2≤Nbn≤2ϵn(0≤b≤q).(33)\frac{\epsilon^n}{2}\le N_b^n\le2\epsilon^n\qquad(0\le b\le q). \tag*{(33)}

The constants in this display are independent of qq; only the threshold for tt depends on the fixed choice of qq. All unspecified constants in this section may depend on n,ϵ,q,Y,A,mn,\epsilon,q,Y,A,m, but not on sufficiently small tt or on bb.

This normalization gives a convenient form of the curve exclusion. A family of curves with uniformly bounded geometric genus and NbN_b-degree cannot cover the corresponding YsY_s for arbitrarily small tt. In fact s/t→1s/t\to1 uniformly in bb, and

(r+bm)μs=vol⁡(Lb)1/n(r+bm)\mu_s=\operatorname{vol}(L_b)^{1/n}

is bounded above and away from zero. Thus such curves would have uniformly bounded (Ks+sAs)(K_s+sA_s)-degree divided by μs\mu_s, contrary to Proposition 6.8. We call this consequence the normalized curve exclusion.

We will apply the local estimates of Section 7 on several different models. In each application, let ZZ denote the ambient model of dimension dd, let PP be its nef, big, semiample class, and let VV be a moving base component of dimension ff. Lemma 7.3 applies to the entire kernels of jets in one Cartier degree kPkP, at levels separated by a gap δ\delta. It gives vanishing along VV in the ordinary ideal power of order

h=⌈kδ/2⌉,kδ≥4,h=\lceil k\delta/2\rceil,\qquad k\delta\ge4,

and, when ZZ is Q\mathbb{Q}-factorial and klt, the estimates

Pf⋅V≤(2/δ)d−fPd,KV∗⋅Pf−1≤(KZ+cP)∣VPf−1,0<c≤2(d−f)/δ≤2d/δ.(34)P^{f}\cdot V\le(2/\delta)^{d-f}P^{d},\qquad K_{V^*}\cdot P^{f-1}\le(K_Z+cP)|_V P^{f-1},\qquad0<c\le2(d-f)/\delta\le2d/\delta. \tag*{(34)}

Here V∗V^* is a smooth resolution of VV. The canonical estimate uses Lemma 7.1, which allows the nef class on the center itself and requires log canonicity only near its generic point. The last, weaker coefficient is sufficient here. At every application we choose the incidence point in the isomorphism open of the big semiample contraction. Dominance of the incidence permits this choice; it ensures that P∣VP|_V is big and hence Pf⋅V>0P^f\cdot V>0. Exceptional components not meeting that open are not assigned this positivity. The separate fiber-restriction Lemma 7.4 will be used only at a general incidence point where the scheme fiber is reduced and the selected base component is isolated.

To apply normalized curve exclusion, we need curves with bounded genus as well as bounded degree. The preceding intersection estimates provide them on components of general type. Suppose a moving ff-fold VV is of general type, P∣VP|_V is nef and big, and

0<Pf⋅V≤C0,KV∗⋅Pf−1≤C1Pf⋅V.(35)0<P^f\cdot V\le C_0,\qquad K_{V^*}\cdot P^{f-1}\le C_1P^f\cdot V. \tag*{(35)}

Effective birationality gives a uniform pluricanonical degree whose moving part, on a further resolution, is a big basepoint-free Cartier divisor HH defining a birational morphism [33], Theorem 4.0.1(3)]. Thus HPf−1≤C2Pf⋅VHP^{f-1}\le C_2P^f\cdot V. Mixed Hodge index gives

HjPf−j≤C2jPf⋅V(0≤j≤f);H^jP^{f-j}\le C_2^jP^f\cdot V\qquad(0\le j\le f);

no lower bound on Pf⋅VP^f\cdot V is needed here. For f>1f>1, cut by f−1f-1 general members of ∣H∣|H|. Their PP-degree is Hf−1P≤C2f−1C0H^{f-1}P\le C_2^{f-1}C_0, and their images under the birational morphism defined by HH have degree Hf≤C2fC0H^f\le C_2^fC_0. A general plane projection is birational on such an image curve; the arithmetic genus of the plane image therefore bounds its geometric genus in terms of this degree. For f=1f=1, the canonical-degree bound already bounds the genus. We will also use this construction for a log smooth pair of log general type with reduced boundary, using coefficients in the fixed set {1}\{1\} in effective birationality.

If such components sweep an ambient space mapping to YY, and their curves project nonconstantly with NbN_b-degree bounded by their PP-degree, we obtain forbidden covering curves on YsY_s. When the component has positive-dimensional image in the base, general complete intersections from the big birational system project nonconstantly. The components sweep, and their chosen incidence points can lie outside any prescribed countable union of proper closed subsets. Hilbert schemes and spaces of maps have only countably many components, so these curves can be parameterized in covering algebraic families. Thus, whenever (35) is established below, it remains to check general type and the stated covering and projection conditions to invoke normalized curve exclusion.

We first apply the two local tools to scalar sections. Excessive vanishing produces a proper moving component, whose general type turns the numerical estimates into the forbidden curves.

Proposition 8.1 (Scalar jet bound). *For sufficiently small tt, let PP be the positive part of $2r(K+2tA)$, and put ρ=(Pn)1/n\rho=(P^n)^{1/n}. At a very general point, every nonzero section of every Cartier multiple $kP has order at most 4kρ4k\rho. The same statement holds on a common resolution after adding an effective exceptional divisor that does not change the section spaces. Moreover

2rμt≤ρ≤4rμt,2r\mu_t \le\rho\le4r\mu_t,

so in particular ρ≤8ϵ\rho\le8\epsilon for small tt.

Proof. First, pseudo-effectivity of KK gives the volume bounds:

vol⁡(K+tA)≤vol⁡(K+2tA)≤2nvol⁡(K+tA).\operatorname{vol}(K+tA) \le\operatorname{vol}(K+2tA) \le2^n\operatorname{vol}(K+tA).

Suppose the asserted order bound fails for arbitrarily small tt. There are countably many Cartier degrees, and nonzero jet kernels in each degree are detected by algebraic rank loci. Thus failure at a very general point gives a degree in which a violating section exists on a common constant-rank marked-point open. Taking powers makes this degree kk arbitrarily large and divisible. Choose n+1n+1 levels strictly between ρ\rho and 4ρ4\rho, with equal gaps comparable to ρ\rho. The full jet kernels at these levels are nonzero. Write τ0\tau_0 for the lowest level. If the marked point were isolated in its base locus, local Bezout for nn general kernel sections would contribute at least (kτ0)n>knPn(k\tau_0)^n > k^nP^n, exceeding the total intersection. Lemma 7.3 therefore supplies a moving proper positive-dimensional component VV.

We can now apply the curve construction. The component is of general type by Proposition 6.3. Here let ZZ be the scaling model for K+2tAK+2tA, so that P=2r(KZ+2tAZ)P=2r(K_Z+2tA_Z). The effective transform AZA_Z does not contain a general such component, and KZ∣V≤(2r)−1P∣VK_Z|_V \le(2r)^{-1}P|_V in effective order. Equations (34) consequently imply Equation (35) with constants uniform in tt; the gap is bounded above and away from zero because ρ\rho is comparable to the fixed ϵ\epsilon. The resulting bounded-genus, bounded-normalized-degree covering curves contradict Proposition 6.8. The argument applies to every Cartier multiple, not only the divisible degrees used for tracking: a section violating the bound in any Cartier degree could be raised to a power in an arbitrarily divisible degree. Its order and its degree increase by the same factor. Finally, exceptional additions preserve the section spaces and the orders at general points. This proves the assertion on resolutions.

The two-slot bundle

We next seek large jet separation by placing two copies of the normalized adjoint divisor on a projective bundle. The weight decomposition of its sections will let us compare moving components with either copy of the base. On Y×YY \times Y, let

Z0=P(mK1⊕mK2),ξ=OZ0(1),M=L1+L2+qξ.(36)Z_0=\mathbb{P}(mK_1\oplus mK_2), \qquad\xi=\mathcal{O}_{Z_0}(1), \qquad M=L_1+L_2+q\xi. \tag*{(36)}

We use the convention that sections of kξk\xi are symmetric powers of the indicated direct sum. Fixing one base slot gives the one-slot bundle P(OY⊕mK)\mathbb{P}(\mathcal{O}_Y\oplus mK), with class L+qξL+q\xi, up to a constant line from the fixed slot. We call it a slice. The torus open in either bundle is the complement of its two axes.

Lemma 8.2 (Models, volume, and weights). Both the total class MM and the slice class have big semiample positive parts PP on Q\mathbb{Q}-factorial klt models ZZ, with

KZ+Δ∼QctP,Δ≥0,K_Z+\Delta\sim_{\mathbb{Q}} c_tP, \qquad\Delta\ge0,

where ctc_t is bounded independently of small tt. Their volumes satisfy, respectively,

vol⁡(M)=(2n+1)!(n!)2∫0qvol⁡(Lb)vol⁡(Lq−b) db.(37)\operatorname{vol}(M)=\frac{(2n+1)!}{(n!)^2}\int_0^q \operatorname{vol}(L_b)\operatorname{vol}(L_{q-b})\,db. \tag*{(37)}
vol⁡(L+qξ)=(n+1)∫0qvol⁡(Lb) db.(38)\operatorname{vol}(L+q\xi)=(n+1)\int_0^q \operatorname{vol}(L_b)\,db. \tag*{(38)}

In particular both volumes are bounded above and below by positive constants times qq. For each rational weight, on common resolutions,

P∼QNb,1+Nq−b,2+Eb,Eb≥0,(39)P \sim_{\mathbb{Q}} N_{b,1} + N_{q-b,2} + E_b,\qquad E_b \ge0, \tag*{(39)}

with the analogous one-term formula on slices. At a generic point of a base divisor of a slice, and on a general torus fiber, the full system has no fixed subtraction.

Proof. We construct the semiample models as models of big klt adjoints. The weight decomposition then gives both the volume formulas and the comparison with the axis models.

The product Y×YY \times Y is Q\mathbb{Q}-factorial. To see this, take a smooth resolution Y~→Y\widetilde{Y} \to Y. Its irregularity is zero by Lemma 6.1, so every line bundle on Y~×Y~\widetilde{Y} \times\widetilde{Y} is a tensor product of line bundles from the two factors. The strict transform of a Weil divisor on Y×YY \times Y is therefore linearly equivalent to a sum of two factorwise pullbacks. Push this relation down to Y×YY \times Y. The resulting factor divisors are Q\mathbb{Q}-Cartier because YY is Q\mathbb{Q}-factorial, and hence so is the original divisor. Products of canonical singularities are canonical, and the projective bundles are klt. The two disjoint Cartier axes form a plt boundary DD, and

KZ0+D=Ksum,D∼2ξ−mKsum.K_{Z_0} + D = K_{\mathrm{sum}},\qquad D \sim2\xi- mK_{\mathrm{sum}}.

The notation KsumK_{\mathrm{sum}} means K1+K2K_1 + K_2, or KK on a slice.

For 0<σ≤10 < \sigma\le1, put

γ=2σ+q(1+σm)r,Ξt∼Qξ+(1+σm)tγAsum.\gamma= 2\sigma+ \frac{q(1+\sigma m)}{r},\qquad\Xi_t \sim_{\mathbb{Q}} \xi+ \frac{(1+\sigma m)t}{\gamma}A_{\mathrm{sum}}.

Both endpoint weight systems are big, so choose an effective rational representative of Ξt\Xi_t containing neither axis, and denote the representative by Ξt\Xi_t as well. To make the adjoint construction uniform, we first obtain a threshold bound independent of σ\sigma. Restrict to 0<t≤σ/(1+m)0 < t \le\sigma/(1+m). Since γ≥2σ\gamma\ge2\sigma, the coefficient

a=(1+σm)tγa = \frac{(1+\sigma m)t}{\gamma}

lies in (0,1](0,1]. Thus the numerical classes ξ+aAsum\xi+ aA_{\mathrm{sum}}, and their restrictions to either fixed axis, range over bounded segments independent of σ,q,r,t\sigma,q,r,t. On one fixed smooth resolution the effective pullbacks of these chosen divisors have uniformly bounded degree against a fixed very ample class. That degree bounds their multiplicity at every point, including the coefficients of exceptional components. Rational denominators do not enter this estimate. The smooth lc threshold is at least the reciprocal of maximal multiplicity.

To transfer this estimate to the fixed klt space, write the crepant boundary on its resolution as an SNC divisor with coefficients below one. The minimum of one and the positive numbers one minus its positive coefficients bounds its log discrepancies below by a fixed positive multiple of smooth log discrepancies. Therefore the preceding smooth bound gives a common klt threshold η>0\eta> 0 for Ξ‾t\overline{\Xi}_t on the original space. The same reasoning on each axis gives, after decreasing η\eta, a klt threshold bound for the restricted divisor there. The first bound will be used away from the axes; the restricted bounds allow inversion of adjunction along the coefficient-one axes.

Now choose rational 0<σ<min⁡{1,η/4}0 < \sigma< \min\{1,\eta/4\}, independently of q,tq,t, and then take tt small enough that t≤σ/(1+m)t \le\sigma/(1+m) and q(1+σm)/r<σq(1+\sigma m)/r < \sigma. It follows that γ<3σ<η\gamma< 3\sigma< \eta. Inversion of adjunction with the disjoint coefficient-one axes gives plt near them; away from them the threshold bound gives klt. Lowering their coefficients to 1−σ1-\sigma consequently shows that

(Z0,(1−σ)D+γΞ‾t)(Z_0,(1-\sigma)D+\gamma\overline{\Xi}_t)

is klt. This choice respects the order: first ϵ\epsilon, then qq, then sufficiently small tt with rr as in Equation (31). A direct calculation gives its adjoint class

KZ0+(1−σ)D+γΞt∼Q1+σmrM.K_{Z_0}+(1-\sigma)D+\gamma\Xi_t\sim_{\mathbb{Q}}\frac{1+\sigma m}{r}M.

The big klt adjoint has a good minimal model by [6]. Pushing the boundary to this model gives the stated Δ\Delta and ct=(1+σm)/rc_t=(1+\sigma m)/r.

We turn to the volume formulas. The weight-ll summand in degree kk has base classes kLl/kkL_{l/k} and kLq−l/kkL_{q-l/k}; on a slice there is one such factor. The section decomposition and asymptotic Riemann–Roch give Equations (37)–(38) as Riemann sums. One can justify passage to the integral without assuming uniform asymptotic Riemann–Roch: partition [0,q][0,q] into rational bins, compare weight classes in each bin by adding and subtracting the bin width times a fixed very ample divisor dominating both mKmK and −mK-mK, take divisible-degree limits, and then shrink the bins. Volume continuity gives the formulas. Equation (32) supplies their uniform bounds and, in particular, proves bigness used above. In the range of Equation (33), the bounds needed when choosing qq are explicitly

vol⁡(M)≥(2n+1)!4(n!)2qϵ2n,vol⁡(L+qξ)≤2(n+1)qϵn.\operatorname{vol}(M)\geq\frac{(2n+1)!}{4(n!)^2}q\epsilon^{2n},\qquad\operatorname{vol}(L+q\xi)\leq2(n+1)q\epsilon^n.

Their coefficients are independent of qq; the smallness threshold for tt is allowed to depend on qq.

It remains to establish the effective weight comparisons. On a common resolution and in compatible divisible degrees, let FfullF_{\mathrm{full}} and FbF_b be the fixed divisors of the full system and its weight-bb subsystem, normalized by the degree. Since the second is a subsystem, Fb≥FfullF_b\geq F_{\mathrm{full}}. Its fixed divisor consists of the toric monomial and the base-model fixed differences, and its moving class is the sum of the indicated pullbacks of NbN_b. Hence the full moving class is that sum plus Eb=Fb−Ffull≥0E_b=F_b-F_{\mathrm{full}}\geq0. This proves Equation (39). The same comparison in individual sufficiently divisible degrees shows that every section at that weight, after the full fixed subtraction, contains the corresponding multiple of EbE_b.

At a generic base-divisor point the small base-model maps are isomorphisms. The two endpoint systems are free there in divisible degree, so together they have no common zero on the projective-line fiber. The full system therefore has no fixed subtraction there. The same holds on a general fiber. Finally, when restricting Equation (39) to a component sweeping the torus open, choose a general component not contained in Supp⁡Eb\operatorname{Supp} E_b. There are only countably many rational weights, so these effective restrictions can be required simultaneously.

The bundle models are now available, and their volumes can be made large by choosing qq. We use this growth to prove a lower bound for local positivity. Recall that the Seshadri constant of a nef Q\mathbb{Q}-Cartier class PP on a projective variety ZZ at a smooth point x∈Zx\in Z is

ϵ(P;x)=inf⁡C⊂Z integral curvex∈CP⋅Cmult⁡xC.\epsilon(P;x)=\inf_{\substack{C\subset Z\ \text{integral curve}\\x\in C}}\frac{P\cdot C}{\operatorname{mult}_x C}.

Proposition 8.3 (Large two-slot Seshadri constant). For each fixed sufficiently small ϵ>0\epsilon>0, there is an integer q>0q>0 such that, for all sufficiently small rational t>0t>0 and rr as in Equation (31), the positive part PP of Equation (36) has

ϵ(P;x)>2n+2\epsilon(P;x)>2n+2

at a very general smooth point of its torus open. In particular, for some sufficiently divisible integer k>0k>0, the complete system ∣kP∣|kP| separates jets of order strictly greater than (2n+2)k(2n+2)k at such a point. The section spaces and these general-point jets agree on the original bundle and on common birational resolutions.

Proof. The tracking lemma reduces failure of the assertion to a moving base component. We will first analyze its fibers over the two base factors, and then treat components that are generically finite over both.

Write d=2n+1d = 2n + 1. Choose a gap δ>0\delta> 0 large enough that

2(n+1)ϵn(2/δ)n<1.2(n+1)\epsilon^{n}(2/\delta)^{n} < 1.

This inequality will exclude a component that is a whole projective-line fiber of a slice. Now choose qq sufficiently large that

((2n+1)!4(n!)2qϵ2n)1/d>2n+3+(d+1)δ.\left(\frac{(2n+1)!}{4(n!)^2}q\epsilon^{2n}\right)^{1/d} > 2n+3+(d+1)\delta.

For all sufficiently small tt, the d+1d+1 levels τi=2n+3+(i+1)δ\tau_i = 2n+3+(i+1)\delta, 0≤i≤d0 \le i \le d, then lie below the volume root of the total positive part. Both choices precede the choice of tt. Assume that the Seshadri assertion fails for arbitrarily small tt. Because the highest level is below the volume root, jet counts show that the full kernels at all these levels are nonzero in sufficiently large divisible degree. A curve through the marked point with degree-to-multiplicity ratio below the lowest level is contained in that system’s base locus. Such a curve exists from the assumed Seshadri bound and the choice τ0>2n+3\tau_0 > 2n+3, whether or not the infimum defining the constant is attained. Thus the lowest kernel has a positive-dimensional base component, and Lemma 7.3 supplies a moving proper component VV and both estimates (34).

The numerical estimates already rule out components of general type. For all moving components under consideration, the effective boundary Δ\Delta of Lemma 8.2 does not contain the component. Thus KZ∣V≤ctP∣VK_Z|_V \le c_tP|_V in effective order. Whenever VV is of general type, the curve construction following Equation (35) and weight domination give a contradiction. To treat the remaining components, we begin with their fibers over a base factor.

Restriction to a slice. Resolve the rational projection from the total model to the first copy of YY, and work on the open where this resolution and the original bundle agree. Fixing the first coordinate there gives the opposite slice. Write ZslZ_{\mathrm{sl}} for its model from Lemma 8.2 and PslP_{\mathrm{sl}} for its positive part; their dimension and volume are n+1n+1 and Equation (38), respectively. We use these slice objects until returning to the total model below. Choose one sufficiently divisible Cartier degree for the total model, the slice model, and their comparison on a common resolution. Choose a general incidence point on the common isomorphic torus open, away from the other base components and where the ordinary-power containment of Lemma 7.3 holds. Generic smoothness allows us also to require that VV be smooth over its actual image in the first slot there. Let FF be the reduced component of the scheme fiber through that point, and suppose 0<dim⁡F<n+10 < \dim F < n+1. Lemma 7.4 now shows that, near that point, the restricted higher-series base ideal has support exactly FF and lies in the ordinary power IFh\mathcal{I}_F^h, with h=⌈kδ/2⌉h = \lceil k\delta/2\rceil. Because FF is proper in the slice, the restricted series is nonzero and its generic base ideal is primary.

The fixed differences of the full and slice models are units on a further common open. After removing these fixed divisors and trivializing the fixed-slot lines, all restricted higher-kernel sections form a subspace of H0(Zsl,kPsl)H^0(Z_{\mathrm{sl}},kP_{\mathrm{sl}}), with the same local base ideal. This subseries need not be the full jet kernel on the slice; the numerical estimates come from Lemma 7.2, applied to the actual restricted subseries. The model ZslZ_{\mathrm{sl}} is projective, Q\mathbb{Q}-factorial and klt, and PslP_{\mathrm{sl}} is nef, big and semiample. Choose the incidence point also in its smooth open. The component FF is proper, its generic base ideal is primary, and the preceding restriction gives ordinary multiplicity at least h≥kδ/2h \ge k\delta/2. Writing f=dim⁡Ff = \dim F, the lemma therefore gives

Pslf⋅F≤(2/δ)n+1−fPsln+1,P_{\mathrm{sl}}^f \cdot F \le(2/\delta)^{n+1-f}P_{\mathrm{sl}}^{n+1},
KF∗Pslf−1≤(KZsl+cPsl)∣FPslf−1,0<c≤2(n+1−f)/δ.K_{F^*}P_{\mathrm{sl}}^{f-1} \le(K_{Z_{\mathrm{sl}}}+cP_{\mathrm{sl}})|_F P_{\mathrm{sl}}^{f-1}, \qquad0<c\le2(n+1-f)/\delta.

The restricted components must also move sufficiently to apply curve exclusion. These FF's may be chosen in families sweeping the opposite slice. Indeed the incidence of the VV-family dominates the total torus. Choose a general incidence point, not necessarily the original marked point, and then a general fiber of its first slot evaluation. Dominance gives the required dominant evaluation onto that fixed opposite slice. Choose a component with dominant evaluation there; generic flatness permits the fiber-component choices just made. For each fixed q,tq,t, very general choices also avoid the exceptional sets for all rational weights. Choose this point also in the isomorphism open of the slice's big semiample contraction and outside the relevant fixed differences. The restriction of its positive part to FF is then nef and big, so its top intersection on FF is positive, as required for the curve construction.

Proper base images on a slice. If FF is generically finite over a proper positive-dimensional image WW in the remaining base, then WW, and hence FF, is of general type by Proposition 6.3. The slice estimates and subadjunction give the required bounds on this component, while weight domination bounds the degrees of its projected curves. We therefore obtain forbidden bounded curves.

Over a proper base image, the other possibility is that FF is saturated over its base image WW: on the original bundle it is the full projective-line bundle over WW. Put w=dim⁡W=dim⁡F−1w=\dim W=\dim F-1. The nef weight comparison gives

qNbw⋅W≤Pslw+1⋅F.(40)qN_b^w\cdot W\le P_{\mathrm{sl}}^{w+1}\cdot F. \tag*{(40)}

Indeed Psl−π∗NbP_{\mathrm{sl}}-\pi^*N_b is effective on the resolved graph of the slice projection π\pi to the base, so successive mixed nef intersections give Pslw+1⋅F≥Psl(π∗Nb)w⋅FP_{\mathrm{sl}}^{w+1}\cdot F\ge P_{\mathrm{sl}}(\pi^*N_b)^w\cdot F. The latter is qNbw⋅WqN_b^w\cdot W, since endpoint freeness gives fiber degree qq. If WW is a point, the lower bound qq contradicts the slice Bezout upper bound 2(n+1)qϵn(2/δ)n2(n+1)q\epsilon^n(2/\delta)^n, because our choice of δ\delta makes the latter strictly less than qq.

Suppose w>0w>0. The ruled component FF itself need not be of general type, so we seek the adjunction estimate on its base WW. We obtain it from the coefficients of the slice sections. Use the section-space identification to view the subseries on the original slice, where the toric weight decomposition is defined. The full fixed factors are units at the chosen generic torus point, so this identification preserves the order hh. In degree kk, expand each of these sections into its toric weights. At the generic point of WW, let IlI_l be the ideal generated by the coefficients of the nonzero weight ll over all these sections. Put h=⌈kδ/2⌉h=\lceil k\delta/2\rceil. All IlI_l lie in mWh\mathfrak m_W^h: vanishing along the generic torus fiber says that the coefficient of every Laurent monomial vanishes to this order. Their sum is mW\mathfrak m_W-primary. Otherwise its larger common zero germ, times the generic torus fiber, would contradict isolation of FF.

Our aim is to construct an effective boundary Θ∼Qc′Lb\Theta\sim_{\mathbb Q}c'L_b, for some rational weight bb, such that WW is an lc center near its generic point and c′≤2(n−w)/δc'\le2(n-w)/\delta. Numerical subadjunction will then give a canonical-intersection bound on WW, even though FF is ruled. Work in the regular local ring at the generic point of WW, of dimension c=n−wc=n-w. Resolve the finitely many coefficient ideals simultaneously. The exponents for which their product defines an lc ideal pair form the rational polytope

ul≥0,∑lulord⁡E(Il)≤a(E;Y,0).u_l\ge0,\qquad\sum_l u_l\operatorname{ord}_E(I_l)\le a(E;Y,0).

Here EE runs through the divisors needed to test log canonicity on the simultaneous resolution, and a(E;Y,0)a(E;Y,0) is the log discrepancy. Include the exceptional divisor of the blowup of the closed point. Since every Il⊂mWh\mathcal{I}_l \subset\mathfrak{m}^{h}_{W}, it gives ∑lul≤c/h\sum_l u_l \le c/h. The polytope is compact, and ∑lul\sum_l u_l has a positive rational maximum on it. Fix a rational maximizing point. For each coordinate ll, some equality at this point must involve a valuation with ord⁡E(Il)>0\operatorname{ord}_E(\mathcal{I}_l)>0; otherwise ulu_l could be increased while staying in the polytope. Such a valuation has log discrepancy zero for the ideal pair. Its center ClC_l is contained in V(Il)V(\mathcal{I}_l) and contains the generic point of WW. Their intersection is contained in V(∑lIl)V(\sum_l \mathcal{I}_l), so it is exactly WW locally. To apply the intersection property for lc centers, we first realize these ideal lc places by an actual divisor. Choose an integer M0>max⁡lulM_0>\max_l u_l and M0M_0 general coefficient divisors Dl,jD_{l,j} from each system. Set Θ=∑l(ul/M0)∑j=1M0Dl,j\Theta=\sum_l(u_l/M_0)\sum_{j=1}^{M_0}D_{l,j}. On the simultaneous resolution its fixed crepant coefficients are at most one, and its general moving divisors meet transversely with coefficients below one. Thus the pair is lc near the generic point of WW, and every active valuation remains an lc place. Each ClC_l is consequently an lc center of this pair. The intersection property [43], applied to the identity morphism on its lc open, shows that WW is an lc center generically. This also applies when some maximizing coordinate ulu_l is zero: the active valuation blocking that coordinate still has center in V(Il)V(\mathcal{I}_l).

Set

b=∑lul(l/k)∑lul,c′=k∑lul≤kch.b=\frac{\sum_l u_l(l/k)}{\sum_l u_l},\qquad c'=k\sum_l u_l\le\frac{kc}{h}.

Since a weight-ll coefficient divisor has class kLl/kkL_{l/k}, the constructed boundary has class c′Lbc'L_b. Also c′≤kc/h≤2(n−w)/δc'\le kc/h\le2(n-w)/\delta. Transform it and WW to the small scaling model Y(b)Y(b); our general incidence choice places the generic point of WW in their common isomorphism open. On this model the boundary has class c′Nbc'N_b. Numerical subadjunction and Nb=(r+bm)KY(b)+rtAbN_b=(r+bm)K_{Y(b)}+rtA_b give

KW⋅Nbw−1≤(1r+bm+c′)Nbw⋅W.K_W\cdot N_b^{w-1}\le\left(\frac{1}{r+bm}+c'\right)N_b^w\cdot W.

Indeed a general WW is not contained in a fixed effective representative of AbA_b, so its contribution to this intersection is nonnegative. The slice degree estimate and (40) give, in turn,

0<Nbw⋅W≤(2/δ)n−wqPsln+1≤2(n+1)ϵn(2/δ)n−w.0<N_b^w\cdot W\le\frac{(2/\delta)^{n-w}}{q}P_{\mathrm{sl}}^{n+1}\le2(n+1)\epsilon^n(2/\delta)^{n-w}.

These are precisely the two bounds required in (35), with constants independent of tt. The variety WW is of general type by Proposition 6.3; normalized curve exclusion again gives a contradiction.

A slice multisection. Proper base images have now been excluded. The remaining proper positive-dimensional slice case is dim⁡F=n\dim F=n, with FF generically finite of degree ee over the whole base. Weight comparison and the slice degree bound give

eNbn≤Psln⋅F.eN_b^n\le P_{\mathrm{sl}}^n\cdot F.

so ee is bounded uniformly in tt. Here the two axes provide the boundary needed to use log general type on the base. The closure of FF on the original bundle is neither axis. Intersect this closure with each Cartier axis and push the resulting effective integral cycle to YY; call the resulting Weil divisors D1,D2D_1,D_2. The two axis classes differ by the pullback of mKmK, and FF has generic degree ee over YY. The projection formula therefore gives

D1−D2∼Q±emK.(41)D_1-D_2\sim_{\mathbb{Q}}\pm emK. \tag*{(41)}

At the appropriate endpoint weight b∈{0,q}b \in\{0,q\}, the difference Eb∣FE_b|_F contains the corresponding toric-axis intersection with coefficient qq. There is no full fixed subtraction above generic base-divisor points by Lemma 8.2. Intersecting with Nbn−1N_b^{n-1} and using mixed nef comparison yields

qNbn−1⋅Di≤Psln⋅F.qN_b^{n-1}\cdot D_i \le P_{\mathrm{sl}}^n\cdot F.

The other divisor has bounded degree for the same NbN_b, because of (41) and

0≤KY(b)Nbn−1≤Nbnr+bm.0 \le K_{Y_{(b)}}N_b^{n-1} \le\frac{N_b^n}{r+bm}.

We now apply the logarithmic curve construction on the base Y(b)Y_{(b)}, not on the multisection FF. The signed divisor ±(D1−D2)/(em)\pm(D_1-D_2)/(em) represents KY(b)K_{Y_{(b)}} by (41). On a log resolution of this base, add the reduced strict support of D1+D2D_1+D_2 and all exceptional divisors to the canonical divisor. Proposition 6.10 gives a big adjoint for the reduced strict support of D1−D2D_1-D_2 and all exceptional divisors. Adding the remaining effective reduced boundary shows that the resulting log canonical divisor is big as well. Its intersection with the pulled-back Nbn−1N_b^{n-1} is bounded: exceptionals vanish under projection, and reduced support has degree no larger than D1+D2D_1+D_2. Log effective birationality and the curve construction therefore contradict normalized curve exclusion on the base itself.

Reduction to a correspondence. We now return to the total model ZZ and its positive part PP. The slice analysis has excluded fiber dimensions strictly between zero and n+1n+1 over either slot. A full (n+1)(n+1)-dimensional fiber over one slot would mean that VV contains the whole opposite slice over its first image WW. Its fiber dimension over the other slot would then be dim⁡W+1\dim W+1, strictly between zero and n+1n+1, unless VV were the full total space. That is impossible. Hence VV projects generically finitely in both slots and dim⁡V≤n\dim V \le n. If either image is proper, general type and the total-space estimates give the previous curve contradiction. The same is true if VV is of general type. Thus only the case dim⁡V=n\dim V=n, dominant with bounded degree over both copies of YY, remains. We next show that its branch divisors cannot move; this will reduce the family to finitely many covers.

Moving branch divisors. Consider the dominating algebraic family of these correspondences, resolving maps after shrinking the parameter space. Suppose a divisorial branch component of one projection moves. On a resolution V∗V^*, choose a ramified divisor RR above its generic point. There is a rational weight bb for which the effective difference Eb∣V∗E_b|_{V^*} does not contain RR. Indeed take a fixed free divisible degree of PP; some section does not vanish generically on RR. Monomial-weight sections span that degree, so one of them does not vanish there. Only finitely many weights are tested in this fixed family; their model comparisons can be resolved simultaneously.

Let JJ be the branch divisor on the corresponding small axis model. Restrict the effective difference to RR; this is permitted because RR is not in its support. Mixed nef intersections and projection to JJ bound its NbN_b-degree by Pn−1⋅RP^{n-1}\cdot R. The ramification formula over the terminal target bounds the latter by KVPn−1K_VP^{n-1}. Its other ramification terms are nonnegative, and the pullback of the target canonical class is pseudo-effective. The total-space subadjunction estimate now gives

Nbn−1⋅J≤Pn−1⋅R≤KV⋅Pn−1≤Cq.(42)N_b^{n-1}\cdot J \le P^{n-1}\cdot R \le K_V\cdot P^{n-1} \le C_q. \tag*{(42)}

The ramification coefficient of RR is a positive integer, so is at least one; the other ramification and exceptional terms are nonnegative. The last bound is the total-space subadjunction estimate.

To turn this degree bound into bounded curves, we still need a canonical intersection bound on JJ. The required adjunction does not assume that (Y(b),J)(Y_{(b)},J) is globally lc. Terminal Y(b)Y_{(b)} is smooth in codimension two. Thus normalization and conductor adjunction along JJ give

KJν+C=(KY(b)+J)∣Jν,C≥0K_{J^\nu}+C=(K_{Y_{(b)}}+J)|_{J^\nu}, \qquad C\ge0

in codimension one. On resolving JJ, exceptional divisors map to codimension at least two and pair trivially with the pulled-back Nbn−2N_b^{n-2}. Consequently, with dJ=Nbn−1⋅Jd_J=N_b^{n-1}\cdot J,

KJ∗⋅Nbn−2≤(KY(b)+J)JNbn−2≤dJr+bm+dJ2Nbn≤Cq′dJ.(43)K_{J_*}\cdot N_b^{n-2}\leq(K_{Y_{(b)}}+J)JN_b^{n-2} \leq\frac{d_J}{r+bm}+\frac{d_J^2}{N_b^n}\leq C'_q d_J. \tag*{(43)}

For the second line, a general moving JJ is not a component of a fixed effective representative of AbA_b, giving the first term; mixed Hodge index gives the second. The lower bound for NbnN_b^n and Equation (42) give the final uniform constant.

A moving JJ sweeps very general base points and is of general type by Proposition 6.3. Equations (42)–(43) therefore give forbidden bounded curves. Branch components can be named after a finite parameter extension and shrinking. It follows that, for all sufficiently small tt, all divisorial branch components in the chosen family are fixed.

Fixed covers. We now fix tt. The branch complement is chosen from the one finite-type family of correspondences under consideration, before any cover is classified. After a finite parameter extension and shrinking, resolve the two evaluation maps simultaneously over a smooth parameter open and follow the finitely many irreducible relative ramification divisors. The argument just given excludes each component whose divisorial images sweep the base: such a component would supply the bounded-genus covering curves of Proposition 6.8. For every remaining component the closure of its divisorial evaluation image is a fixed proper closed subset of YY, and the intersection estimates already bound the degrees of both projections. These are precisely the hypotheses of Lemma 7.5 for the smooth projective family of resolved correspondences. It gives a smooth dense open Y0Y^0 and only finitely many finite normal Stein covers in either slot, all étale over Y0Y^0. Bad parameter fibers are removed by shrinking the parameter space, not by deleting their possibly dominant images in YY. Both Y0Y^0 and the finite cover lists may depend on this fixed tt; no common complement or list as t→0t\to0 is used.

For a general member Va∗V_a^* of the resolved family, factor the two projections through their finite normal Stein covers. The preceding finiteness lets us fix these as T1→YT_1\to Y and T2→YT_2\to Y after restricting to a family whose images still dominate Y×YY\times Y. Each map βi,a:Va∗→Ti\beta_{i,a}:V_a^*\to T_i is birational, so the two projections determine a birational map

ϕa=β2,a∘β1,a−1:T1⇢T2.\phi_a=\beta_{2,a}\circ\beta_{1,a}^{-1}:T_1\dashrightarrow T_2.

The graphs of these maps form an algebraic family after choosing a Hilbert-scheme component and shrinking for flatness and birationality of both projections. Such a component with dominant evaluation exists: there are only countably many graph Hilbert schemes and finitely many cover choices, whereas the original incidence dominates the base product. Its graph incidence has image of dimension 2n2n in T1×T2T_1\times T_2, because this product is finite over Y×YY\times Y. The product is integral of dimension 2n2n, so the graph incidence dominates it. Proposition 6.11 excludes exactly this family of birational maps between the two fixed covers.

Every possible moving component VV has now led to a contradiction, so the Seshadri bound holds. To obtain the assertion about jets, observe that at a very general point the big semiample contraction is an isomorphism onto its image near that point. The jet interpretation of the Seshadri constant for the ample class downstairs gives the stated divisible jet-separating multiple. Complete systems agree under the model comparisons, so this conclusion transfers to the original torus open and to common resolutions. □\square

Frobenius comparison and smooth nonvanishing

The scalar and two-slot estimates lead to a contradiction through a comparison in positive characteristic. We first prove that certain fixed divisors, jets, and a movable-curve witness cannot coexist. This theorem and its proof are independent of nonvanishing, abundance, minimal models, and logarithmic subadditivity. We then construct its inputs from the counterexample geometry and obtain smooth canonical nonvanishing.

The finite-data Frobenius theorem

We now work with arbitrary fixed data, independent of the scaling models and divisors of Section 8. The comparison concerns two orders of vanishing of an actual determinant. Fixed ordinary jets will give a nonzero determinant after reduction. A small polarization bounds the rank on the diagonal and therefore forces a large order there. A fixed movable curve on a blowup bounds every section in each determinant factor, producing the opposite estimate.

For a vector bundle on a smooth projective curve, its slope is degree divided by rank. The least and greatest Harder–Narasimhan slopes are denoted by μmin⁡\mu_{\min} and μmax⁡\mu_{\max}. For a line bundle on a smooth variety, to generate jets through order aa at a point means surjectivity to its stalk modulo the (a+1)(a+1)-st power of the maximal ideal.

Theorem 9.1 (Finite-data Frobenius incompatibility). Let WW be a smooth connected projective complex variety of dimension n≥2n \ge2. Let LL, HH be rational Cartier divisors, with HH ample, let SS be an integral Cartier divisor, and fix an integer q>0q > 0 and real numbers r>1r > 1, ϵ>0\epsilon> 0. Suppose

Hn≤(2ϵ)n,KWHn−1≤2Hnr,(2L+qS)Hn−1≤4Hn,H^n \le(2\epsilon)^n,\qquad K_W H^{n-1} \le\frac{2H^n}{r},\qquad(2L+qS)H^{n-1} \le4H^n,
(14ϵ)n<14,80ϵ<34.(44)(14\epsilon)^n < \frac{1}{4},\qquad80\epsilon< \frac{3}{4}. \tag*{(44)}

Assume that the following fixed data exist.

(i) A smooth integral complete-intersection flag from WW to a curve CC, whose successive divisor classes are hi=liHh_i=l_iH for fixed positive integers lil_i, with μmin⁡(ΩW1∣C)≥0\mu_{\min}(\Omega_W^1|_C) \ge0.

(ii) On the projective bundle

Z=P(OW(S)1⊕OW(S)2)⟶W×W,ξ=c1(OZ(1)),M=L1+L2+qξ,Z=\mathbb{P}\bigl(\mathcal{O}_W(S)_1\oplus\mathcal{O}_W(S)_2\bigr)\longrightarrow W\times W,\qquad \xi=c_1(\mathcal{O}_Z(1)),\qquad M=L_1+L_2+q\xi,

use the convention that the direct image of OZ(aξ)\mathcal{O}_Z(a\xi) is the aa-th symmetric power of the displayed sum. A smooth point z∗z_\ast in the complement of the two axes and finitely many sections of k0Mk_0M, for some integer k0>0k_0>0 with k0Lk_0L Cartier, generate jets through order (2n+2)k0(2n+2)k_0 at z∗z_\ast.

(iii) A point x∈Wx\in W, its blowup πx:W^→W\pi_x:\widehat W\to W with exceptional divisor JJ, and a curve class

γ=f∗(A1⋯An−1),\gamma=f_\ast(A_1\cdots A_{n-1}),

where f:V→W^f:V\to\widehat W is one fixed birational morphism, VV is smooth integral projective, and the AiA_i are ample integral Cartier divisors, such that J⋅γ>0J\cdot\gamma>0 and

πx∗(L+KW2+λS)⋅γ≤40ϵJ⋅γ(0≤λ≤q).(45)\pi_x^\ast\left(L+\frac{K_W}{2}+\lambda S\right)\cdot\gamma\le40\epsilon J\cdot\gamma \qquad(0\le\lambda\le q). \tag*{(45)}

It suffices to check the two endpoints in this affine inequality.

These data cannot coexist.

There is no relation required between xx and the two base coordinates of z∗z_\ast. The divisors LL, SS, KWK_W are not assumed nef, and KWK_W is not assumed pseudo-effective. The theorem starts with the actual flag and movable witness, rather than with geometric conditions from which one might construct them. All data in its statement are fixed before the residual characteristic tends to infinity.

Spreading the fixed witnesses

We prove the theorem in the next five steps. Put Λ=∏i=1n−1li\Lambda= \prod_{i=1}^{n-1} l_i. The flag satisfies

[C]=ΛHn−1,hi⋅C=liΛHn.(46)[C] = \Lambda H^{n-1}, \qquad h_i \cdot C = l_i \Lambda H^n. \tag*{(46)}

Choose one sufficiently ample integral Cartier divisor T0T_0 so that every T0+aST_0+aS, 0≤a≤(k0−1)q0 \leq a \leq(k_0-1)q, has a section nonvanishing at each of the two base coordinates of z∗z_\ast. Fix these finitely many sections. All models, morphisms, divisors, points, the flag, the complete-intersection witness for γ\gamma, and the jet and filler sections spread over an integral finitely generated Z\mathbb{Z}-algebra of characteristic zero. Shrink its spectrum so that the fibers and flag are smooth projective and geometrically integral, the birational morphisms remain birational, the fixed ample bundles remain ample, and the finite jet surjection and nonvanishings persist. Birationality is preserved by spreading an isomorphism between dense opens. All displayed intersection numbers are constant.

We also preserve μmin⁡(ΩW1∣C)≥0\mu_{\min}(\Omega^1_W|_C) \geq0. One way is to spread its characteristic-zero Harder–Narasimhan filtration, make all its factors locally free, and use openness of their semistability on curves; their degrees and ranks are fixed. Equivalently, a single relative ample twist globally generates the curve bundle. Every quotient of rank aa then has degree bounded below by −ad-ad for a fixed integer dd. A negative-degree quotient has one of finitely many ranks and degrees. The proper relative Quot schemes for those Hilbert polynomials have images missing the generic point: after removal of torsion, a negative-degree coherent quotient there would give a negative-degree vector-bundle quotient. Removing those finitely many images proves the same openness assertion directly.

This base has closed points in arbitrarily large characteristics. Take algebraic closures of their residue fields and exclude denominator primes. Retain the notation for the reductions. The curve γ\gamma continues to pair nonnegatively with every effective divisor: pull that divisor back under the fixed birational morphism and intersect with its fixed ample divisors. This tests effective divisors on the reduction itself. No specialization of a characteristic-zero effective cone is used.

Lemma 9.2. For a sufficiently large residual characteristic pp, set

Np=⌊p/k0⌋,Bp=k0NpL+T0.N_p = \lfloor p/k_0 \rfloor, \qquad B_p = k_0N_pL + T_0.

The sections of pqξ+Bp,1+Bp,2pq\xi+B_{p,1}+B_{p,2} generate jets through order (2n+2)k0Np(2n+2)k_0N_p at z∗z_\ast. In particular, they surject onto the quotient of its local ring by the pp-th powers of all regular parameters.

Proof. Multiply NpN_p copies of the fixed jet system. Every monomial of total degree at most (2n+2)k0Np(2n+2)k_0N_p is a product of NpN_p monomials of degree at most (2n+2)k0(2n+2)k_0. Taking sections with those leading monomials gives a triangular system, ordered by total degree. Starting at degree zero and removing the error in each successive degree proves the required jet surjection. This argument takes place in the local ring and never divides by factorials.

Put dp=(p−k0Np)qd_p=(p-k_0N_p)q, so 0≤dp≤(k0−1)q0 \leq d_p \leq(k_0-1)q. Among the sections fixed before reduction, choose

u0∈H0(W,OW(T0)),vdp∈H0(W,OW(T0+dpS))u_0 \in H^0(W,\mathcal{O}_W(T_0)), \qquad v_{d_p} \in H^0(W,\mathcal{O}_W(T_0+d_pS))

nonzero at the first and second base coordinates of z∗z_\ast, respectively. Their tensor product belongs to the summand of first-slot weight zero in the projective-bundle formula; its fiber monomial is the dpd_p-th power of the second coordinate. It defines a section of dpξ+T0,1+T0,2d_p\xi+T_{0,1}+T_{0,2} nonzero at z∗z_\ast, since z∗z_\ast lies off both axes. Multiplying the product jet system by this section changes its divisor from Npk0MN_pk_0M to pqξ+Bp,1+Bp,2pq\xi+B_{p,1}+B_{p,2}. Multiplication is invertible on the local jet algebra. Only the finitely many previously fixed values of dpd_p occur. Since dim⁡Z=2n+1\dim Z = 2n+1, the quotient by the pp-th powers of regular parameters has top total degree (2n+1)(p−1)(2n+1)(p-1). For large pp this is at most (2n+2)k0Np(2n+2)k_0N_p. The underlying ordinary/Frobenius ideal comparison is also recorded in [52], proof of Proposition 2.12, Equation eq:2.8.

Full rank off the diagonal

Let F:W→W′F: W \to W' be relative Frobenius to the base-field twist. It is finite flat because WW is smooth. Write S′S' for the twist of SS, so F∗S′=pSF^*S' = pS, and define

E=F∗OW(Bp),s=rk⁡E=pn,R=s2,Ua=H0(W,OW(Bp+paS)).\mathcal{E} = F_*\mathcal{O}_W(B_p), \qquad s = \operatorname{rk}\mathcal{E} = p^n, \qquad R = s^2, \qquad U_a = H^0(W,\mathcal{O}_W(B_p+paS)).

Projection formula gives an evaluation map on W′×W′W' \times W':

⨁a+b=qa,b≥0Ua⊗Ub⊗O(−aS1′−bS2′)⟶E⊠E.(47)\bigoplus_{\substack{a+b=q\\a,b\geq0}} U_a \otimes U_b \otimes\mathcal{O}(-aS'_1-bS'_2) \longrightarrow\mathcal{E}\boxtimes\mathcal{E}. \tag*{(47)}

Lemma 9.3. The map in Equation (47) has generic rank RR.

Proof. Trivialize the two summands defining ZZ near the selected base points. Let zz be the torus coordinate, whose value at z∗z_* is z0≠0z_0 \ne0. By the projective-bundle formula, the sections in Lemma 9.2 are weight polynomials in zz with weight-jj coefficients in

H0(W,Bp+jS)⊗H0(W,Bp+(pq−j)S),0≤j≤pq.H^0(W,B_p+jS) \otimes H^0(W,B_p+(pq-j)S), \qquad0 \leq j \leq pq.

Let A∗A_* be the tensor product of the local algebras of the two base Frobenius fibers. The local quotient in Lemma 9.2 is

A∗[z]/(zp−z0p),A_*[z]/(z^p-z_0^p),

free over A∗A_* with basis 1,z,…,zp−11,z,\ldots,z^{p-1}. Project to the coefficient of 11 in this basis. Exactly the weights j=paj=pa survive, with multipliers z0paz_0^{pa}. Their coefficients are the values of the corresponding summands of Equation (47), in the chosen frames and the induced twisted frames. As the full jet map is surjective, these coefficients span A∗A_*, of dimension p2n=Rp^{2n}=R. Thus the evaluation has full rank at this pair of base points, and hence generically. The calculation uses a basis over the possibly nonreduced algebra A∗A_*, so reducedness of the Frobenius fibers is unnecessary.

The jet calculation at z∗z_* proves generic full rank; the diagonal estimate below will be tested at (x′,x′)(x',x'), obtained from the separately fixed point xx.

The diagonal filtration

The Frobenius fiber product has the cartesian square

ΔF=W×W′W→pr⁡2Wpr⁡1↓↓FW→FW′.(48)\begin{CD} \Delta_F = W \mathbin{\times_{W'}} W @>{\operatorname{pr}_2}>> W \\ @V{\operatorname{pr}_1}VV @VV{F}V \\ W @>{F}>> W'. \tag*{(48)} \end{CD}

Its reduced subscheme is the diagonal WW. Put

Lp=OΔF(Bp,1+Bp,2+pqS1).L_p=\mathcal{O}_{\Delta_F}(B_{p,1}+B_{p,2}+pqS_1).

Write h=F∘pr⁡1=F∘pr⁡2:ΔF→W′h = F \circ\operatorname{pr}_{1} = F \circ\operatorname{pr}_{2} : \Delta_{F} \to W'. On this fiber product,

O(pS1)≃h∗OW′(S′)≃O(pS2).\mathcal{O}(pS_{1}) \simeq h^{*}\mathcal{O}_{W'}(S') \simeq\mathcal{O}(pS_{2}).

Consequently every pair of weights a+b=qa+b=q gives the same line bundle:

OΔF(Bp,1+Bp,2+paS1+pbS2)≃Lp.\mathcal{O}_{\Delta_{F}}(B_{p,1}+B_{p,2}+paS_{1}+pbS_{2}) \simeq\mathcal{L}_{p}.

On the diagonal of W′×W′W'\times W', every source twist of Equation (47) becomes −qS′-qS'. Finite base change and projection formula identify the twisted target as

(E⊗E)(qS′)≃h∗Lp.(\mathcal{E}\otimes\mathcal{E})(qS') \simeq h_{*}\mathcal{L}_{p}.

The product sections defining the columns restrict to global sections of this one bundle Lp\mathcal{L}_{p}. Their values at a diagonal point therefore lie in the image of H0(ΔF,Lp)H^{0}(\Delta_{F},\mathcal{L}_{p}) in the corresponding fiber of h∗Lph_{*}\mathcal{L}_{p}. This proves that the rank at every diagonal point is at most

h0(ΔF,Lp).(49)h^{0}(\Delta_{F},\mathcal{L}_{p}). \tag*{(49)}

For a rank-nn bundle VV in characteristic pp, denote by Aj(V)A_{j}(V) the degree-jj part of its symmetric algebra modulo the pp-th powers of local generators. This construction is independent of frame: the pp-th power of a linear combination is the sum of the pp-th powers in characteristic pp. Each Aj(V)A_{j}(V) is locally free and a quotient of V⊗jV^{\otimes j}. Set

u=n(p−1),ej=rk⁡Aj(V),∑j=0uej=pn.u=n(p-1), \qquad e_{j}=\operatorname{rk} A_{j}(V), \qquad\sum_{j=0}^{u}e_{j}=p^{n}.

Filtering Lp\mathcal{L}_{p} by powers of the ideal of the reduced diagonal in ΔF\Delta_{F} gives the graded bundles

Gj=OW(2Bp+pqS)⊗Aj(ΩW1),0≤j≤u.(50)G_{j}=\mathcal{O}_{W}(2B_{p}+pqS)\otimes A_{j}(\Omega^{1}_{W}), \qquad0\leq j\leq u. \tag*{(50)}

Indeed, in smooth local coordinates the algebra is generated by parameter differences with their pp-th powers zero, and its degree-one conormal is ΩW1\Omega^{1}_{W}. This coordinate calculation can be made étale locally or in completions and identifies the global associated graded. This is the diagonal-ideal form of the canonical Frobenius filtration [41]. The same calculation, using only the bundle from the second factor, filters F∗EF^{*}\mathcal{E} with pieces [59]

OW(Bp)⊗Aj(ΩW1).(51)\mathcal{O}_{W}(B_{p})\otimes A_{j}(\Omega^{1}_{W}). \tag*{(51)}

Complementary multiplication is a perfect pairing, giving

Au−j(V)≃Aj(V)∨⊗(det⁡V)p−1.(52)A_{u-j}(V)\simeq A_{j}(V)^{\vee}\otimes(\det V)^{p-1}. \tag*{(52)}

On monomials, each exponent vector pairs with its complement to (p−1,…,p−1)(p-1,\ldots,p-1). The top line transforms by the character (det⁡V)p−1(\det V)^{p-1}: this is immediate on diagonal matrices and hence identifies the character of GL⁡n\operatorname{GL}_{n} on that line.

One slope bound and one flag polynomial

We bound the sections of every graded bundle in Equation (50) by its rank times the same scalar polynomial in pp. This uniformity lets us sum the ranks of the graded pieces without an additional factor for their number. We begin with a slope bound on the fixed curve; here slope means ordinary degree divided by rank.

Lemma 9.4. There is a constant c≥0c \ge0, independent of the sufficiently large residual characteristic pp and of jj, such that for V=ΩW1∣CV = \Omega_W^1|_C one has

μmax⁡(Aj(V))≤(p−1)KW⋅C+nc.\mu_{\max}(A_j(V)) \le(p-1)K_W \cdot C + nc.

Proof. Write FCF_C for absolute Frobenius of CC. Langer’s instability estimate [45] [Corollary 2.5] gives

Lmin⁡(V):=lim⁡e→∞p−eμmin⁡(FCe∗V)≥−cp−1.(53)L_{\min}(V) := \lim_{e \to\infty} p^{-e}\mu_{\min}(F_C^{e*}V) \ge-\frac{c}{p-1}. \tag*{(53)}

To check the uniform constant, the discrepancy from μmin⁡(V)≥0\mu_{\min}(V) \ge0 is at most (rk⁡V−1)deg⁡AC/(p−1)(\operatorname{rk} V-1)\deg A_C/(p-1), where ACA_C is a nef line bundle such that TC⊗ACT_C \otimes A_C is globally generated. Its degree can be bounded in terms of the fixed genus, using a sufficiently positive line bundle. Here the rank is nn, irrespective of the fact that the base is a curve.

We also need, for every integer i≥0i \ge0,

μmin⁡(V⊗i)≥iLmin⁡(V).(54)\mu_{\min}(V^{\otimes i}) \ge iL_{\min}(V). \tag*{(54)}

Fix pp and ii. Choose a line bundle AeA_e of degree −μmin⁡(FCe∗V)+O(1)-\mu_{\min}(F_C^{e*}V) + O(1), rounded up with a fixed genus-dependent additive constant, so that FCe∗V⊗AeF_C^{e*}V \otimes A_e is globally generated. This follows from Serre duality: after subtracting any point, its minimum slope can be made greater than 2g(C)−22g(C)-2, which annihilates H1H^1 and makes evaluation at that point surjective. For every vector-bundle quotient QQ of V⊗iV^{\otimes i}, the bundle FCe∗Q⊗Ae⊗iF_C^{e*}Q \otimes A_e^{\otimes i} is then globally generated. Consequently

peμ(Q)+ideg⁡Ae≥0.p^e\mu(Q) + i\deg A_e \ge0.

Divide by pep^e and let e→∞e \to\infty to prove Equation (54). This limit is taken for each fixed p,ip,i; there is no interchange of Frobenius-iteration and characteristic limits.

Since Au−j(V)A_{u-j}(V) is a quotient of V⊗(u−j)V^{\otimes(u-j)}, the perfect pairing Equation (52) yields

μmax⁡(Aj(V))=(p−1)deg⁡det⁡V−μmin⁡(Au−j(V))≤(p−1)KW⋅C+(u−j)cp−1≤(p−1)KW⋅C+nc.\begin{aligned} \mu_{\max}(A_j(V)) &= (p-1)\deg\det V-\mu_{\min}(A_{u-j}(V)) \\ &\le(p-1)K_W \cdot C+\frac{(u-j)c}{p-1} \\ &\le(p-1)K_W \cdot C+nc. \end{aligned}

The divisors Bp−pL=T0−(p−k0Np)LB_p-pL=T_0-(p-k_0N_p)L range over a fixed finite list. Combining Equation (44), Equation (46), Lemma 9.4 therefore gives, uniformly for 0≤j≤u0 \le j \le u,

μmax⁡(Gj∣C)≤p(4+2/r)ΛHn+O(1)≤Mp:=7pΛHn+c0,(55)\begin{aligned} \mu_{\max}(\mathcal{G}_j|_C) &\le p(4+2/r)\Lambda H^n+O(1) \\ &\le M_p:=7p\Lambda H^n+c_0, \tag*{(55)} \end{aligned}

where c0≥0c_0 \ge0 is fixed. The coefficient 77 provides harmless room in this common bound.

Lemma 9.5. For all sufficiently large pp,

h0(ΔF,Lp)≤R(τnHn+O(1/p))<R/4.h^0(\Delta_F,\mathcal{L}_p) \le R(\tau^n H^n + O(1/p)) < R/4.

The error constant is independent of the filtration index jj.

Proof. Write the fixed flag as

W=Wn⊃Wn−1⊃⋯⊃W1=C,Wn−k∈∣hk∣Wn−k+1(1≤k≤n−1).W = W_n \supset W_{n-1} \supset\cdots\supset W_1 = C,\qquad W_{n-k} \in|h_k|_{W_{n-k+1}}\qquad(1 \le k \le n-1).

At step kk, fix the preceding nonnegative integers b1,…,bk−1b_1,\ldots,b_{k-1} and put

Fk=Gj∣Wn−k+1(−∑i<kbihi).\mathcal{F}_k = \mathcal{G}_j|_{W_{n-k+1}}\left(-\sum_{i<k} b_i h_i\right).

For each bk≥0b_k \ge0, the divisor restriction sequence is

0⟶Fk(−(bk+1)hk)⟶Fk(−bkhk)⟶Fk(−bkhk)∣Wn−k⟶0.0 \longrightarrow\mathcal{F}_k\left(-(b_k+1)h_k\right) \longrightarrow\mathcal{F}_k(-b_kh_k) \longrightarrow\mathcal{F}_k(-b_kh_k)|_{W_{n-k}} \longrightarrow0.

Iterating it for bk=0,1,…b_k=0,1,\ldots and then proceeding to the next member of the flag bounds the section space by

h0(W,Gj)≤∑b1,…,bn−1≥0h0(C,Gj∣C(−∑ibihi∣C)).(56)h^0(W,\mathcal{G}_j) \le\sum_{b_1,\ldots,b_{n-1}\ge0} h^0\left(C,\mathcal{G}_j|_C\left(-\sum_i b_i h_i|_C\right)\right). \tag*{(56)}

At each stage the remainder is zero after sufficiently negative ample twisting. Its stopping index need not be uniform in jj, pp or in the preceding twists: enlarging the nonnegative finite sums to the displayed lattice sum preserves the inequality.

A summand in Equation (56) vanishes when ∑ibi(hi⋅C)>Mp\sum_i b_i(h_i\cdot C)>M_p, because then its maximum slope is negative. Each nonzero summand has at most ej(Mp+1)e_j(M_p+1) sections. Indeed, evaluation at ⌊Mp⌋+1\lfloor M_p\rfloor+1 distinct points is injective; the kernel has negative maximum slope after subtracting those points. By Equation (46) it follows that

h0(W,Gj)≤ej(Mp+1)∏i=1n−1(1+MpliΛHn)=ejpn(τnHn+O(1/p)).(57)\begin{aligned} h^0(W,\mathcal{G}_j) \le e_j(M_p+1)\prod_{i=1}^{n-1}\left(1+\frac{M_p}{l_i\Lambda H^n}\right) \\ &= e_jp^n(\tau^n H^n+O(1/p)). \tag*{(57)} \end{aligned}

The leading coefficient follows from Λ=∏ili\Lambda=\prod_i l_i. More importantly, the whole scalar polynomial on the first line is the same for every jj.

Sum over the filtration in Equation (50). The ranks satisfy ∑jej=pn\sum_j e_j=p^n, so Equation (57) gives the asserted bound with R=p2nR=p^{2n}. There is no extra factor for the number of graded pieces. Finally

τnHn≤(14ϵ)n<1/4\tau^n H^n \le(14\epsilon)^n < 1/4

by Equation (44), proving the strict inequality for all large pp.

The determinant has incompatible orders

Choose RR generically independent columns of Equation (47) from bases of its source vector spaces. Their determinant is a nonzero section

0≠σ∈H0(W′×W′,Q1⊠Q2)0 \ne\sigma\in H^0(W' \times W',\mathcal{Q}_1 \boxtimes\mathcal{Q}_2)

of an actual external-product line bundle. To specify its factors, let mim_i be the sum of the weights of the RR chosen columns in slot ii. The target determinant is (det⁡E)⊗s⊠(det⁡E)⊗s(\det\mathcal{E})^{\otimes s} \boxtimes(\det\mathcal{E})^{\otimes s}, and the chosen source determinant is O(−m1S′)⊠O(−m2S′)\mathcal{O}(-m_1S') \boxtimes\mathcal{O}(-m_2S'). Thus

Qi=(det⁡E)⊗s⊗OW′(miS′),λi=mi/R.Q_i = (\det\mathcal{E})^{\otimes s} \otimes\mathcal{O}_{W'}(m_iS'), \qquad\lambda_i = m_i/R.

Every column weight lies between 0 and qq, so 0≤λi≤q0 \leq\lambda_i \leq q independently of the columns chosen. Under the numerical identification with the base-field twist,

c1(Qi)R=c1(E)s+λiS=Bpp+p−12pKW+λiS,0≤λi≤q.(58)\frac{c_1(Q_i)}{R} = \frac{c_1(\mathcal{E})}{s} + \lambda_i S = \frac{B_p}{p} + \frac{p-1}{2p}K_W + \lambda_i S, \qquad0 \leq\lambda_i \leq q. \tag*{(58)}

The Frobenius first-Chern-class identity is also [59], Lemma 4.2; it is an identity of rational divisor classes. For the second equality, use (51). Complementary degrees in (52) have total first Chern class ej(p−1)KWe_j(p-1)K_W. Summing gives

∑jc1(Aj(ΩW1))=s(p−1)2KW.\sum_j c_1\left(A_j\left(\Omega^1_W\right)\right) = \frac{s(p-1)}{2}K_W.

Thus c1(F∗E)=sBp+s(p−1)KW/2c_1(F^*\mathcal{E}) = sB_p + s(p-1)K_W/2, and Frobenius pullback of twisted divisor classes multiplies by pp, as required.

For 0≤λ≤q0 \leq\lambda\leq q, the fixed movable inequality gives

(L+KW/2+λS)⋅γ≤40ϵJ⋅γ,(L + K_W/2 + \lambda S) \cdot\gamma\leq40\epsilon J \cdot\gamma,

where pullback by πx\pi_x is understood. This concerns only intersections of fixed divisors and the fixed complete-intersection witness, so it remains true on the reduction. The class in (58) differs from its left-hand divisor at λ=λi\lambda= \lambda_i by

1p(Bp−pL−KW/2).\frac{1}{p}(B_p - pL - K_W/2).

Its numerator belongs to the fixed finite list T0−aL−KW/2T_0 - aL - K_W/2, 0≤a<k00 \leq a < k_0. The resulting error after intersection with γ\gamma is therefore O(p−1)O(p^{-1}), uniformly over the selected determinant columns.

Let x′x' be the twisted point and let 0≠τi∈H0(W′,Qi)0 \ne\tau_i \in H^0(W', Q_i). The strict transform of its effective divisor on the blowup at x′x' pairs nonnegatively with the twist of γ\gamma. Since J⋅γ>0J \cdot\gamma> 0, it follows that

ord⁡x′(τi)R≤40ϵ+O(1/p).(59)\frac{\operatorname{ord}_{x'}(\tau_i)}{R} \leq40\epsilon+ O(1/p). \tag*{(59)}

The constant is uniform in the columns and in τi\tau_i. This argument tests sections on the reduction itself; it does not require them to lift to characteristic zero.

Künneth identifies the space containing σ\sigma with H0(W′,Q1)⊗H0(W′,Q2)H^0(W', Q_1) \otimes H^0(W', Q_2). Choose bases adapted to the orders of vanishing at x′x' in each factor. In each degree their leading terms are linearly independent. Tensor products of these leading terms remain independent in each bidegree of the two disjoint sets of parameters; terms of different bidegrees cannot cancel. Every nonzero tensor consequently has order at most the sum of the two maximum basis orders. Applying (59), we obtain

ord⁡(x′,x′)σ≤R(80ϵ+O(1/p)).(60)\operatorname{ord}_{(x',x')} \sigma\leq R(80\epsilon+ O(1/p)). \tag*{(60)}

On the other hand, (49), Lemma 9.5 bound the matrix rank at (x′,x′)(x',x') by a number strictly smaller than R/4R/4. Trivialize its line bundles near that point. Invertible constant row operations make more than 3R/43R/4 rows vanish at the point. Each entry of those rows belongs to the maximal ideal, so every term of the determinant has order at least 3R/43R/4. Therefore

ord⁡(x′,x′)σ≥3R/4.(61)\operatorname{ord}(x',x')_{\sigma} \ge3R/4. \tag*{(61)}

Equations (60) and (61) contradict 80ϵ<3/480\epsilon< 3/4 for sufficiently large pp.

This contradiction proves Theorem 9.1. The full-rank calculation used z∗z_*, while the diagonal estimate holds at every point and was tested at the separately chosen xx. The errors were controlled by one fixed finite list of divisor classes and one fixed flag polynomial. Thus their constants do not depend on pp, the filtration index, or the chosen columns.

The geometric witnesses and smooth nonvanishing

We return to the notation and the hypothetical counterexample of Section 8. Theorem 9.1 asks for fixed divisors, a small polarization and flag, finite two-slot jets, and one actual strongly movable curve. We construct all these inputs in characteristic zero. The positive parts on the scaling models, rather than the original non-nef classes, provide the small polarization. No minimal-model statement or pseudo-effective cone is specialized to positive characteristic.

Theorem 9.6 (The smooth nonvanishing step). Assume the lower-dimensional real-boundary good-model hypothesis of Assumption 2.1. If XX is a smooth projective complex variety of dimension nn and KXK_X is pseudo-effective, then κ(X,KX)≥0\kappa(X,K_X) \ge0.

In dimension zero the assertion is immediate. On a smooth curve, pseudo-effectivity of KXK_X gives g(X)≥1g(X) \ge1, hence h0(X,KX)=g(X)>0h^0(X,K_X) = g(X) > 0. We therefore suppose n≥2n \ge2 and argue by contradiction. We use the late terminal model YY, the divisors K=KYK = K_Y and A=AYA = A_Y, and the scaling models of the preceding section. Fix m>0m > 0 with mKmK Cartier, and write

μt=vol⁡(KX+tAX)1/n,L=r(K+tA).\mu_t = \operatorname{vol}(K_X+tA_X)^{1/n}, \qquad L = r(K+tA).

As before, rr is a positive integer chosen so that rμt⟶ϵr\mu_t \longrightarrow\epsilon as t↓0t \downarrow0. Choose the rational number ϵ>0\epsilon> 0 sufficiently small for Propositions 8.1 and 8.3, and also so that

(14ϵ)n<14,80ϵ<34.(62)(14\epsilon)^n < \frac{1}{4}, \qquad80\epsilon< \frac{3}{4}. \tag*{(62)}

The strict inequalities leave room for the errors that tend to zero with the characteristic. We next fix a sufficiently large integer qq as in Proposition 8.3, and then choose a positive rational tt small enough for the estimates below and for r>qm+1r > qm + 1. Once those estimates hold, tt and rr remain fixed through all the subsequent characteristic-zero constructions and reductions.

A small polarization and a cotangent flag

A small ample polarization and a complete-intersection flag will control the number of sections on the Frobenius thickening of the diagonal. We construct them from the positive part on a scaling model.

Choose a smooth common resolution WW of YY and the scaling model for K+tAK+tA. In this application KK, AA, LL also denote their pullbacks to WW, and

KW=K+E,E≥0.K_W = K + E, \qquad E \ge0.

Let H0H_0 be the pullback of the nef semiample positive part N0N_0 of LL on its scaling model. The comparison of canonical pullbacks and moving parts gives

H0n→ϵn,LH0n−1=H0n,KWH0n−1=KH0n−1≤H0nr.(63)H_0^n \to\epsilon^n,\qquad LH_0^{n-1}=H_0^n,\qquad K_WH_0^{n-1}=KH_0^{n-1}\leq\frac{H_0^n}{r}. \tag*{(63)}

To justify these intersections, recall that the maps Y⇢YtY\dashrightarrow Y_t are small by the choice of the late model. Every divisor exceptional over YY is therefore also exceptional over YtY_t. The differences discarded when passing to the moving parts are exceptional over the scaling model, and the transform of AA is effective up to rational linear equivalence. Intersecting with H0n−1H_0^{n-1} gives the displayed equalities and inequality. In particular, since qm/r<1q_m/r<1,

(2L+qmK)H0n−1≤(2+qm/r)H0n<3H0n.(2L+q_mK)H_0^{n-1}\leq(2+q_m/r)H_0^n<3H_0^n.

Choose tt small enough that also H0n<(2ϵ)nH_0^n<(2\epsilon)^n, and now fix tt, rr and the resolution WW. For a fixed ample divisor HampH_{\mathrm{amp}}, put H=H0+ηHampH=H_0+\eta H_{\mathrm{amp}}, where η>0\eta>0 is rational. The strict margins just obtained, together with KWH0n−1≤H0n/rK_WH_0^{n-1}\leq H_0^n/r, allow us to choose η\eta small enough that continuity gives

Hn≤(2ϵ)n,KWHn−1≤2Hnr,(2L+qmK)Hn−1≤4Hn.(64)H^n\leq(2\epsilon)^n,\qquad K_WH^{n-1}\leq\frac{2H^n}{r},\qquad(2L+q_mK)H^{n-1}\leq4H^n. \tag*{(64)}

We next choose the flag for the section estimates. The canonical divisor of WW is pseudo-effective. Generic semipositivity, applied with empty boundary [11], Theorem 2.1, and restriction to a sufficiently general complete-intersection curve give the following fixed data. Apply restriction to the Harder–Narasimhan filtration and its factors [49], Theorem 6.1 and Remark 6.2. Choose successively large divisible integers lil_i such that hi=liHh_i=l_iH are integral very ample classes, and choose a smooth integral complete-intersection flag

W=Wn⊃Wn−1⊃⋯⊃W1=C,Wi−1∈∣hn−i+1∣Wi,W=W_n\supset W_{n-1}\supset\cdots\supset W_1=C,\qquad W_{i-1}\in|h_{n-i+1}|_{W_i},

for which

μmin⁡(ΩW1∣C)≥0.(65)\mu_{\min}(\Omega_W^1|_C)\geq0. \tag*{(65)}

Here and below slopes on CC mean degree divided by rank. One may obtain the flag by applying restriction to the finitely many Harder–Narasimhan quotients of ΩW1\Omega_W^1.

A movable witness for all determinant weights

For the vanishing-order estimate, choose a very general point x∈Wx\in W, away from the exceptional loci, and let πx:W^→W\pi_x:\widehat{W}\to W be its blowup, with exceptional divisor JJ. Set

D+=2r(K+2tA)+2E.D^+=2r(K+2tA)+2E.

This big divisor has the scalar sections controlled by Proposition 8.1: pushing to YY identifies the section spaces, since the added exceptional part does not change them. If ρ=vol⁡(2r(K+2tA))1/n\rho=\operatorname{vol}(2r(K+2tA))^{1/n}, then

ρ≤4rμt≤8ϵ\rho\leq4r\mu_t\leq8\epsilon

for our sufficiently small tt. Thus every section of a sufficiently divisible multiple of D+D^+ has normalized order at xx at most 4ρ≤32ϵ4\rho\leq32\epsilon.

We convert this order bound into a curve inequality. It follows that πx∗D+−40ϵJ\pi_x^*D^+-40\epsilon J is not pseudo-effective. Otherwise its convex combination with the big class πx∗D+\pi_x^*D^+ would make πx∗D+−cJ\pi_x^*D^+-cJ big for some rational 32ϵ<c<40ϵ32\epsilon< c < 40\epsilon, giving a section of excessive order. Movable-curve duality [8] therefore supplies an actual covering curve class γ\gamma on W^\widehat{W} such that

(πx∗D+)⋅γ<40ϵJ⋅γ,J⋅γ>0.(66)(\pi_x^*D^+)\cdot\gamma< 40\epsilon J\cdot\gamma,\qquad J\cdot\gamma>0. \tag*{(66)}

The strictness lets us fix an algebraic family that will survive reduction. More precisely, the negative pairing can first be detected by a strongly movable curve: take the pushforward of a general complete intersection of very ample divisors on one fixed smooth birational model of W^\widehat{W}. Fix this model, its divisors, and the resulting covering family. Thus the choice consists of finite algebraic data, rather than a limiting real movable class. Positivity of J⋅γJ\cdot\gamma follows from the strict inequality and pseudo-effectivity of πx∗D+\pi_x^*D^+.

To turn this curve into the witness required by Theorem 9.1, set S=mKS=mK on WW; it is an integral Cartier divisor. We verify all its weight inequalities before proceeding to the jet construction. Put Qλ=L+KW/2+λSQ_\lambda=L+K_W/2+\lambda S for 0≤λ≤q0\leq\lambda\leq q. The equality KW=K+EK_W=K+E gives

D+−Qλ=(r−12−λm)K+3rtA+32E.(67)D^+-Q_\lambda=\left(r-\frac{1}{2}-\lambda m\right)K+3rtA+\frac{3}{2}E. \tag*{(67)}

This class is pseudo-effective in characteristic zero: r>qm+1r>qm+1, KK is pseudo-effective, and A,EA,E are effective up to the stated equivalences. Pairing with the fixed strongly movable class therefore gives

πx∗Qλ⋅γ≤πx∗D+⋅γ<40ϵJ⋅γ,J⋅γ>0.\pi_x^*Q_\lambda\cdot\gamma\leq\pi_x^*D^+\cdot\gamma<40\epsilon J\cdot\gamma,\qquad J\cdot\gamma>0.

These are the required movable inequalities. Only the two endpoint inequalities need to be retained as finite data, since the pairing is affine in λ\lambda. The common theorem spreads these fixed numerical inequalities and the actual birational complete-intersection witness; it does not spread the pseudo-effective assertion used to obtain them.

A finite two-slot jet system

We must similarly realize the two-slot jet estimate by finitely many sections before reducing. Their products will then supply the jet orders needed for arbitrarily large characteristics.

On W×WW\times W, let

Z=P(mK1⊕mK2),ξ=OZ(1),M=L1+L2+qξ.Z=\mathbb{P}(mK_1\oplus mK_2),\qquad\xi=\mathcal{O}_Z(1),\qquad M=L_1+L_2+q\xi.

with the symmetric-power convention for the projective bundle. Proposition 8.3 gives a semiample big model whose Seshadri constant exceeds 2n+22n+2 at a very general torus point. On the open set where its birational contraction is an isomorphism, the jet interpretation of the Seshadri constant consequently gives an integer k0>0k_0>0 such that ∣k0M∣|k_0M| generates jets of order at least (2n+2)k0(2n+2)k_0 at a fixed smooth torus point z∗∈Zz_*\in Z. Indeed, on the ample model choose a rational number cc strictly between 2n+22n+2 and its Seshadri constant. On the blowup of the selected smooth point, the pullback of the ample class minus cc times the exceptional divisor is ample. Serre vanishing and the exceptional-divisor sequence then give jets of order kc−1kc-1 for all sufficiently divisible large kk. Pulling sections back on the isomorphic open gives the asserted bound. Enlarge k0k_0 to clear every denominator, in particular that of LL, and fix finitely many sections realizing this jet surjection.

Applying the comparison

All the preceding choices are now fixed. With S=mKS=mK, the dimension, intersection and flag hypotheses of Theorem 9.1 are Equations (62), (64), and (65). The curve construction gives its movable witness and both endpoint inequalities, and the finite jet system gives the required surjection at z∗z_*. This point need not lie over the separately chosen testing point xx. The proof of the common theorem also fixes its auxiliary divisor T0T_0 and finitely many filler sections before choosing any residual characteristic.

The common theorem now rules out these fixed data. Its contradiction compares two orders of the same nonzero determinant. After reduction, the Frobenius direct image E\mathcal{E} used there has rank pnp^n, so E⊠E\mathcal{E} \boxtimes\mathcal{E} has rank R=p2nR = p^{2n}. The fixed jets give full evaluation rank RR, while the small polarization bounds the rank on the diagonal by R/4R/4. Thus a nonzero maximal minor vanishes to order at least 3R/43R/4 at (x′,x′)(x',x'), where x′x' is the Frobenius image of the testing point xx. Its line bundle is an actual external product. Applying the fixed curve inequality to each factor bounds the same order above by R(80ε+O(p−1))R(80\varepsilon+ O(p^{-1})), a contradiction for large pp. The theorem proves these determinant estimates for the fixed witnesses we have now supplied; it requires no additional geometric input here.

All constants are fixed before the residual prime varies. The contradiction excludes the assumed counterexample and proves Theorem 9.6.

Completion and change of ground field

Smooth nonvanishing is now available in the order required by the induction. We first finish the complex proof, including descent from the good model to the original normal variety. We then descend the globally generated Cartier multiple to an arbitrary algebraically closed field of characteristic zero.

Proof of Theorem 1.1 over C\mathbb{C}.* Use dimension induction in the real-boundary category of Proposition 2.5. In dimension zero the variety is a point. Suppose the good-model assertion holds in all smaller dimensions. The signed-representative argument (Theorem 3.1), the exclusions, and the jet estimates are then available with exactly that lower-dimensional hypothesis. Theorem 9.6 establishes smooth nonvanishing in the present dimension. Proposition 2.5 therefore proves the real-boundary good-model assertion in the present dimension. This is precisely the hypothesis needed to continue to the next dimension.

Apply this to the rational lc pair (X,B)(X,B) of Theorem 1.1. Let f:(Xd,Bd)→(X,B)f:(X_d,B_d) \to(X,B) be a crepant dlt model and let (V,BV)(V,B_V) be its good log minimal model. Take a common resolution a:W→Xda:W \to X_d, q:W→Vq:W \to V, and put p=f∘ap=f \circ a. Then

p∗(KX+B)=a∗(KXd+Bd)=q∗(KV+BV).p^*(K_X+B)=a^*(K_{X_d}+B_d)=q^*(K_V+B_V).

The first equality is crepancy. The second is the nef comparison in Lemma 2.2, since KXd+Bd=f∗(KX+B)K_{X_d}+B_d=f^*(K_X+B) is nef. The right side is semiample because (V,BV)(V,B_V) is a good model, so the pullback of KX+BK_X+B is semiample. Normality gives p∗OW=OXp_*\mathcal{O}_W=\mathcal{O}_X. Choose a sufficiently divisible Cartier multiple m(KX+B)m(K_X+B) whose pullback is globally generated. The projection formula identifies its sections with those of its pullback. Surjectivity of evaluation upstairs implies surjectivity downstairs: otherwise a base point downstairs would make every pulled-back section vanish on its nonempty fiber. Hence KX+BK_X+B is semiample. □

Proposition 10.1 (Change of algebraically closed field). The conclusion of Theorem 1.1 over C\mathbb{C} implies its conclusion over every algebraically closed field of characteristic zero.

Proof. Let (X,B)(X,B) be defined over such a field kk. Choose a finitely generated subfield k1⊂kk_1 \subset k over which the projective variety, the rational boundary, a Cartier multiple of its adjoint, and a log resolution are all defined. After enlarging k1k_1 if necessary, these data base change to the given data. Let k0k_0 be its algebraic closure inside kk, and denote the resulting pair by (X0,B0)(X_0,B_0). Choose an embedding k0↪Ck_0 \hookrightarrow\mathbb{C}, and write (XC,BC)(X_{\mathbb{C}},B_{\mathbb{C}}) for the complex base change.

The chosen log resolution tests log canonicity after either algebraically closed field extension: its boundary remains simple normal crossing and all discrepancy coefficients remain unchanged. The descended pair is consequently lc over both k0k_0 and C\mathbb{C}.

Nefness is also invariant under such extensions. Indeed, a curve over an extension is represented by a point of a relative Hilbert scheme after its finite defining data have been spread over a finite-type parameter scheme. The degree of a fixed line bundle is constant in the resulting flat family. Specializing to a closed point over the algebraically closed smaller field preserves a negative degree, if one existed; some irreducible component of the specialized curve would then have negative degree. This contradicts nefness over that field. Conversely, curves over the smaller field remain available after extension. Apply the converse to k0⊂kk_0 \subset k: nefness of KX+BK_X+B gives nefness of KX0+B0K_{X_0}+B_0. Apply the forward direction to k0↪Ck_0 \hookrightarrow\mathbb{C}: its complex base change is nef as well.

The complex case supplies an integer m>0m>0, enlarged to a multiple of the Cartier index fixed over k0k_0, for which the Cartier line bundle M=OX0(m(KX0+B0))M=\mathcal{O}_{X_0}(m(K_{X_0}+B_0)) becomes globally generated over C\mathbb{C}. Proper flat base change for sections identifies

H0(X0,M)⊗k0C=H0(XC,MC).H^0(X_0,M)\otimes_{k_0}\mathbb{C}=H^0(X_{\mathbb{C}},M_{\mathbb{C}}).

Tensoring the evaluation map for MM with C\mathbb{C} therefore gives the surjective complex evaluation map. Its coherent cokernel is zero by faithful flatness. Extending from k0k_0 to kk preserves this surjectivity, so the same integer mm gives a globally generated line bundle on the original XX.

Together with Proposition 10.1, the complex proof establishes Theorem 1.1 in its stated generality.

Good models, linear triviality, and boundary consequences

The real-boundary induction and the final line-bundle descent have different natural scopes. We first record good-model existence over C\mathbb{C}, including the precise smooth canonical comparison used by fiber-space applications. We then deduce actual rational-linear triviality in Iitaka dimension zero over every field covered by Theorem 1.1. Finally, over C\mathbb{C}, normalization gluing and a section-extension theorem give two consequences for reducible boundaries and nonnormal pairs.

Theorem 11.1 (Real-boundary good models over C\mathbb{C}). Every projective log canonical pair (X,B)(X,B) over C\mathbb{C}, with effective real boundary and pseudo-effective real Cartier adjoint KX+BK_X+B, has a good log minimal model. Real semiampleness has the meaning fixed in Section 2.

Proof. The simultaneous induction in Section 10 starts with dimension zero and proves the full real-boundary conclusion of Proposition 2.5 at each dimension. In particular, its conclusion applies to the given pair before any rational-boundary or nefness specialization.

Corollary 11.2 (Smooth canonical good models). Let XX be a smooth projective complex variety with pseudo-effective KXK_X. There is a normal projective Q\mathbb{Q}-factorial klt variety VV and a KXK_X-negative birational contraction X⇢VX\dashrightarrow V such that KVK_V is Q\mathbb{Q}-Cartier and semiample. On a common smooth resolution p:W→Xp:W\to X, q:W→Vq:W\to V, compatible canonical divisors satisfy

p∗KX=q∗KV+E,E≥0andE is q-exceptional.p^*K_X=q^*K_V+E,\qquad E\geq0\quad\text{and}\quad E\text{ is }q\text{-exceptional}.

In particular κ(X,KX)=κ(V,KV)\kappa(X,K_X)=\kappa(V,K_V). Proof. Apply Theorem 11.1 to the klt pair (X,0)(X,0). Choose its Q\mathbb{Q}-factorial log minimal model, as in the construction of Proposition 2.5. The klt clause of Lemma 2.2 shows that it extracts no divisor, remains klt, and has the displayed effective exceptional comparison. Its boundary is zero, being the strict transform of the zero boundary with no extracted divisors. Discrepancies strictly improve at contracted divisors, which is the KXK_X-negative condition; semiample-ness is the good-model conclusion. For sufficiently divisible m>0m>0, the effective qq-exceptional divisor mEmE satisfies q∗OW(mE)=OVq_*\mathcal{O}_W(mE)=\mathcal{O}_V, since VV is normal. Projection formula and the displayed comparison identify the pluricanonical section spaces. Their ratios agree in the common function field, proving the assertion about Iitaka dimension.

Lemma 11.3. Let ZZ be a nonempty integral projective variety over an algebraically closed field, and let AA be a semiample Q\mathbb{Q}-Cartier divisor. If κ(Z,A)=0\kappa(Z,A)=0, then A∼Q0A\sim_{\mathbb{Q}}0.

Proof. Choose a positive integer mm such that the line bundle L=OZ(mA)L=\mathcal{O}_Z(mA) is globally generated. Its complete system gives

ϕ:Z⟶P(H0(Z,L)∗),L≃ϕ∗O(1).\phi: Z \longrightarrow\mathbb{P}\left(H^0(Z,L)^*\right), \qquad L\simeq\phi^*\mathcal{O}(1).

The image has dimension at most κ(Z,A)=0\kappa(Z,A)=0, so it is a point. A linear form nonzero at that point pulls back to a nowhere-vanishing section of LL. Thus L≃OZL\simeq\mathcal{O}_Z, an actual line-bundle isomorphism, and A∼Q0A\sim_{\mathbb{Q}}0.

Corollary 11.4. Let (X,B)(X,B) satisfy the hypotheses of Theorem 1.1. If κ(X,KX+B)=0\kappa(X,K_X+B)=0, then KX+B∼Q0K_X+B\sim_{\mathbb{Q}}0. In particular, every nef rational adjoint of Iitaka dimension zero on a projective klt fivefold over an algebraically closed field of characteristic zero is Q\mathbb{Q}-linearly trivial.

Proof. Theorem 1.1 gives semiample-ness on the original normal variety. Lemma 11.3 gives a positive Cartier multiple with trivial associated line bundle. Klt pairs are lc, so the fivefold assertion is a special case.

Thus the nef adjoint also has numerical dimension zero. This is a consequence of the trivializing Cartier multiple, not an additional hypothesis. The multiple may depend on the pair; no uniform index is asserted.

Semi-log-canonical abundance and dlt extension

We use the standard semi-log-canonical convention, in which the underlying projective scheme may be reducible or nonnormal. It is reduced, satisfies S2S_2, is pure-dimensional, and has ordinary double crossings in codimension one. No component of the effective boundary is contained in the codimension-one singular locus. If ν:Xν→X\nu:X^\nu\to X is the normalization, the boundary Θ\Theta defined by

KXν+Θ=ν∗(KX+Δ)K_{X^\nu}+\Theta=\nu^*(K_X+\Delta)

includes the conductor boundary, and (Xν,Θ)(X^\nu,\Theta) is componentwise log canonical. These are the conventions of [26], Definition 2.5.

Corollary 11.5 (Semi-log-canonical abundance over C\mathbb{C}). Let (X,Δ)(X,\Delta) be a projective semi-log-canonical pair over C\mathbb{C}, where Δ\Delta is an effective rational divisor and KX+ΔK_X+\Delta is Q\mathbb{Q}-Cartier. If KX+ΔK_X+\Delta is nef, then it is semiample.

Proof. Write Xν=∐iXiνX^\nu= \coprod_i X_i^\nu for the normalization and put Θi=Θ∣Xiν\Theta_i = \Theta|_{X_i^\nu}. Each (Xiν,Θi)(X_i^\nu,\Theta_i) is a normal projective log canonical pair with effective rational boundary. The adjoint KXiν+ΘiK_{X_i^\nu}+\Theta_i is the pullback of KX+ΔK_X+\Delta, so it is nef. Theorem 1.1 makes each of these adjoints semiample. There are only finitely many components, hence one common positive Cartier multiple is globally generated on their disjoint union. Thus ν∗(KX+Δ)\nu^*(K_X+\Delta) is semiample. The normalization gluing theorem [26] now gives semiampleness on XX.

Corollary 11.6 (Supported extension for dlt pairs over C\mathbb{C}). Let (X,Δ)(X,\Delta) be a projective dlt pair over C\mathbb{C}, where Δ\Delta is an effective rational divisor, and put S=⌊Δ⌋S=\lfloor\Delta\rfloor. Assume that KX+ΔK_X+\Delta is nef and that, for an effective rational divisor DD,

KX+Δ∼QD≥0,S⊆Supp⁡D.K_X+\Delta\sim_{\mathbb{Q}} D \ge0,\qquad S\subseteq\operatorname{Supp}D.

Then, for every integer m≥2m\ge2 for which m(KX+Δ)m(K_X+\Delta) is Cartier, the restriction map

H0(X,OX(m(KX+Δ)))⟶H0(S,OX(m(KX+Δ))∣S)H^0(X,\mathcal{O}_X(m(K_X+\Delta)))\longrightarrow H^0(S,\mathcal{O}_X(m(K_X+\Delta))|_S)

is surjective.

Proof. Set B=Δ−SB=\Delta-S. The pair (X,S+B)(X,S+B) is dlt, BB is an effective rational divisor, and ⌊S+B⌋=S\lfloor S+B\rfloor=S. Since a dlt pair is log canonical, Theorem 1.1 makes its nef adjoint semiample. The pair and the displayed effective representative therefore satisfy the hypotheses of [26], which gives the stated restriction surjectivity for every Cartier multiple with m≥2m\ge2. This is the supported extension formulation in [26].

The first corollary settles the rational-boundary form of the semi-log-canonical abundance conjecture [26] in every dimension over C\mathbb{C}. The second settles the supported dlt extension conjecture [26] with the precise Cartier-multiple range supplied by Proposition 5.12. Both are applications of the cited implications after normal abundance has been established here. The support condition S⊆Supp⁡DS\subseteq\operatorname{Supp}D is retained; no arbitrary restriction-surjectivity statement is asserted.

Finite generation of rational log canonical rings

The preceding results also settle finite generation for rational lc pairs. The finite-generation conjecture asks whether finitely many rounded pluricanonical sections generate the log canonical ring [28]. The assertion below concerns the full rounded ring, not merely a sufficiently divisible subring, and requires no nefness assumption. For the projective absolute statement, we combine the ordinary minimal-model theorem with log abundance and keep track of every rounded degree. For the proper relative statement over C\mathbb{C}, we apply Fujino–Gongyo’s published reduction from good minimal models. In that relative statement the morphism is only required to be proper; the source need not be projective over C\mathbb{C}.

For an integral Weil divisor GG on a normal variety XX, OX(G)\mathcal{O}_X(G) denotes its divisorial sheaf. For a rational divisor DD on XX and nonnegative integers m,nm,n, the inclusions ⌊mD⌋+⌊nD⌋≤⌊(m+n)D⌋\lfloor mD\rfloor+\lfloor nD\rfloor\leq\lfloor(m+n)D\rfloor give the usual multiplication on the section algebras below.

Corollary 12.1 (Finite generation for rational lc pairs).

(i) Let kk be an algebraically closed field of characteristic zero, let (X,Δ)(X,\Delta) be a normal projective log canonical pair over kk, and assume that Δ≥0\Delta\ge0 is rational and D=KX+ΔD = K_X + \Delta is Q\mathbb{Q}-Cartier. Then

R(X,D)=⨁m≥0H0(X,OX(⌊mD⌋))R(X,D) = \bigoplus_{m\ge0} H^0(X,\mathcal{O}_X(\lfloor mD\rfloor))

is a finitely generated kk-algebra.

(ii) Let (X,Δ)(X,\Delta) be a log canonical pair over C\mathbb{C}, with Δ≥0\Delta\ge0 rational and KX+ΔK_X + \Delta Q\mathbb{Q}-Cartier. For every proper morphism f:X→Sf : X \to S onto an algebraic variety SS, the relative log canonical algebra

R(X/S,KX+Δ)=⨁m≥0f∗OX(⌊m(KX+Δ)⌋)R(X/S,K_X+\Delta) = \bigoplus_{m\ge0} f_*\mathcal{O}_X(\lfloor m(K_X+\Delta)\rfloor)

is a finitely generated OS\mathcal{O}_S-algebra.

Proof. In dimension zero, XX is a point, and in (ii) so is SS. The boundary and canonical divisor are zero, and the two algebras are k[t]k[t] and OS[t]\mathcal{O}_S[t], respectively, with deg⁡t=1\deg t = 1. We therefore assume dim⁡X≥1\dim X \ge1.

We first prove (i). If DD is not pseudo-effective, a nonzero section ss in degree m>0m > 0 would give

div⁡(s)+mD=(div⁡(s)+⌊mD⌋)+(mD−⌊mD⌋)≥0.\operatorname{div}(s) + mD = \bigl(\operatorname{div}(s) + \lfloor mD\rfloor\bigr) + \bigl(mD - \lfloor mD\rfloor\bigr) \ge0.

This would make DD pseudo-effective. Thus all positive graded pieces vanish in this case. Since H0(X,OX)=kH^0(X,\mathcal{O}_X) = k, we have R(X,D)=kR(X,D) = k.

Suppose now that DD is pseudo-effective. The ordinary-pair conclusion of the companion minimal-model theorem [53] gives a normal projective lc pair (Y,ΔY)(Y,\Delta_Y) and a birational map ϕ:X⇢Y\phi: X \dashrightarrow Y extracting no divisors, with ΔY=ϕ∗Δ\Delta_Y = \phi_*\Delta and DY=KY+ΔYD_Y = K_Y + \Delta_Y Q\mathbb{Q}-Cartier and nef. Log discrepancies do not decrease. Theorem 1.1 makes the rational adjoint DYD_Y semiample.

On a common smooth resolution p:W→Xp : W \to X, q:W→Yq : W \to Y, choose compatible canonical divisors. Then

p∗D=q∗DY+E,E≥0,E is q-exceptional.(68)p^*D = q^*D_Y + E,\qquad E \ge0,\qquad E\text{ is }q\text{-exceptional}. \tag*{(68)}

Indeed, the coefficient of EE at a prime divisor FF is a(F;Y,ΔY)−a(F;X,Δ)a(F;Y,\Delta_Y) - a(F;X,\Delta), which is nonnegative by the discrepancy comparison. Suppose FF is not qq-exceptional. Since ϕ\phi extracts no divisors, FF is the strict transform of a divisor on XX. The pushed-forward boundary gives equality of these discrepancies. This proves the asserted support.

For any normal variety ZZ, rational Cartier divisor GG, and m≥0m \ge0, the nonzero global sections of OZ(⌊mG⌋)\mathcal{O}_Z(\lfloor mG\rfloor) are exactly the rational functions ss satisfying

div⁡Z(s)+mG≥0.\operatorname{div}_Z(s) + mG \ge0.

This is equivalent to the usual inequality with ⌊mG⌋\lfloor mG\rfloor because the coefficients of div⁡Z(s)\operatorname{div}_Z(s) are integers. If the inequality holds on XX, pull back its effective Q\mathbb{Q}-Cartier left side to WW and push forward by qq. Equation (67) and q∗E=0q_*E = 0 give the inequality on YY. Conversely, pull back the inequality on YY, add mEmE, and push forward by pp. Thus, inside the common function field,

H0(X,OX(⌊mD⌋))=H0(Y,OY(⌊mDY⌋))(m≥0).H^0(X,\mathcal{O}_X(\lfloor mD\rfloor)) = H^0(Y,\mathcal{O}_Y(\lfloor mD_Y\rfloor))\qquad(m \ge0).

These identifications preserve multiplication, so they identify the full graded rings.

It remains to use semiample-ness on YY. Choose r>0r > 0 such that rDYrD_Y is Cartier and globally generated. Its complete linear system defines ψ:Y→PkN\psi: Y \to\mathbb{P}^N_k with OY(rDY)≃ψ∗OPkN(1)\mathcal{O}_Y(rD_Y) \simeq\psi^*\mathcal{O}_{\mathbb{P}^N_k}(1). Let A=k[T0,…,TN]A = k[T_0,\ldots,T_N] act on R(Y,DY)R(Y,D_Y) by pulling back the coordinate sections, each in degree rr. For 0≤i<r0 \leq i < r, put Fi=ψ∗OY(⌊iDY⌋)\mathcal{F}_i = \psi_*\mathcal{O}_Y(\lfloor iD_Y \rfloor), which is coherent on PkN\mathbb{P}^N_k because ψ\psi is proper. Since

⌊(ℓr+i)DY⌋=ℓ(rDY)+⌊iDY⌋(ℓ≥0),\lfloor(\ell r+i)D_Y\rfloor=\ell(rD_Y)+\lfloor iD_Y\rfloor\qquad(\ell\geq0),

projection formula identifies the part in degrees congruent to ii modulo rr, as an AA-module, with

⨁ℓ≥0H0(PkN,Fi(ℓ)).\bigoplus_{\ell\geq0} H^0(\mathbb{P}^N_k,\mathcal{F}_i(\ell)).

This is a finite AA-module by the standard finite-generation theorem for section modules [61], Lemma 30.14.1(5). There are only rr residue classes, so R(Y,DY)R(Y,D_Y) is finite as an AA-module and hence finitely generated as a kk-algebra. This proves (i).

For (ii), set n=dim⁡Xn=\dim X. In the notation of Fujino–Gongyo, Conjecture C≤n−1C_{\leq n-1} asks for good minimal models of projective Q\mathbb{Q}-factorial dlt pairs with effective real boundary and pseudo-effective adjoint in dimensions at most n−1n-1. Theorem 11.1 supplies this statement. Its good-model convention is the one fixed in Section 2, with a Q\mathbb{Q}-factorial dlt model as in Proposition 2.5. Theorem 1.1 of Fujino–Gongyo [28] therefore gives their Conjecture BnB_n: finite generation of the log canonical ring for projective rational plt pairs of dimension nn whose adjoint is big and whose boundary has irreducible round-down. Their relative reduction, Corollary 1.4, applies to the given rational lc pair and proper morphism onto SS, and gives exactly (ii) without requiring XX to be projective over C\mathbb{C}. Their Theorem 1.1 also gives (i) directly when k=Ck=\mathbb{C}.

The good-model input allows real boundaries, but both finite-generation statements retain rational boundaries. In the absolute proof, rationality is what leaves finitely many residue-class section modules. The relative assertion is finite generation over the algebraic base SS in the complex setting; it is not a claim about rounded rings for real boundaries or about analytic bases. No uniform degree bound for generators is asserted.

Rational curves, cotangent positivity, and covers

We first combine smooth canonical nonvanishing with classical results on rational curves and cotangent tensors. We then use smooth abundance to remove the abundance premise from the quasi-projective-cover results of Claudon, Höring and Kollár. Throughout this section, κ(X)=κ(X,KX)\kappa(X)=\kappa(X,K_X). We retain the convention κ(pt)=0\kappa(\mathrm{pt})=0, and regard a point as rationally connected but not uniruled.

Corollary 13.1 (Uniruledness and Mumford’s criterion). Let XX be a smooth connected projective complex variety.

(i) XX is uniruled if and only if κ(X)=−∞\kappa(X)=-\infty.

(ii) XX is rationally connected if and only if

H0(X,(ΩX1)⊗m)=0for every integer m>0.H^0\left(X,(\Omega_X^1)^{\otimes m}\right)=0 \qquad\text{for every integer }m>0.

Proof. For positive-dimensional XX, the theorem of Boucksom–Demailly–Păun–Peternell [8], Corollary 0.3 and Theorem 2.6] says that XX is non-uniruled exactly when KXK_X is pseudo-effective. Corollary 11.2 then gives κ(X)≥0\kappa(X)\geq0: the semiample canonical divisor on the good model has a nonzero section in a positive multiple, and the pluricanonical section spaces agree. Conversely, a nonzero pluricanonical section makes KXK_X pseudo-effective. This proves (i).

For (ii), rational connectedness forces all positive covariant tensor differentials to vanish, as recalled by Lazić and Peternell. For the converse, their Proposition 2.4 reduces Mumford’s criterion in dimension nn to tensor nonvanishing for smooth projective varieties of positive dimension at most nn whose canonical class is pseudo-effective [46]. If YY is such a variety of dimension dd, the preceding good-model argument supplies a nonzero section of mKYmK_Y for some integer m>0m > 0. Antisymmetrization embeds ΩYd\Omega_Y^d into (ΩY1)⊗d(\Omega_Y^1)^{\otimes d} over C\mathbb{C}; tensoring this injection mm times gives the required nonzero tensor differential. This is the observation in [46], so their reduction applies in every dimension. Both assertions for a point follow from our conventions.

For a smooth connected projective complex variety XX, let R(X)R(X) be a smooth projective model of the base of its maximal rationally connected (MRC) fibration. This base is determined up to birational equivalence and is non-uniruled unless it is a point. We use ΩX0=OX\Omega_X^0 = \mathcal{O}_X.

Corollary 13.2 (Pluriforms and the rational quotient). (i) For every smooth connected projective complex variety XX,

dim⁡R(X)=max⁡p∈Z≥0,k∈Z>0H0(X,Sym⁡k(ΩXp))≠0p\dim R(X) = \max_{\substack{p \in\mathbb{Z}_{\geq0},\, k \in\mathbb{Z}_{>0} \\ H^0(X,\operatorname{Sym}^k(\Omega_X^p)) \ne0}} p

(ii) A compact connected Kähler manifold XX is rationally connected if and only if

H0(X,Sym⁡k(ΩXp))=0for every pair of integers p,k>0.H^0(X,\operatorname{Sym}^k(\Omega_X^p)) = 0 \quad\text{for every pair of integers } p,k > 0.

Proof. Write r=dim⁡R(X)r = \dim R(X) in (i). Resolve the MRC map to a morphism f:X′→R(X)f : X' \to R(X), with X′X' smooth and projective. For a smooth general fiber FF, the cotangent sequence is

0⟶OF⊕r⟶ΩX′1∣F⟶ΩF1⟶0.0 \longrightarrow\mathcal{O}_F^{\oplus r} \longrightarrow\Omega_{X'}^1|_F \longrightarrow\Omega_F^1 \longrightarrow0.

If p>rp > r, every graded piece of the induced exterior-power filtration on ΩX′p∣F\Omega_{X'}^p|_F contains a positive exterior power of ΩF1\Omega_F^1: at most rr factors can come from OF⊕r\mathcal{O}_F^{\oplus r}. Consequently, for k>0k > 0, the graded pieces of the induced filtration on Sym⁡k(ΩX′p)∣F\operatorname{Sym}^k(\Omega_{X'}^p)|_F are direct summands of sums of positive tensor powers of ΩF1\Omega_F^1. Here we use antisymmetrization and symmetrization over C\mathbb{C}. Rational connectedness of FF makes all their sections vanish, by Corollary 13.1. A global section therefore vanishes on every sufficiently general fiber, hence on X′X'. Birational invariance of global covariant tensor differentials on smooth projective varieties gives the same vanishing on XX. This is the upper-bound argument of [9].

If r>0r > 0, the smooth non-uniruled base has κ(R(X))≥0\kappa(R(X)) \geq0 by Corollary 13.1. A nonzero section of kKR(X)kK_{R(X)} for some k>0k > 0 pulls back to a nonzero section of Sym⁡k(ΩXr)\operatorname{Sym}^k(\Omega_X^r). The pullback is taken on X′X' and descends to XX by the same birational invariance. If r=0r = 0, the term p=0p = 0 gives a nonzero section and the same equality follows. This is the equality r=r−r = r^- predicted in the remark ending [9].

For (ii), the forward vanishing is the rational-curve argument recalled by Brunebarbe and Campana in the same section. Conversely, the stated vanishing gives H2,0(X)=H0(X,ΩX2)=0H^{2,0}(X) = H^0(X,\Omega_X^2) = 0. Kodaira’s projectivity criterion then makes XX projective: the real degree-two cohomology is of type (1,1)(1,1), so a rational class sufficiently close to a Kähler class is still Kähler, and clearing denominators gives an integral Kähler class. This is the projectivity reduction in [9]. Part (i) now applies. Its maximum is zero because every term with p>0p > 0 vanishes, so the MRC base is a point and XX is rationally connected.

We next use ordinary cotangent invariants, with no boundary. If L\mathcal{L} is a coherent rank-one subsheaf of a vector bundle on a smooth projective variety, its double dual is a line bundle; put κ(L)=κ(L∗∗)\kappa(\mathcal{L})=\kappa(\mathcal{L}^{**}). Define

ω(X)=max⁡m>0L⊂(ΩX1)⊗mrank⁡L=1κ(L),\omega(X)=\max_{\substack{m>0\\ \mathcal{L}\subset(\Omega_X^1)^{\otimes m}\\ \operatorname{rank}\mathcal{L}=1}}\kappa(\mathcal{L}),

where mm is an integer and the value is −∞-\infty if no such sheaf has nonnegative Iitaka dimension. The inclusion of L\mathcal{L} extends to its double dual: away from codimension two these sheaves agree, and a map into a locally free sheaf extends across that subset. Taking tensor powers then realizes the systems H0(X,(L∗∗)⊗a)H^0(X,(\mathcal{L}^{**})^{\otimes a}), for integers a>0a>0, inside higher cotangent tensor powers. Thus allowing all mm makes this equivalent to Campana’s definition using the dimensions of the rational maps defined by H0(X,L)H^0(X,\mathcal{L}). For positive-dimensional XX, also put

κ+(X)=max⁡p>00≠F⊂ΩXpκ(det⁡F).\kappa^{+}(X)=\max_{\substack{p>0\\ 0\ne\mathcal{F}\subset\Omega_X^p}}\kappa(\det\mathcal{F}).

Here pp is an integer, F\mathcal{F} is coherent, and det⁡F=(⋀rk⁡FF)∗∗\det\mathcal{F}=(\bigwedge^{\operatorname{rk}\mathcal{F}}\mathcal{F})^{**}. These are the invariants used in Campana’s Appendix A to Taji [60].

Corollary 13.3 (Cotangent invariants and the MRC base). Let XX be a smooth connected projective complex variety. Then

ω(X)=ω(R(X))={−∞,if R(X) is a point,κ(R(X)),if dim⁡R(X)>0.\omega(X)=\omega(R(X))= \begin{cases} -\infty, & \text{if }R(X)\text{ is a point},\\ \kappa(R(X)), & \text{if }\dim R(X)>0. \end{cases}

In particular, if XX is positive-dimensional and non-uniruled, then ω(X)=κ(X)\omega(X)=\kappa(X). If XX is positive-dimensional and κ(X)≥0\kappa(X)\ge0, then

κ+(X)=κ(X).\kappa^{+}(X)=\kappa(X).

Proof. Campana’s birationally invariant fibration properties [60] (Appendix A, property 4) give ω(X)=ω(R(X))\omega(X)=\omega(R(X)): the general MRC fiber is rationally connected and has ω=−∞\omega=-\infty. Indeed any rank-one subsheaf with nonnegative Iitaka dimension would give a section of a positive tensor power, contrary to Corollary 13.1; a point has ω=−∞\omega=-\infty by the empty maximum. Birational invariance permits resolving the MRC map. If R(X)R(X) is a point, the displayed formula therefore follows without changing our convention κ(pt)=0\kappa(\mathrm{pt})=0.

Suppose that R=R(X)R=R(X) has positive dimension. It is non-uniruled, so κ(R)≥0\kappa(R)\ge0 by Corollary 13.1. To apply Campana’s abundance deduction [60] (Conjecture A.2 and Remark A.3), take a resolved Iitaka fibration R′→ZR'\to Z, with R′R' and ZZ smooth and projective, R′R' birational to RR, and dim⁡Z=κ(R)\dim Z=\kappa(R). Its smooth general fiber FF has κ(F)=0\kappa(F)=0. If FF is positive-dimensional, Corollary 11.2 and Lemma 11.3 give a normal birational good model VFV_F with KVF∼Q0K_{V_F}\sim_{\mathbb{Q}}0. In particular its canonical divisor is numerically trivial on its smooth locus. Campana’s criterion [60] (Appendix A, Examples A.1(2)) says that the existence of such a normal birational model implies ω(F)=0\omega(F)=0; it does not require KFK_F itself to be trivial. Property 4 of the same appendix and birational invariance now give ω(R)=ω(R′)≤dim⁡Z=κ(R)\omega(R)=\omega(R')\le\dim Z=\kappa(R). If FF is a point, this upper bound is simply ω(R)≤dim⁡R=κ(R)\omega(R)\le\dim R=\kappa(R). The reverse inequality ω(R)≥κ(R)\omega(R)\ge\kappa(R) is one of the defining cotangent inequalities recorded in the same appendix. This proves the piecewise formula. A non-uniruled XX has R(X)R(X) birational to XX, giving the first stated specialization.

Campana also records ω(X)≥κ+(X)≥κ(X)\omega(X)\ge\kappa^{+}(X)\ge\kappa(X) [60] (Appendix A, property 2). When κ(X)≥0\kappa(X)\ge0, Corollary 13.1 makes XX non-uniruled, and the two outer terms are equal by the formula just proved. Thus κ+(X)=κ(X)\kappa^{+}(X)=\kappa(X). This is the abundance consequence recalled by Taji [60] (Theorem 1.3), who attributes it to Campana [10] (Proposition 3.10). ∎

Corollary 13.4 (Finite fundamental group in Kodaira dimension zero). Let XX be a positive-dimensional smooth connected projective complex variety. If κ(X)=0\kappa(X) = 0 and χ(X,OX)≠0\chi(X, \mathcal{O}_X) \ne0, then its ordinary topological fundamental group π1(X)\pi_1(X) is finite.

Proof. Corollary 13.3 gives κ+(X)=0\kappa^{+}(X) = 0. Campana’s criterion [10], in the form recalled by Taji [60], gives the conclusion.

Quasi-projective covers

Here a quasi-projective cover means a complex analytic covering space biholomorphic to a quasi-projective variety; its deck transformations need not be algebraic. The following application describes such covers in terms of bundles over abelian varieties.

Corollary 13.5 (Quasi-projective covering spaces). Let XX be a connected normal projective complex variety.

  1. Its universal cover is biholomorphic to a quasi-projective variety if and only if there is a finite étale Galois cover X′→XX' \to X and a locally trivial holomorphic fiber bundle X′→AX' \to A, where AA is an abelian variety and the fiber is simply connected and projective.

  2. If X~→X\widetilde{X} \to X is an infinite étale Galois cover and X~\widetilde{X} is biholomorphic to a quasi-projective variety, there are a finite étale Galois cover X′→XX' \to X, a locally trivial holomorphic fiber bundle α:X′→A\alpha: X' \to A over an abelian variety, and an étale cover A~→A\widetilde{A} \to A with no positive-dimensional compact analytic subvarieties, such that

X~≃X′×AA~\widetilde{X} \simeq X' \times_A \widetilde{A}

as covering spaces over XX.

Proof. Theorem 1.1 with zero boundary on a smooth projective complex variety gives precisely Conjecture 1.2 of Claudon–Höring–Kollár [14]. Their Theorem 1.1 and Corollary 1.5 therefore give (i) and (ii), respectively.

The simply connected fiber condition belongs to (i), not to the general-cover statement (ii). Local triviality is holomorphic; no global product after a finite cover or compact Kähler extension is asserted.

Relative abundance for projective analytic morphisms

The complex rational case of Theorem 1.1 supplies the algebraic fiber input in Fujino’s relative analytic reduction [25]. We record only its normal rational case. Throughout this section, complex analytic spaces are Hausdorff and second-countable, and a complex variety means a reduced and irreducible complex analytic space, as in [25].

Here a projective analytic morphism is proper and possesses a relatively ample line bundle. Rational Cartierness is local on the source; a single global Cartier index is not part of that definition. A divisor is π\pi-nef over YY if it has nonnegative intersection with every projective integral curve contracted by π\pi, over every point of YY. These are the conventions of [24].

Corollary 14.1 (Relative analytic abundance). Let π:X→Y\pi: X \to Y be a projective surjective morphism of normal complex analytic varieties. Let (X,Δ)(X,\Delta) be a log canonical pair with Δ\Delta an effective rational divisor and D=KX+ΔD = K_X + \Delta Q\mathbb{Q}-Cartier. Assume that DD is π\pi-nef over all of YY. For every compact subset W⊂YW \subset Y, there exist an analytic open neighborhood U⊃WU \supset W and a positive integer mm such that mD∣XUmD|_{X_U} is Cartier, where XU=π−1(U)X_U = \pi^{-1}(U), and the line bundle

L=OXU(mD∣XU)L = \mathcal{O}_{X_U}(mD|_{X_U})

is generated relative to πU:XU→U\pi_U : X_U \to U. Equivalently, the evaluation map

πU∗(πU)∗L⟶L\pi_U^*(\pi_U)_*L \longrightarrow L

is surjective.

Proof. Since π\pi is proper, π−1(W)\pi^{-1}(W) is compact. Local rational Cartier indices therefore have a common multiple m0m_0 on an open neighborhood OO of π−1(W)\pi^{-1}(W). The image of the closed set X∖OX \setminus O is closed and disjoint from WW, so there is an open neighborhood V⊃WV \supset W with π−1(V)⊂O\pi^{-1}(V) \subset O. Thus m0Dm_0D is Cartier over VV.

Fix P∈WP \in W. Following [25], the proof of Theorem 1.10, p. 30, work over a sufficiently small neighborhood of PP contained in VV and take a crepant dlt blow-up p:(X′,Δ′)→(X,Δ)p : (X', \Delta') \to(X, \Delta). Put π′=π∘p\pi' = \pi\circ p and D′=KX′+Δ′=p∗DD' = K_{X'} + \Delta' = p^*D. For every log canonical stratum SS of (X′,Δ′)(X', \Delta'), including X′X' itself, adjunction gives an effective rational boundary ΔS\Delta_S with

KS+ΔS=D′∣S.K_S + \Delta_S = D'|_S.

The strata are normal, and this adjoint is nef over π′(S)\pi'(S). On each normal projective component FF of an analytically sufficiently general fiber of S→π′(S)S \to\pi'(S), restriction gives a log canonical pair (F,ΔF)(F, \Delta_F) with effective rational boundary and nef adjoint KF+ΔF=(KS+ΔS)∣FK_F + \Delta_F = (K_S + \Delta_S)|_F. Theorem 1.1 makes this adjoint semiample, so its Iitaka and numerical dimensions agree. Thus D′∣SD'|_S is abundant over π′(S)\pi'(S) for every stratum: this is precisely π′\pi'-log abundance in [25], Definitions 2.10 and 2.13.

The nef-and-log-abundant theorem [25], Theorem 1.4 now gives a relatively generated multiple of D′D' over a neighborhood UP⊂VU_P \subset V of PP. Enlarge its integer to a multiple mPm_P of m0m_0; tensor powers preserve relative generation. Normality gives p∗OX′=OXp_*\mathcal{O}_{X'} = \mathcal{O}_X, and projection formula identifies the direct images over UPU_P of OX(mPD)\mathcal{O}_X(m_P D) and OX′(mPD′)\mathcal{O}_{X'}(m_P D'). Their evaluation maps are related by pullback. Generation upstairs therefore implies generation downstairs: a base point downstairs would make every pulled-back section vanish on its nonempty fiber.

Choose finitely many of these neighborhoods UP1,…,UPsU_{P_1},\ldots,U_{P_s} covering WW, and let mm be a common multiple of m0,mP1,…,mPsm_0,m_{P_1},\ldots,m_{P_s}. Put U=⋃iUPiU = \bigcup_i U_{P_i}. The divisor mDmD is Cartier over UU, and its line bundle is relatively generated on each UPiU_{P_i}. Surjectivity of evaluation is local on the base, so it holds over UU, as asserted.

The base YY need not be algebraic, compact, or Stein, and WW need not be a Stein compact subset. The integer mm may depend on the pair, the morphism, and WW; no single Cartier index or relatively generated multiple over all of a noncompact base is asserted. The nefness premise is over all of YY, not only over WW. Projectivity cannot be replaced here by mere properness or by a Kähler hypothesis: when YY is a point it requires XX to be projective. The statement does not include real boundaries or semi-log-canonical analytic pairs.

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