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Localisations of rings of weak global dimension at most one

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Abstract

We characterise the commutative rings of weak global dimension at most one whose derived categories can be stratified by the Balmer-Favi support theory. For such rings, this yields a bijective correspondence between the class of localising subcategories of the derived category, and the subsets of the Zariski spectrum. For a large class of rings of weak global dimension at most one including all valuation domains, this occurs if and only if the ring is locally strongly discrete, if and only if the Telescope conjecture holds, and if and only if the module category has Gabriel dimension. However, we also give an example of a valuation domain where all these conditions fail, and yet the residue fields generate its derived category and we can classify all the localising subcategories of D(R)D(R). Additionally, in the same example, we show that the Balchin-Stevenson smashing support cannot stratify D(R)D(R) either.

Introduction

Given a commutative ring RR, we are interested in understanding the lattice of localising subcategories of the unbounded derived category over RR: Loc⁡(D(R))\operatorname{Loc}(D(R)). There are only a few classes of examples known in which this lattice has been fully classified. For instance, take RR to be a noetherian ring, or a semi-artinian absolutely flat ring. For these, the classification manifests itself as an isomorphism of lattices: Loc⁡(D(R))≅P(Spec⁡(R))\operatorname{Loc}(D(R)) \cong\mathcal{P}(\operatorname{Spec}(R)), where P(−)\mathcal{P}(-) denotes the power-set functor. Moreover, such an isomorphism is obtained using a standard support theory. Derived categories admitting this kind of classification are called stratified; this terminology goes back to [BIK11]. In several other cases, only partial results are known [31, 40, 5].

Our work extends the list of examples where stratification can be obtained. In the sense of the abstract stratification theory within tensor-triangular geometry using Rickard idempotents [37, 4, 6], we give a complete characterisation of when the derived category is stratified for classes of rings of weak global dimension at most one. We refer to a key class of these rings as follows.

Definition. A commutative ring RR of weak global dimension at most one is called strongly discrete if for any prime p\mathfrak{p} the localisation RpR_{\mathfrak{p}} is a strongly discrete valuation domain. I.e., RpR_{\mathfrak{p}} is a domain, its ideals are totally ordered by inclusion, and only the trivial ideals (0)(0) and RpR_{\mathfrak{p}} are idempotent.

In the case that RR is not local (so not a valuation domain itself), we require more than RR being strongly discrete in our results. To this end, we call a flat ring epimorphism f ⁣:R→S≠0f\colon R \to S \ne0 sharp (see Lemma 5.9) if there exists a finitely generated ideal J⊆SJ \subseteq S such that S/JS/J is a local ring. With this, we can formulate our first main result.

Theorem (Theorem 5.11). Let RR be a ring of weak global dimension at most one. Then the following are equivalent:

(i) RR is strongly discrete and each non-zero flat epimorphism R→SR \to S is sharp.

(ii) D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^{\omega}) in the sense of [6].

Furthermore, we provide an example of a ring RR of weak global dimension one (even of a valuation domain) that is not strongly discrete, and yet we have an abstract isomorphism of lattices Loc⁡(D(R))≅P(Spec⁡(R))\operatorname{Loc}(\mathrm{D}(R)) \cong\mathcal{P}(\operatorname{Spec}(R)). For this ring RR, Spec⁡(R)\operatorname{Spec}(R) is not a weakly noetherian space in the sense of [6], the Gabriel dimension of Mod⁡R\operatorname{Mod}_{R} is undefined, the Telescope Conjecture for D(R)\mathrm{D}(R) fails, yet the residue fields generate D(R)\mathrm{D}(R) as a localising category. We also show that we cannot save the day by the finer smashing support theory in the sense of [13], as the smashing support does not stratify D(R)\mathrm{D}(R) either. This is all Example 4.11.

Finally, our second main result resolves the classification problem of Loc⁡(D(R))\operatorname{Loc}(\mathrm{D}(R)) via stratification by the Zariski spectrum for a class of coherent rings RR of weak global dimension at most one1, e.g., Prüfer domains. We also put stratification problem into context with Gabriel dimension of the modules categories, partially extending results of Balchin–Gómez–Stevenson [5].

Theorem (Theorem 4.10, Corollary 5.12). Let RR be a coherent ring of weak global dimension at most one such that one of the following conditions holds:

(a) any non-zero flat epimorphism is sharp, or

(b) RR is a valuation domain.

Then the following are equivalent:

(i) RR is strongly discrete.

(ii) D(R)\mathrm{D}(R) satisfies the Telescope Conjecture.

(iii) D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^{\omega}).

(iv) Mod⁡R\operatorname{Mod}_{R} has Gabriel dimension.

All considered rings are commutative and unital unless stated otherwise. If RR is a ring and p∈Spec⁡(R)\mathfrak{p} \in\operatorname{Spec}(R), we denote the residue field Rp/pRpR_{\mathfrak{p}}/\mathfrak{p}R_{\mathfrak{p}} at p\mathfrak{p} by k(p)k(\mathfrak{p}). If RR is a domain, QQ stands for the fraction field (= the residue field at the zero ideal).

Acknowledgements & AI disclosure

Acknowledgements & AI disclosure. The first-named author was supported by the Czech Science Foundation grant GAČR 26-22734S. The second-named author was supported by the Deutsche Forschungsgemeinschaft (Project-ID 491392403 – TRR 358).

AI usage: Used solely for finding suitable references to the existing literature, spelling improvements and correction of typos.

Preliminaries

Commutative domains and ring epimorphisms

As alluded to, our main results are about rings of weak global dimension at most one. Here we will recall the necessary concepts about non-noetherian commutative rings and in particular domains, following the terminology of [19].

Definition 2.1 ([19], §II.1). By a valuation domain, we mean a commutative domain whose ideals are ordered by inclusion.

Standard but from the point of view here uninteresting, examples are discrete valuation rings (or discrete rank 1 valuation domains in the terminology of [19]) such as the ring of pp-adic integers Zp\mathbb{Z}_p for a prime pp or the power series ring k[[x]]k[[x]] for a field kk.

Definition 2.2 ([19], §II.3). Given a valuation domain RR with the fraction field QQ, the quotient group Γ(R)=Q×/R×\Gamma(R) = Q^{\times}/R^{\times} is called the value group of RR. Here, R×R^{\times} and Q×Q^{\times} are the multiplicative groups of units of RR and QQ, respectively.

In fact, the value group is a totally ordered abelian group, where we define the ordering by putting aR×≤bR×aR^{\times} \le bR^{\times} for a,b∈Q×a,b \in Q^{\times} if ba−1∈Rba^{-1} \in R, or equivalently when bR⊆aRbR \subseteq aR as RR-submodules of QQ. Moreover, all totally ordered abelian groups occur as value groups of valuation domains by a result of Krull [29] (see also [19], Theorem II.3.8).

We will prove best results for strongly discrete valuation domains. We recall the corresponding definitions from [19], §II.8.

Definition 2.3. Let RR be a valuation domain. We call RR

(i) discrete if for any two adjacent prime ideals p⊂q\mathfrak{p} \subset\mathfrak{q}, the factor ring Rq/pR_{\mathfrak{q}}/\mathfrak{p} is a discrete rank 1 valuation domain (notice that pRq=p\mathfrak{p}R_{\mathfrak{q}} = \mathfrak{p} as subsets of RqR_{\mathfrak{q}} since p\mathfrak{p} is canonically an RqR_{\mathfrak{q}}-module by [19], Lemma 4.3(iv));

(ii) strongly discrete if no non-zero prime of RR is idempotent.

The relation between the two just defined notions is made precise by the following.

Theorem 2.4 ([19], §II Theorem 8.3). For a valuation domain RR, the following are equivalent:

(i) RR is strongly discrete (i.e. no non-zero prime ideal in RR is idempotent).

(ii) For each prime ideal p\mathfrak{p}, the unique maximal ideal pRp\mathfrak{p}R_{\mathfrak{p}} is principal.

(iii) RR is discrete and the prime ideals of RR satisfy the ascending chain condition.

Valuation domains are, of course, local. For non-local commutative rings, we have the following result very much akin to the characterization of Dedekind domains in the noetherian case.

Lemma 2.5 ([22 Lemma 4.2.6]). A commutative ring RR has weak global dimension at most one if and only if RpR_{\mathfrak p} is a valuation domain for each prime ideal p\mathfrak p, if and only if RmR_{\mathfrak m} is a valuation domain for each maximal ideal m\mathfrak m.

In the case of domains, the following terminology is well established.

Definition 2.6 ([19 §III.1]). A Prüfer domain is a commutative domain such that RmR_{\mathfrak m} is a valuation domain for any maximal ideal m\mathfrak m.

Except for domains themselves, we will also need to understand certain class of ring homomorphisms between them.

Definition 2.7. A ring homomorphism f:R→Sf:R\to S between (a priori) non-commutative rings is

(i) a ring epimorphism if it is an epimorphism in the category of rings (i.e. whenever g,h:S→Tg,h:S\to T are homomorphism of rings such that gf=hfgf=hf, then g=hg=h);

(ii) a homological epimorphism if it is a ring epimorphism such that Tor⁡nR(S,S)=0\operatorname{Tor}^{R}_{n}(S,S)=0 for all n>0n>0;

(iii) a flat epimorphism if it is a ring epimorphism such that SS is flat as a left RR-module.

Moreover, two ring epimorphisms fi:R→Sif_i:R\to S_i, i=1,2i=1,2 are called equivalent if there exists a (necessarily unique) ring isomorphism g:S1→S2g:S_1\to S_2 such that gf1=f2gf_1=f_2

A ring homomorphism f:R→Sf:R\to S is a ring epimorphism if and only if the multiplication in SS induces an isomorphism S⊗RS→SS\otimes_R S\to S; see [38 Proposition 1.1]. Each flat epimorphism is clearly a homological epimorphism but not vice versa—an explicit example was given in [26]. Moreover, if RR is commutative and f:R→Sf:R\to S is a ring epimorphism, then SS is commutative by [38 Corollary 1.2] and the induced map of Zariski spectra Spec⁡(f):Spec⁡(S)→Spec⁡(R)\operatorname{Spec}(f):\operatorname{Spec}(S)\to\operatorname{Spec}(R) is injective by [30 Proposition IV.1.5].

A typical example of a flat epimorphism of commutative rings is a localisation R→Σ−1RR\to\Sigma^{-1}R at a multiplicative subset Σ⊂R\Sigma\subset R, and flat epimorphisms originating from a valuation domain are all of this form by [BS17, Proposition 5.4]. If ff is a flat epimorphism, then Spec⁡(f)\operatorname{Spec}(f) is even a homeomorphism onto its image and ff is determined by the image of Spec⁡(f)\operatorname{Spec}(f) up to equivalence [30 Corollaire IV.2.2]. The latter is, however, not necessarily the case for homological epimorphisms. Indeed, the example from [26] is a valuation domain RR whose spectrum has two points: the zero ideal and the maximal ideal m\mathfrak m. Then the canonical map f:R→Q×k(m)f:R\to\mathbb{Q}\times k(\mathfrak m) is a homological epimorphism, the map Spec⁡(f)\operatorname{Spec}(f) is a continuous bijection, but it is not a homeomorphism since Spec⁡(Q×k(m))\operatorname{Spec}(\mathbb{Q}\times k(\mathfrak m)) is discrete while Spec⁡(R)\operatorname{Spec}(R) is not. See also [BS17, Example 5.24].

Hochster duality

Given a topological space XX, we denote by Ω(X)\Omega(X) the collection of all open subsets of XX and by Ω(X)ω⊆Ω(X)\Omega(X)^{\omega} \subseteq\Omega(X) the set of all quasi-compact open sets of XX.

It is a classical result by Hochster [24] that a topological space XX is homeomorphic to one of the form Spec⁡(R)\operatorname{Spec}(R) for a commutative ring RR if and only if it is a spectral space in the following sense:

Definition 2.8. A space XX is called spectral if it satisfies all of the following:

(i) XX is T0T_0 and quasi-compact;

(ii) the quasi-compact open subsets of XX are closed under finite intersection and form an open basis;

(iii) every non-empty irreducible closed subset has a generic point.

If XX is a spectral space, we can define a Hochster dual space X∨X^{\vee} with the same set of points, but whose quasi-compact open sets are precisely complements of the quasi-compact open subsets of XX. Then X∨X^{\vee} is again a spectral space and (X∨)∨=X(X^{\vee})^{\vee}=X. This is still due to Hochster [24] and details can be found in [17 Ch. 1]. The open sets of X∨X^{\vee} are often called the Thomason subsets of XX, paying tribute to Thomason’s seminal paper [Tho97] classifying the thick subcategories of the perfect derived category of RR in terms of Thomason subsets of the Zariski spectrum.

By unraveling the definition, Thomason subsets of Spec⁡(R)\operatorname{Spec}(R) are precisely those of the form ⋃λ∈ΛV(Iλ)\bigcup_{\lambda\in\Lambda}V(I_{\lambda}), where {Iλ⊆R∣λ∈Λ}\{I_{\lambda}\subseteq R\mid\lambda\in\Lambda\} is a collection of finitely generated ideals of RR. Thomason subsets are always closed under specialization in Spec⁡(R)\operatorname{Spec}(R), but not vice versa in general.

In connection with classification of localising subcategories of D(R)D(R), we will need the following definition.

Definition 2.9. [6 Definitions 2.1 and 2.3] A point xx in a spectral space XX is said to be weakly visible if the singleton {x}\{x\} is the intersection of a Thomason subset and the complement of a Thomason subset. A spectral space XX is weakly noetherian if each x∈Xx\in X is weakly visible.

In other words, XX is weakly noetherian if and only if each point x∈X∨x\in X^{\vee} is locally closed. The latter is a separation axiom between T0T_0 and T1T_1; this connection has been observed in [13].

Definition 2.10. A topological space YY satisfies the TDT_D separation axiom, hence called a TDT_D-space, if each singleton {x}⊆Y\{x\}\subseteq Y is locally closed in YY.

Tensor-triangular geometry

Given any essentially small triangulated category K\mathcal{K} with a symmetric monoidal structure (K,⊗,1)(\mathcal{K},\otimes,\mathbb{1}) such that ⊗\otimes is exact in each variable, Balmer defined in [1] its spectrum Spc⁡(K)\operatorname{Spc}(\mathcal{K}), nowadays called the Balmer spectrum. As he showed in [2], this allows one to uniformly treat a large class of examples from algebraic geometry, homotopy theory, representation theory, or motivic theory using geometric intuition.

More in detail, the points of Spc⁡(K)\operatorname{Spc}(\mathcal{K}) are prime thick tensor ideals of K\mathcal{K}. Here J⊆K\mathcal{J}\subseteq\mathcal{K} is a thick tensor ideal if J\mathcal{J} is a thick subcategory of K\mathcal{K} such that x⊗y∈Jx\otimes y\in\mathcal{J} whenever x∈Kx\in\mathcal{K} and y∈Jy\in\mathcal{J}. A thick tensor ideal P⊂K\mathcal{P}\subset\mathcal{K} is called prime if x⊗y∈Px\otimes y\in\mathcal{P} implies x∈Px\in\mathcal{P} or y∈Py\in\mathcal{P} for each pair x,y∈Kx,y\in\mathcal{K}. The Balmer spectrum carries the Zariski topology that makes it a spectral space and whose quasi-compact open sets are precisely those of the form

D(x)={P∈Spc⁡(K)∣x∈P},D(x) = \{P \in\operatorname{Spc}(\mathcal{K}) \mid x \in P\},

where x∈Kx \in\mathcal{K}. The corresponding Thomason sets are of the form

{P∈Spc⁡(K)∣x∉P for some x∈S},\{P \in\operatorname{Spc}(\mathcal{K}) \mid x \notin P \text{ for some } x \in\mathcal{S}\},

where S\mathcal{S} is a set of objects of K\mathcal{K}.

Our prime example of K\mathcal{K} is as follows: If RR is a ring, the unbounded derived category D(R)\mathcal{D}(R) is compactly generated and carries a monoidal structure (D(R),⊗RL,R)(\mathcal{D}(R), \otimes_R^{\mathbf{L}}, R) such that ⊗RL\otimes_R^{\mathbf{L}} is exact in both variables. This is a compactly generated triangulated category and the full subcategory of compact objects K=D(R)ω\mathcal{K} = \mathcal{D}(R)^\omega (which are known to be perfect complexes) is an essentially small category as above with the restricted structure. The key result in that context is as follows.

Theorem 2.11. Let RR be a ring. Then there is a homeomorphism Spec⁡(R)≃Spc⁡(D(R)ω)\operatorname{Spec}(R) \simeq\operatorname{Spc}(\mathcal{D}(R)^\omega) that sends each p∈Spec⁡(R)\mathfrak{p} \in\operatorname{Spec}(R) to the prime thick tensor ideal

P={x∈D(R)ω∣xp≃0}.\mathcal{P} = \{x \in\mathcal{D}(R)^\omega\mid x_{\mathfrak{p}} \simeq0\}.

Proof. This goes back to [1 Corollary 5.6] for RR noetherian, and in general it was shown in [10 Theorem 9.5]; see also [2]. □

Next, we recall fragments of the results from [4, 6] which allow us to classify all localising subcategories or localising tensor ideals in some cases. To this end, let (T,⊗,1)(\mathcal{T}, \otimes, \mathbb{1}) be a compactly generated triangulated category such that ⊗\otimes is exact and preserves coproducts in each variable, and denote the full subcategory of compact objects by Tω\mathcal{T}^\omega. We call a subcategory L⊆T\mathcal{L} \subseteq\mathcal{T} localising if it is closed under arbitrary direct sums, and we call L\mathcal{L} a localising tensor ideal if L\mathcal{L} is a localising subcategory such that x⊗y∈Lx \otimes y \in\mathcal{L} whenever x∈Tx \in\mathcal{T} and y∈Ly \in\mathcal{L}. We will denote the smallest localising (resp., tensor) subcategory containing a class of objects S⊆T\mathcal{S} \subseteq\mathcal{T} by loc⁡(S)\operatorname{loc}(\mathcal{S}) (resp., loc⁡⊗(S)\operatorname{loc}^{\otimes}(\mathcal{S})). Note that if loc⁡(1)=T\operatorname{loc}(\mathbb{1}) = \mathcal{T}, then every localising subcategory of T\mathcal{T} is a localising tensor ideal by [25 Lemma 1.4.6]. In particular, given a ring RR, this holds for T=D(R)\mathcal{T} = \mathcal{D}(R).

By the Brown representability theorem [32 Theorem 3.1], the monoidal structure on T\mathcal{T} is closed under the above assumptions. That is, for each y,z∈Ty,z \in\mathcal{T} there is a hom-object RHom⁡(y,z)∈T\operatorname{RHom}(y,z) \in\mathcal{T} such that for each x,y,z∈Tx,y,z \in\mathcal{T} there is a natural isomorphism

Hom⁡T(x⊗y,z)≃Hom⁡T(x,RHom⁡(y,z)).\operatorname{Hom}_{\mathcal{T}}(x \otimes y,z) \simeq\operatorname{Hom}_{\mathcal{T}}(x,\operatorname{RHom}(y,z)).

This allows us to define dualisable objects of T\mathcal{T} as those x∈Tx \in\mathcal{T} such that the canonical homomorphism RHom⁡(x,1)⊗y→RHom⁡(x,y)\operatorname{RHom}(x,\mathbb{1}) \otimes y \to\operatorname{RHom}(x,y) is an isomorphism for each y∈Ty \in\mathcal{T}. We then call T\mathcal{T} rigidly-compactly generated if the classes of compact and dualisable objects in T\mathcal{T} coincide. In that case, Tω\mathcal{T}^\omega is automatically an essentially small triangulated category, the monoidal structure restricts to Tω\mathcal{T}^\omega, and it is well-known that T=D(R)\mathcal{T} = \mathcal{D}(R) is rigidly-compactly generated. We refer to [4, 6] for more details.

Given a rigidly-compactly generated category T\mathcal{T} and P∈Spc⁡(Tω)\mathcal{P} \in\operatorname{Spc}(\mathcal{T}^\omega) weakly visible, Balmer and Favi define in [4 Definition 7.9] a certain tensor idempotent object g(P)∈Tg(\mathcal{P}) \in\mathcal{T} (i.e. one has that g(P)⊗g(P)≃g(P)g(\mathcal{P}) \otimes g(\mathcal{P}) \simeq g(\mathcal{P})). Paying tribute to a similar idea of Rickard [37] this time, we will call such g(P)g(\mathcal{P}) the Rickard idempotent associated with P\mathcal{P}. We will not reproduce the general definition here, but show instead how to construct such an object directly for T=D(R)\mathcal{T} = \mathcal{D}(R). Note also that in that case P\mathcal{P} corresponds to a unique prime p∈Spec⁡(R)\mathfrak{p} \in\operatorname{Spec}(R) by Theorem 2.11, and p\mathfrak{p} being weakly visible in Spec⁡(R)\operatorname{Spec}(R) precisely means that there is a finitely generated ideal I⊆RI \subseteq R such that V(IRp)={pRp}V(IR_{\mathfrak{p}})=\{\mathfrak{p}R_{\mathfrak{p}}\} in Spec⁡(Rp)\operatorname{Spec}(R_{\mathfrak{p}}).

Proposition 2.12. Suppose that I=(x1,…,xn)⊆RI=(x_1,\ldots,x_n)\subseteq R is a finitely generated ideal such that V(IRp)={pRp}V(IR_{\mathfrak{p}})=\{\mathfrak{p}R_{\mathfrak{p}}\} in Spec⁡(Rp)\operatorname{Spec}(R_{\mathfrak{p}}). If P∈Spc⁡(D(R)ω)P\in\operatorname{Spc}(D(R)^\omega) is the point corresponding to p\mathfrak{p} in the sense of Theorem 2.11, then

g(P)≃⨂i=1n(Rp→Rp[1xi])∈D(R).g(P)\simeq\bigotimes_{i=1}^{n}\left(R_{\mathfrak{p}}\to R_{\mathfrak{p}}\left[\frac{1}{x_i}\right]\right)\in D(R).

where each Rp→Rp[1xi]R_{\mathfrak{p}}\to R_{\mathfrak{p}}\left[\frac{1}{x_i}\right] is viewed as a two-term complex with RpR_{\mathfrak{p}} sitting in cohomological degree zero.

Proof. Upon identifying Spc⁡(D(R)ω)\operatorname{Spc}(D(R)^\omega) with Spec⁡(R)\operatorname{Spec}(R), the two Thomason sets of Spec⁡(R)\operatorname{Spec}(R) from [4 Lemma 7.8], witnessing that p\mathfrak{p} is weakly visible, are U=V(I)U=V(I) and W=Spec⁡(R)∖Spec⁡(Rp)W=\operatorname{Spec}(R)\setminus\operatorname{Spec}(R_{\mathfrak{p}}) (in the sense that {p}\{\mathfrak{p}\} equals the intersection of UU and the complement of WW). Then g(P)g(P) is introduced in [4 Definition 7.9] as e(U)⊗RLf(W)e(U)\otimes_R^{\mathbb{L}}f(W), where e(U)e(U) is the so-called left idempotent corresponding to UU and f(W)f(W) is the so-called right idempotent corresponding to WW. It follows from [16 Proposition 6.10] that

e(P)≃⨂i=1n(R→R[1xi])∈D(R).e(P)\simeq\bigotimes_{i=1}^{n}\left(R\to R\left[\frac{1}{x_i}\right]\right)\in D(R).

Finally, one observes that the localisation functor corresponding to WW is none other than the usual localisation at p\mathfrak{p}, and so f(W)≃Rpf(W)\simeq R_{\mathfrak{p}} in D(R)D(R). It follows that g(P)=e(U)⊗RLf(W)g(P)=e(U)\otimes_R^{\mathbb{L}}f(W) is the complex from the statement.

If now T\mathcal{T} is rigidly-compactly generated and Spc⁡(Tω)\operatorname{Spc}(\mathcal{T}^\omega) is weakly noetherian, we can define a support of each object x∈Tx\in\mathcal{T}.

Definition 2.13. The (Balmer-Favi) support of x∈Tx\in\mathcal{T} is defined as

supp⁡(x)={P∈Spc⁡(Tω)∣g(P)⊗x≄0}.\operatorname{supp}(x)=\{P\in\operatorname{Spc}(\mathcal{T}^\omega)\mid g(P)\otimes x\not\simeq0\}.

Finally, we recall a key definition and result for us from [6].

Definition 2.14. Given a rigidly-compactly generated triangulated category T\mathcal{T} such that Spc⁡(Tω)\operatorname{Spc}(\mathcal{T}^\omega) is weakly noetherian, we call T\mathcal{T} stratified if it satisfied the following two conditions:

  • The local-to-global principle: For any object x∈Tx\in\mathcal{T} we have x∈loc⁡⊗(g(P)⊗x∣P∈Spc⁡(Tω))x\in\operatorname{loc}^{\otimes}(g(P)\otimes x\mid P\in\operatorname{Spc}(\mathcal{T}^\omega)).

  • The minimality condition: For each P∈Spc⁡(Tω)P\in\operatorname{Spc}(\mathcal{T}^\omega), the localising tensor ideal g(P)⊗Tg(P)\otimes\mathcal{T} is a minimal localising tensor ideal in the sense that it is generated by any non-zero object it contains.

Theorem 2.15 ([6 Theorem 4.1]). Let T\mathcal{T} be a rigidly-compactly generated triangulated category such that Spc⁡(Tω)\operatorname{Spc}(\mathcal{T}^\omega) is weakly noetherian. Then T\mathcal{T} is stratified if and only if the map

{localising tensor ideals of T}→{subsets of Spc⁡(Tω)}\{\text{localising tensor ideals of }\mathcal{T}\}\to\{\text{subsets of }\operatorname{Spc}(\mathcal{T}^\omega)\}

given by L↦⋃x∈Lsupp⁡(x)L\mapsto\bigcup_{x\in L}\operatorname{supp}(x) is a bijection, with inverse U↦{x∈T∣supp⁡(x)⊆U}U\mapsto\{x\in\mathcal{T}\mid\operatorname{supp}(x)\subseteq U\}.

In other words, for stratified categories, one can classify all localising subcategories in terms of the Balmer-Favi support. If, moreover, T=D(R)\mathcal{T} = \mathrm{D}(R), then localising tensor ideals coincide with localising subcategories by the discussion above. It is a classical result that D(R)\mathrm{D}(R) is stratified if RR is noetherian [31 Theorem 2.8], but it is also well-known that stratification for D(R)\mathrm{D}(R) may badly fail if RR is not noetherian, [33]. In the rest of the paper, we will characterise when D(R)\mathrm{D}(R) is stratified for valuation domains and, more generally, for a large class of rings of weak global dimension bounded by one.

Stratification for valuation domains

Our aim in the section is to prove that for a valuation domain RR, the category D(R)\mathrm{D}(R) is stratified if and only if RR is strongly discrete. We begin by proving the local-to-global principle for strongly discrete valuation domains.

Lemma 3.1. If RR is a valuation domain, then the following conditions are equivalent:

(i) The prime ideals of RR satisfy the ascending chain condition.

(ii) The Zariski spectrum Spec⁡(R)\operatorname{Spec}(R) is a weakly noetherian topological space (equivalently: Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} is a TDT_{\mathrm{D}}-space).

(iii) The Zariski spectrum is a noetherian topological space (i.e. the open subsets satisfy the ascending chain condition).

Proof. Every noetherian topological space is weakly noetherian by [6 Remark 2.2]. If Spec⁡(R)\operatorname{Spec}(R) is weakly noetherian, then the primes of RR satisfy the ascending chain condition by [3 Proposition 4.13].

Finally, suppose that the primes of RR satisfy the ascending chain condition. Proving that Spec⁡(R)\operatorname{Spec}(R) is noetherian is the same as proving that each non-empty Zariski open subset ∅≠U⊆Spec⁡(R)\varnothing\ne U \subseteq\operatorname{Spec}(R) is quasi-compact. Now, if U⊆Spec⁡(R)U \subseteq\operatorname{Spec}(R) is Zariski open, it is a down-set with respect to the inclusion of primes, and by the ascending chain condition there is a maximal prime ideal pU∈U\mathfrak{p}_U \in U with respect to inclusion. In particular, we must have U={q∈Spec⁡(R)∣q⊆pU}U = \{ \mathfrak{q} \in\operatorname{Spec}(R) \mid\mathfrak{q} \subseteq\mathfrak{p}_U \}. Thus, if U=⋃λ∈ΛWλU = \bigcup_{\lambda\in\Lambda} W_\lambda is an open cover of UU, we must have pU∈Wλ\mathfrak{p}_U \in W_\lambda for some λ∈Λ\lambda\in\Lambda and, consequently, U=WλU = W_\lambda. □

Lemma 3.2. If RR is strongly discrete, the local-to-global principle holds for D(R)\mathrm{D}(R).

Proof. If RR is strongly discrete, then Spec⁡(R)\operatorname{Spec}(R) is a noetherian space by Theorem 2.4 and Lemma 3.1. Hence also Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega) is noetherian by Theorem 2.11, and D(R)\mathrm{D}(R) satisfies the local-to-global principle by [39 Theorem 6.9]. □

After proving the local-to-global principle, our next goal is to prove minimality of the localising subcategories generated by the Rickard idempotents g(P)g(P) (recall Proposition 2.12). To this end, let us fix some notation. The set of primes (Spec⁡(R),⊆)(\operatorname{Spec}(R), \subseteq) is totally ordered by inclusion, is non-empty and satisfies the ascending chain condition by Theorem 2.4. If we denote by (I,≤)(I, \leq) a totally ordered set opposite to (Spec⁡(R),⊆)(\operatorname{Spec}(R), \subseteq), we can use the anti-isomorphism I≃Spec⁡(R)∘I \simeq\operatorname{Spec}(R)^\circ to index primes; then pj⊂pi\mathfrak{p}_j \subset\mathfrak{p}_i whenever i<ji < j in II. If we denote 0=min⁡I0 = \min I and ∞=max⁡I\infty= \max I, then p0\mathfrak{p}_0 is the maximal ideal and p∞=(0)\mathfrak{p}_\infty= (0). Similarly, using the inclusion-reversing bijection Spec⁡(R)≃Spc⁡(D(R)ω)\operatorname{Spec}(R) \simeq\operatorname{Spc}(\mathrm{D}(R)^\omega) from Theorem 2.11, we index elements of Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega) by II in such a way that P0={0}\mathcal{P}_0 = \{0\}, P∞\mathcal{P}_\infty consists of all perfect complexes with torsion cohomology, and Pi⊂Pj\mathcal{P}_i \subset\mathcal{P}_j whenever i<ji < j in II.

Lemma 3.3. For a strongly discrete valuation domain RR, we have g(P∞)=Qg(P_{\infty}) = Q, and for each i<∞i < \infty, g(Pi)≃(Rpi→Rpi+1)g(P_i) \simeq(R_{\mathfrak p_i} \to R_{\mathfrak p_{i+1}}).

Proof. If i=∞i = \infty, then p∞=0\mathfrak p_{\infty} = 0 and we can put n=1n = 1 and x1=0x_1 = 0 in Proposition 2.12, giving g(P∞)=Qg(P_{\infty}) = Q.

If i<∞i < \infty, choose any element s∈pi∖pi+1s \in\mathfrak p_i \setminus\mathfrak p_{i+1} so that we have V(x1Rpi)={pi}V(x_1R_{\mathfrak p_i}) = \{\mathfrak p_i\} in Spec⁡(Rpi)\operatorname{Spec}(R_{\mathfrak p_i}). Then the intersection ⋂n≥1(sn)\bigcap_{n\geq1}(s^n) is a prime ideal by [19 Lemma II.1.3]. Notice that for every nn we must have pi+1⊆(sn)⊆(s)\mathfrak p_{i+1} \subseteq(s^n) \subseteq(s). Otherwise, the total ordering of the ideals implies sn∈pi+1s^n \in\mathfrak p_{i+1} and thus s∈pi+1s \in\mathfrak p_{i+1}; a contradiction. Hence, pi+1=⋂n≥1(sn)\mathfrak p_{i+1} = \bigcap_{n\geq1}(s^n), as there are no prime ideals in between pi+1⊂pi\mathfrak p_{i+1} \subset\mathfrak p_i. Now consider Rpi+1=(Rpi)pi+1R_{\mathfrak p_{i+1}} = (R_{\mathfrak p_i})_{\mathfrak p_{i+1}}, where we invert

S=Rpi∖pi+1Rpi=Rpi∖⋂n≥1snRpi=⋃n≥1(Rpi∖snRpi).S = R_{\mathfrak p_i} \setminus\mathfrak p_{i+1}R_{\mathfrak p_i} = R_{\mathfrak p_i} \setminus\bigcap_{n\geq1}s^nR_{\mathfrak p_i} = \bigcup_{n\geq1}(R_{\mathfrak p_i} \setminus s^nR_{\mathfrak p_i}).

In particular, we may replace SS by T=⋃n≥2(sRpi∖snRpi)T = \bigcup_{n\geq2}(sR_{\mathfrak p_i} \setminus s^nR_{\mathfrak p_i}), as S−1Rpi=T−1RpiS^{-1}R_{\mathfrak p_i} = T^{-1}R_{\mathfrak p_i}. Recall that T−1Rpi≅colim⁡t∈T1tRpiT^{-1}R_{\mathfrak p_i} \cong\operatorname*{colim}_{t\in T}\frac{1}{t}R_{\mathfrak p_i}, where the system runs over the directed system given by morphisms 1tRpi→1t′Rpi\frac{1}{t}R_{\mathfrak p_i} \to\frac{1}{t'}R_{\mathfrak p_i} which exist if and only if there exists some u∈Tu \in T such that t′=tut' = tu. By the description of TT we see that the powers of ss are final in this system, i.e., Rpi+1≃S−1Rpi=Rpi[1s]R_{\mathfrak p_{i+1}} \simeq S^{-1}R_{\mathfrak p_i} = R_{\mathfrak p_i}\left[\frac{1}{s}\right]. Finally, the conclusion follows from Proposition 2.12 applied to n=1n = 1, x1=sx_1 = s since then g(Pi)≃(Rpi→Rpi+1)g(P_i) \simeq(R_{\mathfrak p_i} \to R_{\mathfrak p_{i+1}}). □

Proposition 3.4. In the notation of Lemma 3.3 we have loc⁡(g(Pi))=loc⁡(k(pi))\operatorname{loc}(g(P_i)) = \operatorname{loc}(k(\mathfrak p_i)).

Proof. The case i=∞i = \infty, i.e., loc⁡(g(Pi))=loc⁡(Q)\operatorname{loc}(g(P_i)) = \operatorname{loc}(Q) follows from Lemma 3.3. For a fixed i<∞i < \infty we also obtain loc⁡(g(Pi))=loc⁡(Rpi+1/Rpi)\operatorname{loc}(g(P_i)) = \operatorname{loc}(R_{\mathfrak p_{i+1}}/R_{\mathfrak p_i}), as g(Pi)≃Rpi+1/Rpi[−1]g(P_i) \simeq R_{\mathfrak p_{i+1}}/R_{\mathfrak p_i}[-1].

By Theorem 2.4(ii) we have piRpi=sRpi\mathfrak p_iR_{\mathfrak p_i} = sR_{\mathfrak p_i} for some non-zero s∈Rpis \in R_{\mathfrak p_i}. Without loss of generality, we may assume s=s/1s = s/1 for some s∈pi∖pi+1s \in\mathfrak p_i \setminus\mathfrak p_{i+1}. Then, by the same argument as in the proof of Lemma 3.3, pi+1=⋂n≥1(sn)\mathfrak p_{i+1} = \bigcap_{n\geq1}(s^n) and Rpi+1=Rpi[1s]R_{\mathfrak p_{i+1}} = R_{\mathfrak p_i}\left[\frac{1}{s}\right]. Now the union of the filtration

Rpi⊂1sRpi⊂1s2Rpi⊂⋯ ,R_{\mathfrak p_i} \subset\frac{1}{s}R_{\mathfrak p_i} \subset\frac{1}{s^2}R_{\mathfrak p_i} \subset\cdots,

whose terms are isomorphic to RpiR_{\mathfrak p_i} is precisely Rpi[1s]=Rpi+1R_{\mathfrak p_i}\left[\frac{1}{s}\right] = R_{\mathfrak p_{i+1}}. Passing the filtration to quotient modules, we get

(1sRpi)/Rpi⊂(1s2Rpi)/Rpi⊂⋯ & ⋃n≥1[(1snRpi)/Rpi]=Rpi+1/Rpi.(1)\left(\frac{1}{s}R_{\mathfrak p_i}\right)/R_{\mathfrak p_i} \subset\left(\frac{1}{s^2}R_{\mathfrak p_i}\right)/R_{\mathfrak p_i} \subset\cdots\ \&\ \bigcup_{n\geq1}\left[\left(\frac{1}{s^n}R_{\mathfrak p_i}\right)/R_{\mathfrak p_i}\right] = R_{\mathfrak p_{i+1}}/R_{\mathfrak p_i}. \tag*{(1)}

This gives us a filtration of the module Rpi+1/RpiR_{\mathfrak p_{i+1}}/R_{\mathfrak p_i} we are interested in. Now we wish to relate this to k(pi)k(\mathfrak p_i). To this end, notice that for any n≥1n \geq1 the composite

s−nRpi→⋅snRpi→Rpi/snRpis^{-n}R_{\mathfrak p_i} \xrightarrow{\cdot s^n} R_{\mathfrak p_i} \to R_{\mathfrak p_i}/s^nR_{\mathfrak p_i}

is surjective and has kernel RpiR_{\mathfrak p_i}. In particular, s−nRpi/Rpi≅Rpi/snRpis^{-n}R_{\mathfrak p_i}/R_{\mathfrak p_i} \cong R_{\mathfrak p_i}/s^nR_{\mathfrak p_i} as RpiR_{\mathfrak p_i} modules, which implies they are also isomorphic as RR-modules. A similar argument reveals that multiplication by s1−ns^{1-n} induces an isomorphism sn−1Rpi/snRpi≅Rpi/sRpi=k(pi)s^{n-1}R_{\mathfrak p_i}/s^nR_{\mathfrak p_i} \cong R_{\mathfrak p_i}/sR_{\mathfrak p_i} = k(\mathfrak p_i) of RR-modules. Jointly, these modules participate in a short exact sequence

0⟶sn−1Rpi/snRpi⟶Rpi/snRpi→φRpi/sn−1Rpi⟶0,0 \longrightarrow s^{n-1}R_{\mathfrak p_i}/s^nR_{\mathfrak p_i} \longrightarrow R_{\mathfrak p_i}/s^nR_{\mathfrak p_i} \xrightarrow{\varphi} R_{\mathfrak p_i}/s^{n-1}R_{\mathfrak p_i} \longrightarrow0,

which witnesses Rpi/snRpi≅s−nRpi/RpiR_{\mathfrak p_i}/s^nR_{\mathfrak p_i} \cong s^{-n}R_{\mathfrak p_i}/R_{\mathfrak p_i} as an nn-fold extension of k(pi)≅ker⁡(φ)k(\mathfrak p_i) \cong\ker(\varphi). Similarly, multiplication by ss induces an isomorphism Rpi+1/Rpi≅Rpi+1/sRpiR_{\mathfrak p_{i+1}}/R_{\mathfrak p_i} \cong R_{\mathfrak p_{i+1}}/sR_{\mathfrak p_i} and these modules form an exact sequence

0⟶Rpi/sRpi⟶Rpi+1/sRpi→ψRpi+1/Rpi⟶0.0 \longrightarrow R_{\mathfrak p_i}/sR_{\mathfrak p_i} \longrightarrow R_{\mathfrak p_{i+1}}/sR_{\mathfrak p_i} \xrightarrow{\psi} R_{\mathfrak p_{i+1}}/R_{\mathfrak p_i} \longrightarrow0.

If follows that k(pi)k(\mathfrak{p}_i) is the kernel of a surjective endomorphism of Rpi+1/RpiR_{\mathfrak{p}_{i+1}}/R_{\mathfrak{p}_i}. Finally, since localising subcategories are closed under extensions, cokernels of monomorphisms of RR-modules, and countable direct limits, we use (1) and the exact sequences to conclude

loc⁡(Rpi+1/Rpi)⊆loc⁡({(1snRpi)/Rpi∣n≥1})⊆loc⁡(k(pi))⊆loc⁡(Rpi+1/Rpi).\operatorname{loc}(R_{\mathfrak{p}_{i+1}}/R_{\mathfrak{p}_i}) \subseteq\operatorname{loc}\left(\left\{\left(\frac{1}{s^n}R_{\mathfrak{p}_i}\right)/R_{\mathfrak{p}_i} \mid n \geq1\right\}\right) \subseteq\operatorname{loc}(k(\mathfrak{p}_i)) \subseteq\operatorname{loc}(R_{\mathfrak{p}_{i+1}}/R_{\mathfrak{p}_i}).

But since loc⁡(g(Pi))=loc⁡(Rpi+1/Rpi)\operatorname{loc}(g(P_i)) = \operatorname{loc}(R_{\mathfrak{p}_{i+1}}/R_{\mathfrak{p}_i}), the desired result follows. □

Proposition 3.6. Let RR be strongly discrete. Then D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega).

Proof. The minimality at PiP_i holds because loc⁡(k(pi))\operatorname{loc}(k(\mathfrak{p}_i)) is minimal and equals loc⁡(g(Pi))\operatorname{loc}(g(P_i)) by Proposition 3.4. Then by Lemma 3.2 the stratification follows. □

Theorem 3.7. Let RR be a valuation domain. Then the following are equivalent:

(i) RR is a strongly discrete valuation domain.

(ii) D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega).

(iii) D(R)\mathrm{D}(R) satisfies the Telescope Conjecture.

Proof. By [BŠ17, §7] the Telescope Conjecture holds if and only if RR is strongly discrete. Then Proposition 3.6 yields stratification. If, on the other hand, the stratification holds, then Spec⁡(R)\operatorname{Spec}(R) is weakly noetherian by definition, and consequently noetherian by Lemma 3.1. So the stratification implies the Telescope Conjecture by [6 Theorem 9.11]. □

Remark 3.8. Theorem 3.7 gives a new proof that the Telescope Conjecture holds for D(R)\mathrm{D}(R), where RR is a strongly discrete valuation domain, independent of [BŠ17]. Indeed, Proposition 3.6 shows that D(R)\mathrm{D}(R) is stratified and, since Spec⁡(R)≃Spc⁡(D(R)ω)\operatorname{Spec}(R) \simeq\operatorname{Spc}(\mathrm{D}(R)^\omega) is a noetherian topological space, the Telescope Conjecture also follows from [6 Theorem 9.11]. In forthcoming work [8], Barthel–Heard–Sanders–Zou provide an independent proof of Theorem 3.7.

The Gabriel dimension

Instead of arguing by elementary means as in the previous section, we shall provide an alternative proof of Proposition 3.6 using the Gabriel dimension. We will briefly recall the concept here and refer to [34 §5.5], [20] for more background.

Definition 4.1. Let C\mathcal{C} be a Grothendieck category. We define a sequence of localising (i.e. coproduct closed Serre) subcategories Lα⊆C\mathcal{L}_\alpha\subseteq\mathcal{C} indexed by ordinal numbers as follows:

  • We let L0⊆C\mathcal{L}_0 \subseteq\mathcal{C} be the class of all semiartinian objects.

  • If α+1\alpha+ 1 is a successor ordinal, Lα+1\mathcal{L}_{\alpha+1} is defined as the class of all objects of C\mathcal{C} that are semiartinian in the localisation C/Lα\mathcal{C}/\mathcal{L}_\alpha.

  • For a limit ordinal β\beta, we let Lβ\mathcal{L}_\beta be the smallest localising subcategory containing ⋃α<βLα\bigcup_{\alpha<\beta}\mathcal{L}_\alpha.

The Gabriel dimension of C\mathcal{C} is defined to be the least ordinal number β\beta such that C=Lβ\mathcal{C} = \mathcal{L}_\beta, and is undefined if no such ordinal exists.

If C\mathcal{C} is a locally coherent Grothendieck category, it is natural to ask how the filtration of the Gabriel dimension translates to filtrations of Serre subcategories in the full subcategory Cfp\mathcal{C}^{\mathrm{fp}} formed by the finitely presented objects. This is discussed in [15], where Burke introduces the so-called f.p.-dimension.

Definition 4.2. If C\mathcal{C} is a locally coherent Grothendieck category, we can construct a similar filtration for the abelian category Cfp\mathcal{C}^{\mathrm{fp}} of finitely presentable objects.

  • We let F0⊆Cfp\mathcal{F}_0 \subseteq\mathcal{C}^{\mathrm{fp}} be the class of objects of finite length.

  • If α+1\alpha+ 1 is a successor ordinal, Fα+1\mathcal{F}_{\alpha+1} is defined as the class of all objects of Cfp\mathcal{C}^{\mathrm{fp}} that are of finite length in the Serre quotient Cfp/Fα\mathcal{C}^{\mathrm{fp}}/\mathcal{F}_{\alpha}.

  • For a limit ordinal β\beta, we let Fβ=⋃α<βFα\mathcal{F}_{\beta} = \bigcup_{\alpha<\beta} \mathcal{F}_{\alpha}.

The f.p.-dimension of C\mathcal{C} is defined to be the least ordinal number β\beta such that Cfp=Fβ\mathcal{C}^{\mathrm{fp}} = \mathcal{F}_{\beta}, and is undefined if no such ordinal exists.

Remark 4.3. There is a classical one-to-one correspondence between localising subcategories of finite type of C\mathcal{C} and Serre subcategories of Cfp\mathcal{C}^{\mathrm{fp}}; see [23 Theorem 2.8] or [27 Corollary 2.10]. In particular, each Serre subcategory Fα⊆Cfp\mathcal{F}_{\alpha} \subseteq\mathcal{C}^{\mathrm{fp}} extends by direct limits to a localising subcategory Hα⊆C\mathcal{H}_{\alpha} \subseteq\mathcal{C} (keeping the notation of [15]). So C\mathcal{C} has f.p.-dimension α\alpha if and only if α\alpha is the smallest ordinal such that C=Hα\mathcal{C} = \mathcal{H}_{\alpha}.

A closely related concept is also that of mm-dimension of a lattice and of a locally coherent Grothendieck category.

Definition 4.4 ([35 §7.2]). Given a modular lattice LL with the top and the bottom element, we denote by ∼L\sim_L the smallest congruence on LL such that a∼Lba \sim_L b whenever a<ba < b and there is no element c∈Lc \in L strictly between aa and bb.

By transfinite induction, we can now define congruences ∼α\sim_{\alpha} and lattice quotients Lα=L/∼αL_{\alpha} = L/\sim^{\alpha} as follows:

  • L0:=LL_0 := L and ∼0\sim_0 is the trivial congruence.

  • If α+1\alpha+ 1 is a successor ordinal, we put Lα+1=Lα/∼LαL_{\alpha+1} = L_{\alpha}/\sim_{L_{\alpha}} and ∼α+1\sim_{\alpha+1} is the congruence corresponding to the composite quotient map

L⟶L/∼α=Lα⟶Lα+1=Lα/∼Lα.L \longrightarrow L/\sim_{\alpha} = L_{\alpha} \longrightarrow L_{\alpha+1} = L_{\alpha}/\sim_{L_{\alpha}}.
  • If β\beta is a limit ordinal, we set ∼β=⋃α<β∼α\sim_{\beta} = \bigcup_{\alpha<\beta} \sim_{\alpha}.

The mm-dimension of LL is defined to be the least ordinal number β\beta such that Lβ+1L_{\beta+1} is the trivial (one-point) lattice, or undefined if no such ordinal exists. If L={∗}L = \{\ast\}, we set it to −1-1.

Remark 4.5. If L≠{∗}L \ne\{\ast\}, the definition implicitly uses the fact that the smallest ordinal γ\gamma such that Lγ={∗}L_{\gamma} = \{\ast\} is always a successor ordinal; see [35 §7.1, p. 282].

Now we can summarise a key result of [15] as follows.

Theorem 4.6 ([15 Theorems 4.5 & 5.1]). Let C\mathcal{C} be a locally coherent Grothendieck category. Then the following are equivalent:

(i) C\mathcal{C} has Gabriel dimension.

(ii) C\mathcal{C} has f.p.-dimension.

(iii) C\mathcal{C} has mm-dimension, i.e., for every X∈CfpX \in\mathcal{C}^{\mathrm{fp}} the modular lattice of finitely presented subobjects, denoted by Lfp(X)\mathcal{L}_{\mathrm{fp}}(X), has mm-dimension.

Let RR be a coherent ring, e.g., a valuation domain, and recall that C=Mod⁡R\mathcal{C} = \operatorname{Mod}_R is a locally coherent Grothendieck category. Then we have:

Corollary 4.7. Let RR be coherent. Then the following are equivalent:

(i) Mod⁡R\operatorname{Mod}_R has Gabriel dimension.

(ii) Lfp(R)\mathcal{L}_{\mathrm{fp}}(R) has mm-dimension.

(iii) There exists no embedding of (Q,≤)(\mathbb{Q}, \le) ↪\hookrightarrow Lfp(R)\mathcal{L}_{\mathrm{fp}}(R), i.e., there are no dense chains in Lfp(R)\mathcal{L}_{\mathrm{fp}}(R).

Proof. The connection between mm-dimension and dense chains is standard and can be found in [35 Proposition 7.2.3] or [28 Lemma 14.1.11]. Now assume Lfp(R)\mathcal{L}_{\mathrm{fp}}(R) has mm-dimension. The case when this dimension is −1-1 is clear. Otherwise, RR must have non-zero finite length in Mod⁡R/Hα\operatorname{Mod}_R/\mathcal{H}_\alpha for some ordinal α\alpha by [15 Theorem 4.5]. In particular, by definition of the filtration R∈Hα+1R \in\mathcal{H}_{\alpha+1}, and thus Mod⁡R\operatorname{Mod}_R has f.p.-dimension, hence, Gabriel dimension. The converse is Theorem 4.6. □

Getting back to our alternative approach to Proposition 3.6, we are going to use a key result of [5].

Theorem 4.8 ([5 Theorem 2.1], [7 Theorem 9.6]). Let RR be a commutative ring such that Spec⁡(R)∨\operatorname{Spec}(R)^\vee is a TDT_D-space. Then, if Mod⁡R\operatorname{Mod}_R has Gabriel dimension, D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega).

We are now in the position to show that for valuation domains RR, Gabriel dimension of Mod⁡R\operatorname{Mod}_R exists precisely when RR is strongly discrete. Hence, we provide a converse to Theorem 4.8 in case RR is a valuation domain.

Corollary 4.9. Let RR be a valuation domain. Then Mod⁡R\operatorname{Mod}_R has Gabriel dimension if and only if RR is strongly discrete.

Proof. Using Corollary 4.7, this reduces to the question of the existence of dense chains of the lattice of (non-zero) finitely generated ideals. Such ideals are principal, and so are classified by non-zero elements of RR up to multiplication by a unit of RR, and so also by elements of the positive cone Γ(R)+={v∈Γ(R)∣v≥0}\Gamma(R)^+ = \{v \in\Gamma(R) \mid v \ge0\} of the value group Γ(R)\Gamma(R) of RR (cp. [14 Proposition 2.8]). Thus, it suffices to show: RR is strongly discrete if and only if (Q,≤)(\mathbb{Q}, \le) does not embed into (Γ(R),≤)(\Gamma(R), \le). By [Pun92, Corollary 4.2] the latter is equivalent to the non-existence of superdecomposable pure-injective RR-modules. Then [19 Theorem XIII.5.11] yields the result. □

Theorem 4.10. Let RR be a valuation domain. Then the following are equivalent:

(i) RR is strongly discrete. (ii) D(R)\mathrm{D}(R) satisfies the Telescope Conjecture.

(iii) D(R)\mathrm{D}(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(\mathrm{D}(R)^\omega). (iv) Mod⁡R\operatorname{Mod}_R has Gabriel dimension.

Proof. Again, (i) and (ii) are equivalent by [BŠ17, §7], and (i) and (iv) are equivalent by Corollary 4.9. If (i) holds, then Spec⁡(R)∨\operatorname{Spec}(R)^\vee is a TDT_D-space by Theorem 2.4 and Lemma 3.1, so it follows from Theorem 4.8 that (i) implies (iii). Finally, we can use the same argument as in Theorem 3.7 for the fact that (iii) implies (ii). If (iii) holds, then Spec⁡(R)\operatorname{Spec}(R) is weakly noetherian, so noetherian by Lemma 3.1, and then (ii) follows from [6 Theorem 9.11]. □

In particular, by Theorem 4.10 there is an isomorphism Loc⁡(D⁡(R))≅P(Spec⁡(R))\operatorname{Loc}(\operatorname{D}(R)) \cong\mathcal{P}(\operatorname{Spec}(R)) for strongly discrete valuation domains RR. However, the following example shows that the mere existence of such an isomorphism for a given valuation domain RR does not necessarily imply that RR is strongly discrete.

Example 4.11. By [14 Proposition 5.1, Remark 5.2] there exists a valuation domain RR with the following properties:

  • (i) The value group is the lexicographic product of copies of Z\mathbb{Z}, indexed by N\mathbb{N}.

  • (ii) The prime ideals pi\mathfrak{p}_i are indexed by N∪{∞}\mathbb{N} \cup\{\infty\}, form an ascending chain by the natural order, p0=(0)\mathfrak{p}_0 = (0), and p∞=⋃i∈Npi\mathfrak{p}_\infty= \bigcup_{i \in\mathbb{N}} \mathfrak{p}_i is maximal.

  • (iii) The only idempotent prime ideals are zero and p∞\mathfrak{p}_\infty.

As p∞\mathfrak{p}_\infty is idempotent and non-zero, D⁡(R)\operatorname{D}(R) cannot satisfy the Telescope Conjecture by [BS17, §7], hence Gabriel dimension for Mod⁡R\operatorname{Mod}_R is undefined by Theorem 4.10. Moreover, Spec⁡(R)≅Spc⁡(D⁡(R)ω)\operatorname{Spec}(R) \cong\operatorname{Spc}(\operatorname{D}(R)^\omega) is not weakly noetherian by Lemma 3.1 (in fact p∞∈Spec⁡(R)\mathfrak{p}_\infty\in\operatorname{Spec}(R) is not weakly visible).

However, we claim that L:=loc⁡(k(pi)∣i∈N∪{∞})L := \operatorname{loc}(k(\mathfrak{p}_i) \mid i \in\mathbb{N} \cup\{\infty\}) equals D⁡(R)\operatorname{D}(R), and therefore Loc⁡(D⁡(R))≅P(Spec⁡(R))\operatorname{Loc}(\operatorname{D}(R)) \cong\mathcal{P}(\operatorname{Spec}(R)). Thus, RR provides a counterexample to the converse of [5 Theorem 2.1] and shows that having Gabriel dimension is not necessary for residue fields to generate.

To prove L=D⁡(R)L = \operatorname{D}(R), let i∈Ni \in\mathbb{N} and define Li:=loc⁡(k(p)∣p⊆pi)⊆D⁡(R)L_i := \operatorname{loc}(k(\mathfrak{p}) \mid\mathfrak{p} \subseteq\mathfrak{p}_i) \subseteq\operatorname{D}(R). As RpiR_{\mathfrak{p}_i} has discrete value group and is of finite Krull dimension, it is strongly discrete [19 Proposition II.8.4]. Hence, using Lemma 3.2 and Proposition 3.4, (or alternatively Theorem 4.10 together with [5 Theorem 2.1]), we find that D⁡(Rpi)\operatorname{D}(R_{\mathfrak{p}_i}) is generated by residue fields. As the restriction functor D⁡(Rpi)→D⁡(R)\operatorname{D}(R_{\mathfrak{p}_i}) \to\operatorname{D}(R) is fully faithful and coproduct-preserving, we obtain Li=loc⁡(Rpi)L_i = \operatorname{loc}(R_{\mathfrak{p}_i}). Since Li⊂LL_i \subset L, we have Rpi∈LR_{\mathfrak{p}_i} \in L for any i∈Ni \in\mathbb{N}. Now, crucially, piRpi=pi\mathfrak{p}_iR_{\mathfrak{p}_i} = \mathfrak{p}_i as subsets of RpiR_{\mathfrak{p}_i} since pi\mathfrak{p}_i is canonically an RpiR_{\mathfrak{p}_i}-module by [19 Lemma 4.3(iv)], and piRpi=siRpi\mathfrak{p}_iR_{\mathfrak{p}_i} = s_iR_{\mathfrak{p}_i} for some si∈Rs_i \in R since RpiR_{\mathfrak{p}_i} is strongly discrete. Hence, pi≅Rpi\mathfrak{p}_i \cong R_{\mathfrak{p}_i} as RR-modules for i≠0i \ne0 and so pi∈L\mathfrak{p}_i \in L. As p∞\mathfrak{p}_\infty is the countable filtered colimit of pi\mathfrak{p}_i, we have p∞∈L\mathfrak{p}_\infty\in L. As k(p∞)=R/p∞∈Lk(\mathfrak{p}_\infty) = R/\mathfrak{p}_\infty\in L, this forces R∈LR \in L and L=D⁡(R)L = \operatorname{D}(R). This proves the claim.

We have now proven that the small Foxby support stratifies in this case, which replaces the Balmer-Favi support in Theorem 2.15 and realizes the isomorphism Loc⁡(D⁡(R))≅P(Spec⁡(R))\operatorname{Loc}(\operatorname{D}(R)) \cong\mathcal{P}(\operatorname{Spec}(R)). Further, we will provide a negative answer saying that the smashing support as defined in [13 §3.2] is strictly finer than the Balmer-Favi support in our example, does not do the job for stratification.

In order to analyse the smashing support, we first need to compute the lattice Sm⁡(D⁡(R))\operatorname{Sm}(\operatorname{D}(R)) of smashing localising subcategories of D⁡(R)\operatorname{D}(R), which is known to be a frame (i.e. a complete lattice where finite meets distribute over arbitrary joins) by the main result of [11]. The following construction is due to [BS17, §5], but for ease we will refer to [14 Construction 3.3, Theorem 3.4]. For our ring RR, let j≥−1j \geq-1. The elements of the frame, which are representatives of equivalence classes of homological epimorphisms originating from RR, can be described as follows:

Flat epis:f−1 ⁣:R→0,f∞ ⁣:R→R,fj ⁣:R→Rpjfor j≥0.Non-flat epis:g−1 ⁣:R→k(p∞),gj ⁣:R→Rpj⊗RLk(p∞)for j≥0.(2)\begin{aligned} \text{Flat epis:}\quad&f_{-1}\colon R \to0,\quad f_{\infty}\colon R \to R,\quad f_j\colon R \to R_{\mathfrak{p}_j} \quad\text{for } j \geq0.\\ \text{Non-flat epis:}\quad&g_{-1}\colon R \to k(\mathfrak{p}_\infty),\quad g_j\colon R \to R_{\mathfrak{p}_j} \otimes_R^{\mathbf{L}} k(\mathfrak{p}_\infty) \quad\text{for } j \geq0. \tag*{(2)} \end{aligned}

A homological epimorphism f:R→Sf:R\to S corresponds to the smashing localising subcategory S=ker⁡(S⊗RL−)⊆D(R)S=\ker(S\otimes_R^{\mathbb{L}}-)\subseteq\mathrm{D}(R). Adopting notation of [14 §4.1], we obtain Figure 1. Note that the bottom element 0=ker⁡(R⊗RL−)0=\ker(R\otimes_R^{\mathbb{L}}-) of the smashing frame is a meet-prime as the intersection of two non-zero smashing subcategories is non-zero.

Hasse diagram of the smashing frame

Figure 1. The Hasse diagram of the smashing frame Sm⁡(D(R))\operatorname{Sm}(\mathrm{D}(R)) in terms of the codomains of the representing homological epimorphisms Equation (2). Arrows correspond to natural factorisations, which also correspond to inclusions in Sm⁡(D(R))\operatorname{Sm}(\mathrm{D}(R)). The compactly generated ones, i.e., flat ones, are encircled, while meet-primes in the frame are coloured.

The compactly generated localisations of D(R)\mathrm{D}(R) correspond to the flat epimorphisms and are encircled in the figure. Let Cj∈Sm⁡(D(R))C_j\in\operatorname{Sm}(\mathrm{D}(R)) correspond to fjf_j for −1≤j≤∞-1\leq j\leq\infty, which is the upper row in Figure 1, and analogously SjS_j to gjg_j for −1≤j<∞-1\leq j<\infty; the lower row. By the kernel description and Loc⁡(D(R))≅P(Spec⁡(R))\operatorname{Loc}(\mathrm{D}(R))\cong\mathcal{P}(\operatorname{Spec}(R)) we get

Sj=loc⁡(k(pi)∣j<i<∞),C∞=0,Cj=loc⁡(k(pi)∣j<i≤∞) for −1≤j<∞.S_j=\operatorname{loc}(k(\mathfrak{p}_i)\mid j<i<\infty),\quad C_\infty=0,\quad C_j=\operatorname{loc}(k(\mathfrak{p}_i)\mid j<i\leq\infty)\text{ for }-1\leq j<\infty.

Having described the smashing frame, we can construct the smashing spectrum Spc⁡s(D(R))\operatorname{Spc}^{s}(\mathrm{D}(R)) that we obtain by Stone duality; we refer to [13 §2.1 and §3] for details. The points of Spc⁡s(D(R))\operatorname{Spc}^{s}(\mathrm{D}(R)) are the meet-primes of Sm⁡(D(R))\operatorname{Sm}(\mathrm{D}(R)), i.e. the coloured points in Figure 1. We also have the smashing support: if x∈D(R)x\in\mathrm{D}(R), then supp⁡s(x)={P∈Spc⁡s(D(R))∣x∉P}\operatorname{supp}^{s}(x)=\{P\in\operatorname{Spc}^{s}(\mathrm{D}(R))\mid x\notin P\}. An open basis of Spc⁡s(D(R))\operatorname{Spc}^{s}(\mathrm{D}(R)) is given by the sets

US={P∈Spc⁡s(D(R))∣S⊈P}.U_S=\{P\in\operatorname{Spc}^{s}(\mathrm{D}(R))\mid S\nsubseteq P\}.

where SS runs over the elements of the smashing frame, i.e. the smashing localising subcategories of D(R)\mathrm{D}(R). Note also that for each S∈Sm⁡(D(R))S\in\operatorname{Sm}(\mathrm{D}(R)), the following holds tautologically by [13 Remark 3.2.5]:

supp⁡s(S):=⋃x∈Ssupp⁡s(x)=US.\operatorname{supp}^{s}(S):=\bigcup_{x\in S}\operatorname{supp}^{s}(x)=U_S.

We claim that supp⁡s\operatorname{supp}^{s} cannot induce an isomorphism of lattices given by mapping a localising subcategory to its support,

Loc⁡(D(R))≅P(Spc⁡s(D(R))),\operatorname{Loc}(\mathrm{D}(R))\cong\mathcal{P}(\operatorname{Spc}^{s}(\mathrm{D}(R))),
L↦supp⁡s(L):=⋃x∈Lsupp⁡(x).L\mapsto\operatorname{supp}^{s}(L):=\bigcup_{x\in L}\operatorname{supp}(x).

To this end, notice that by our explicit computations, we have

supp⁡s(Sj)={P∈Spc⁡s(D(R))∣Sj⊈P}={C∞,Cℓ∣j<ℓ}.\operatorname{supp}^{s}(S_j)=\{P\in\operatorname{Spc}^{s}(\mathrm{D}(R))\mid S_j\nsubseteq P\}=\{C_\infty,C_\ell\mid j<\ell\}.

Furthermore, ⋂j≥0Sj=C∞\bigcap_{j\geq0}S_j=C_\infty, while ⋂j≥0supp⁡s(Sj)={C∞}\bigcap_{j\geq0}\operatorname{supp}^{s}(S_j)=\{C_\infty\}. Hence, if supp⁡s\operatorname{supp}^{s} induced an order isomorphism, and thus stratified D(R)\mathrm{D}(R) by Spc⁡s(D(R))\operatorname{Spc}^{s}(\mathrm{D}(R)), it would preserve these meets. This is absurd, however, as we would obtain

∅=supp⁡s(C∞)=supp⁡s(⋂j≥0Sj)=⋂j≥0supp⁡s(Sj)={C∞}.\varnothing=\operatorname{supp}^{s}(C_\infty)=\operatorname{supp}^{s}\left(\bigcap_{j\geq0}S_j\right)=\bigcap_{j\geq0}\operatorname{supp}^{s}(S_j)=\{C_\infty\}.

Stratification for rings of weak global dimension at most one

In this section we characterise for a certain class of commutative rings of weak global dimension at most one when Spc⁡(D(R)ω)∨\operatorname{Spc}(\mathrm{D}(R)^{\omega})^{\vee} stratifies D(R)\mathrm{D}(R). Recall from Lemma 2.5 that a commutative ring has weak global dimension at most one if and only if the localisation at any prime is a valuation domain. By [BS17, §7] we know that for such rings, D(R)\mathrm{D}(R) satisfies the Telescope Conjecture precisely when RpR_{\mathfrak{p}} is a strongly discrete valuation domain for all prime ideals p\mathfrak{p}.

Definition 5.1 (Cf. [19 Proposition III.7.4]). A commutative ring RR of weak global dimension at most one is called strongly discrete if for any prime p\mathfrak{p} the localisation RpR_{\mathfrak{p}} is a strongly discrete valuation domain.

Recall from Theorem 2.4 that the ascending chain condition on primes holds for strongly discrete valuation domains. The good news is:

Lemma 5.2. Let RR be strongly discrete. Then Spc⁡(D(R)ω)∨\operatorname{Spc}(\mathrm{D}(R)^{\omega})^{\vee} is a TDT_D-space.

Proof. We shall prove that for any prime ideal p\mathfrak{p} there are Thomason subsets UU, VV in Spec⁡(R)\operatorname{Spec}(R) satisfying U∩Vc={p}U \cap V^{\mathrm{c}} = \{\mathfrak{p}\}. As RR is strongly discrete, there exists by Lemma 2.5 and Theorem 2.4 some x∈px \in\mathfrak{p} such that xRp=pRpxR_{\mathfrak{p}} = \mathfrak{p}R_{\mathfrak{p}}, as RpR_{\mathfrak{p}} is local. Note that p\mathfrak{p} is minimal over (x)(x). Let V:=V(x)∖{p}V := V(x) \setminus\{\mathfrak{p}\} and q∈V\mathfrak{q} \in V. Then by construction, we cannot have q⊊p\mathfrak{q} \subsetneq\mathfrak{p}. Thus, there exists some y∈q∖py \in\mathfrak{q} \setminus\mathfrak{p}, and we have (x,y)⊈p(x,y) \nsubseteq\mathfrak{p}, V(x,y)⊆VV(x,y) \subseteq V. Therefore, we may choose the Thomason subsets

⋃q∈V, y∈q∖pV(x,y)=V\bigcup_{\mathfrak{q}\in V,\,y\in\mathfrak{q}\setminus\mathfrak{p}} V(x,y) = V

and U=V(x)U = V(x), which satisfy U∩Vc={p}U \cap V^{\mathrm{c}} = \{\mathfrak{p}\}. □

Now, the bad news is that there is no analogous statement of Theorem 3.7 for strongly discrete rings of weak global dimension at most one. This is because it already fails for absolutely flat rings, i.e. rings of weak global dimension zero. Explicitly for a field KK, the infinite product ∏NK\prod_{\mathbb{N}} K serves as a counterexample; see [40 Example 4.13]. However, we can rely on the following.

Theorem 5.3 ([5 Theorem 7.7]). For a commutative ring RR, the local-to-global principle holds for D(R)\mathrm{D}(R) if and only if Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} is scattered.

Remark 5.4. Recall that by [5 Lemma 7.3] Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} is scattered if and only if every non-empty closed subset CC of Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} has an isolated point p\mathfrak{p}, i.e., p∉(C∖{p})∨\mathfrak{p} \notin(C \setminus\{\mathfrak{p}\})^{\vee}. By [17 Corollary 4.1.6] any such CC is generalisation closed in Spec⁡(R)\operatorname{Spec}(R). In our case, in view of Definition 5.1, the only points that could potentially be isolated in CC are the maximal primes in CC, i.e., those without a successor in CC.

Notation 5.5. Let RR be strongly discrete of weak global dimension at most one. For a non-empty generalisation-closed subset C⊆Spec⁡(R)C \subseteq\operatorname{Spec}(R) let Max⁡(C)\operatorname{Max}(C) denote the maximal elements of CC. Note that this is non-empty as RR is strongly discrete.

Lemma 5.6. Let RR be a strongly discrete ring of weak global dimension at most one and let CC be a non-empty closed subset of Spec⁡(R)∨\operatorname{Spec}(R)^{\vee}. Then p∈C\mathfrak{p} \in C is an isolated point in CC if and only if there exists a finitely generated ideal II such that I⊆pI \subseteq\mathfrak{p}, but I⊈qI \nsubseteq\mathfrak{q} for p≠q∈Max⁡(C)\mathfrak{p} \ne\mathfrak{q} \in\operatorname{Max}(C).

Proof. Assume p\mathfrak{p} is isolated in CC. Then Remark 5.4 gives p∈Max⁡(C)\mathfrak{p} \in\operatorname{Max}(C). By definition, there exists an open U⊆Spec⁡(R)∨U \subseteq\operatorname{Spec}(R)^{\vee} such that C∩U={p}C \cap U = \{\mathfrak{p}\}. Since V(I)V(I), with II finitely generated, form a basis, we may replace UU by some V(I)V(I). Hence, C∩V(I)={p}C \cap V(I) = \{\mathfrak{p}\}, i.e., p\mathfrak{p} contains II and no other q∈Max⁡(C)\mathfrak{q} \in\operatorname{Max}(C) contains II.

Conversely, assume that II is a finitely generated ideal such that I⊆pI \subseteq\mathfrak{p}, but I⊈qI \not\subseteq\mathfrak{q} for p≠q∈Max⁡(C)\mathfrak{p} \ne\mathfrak{q} \in\operatorname{Max}(C). Let t∈pt \in\mathfrak{p} such that tRp=pRptR_{\mathfrak{p}}=\mathfrak{p}R_{\mathfrak{p}}, which exists as RR is strongly discrete, and consider the finitely generated ideal I+tRI+tR. From the assumptions C∖{p}=C∩(Spec⁡(R)∖V(I+tR))C \setminus\{\mathfrak{p}\}=C\cap(\operatorname{Spec}(R)\setminus V(I+tR)) is an intersection of two closed sets in Spec⁡(R)∨\operatorname{Spec}(R)^{\vee}, so is itself closed in Spec⁡(R)∨\operatorname{Spec}(R)^{\vee}. But then p∉(C∖{p})∨\mathfrak{p}\notin(C\setminus\{\mathfrak{p}\})^{\vee}, i.e., p\mathfrak{p} is isolated in CC. □

The property of Lemma 5.6 has been studied in the context of Prüfer domains.

Definition 5.7 (Cf. [18 Theorem 4.1.6]). Let RR be strongly discrete of weak global dimension at most one and let ∅≠C⊆Spec⁡(R)∨\varnothing\ne C \subseteq\operatorname{Spec}(R)^{\vee} be closed. Call p∈Max⁡(C)\mathfrak{p} \in\operatorname{Max}(C) sharp in CC if there exists a finitely generated ideal II such that p∈V(I)\mathfrak{p} \in V(I) and q∉V(I)\mathfrak{q} \notin V(I) for all q∈Max⁡(C)\mathfrak{q} \in\operatorname{Max}(C) with q≠p\mathfrak{q} \ne\mathfrak{p}.

Let us provide a non-trivial example where the local-to-global principle holds.

Example 5.8. This ring is due to [18 §8.2]. For a prime number pp let V=Z(p)V=\mathbb{Z}_{(p)}. Then one can find a sequence of algebraic numbers tit_i such that Qi:=Q(t1,…,ti)Q_i := \mathbb{Q}(t_1,\ldots,t_i) is a tower of field extensions and ti+1t_{i+1} is quadratic over QiQ_i. Then the integral closure RR of VV in Q∞\mathbb{Q}_{\infty} is an almost Dedekind domain, which is not Dedekind, see Theorem 8.2.2 loc. cit. In other words, for any maximal ideal m⊂R\mathfrak{m}\subset R, the localisation RmR_{\mathfrak{m}} is a discrete rank one valuation domain, but Spec⁡(R)\operatorname{Spec}(R) is not noetherian. In particular, RR is a strongly discrete Prüfer domain. In fact, the proof of loc. cit. reveals that any maximal ideal m\mathfrak{m} is principal, except one. Call this single maximal ideal m0\mathfrak{m}_0. By [21 Proposition 2.2] Spec⁡(R)\operatorname{Spec}(R) is not noetherian precisely because of m0\mathfrak{m}_0, as it is not the radical of a finitely generated ideal. As all other m∈MaxSpec⁡(R)\mathfrak{m}\in\operatorname{MaxSpec}(R) are principal, we have V(m)={m}V(\mathfrak{m})=\{\mathfrak{m}\}, i.e., they are sharp in any non-empty closed C⊆Spec⁡(R)∨C\subseteq\operatorname{Spec}(R)^{\vee} containing them. On the other hand, m0\mathfrak{m}_0 is not sharp in Spec⁡(R)∨\operatorname{Spec}(R)^{\vee}, as for any finitely generated ideal II we have V(I)≠V(m0)V(I)\ne V(\mathfrak{m}_0).

However, Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} is still scattered. Indeed, if CC is non-empty closed and contains m∈MaxSpec⁡(R)\mathfrak{m}\in\operatorname{MaxSpec}(R) different from m0\mathfrak{m}_0, then m\mathfrak{m} is sharp since it is a principal maximal ideal. The only other non-empty closed sets in Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} are C1={(0)}C_1=\{(0)\} and C2={(0),m0}C_2=\{(0),\mathfrak{m}_0\}. The case of C1C_1 is trivial, while m0\mathfrak{m}_0 is sharp in C2C_2 as Max⁡(C2)={m0}\operatorname{Max}(C_2)=\{\mathfrak{m}_0\}.

Let us also discuss how sharpness can be detected by flat ring epimorphisms. By [BŠ17, Proposition 6.7] there is a bijection between non-empty closed subsets in Spec⁡(R)∨\operatorname{Spec}(R)^{\vee} and equivalence classes of flat ring epimorphisms f:R→S≠0f:R\to S\ne0. The correspondence sends a representative ff to CS={q∈Spec⁡(R)∣qS≠S}C_S=\{\mathfrak{q}\in\operatorname{Spec}(R)\mid\mathfrak{q}S\ne S\}.

Lemma 5.9. Let RR be strongly discrete of weak global dimension at most one and let f:R→S≠0f:R\to S\ne0 be a flat epimorphism. Then p∈Max⁡(CS)\mathfrak{p}\in\operatorname{Max}(C_S) is sharp if and only if there exists n∈MaxSpec⁡(S)\mathfrak{n}\in\operatorname{MaxSpec}(S) and a finitely generated ideal J⊆SJ\subseteq S such that (S/J,n/J)(S/J,\mathfrak{n}/J) is a local ring.

Proof. As ff is a flat epimorphism of rings, Spec⁡(f)\operatorname{Spec}(f) is by [30 Corollaire IV.2.2] a homeomorphism onto its image, which is CSC_S. As such, it is straightforward to show that the condition of Definition 5.7 translates to the existence of a finitely generated ideal J⊆SJ\subseteq S such that S/JS/J is local. In particular, denoting by n\mathfrak{n} the unique maximal ideal of V(J)⊆Spec⁡(S)V(J)\subseteq\operatorname{Spec}(S), (S/J,n/J)(S/J,\mathfrak{n}/J) is as required.

Suppose conversely that J⊆SJ \subseteq S is a finitely generated ideal and (S/J,n/J)(S/J,\mathfrak{n}/J) is a local ring. Since SnS_{\mathfrak{n}} is a strongly discrete valuation domain, there exists t∈St \in S such that nSn=tSn\mathfrak{n}S_{\mathfrak{n}}=tS_{\mathfrak{n}}. In particular, V(J+tS)={n}V(J+tS)=\{\mathfrak{n}\} in Spec⁡(S)≅CS\operatorname{Spec}(S)\cong C_S.

Definition 5.10. Let RR be a ring of weak global dimension at most one. We shall call the flat epimorphisms satisfying the condition in Lemma 5.9 sharp.

Let us summarise our findings of this section in the following result.

Theorem 5.11. Let RR be a ring of weak global dimension at most one. Then the following are equivalent:

(i) RR is strongly discrete and each non-zero flat epimorphism is sharp.

(ii) RR is strongly discrete and the local-to-global principle holds.

(iii) D(R)D(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(D(R)^{\omega}).

Proof. Suppose RR is strongly discrete and the local-to-global principle holds. Then Spc⁡(D(R)ω)∨\operatorname{Spc}(D(R)^{\omega})^{\vee} is a TDT_D-space by Lemma 5.2 and D(R)D(R) is stratified at each local category D(Rp)D(R_{\mathfrak{p}}) by definition and Theorem 3.7. Thus, D(R)D(R) is stratified by [6 Corollary 5.3]. The other implications are straightforward given Theorem 5.3 and Lemma 5.9.

Finally, using Theorem 5.11 we may extend the result of Theorem 4.10 to coherent rings of weak global dimension at most one, e.g., Prüfer domains.

Corollary 5.12. Let RR be a coherent ring of weak global dimension at most one, such that each non-zero flat epimorphism is sharp. Then the following are equivalent:

(i) RR is strongly discrete. (ii) D(R)D(R) satisfies the Telescope Conjecture. (iii) D(R)D(R) is stratified by Spc⁡(D(R)ω)\operatorname{Spc}(D(R)^{\omega}). (iv) Mod⁡R\operatorname{Mod}_R has Gabriel dimension.

Proof. Assume RR is strongly discrete. Using Theorem 5.11 and Theorem 5.3, X=Spec⁡(R)∨X=\operatorname{Spec}(R)^{\vee} is scattered. As usual, denote X0=XX^0=X, Xα+1=Xα∖Isol⁡(Xα)X^{\alpha+1}=X^\alpha\setminus\operatorname{Isol}(X^\alpha) for successor ordinals α\alpha, where Isol⁡(Xα)⊆Xα\operatorname{Isol}(X^\alpha)\subseteq X^\alpha denotes the set of isolated points, and Xλ=⋂α<λXαX^\lambda=\bigcap_{\alpha<\lambda}X^\alpha for limit ordinals λ\lambda. This procedure gives Xγ=∅X^\gamma=\varnothing for some ordinal γ\gamma, so for ∅≠U∈Ω(X)ω\varnothing\ne U\in\Omega(X)^\omega there is a least ordinal β\beta with U∩Xβ=∅U\cap X^\beta=\varnothing. Note that β\beta cannot be a limit ordinal. Otherwise (U∖(U∩Xα))α<β(U\setminus(U\cap X^\alpha))_{\alpha<\beta} yields an open cover of UU, thus there is a finite subcover, which contradicts ∅=U∩Xβ=⋂α<βU∩Xα\varnothing=U\cap X^\beta=\bigcap_{\alpha<\beta}U\cap X^\alpha. Hence, α(U):=β−1\alpha(U):=\beta-1 is the largest ordinal satisfying UX:=U∩Xα(U)≠∅U_X:=U\cap X^{\alpha(U)}\ne\varnothing. In particular, UXU_X is closed in UU and it must by finite quasi-compactness of UU.

Let us now prove that (i) implies (iv). If Gabriel dimension of Mod⁡R\operatorname{Mod}_R is undefined, there exists a dense chain C\mathcal{C} of finitely generated ideals by Corollary 4.7. Pick I⊊JI\subsetneq J in C\mathcal{C}. Since J/I≠0J/I\ne0 is finitely generated, we have ∅≠Supp⁡(J/I)=V(Ann⁡(J/I))\varnothing\ne\operatorname{Supp}(J/I)=V(\operatorname{Ann}(J/I)). The annihilator of J/I=m1R+⋯+mkRJ/I=m_1R+\cdots+m_kR is finitely presented by coherence, as it is the kernel of R→(J/I)kR\to(J/I)^k, r↦(m1r,…,mkr)r\mapsto(m_1r,\ldots,m_kr). In particular, V(Ann⁡(J/I))=V(I:J)V(\operatorname{Ann}(J/I))=V(I:J) is Zariski closed with quasi-compact complement in Spec⁡(R)\operatorname{Spec}(R). Thus, ∅≠Supp⁡(J/I)⊆Ω(X)ω\varnothing\ne\operatorname{Supp}(J/I)\subseteq\Omega(X)^\omega and we may use the previous paragraph for any pair I⊊JI\subsetneq J in C\mathcal{C}. To show some RpR_{\mathfrak{p}} is not strongly discrete for some prime p\mathfrak{p}, it suffices by Corollary 4.9 to find S⊊TS\subsetneq T such that (J/I)p≠0(J/I)_{\mathfrak{p}}\ne0 for any S⊆I⊊J⊆TS\subseteq I\subsetneq J\subseteq T, where S,I,J,T∈CS,I,J,T\in\mathcal{C}. For ideals I⊊JI\subsetneq J in C\mathcal{C} define f(I,J):=(α(Supp⁡(J/I)),#Supp⁡(J/I)X)f(I,J):=(\alpha(\operatorname{Supp}(J/I)),\#\operatorname{Supp}(J/I)_X). Let the codomain of ff be its image and endow it with the lexicographical order. Out of this image, pick a pair, S⊊TS\subsetneq T, in the preimage of the minimal value under this order. Let S⊆I⊊J⊆TS \subseteq I \subsetneq J \subseteq T be in C\mathcal{C}, and set U=Supp⁡(T/S)U = \operatorname{Supp}(T/S). Then Supp⁡(J/I)⊆U\operatorname{Supp}(J/I) \subseteq U as J/IJ/I is a subquotient of T/ST/S. Hence, α(Supp⁡(J/I))≤α(U)\alpha(\operatorname{Supp}(J/I)) \leq\alpha(U), and by construction this forces equality. Thus, Supp⁡(J/I)X⊆UX\operatorname{Supp}(J/I)_{X} \subseteq U_{X}. By construction we must have #UX≤#Supp⁡(J/I)X\#U_{X} \leq\#\operatorname{Supp}(J/I)_{X}, and finiteness gives Supp⁡(J/I)X=UX\operatorname{Supp}(J/I)_{X} = U_{X}, i.e., f(I,J)=f(S,T)f(I,J) = f(S,T). By design, we have now for each p∈UX\mathfrak{p} \in U_{X} that p∈Supp⁡(J/I)\mathfrak{p} \in\operatorname{Supp}(J/I), i.e., (J/I)p≠0(J/I)_{\mathfrak{p}} \ne0. This finishes the proof of the implication.

Assume Mod⁡R\operatorname{Mod}_{R} has Gabriel dimension. Then RR must be strongly discrete by Theorem 4.10, so (i)(i) and (iv)(iv) are equivalent.

If RR is strongly discrete then, with the assumption and Theorem 5.11, the stratification of D⁡(R)\operatorname{D}(R) follows, showing that (i)(i) implies (iii)(iii).

If D⁡(R)\operatorname{D}(R) is stratified, Spec⁡(R)\operatorname{Spec}(R) must be weakly noetherian by definition, and so must be Spec⁡(Rp)\operatorname{Spec}(R_{\mathfrak{p}}) for each p\mathfrak{p}. By Lemma 3.1, this implies that Spec⁡(Rp)\operatorname{Spec}(R_{\mathfrak{p}}) is noetherian for each p\mathfrak{p}. In particular, Spec⁡(R)\operatorname{Spec}(R) is generically noetherian in the sense of [6 Definition 9.5], so [6 Theorem 9.11] applies, showing that the stratification implies the Telescope Conjecture. In other words, (iii)(iii) implies (ii)(ii).

The final implication from (ii)(ii) to (i)(i) follows by [BŠ17, §7], since strongly discrete rings RR are characterised among those of weak global dimension at most one by D⁡(R)\operatorname{D}(R) satisfying the Telescope Conjecture.

References

Department of Algebra, Faculty of Mathematics and Physics, Charles University, Sokolovská 83, 186 75 Prague, Czech Republic

Email address: [email protected]

Fakultät für Mathematik, Universität Bielefeld, D-33501 Bielefeld, Germany

Email address: [email protected]

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