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Model Theory and Algorithms for One-Relator Groups

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Abstract

We study the elementary theories and algorithmic properties of one-relator groups. We give a first-order sentence characterizing Baumslag-Solitar-freeness in this class. For fixed ∣m∣>1|m|>1, we regularly interpret \BS(1,m) as a definable subgroup in every one-relator group containing it. We uniformly, regularly and injectively interpret integer arithmetic in countable groups of cohomological dimension at most two. We obtain one uniform interpretation for all one-relator groups containing a non-unimodular Baumslag–Solitar subgroup. Every fixed finitely presented group is regularly interpretable in these groups, and their elementary theories are undecidable. We also describe the GBS overgroups of a non-unimodular Baumslag–Solitar subgroup. For the unimodular groups we construct finite-index direct products of free groups and Z\Z, and reduce the elementary theory of \BS(k,k) to that of a free group with a named periodic automorphism. Using the recent Open AI result that BS-free one-relator groups are hyperbolic we obtain a terminating algorithm recognizing this class and obtain consequences. From the virtual compact specialness result of another Open AI paper, we obtain an effective construction of virtual free-by-cyclic presentations for hyperbolic one-relator groups, the free kernel may have infinite rank. For classes of torsion-free one-relator groups in which CSA implies toral relative hyperbolicity, we give a uniform algorithm deciding CSA and, in the affirmative case, the existence of a subgroup isomorphic to Z2\Z^2.

Introduction

A one-relator group has a finite presentation

G=⟨X∣r⟩.G = \langle X \mid r \rangle.

One-relator groups with torsion are hyperbolic [44]. They are residually finite by Wise’s theorem [59], and hereditarily conjugacy separable by [42]. Their isomorphism problem is decidable by the isomorphism algorithm for hyperbolic groups [10]. Torsion-free one-relator groups have more varied properties. For example, BS(2,3)(2,3) is not residually finite.

Definition 1.1. For nonzero integers m,nm,n, the Baumslag–Solitar group is

BS⁡(m,n)=⟨a,t∣tamt−1=an⟩.\operatorname{BS}(m,n) = \langle a,t \mid ta^{m}t^{-1} = a^{n} \rangle.

A group is BSBS-free if it contains no subgroup isomorphic to any BS⁡(m,n)\operatorname{BS}(m,n). In particular, BS⁡(1,1)=Z2\operatorname{BS}(1,1) = \mathbb{Z}^2 is excluded. We call BS⁡(m,n)\operatorname{BS}(m,n) unimodular if ∣m∣=∣n∣|m| = |n|, and non-unimodular otherwise.

Throughout the paper, [x,y]=xyx−1y−1[x,y]=xyx^{-1}y^{-1}, and Ad=d−1AdA^{d}=d^{-1}Ad. The elementary theory Th⁡(G)\operatorname{Th}(G) is the set of first-order sentences in the language of groups which hold in GG. The Diophantine problem asks whether a finite system of equations with coefficients in GG has a solution in GG.

Our first result, Theorem 2.4, gives a finite first-order characterization of BS-freeness among torsion-free one-relator groups. Corollary 2.6 extends it to groups with torsion. Thus a BS-free one-relator group cannot be elementarily equivalent to a one-relator group containing a Baumslag–Solitar subgroup.

In § 5, we prove that, for fixed ∣m∣>1|m| > 1, the group BS⁡(1,m)\operatorname{BS}(1,m) is regularly interpretable in every one-relator group GG containing it (Theorem 5.7). The admissible parameters are the pairs satisfying a≠1a \ne1 and tat−1=amtat^{-1}=a^{m}. The interpretation gives a definable subgroup isomorphic to BS⁡(1,m)\operatorname{BS}(1,m), with the inherited group operations. Together with the interpretation of arithmetic (Z,+,∣,0,1)(\mathbb{Z},+,\mid,0,1) in solvable Baumslag–Solitar groups [30, 12], this implies undecidability of the elementary theory of GG.

§ 6 proves a general arithmetic theorem. Let UU be a countable group of integral cohomological dimension at most two, and let a∈Ua \in U have infinite order. Suppose that ⟨a⟩\langle a\rangle is commensurated by UU. If

sams−1=an,∣m∣≠∣n∣,sa^{m}s^{-1}=a^{n}, \qquad|m| \ne|n|,

then arithmetic is uniformly, regularly and injectively interpretable in UU (Theorem 6.2). The formulas are independent of m,nm,n. The proof uses centers of nonabelian centralizers, cyclic centralizers of elements ss with ∣Δ(s)∣≠1|\Delta(s)| \ne1, and intersections of cyclic subgroups with their conjugates. Divisibility of exponents is defined by inclusions between subgroups consisting of commutators. The classical definability of multiplication from addition and divisibility completes the interpretation. This theorem applies to non-unimodular GBS groups and to their increasing unions of cohomological dimension two.

§ 7 applies this result to one-relator groups. If H=⟨a,s⟩≅BS⁡(m,n)H=\langle a,s\rangle\cong\operatorname{BS}(m,n) is non-unimodular, its commensurator M=Comm⁡G(⟨a⟩)M=\operatorname{Comm}_{G}(\langle a\rangle) is definable and is an increasing union of non-unimodular GBS overgroups of HH. Every GBS overgroup of HH lies in MM. In particular, an inclusion-maximal such overgroup exists if and only if MM is finitely generated, and then it is MM. We give a definable nonempty family of parameters for the intermediate subgroups and obtain a uniform regular injective interpretation of arithmetic in all one-relator groups containing a non-unimodular Baumslag–Solitar subgroup (Theorem 7.1).

Every fixed finitely presented group is therefore uniformly, regularly and injectively interpretable in these groups by arithmetic coding. The resulting group operation need not be the inherited group operation. One computable translation reduces integer arithmetic to the elementary theory of every group in the class. These results concern the full elementary theory; the Diophantine problems are considered in § 8.

We also discuss bi-interpretability. The soluble groups in Theorem 6.2 are precisely BS⁡(1,k)\operatorname{BS}(1,k), ∣k∣>1|k| > 1. The known result for k>1k > 1 [12], together with a definable reconstruction from an index-two subgroup for k<−1k < -1, gives bi-interpretability with Z\mathbb{Z}. An example of cohomological dimension two shows that this conclusion does not hold for the whole countable class.

The unimodular groups BS⁡(k,k)\operatorname{BS}(k,k) and BS⁡(k,−k)\operatorname{BS}(k,-k), k>1k > 1, contain explicit finite-index direct products of a free group and Z\mathbb{Z}. Their direct-product subgroups have decidable elementary theory. § 9 also describes the cyclic action giving BS⁡(k,k)=Fk×Z\operatorname{BS}(k,k)=F_k \times\mathbb{Z} and proves a conditional decidability result. The remaining requirement is decidability of the free-group theory with the basis permutation named as a function.

For the recognition and algorithmic results we use the following result, stated as Theorem 1.1 in [46] and denoted below by (H).

Cited result 1.2 (H). Every finitely generated BS-free one-relator group is word-hyperbolic.

We also use the virtual compact specialness result stated as Theorem 1.1 in [47]. We have read both papers, but have not verified all details of their proofs. Our conclusions that use these results are conditional on their validity, and we indicate these dependencies explicitly.

All our original model-theoretic results are independent of both cited results. These include the first-order characterization of BS-freeness in § 2, the interpretation and undecidability results in § 5–§ 7, and the model-theoretic results on unimodular groups in § 9. They originate in our earlier manuscript, written in 2019. The applications of known results on hyperbolic groups to all BS-free one-relator groups, including Corollary 4.3, use (H).

Under (H), Theorem 3.8 gives a terminating recognition algorithm. On a negative input the algorithm constructs generators of an embedded BS⁡(1,n)\operatorname{BS}(1,n), n≥2n \ge2, or Z2\mathbb{Z}^{2}. The corresponding subgroup search is unconditional.

A finitely generated group is word-hyperbolic if geodesic triangles in its Cayley graph are uniformly thin. Hyperbolic groups contain neither Z2\mathbb{Z}^{2} nor an infinite-order element conjugate to a proper power. Lemma 2.2 therefore implies that they are BS-free. Consequently, (H) identifies BS-freeness with hyperbolicity for one-relator groups. This gives the isomorphism and conjugacy results in § 4, as well as decidability of equations. For torsion-free groups in this class, decidability of the elementary theory follows from the results on torsion-free hyperbolic groups [26, 50].

§ 10 gives an effective construction of a virtual free-by-cyclic presentation for a hyperbolic one-relator group, assuming the virtual compact specialness result stated as Theorem 1.1 in [47]. Theorem 10.2 constructs a finite-index normal subgroup HH and an embedding of HH in a mapping torus of a finite-rank free-group automorphism. When the cyclic quotient is nontrivial, it gives a finite HNN presentation of HH with finitely generated free base and associated subgroups, an effective free basis of the kernel, and the action of the stable letter on this basis. The kernel may have infinite rank. If a finite-rank free kernel is known to exist in a finite-index subgroup, Proposition 10.10 gives a separate construction by enumeration of finite presentations and Tietze transformations.

In § 11, we prove that, for a finitely generated torsion-free virtually free-by-cyclic group, toral relative hyperbolicity is equivalent to CSA, and also to the absence of F2×ZF_{2} \times\mathbb{Z} and the Klein bottle group (Theorem 11.1). Here the free kernel need not be finitely generated. In the nonabelian case, the noncyclic peripheral subgroups may be chosen isomorphic to Z2\mathbb{Z}^{2}. In particular, every finitely generated subgroup of a torsion-free CSA virtually free-by-cyclic group is toral relatively hyperbolic. This result does not use either of the cited results from [46, 47].

§ 12 applies these results to decision problems. Let CC be a class of torsion-free one-relator groups such that every CSA group in CC is toral relatively hyperbolic. Proposition 12.1 gives a uniform algorithm on CC deciding whether a group is CSA and, if so, whether it contains Z2\mathbb{Z}^{2}. The algorithm runs a search for a failure of the CSA condition in parallel with recognition of relative hyperbolicity with abelian peripheral groups. We apply it to virtually free-by-cyclic groups, ascending and partial ascending extensions of free groups, and finitely generated subgroups of free-group mapping tori. Further applications to graphs of groups and one-relator hierarchies assume the combination statement of [53], with the hypotheses specified in § 12. These algorithms do not require a procedure recognizing the class CC.

We shall use the theorem about torsion in one-relator groups [40 Chapter II]. After free and cyclic reduction, a trivial relator gives a free group, a nontrivial proper-power relator gives a group with torsion, and a non-power relator gives a torsion-free group.

First-order properties

Definition 2.1. A group is locally cyclic if every finitely generated subgroup is cyclic. A subgroup A≤GA \leq G is malnormal if A∩gAg−1=1A \cap gAg^{-1} = 1 for every g∉Ag \notin A. A group is CSA if its maximal abelian subgroups are malnormal. Write CG(x)={u:[x,u]=1}C_G(x) = \{u : [x,u] = 1\}.

We use the following results on subgroups of one-relator groups. An abelian subgroup of a torsion-free one-relator group is either locally cyclic or isomorphic to Z2\mathbb{Z}^2: this follows from [19 Lemma 5], since the only abelian group BS⁡(1,m)\operatorname{BS}(1,m) is BS⁡(1,1)\operatorname{BS}(1,1). Also, a nonabelian torsion-free one-relator group is CSA exactly when it contains neither F2×ZF_2 \times\mathbb{Z} nor a nonabelian BS⁡(1,m)\operatorname{BS}(1,m), by [19 Theorem 7].

Lemma 2.2. Every Baumslag–Solitar group contains either Z2\mathbb{Z}^2 or BS⁡(1,n)\operatorname{BS}(1,n) for an integer n≥2n \geq2.

Proof. This is [16 Lemma 2.10], with a sign adjustment. If ∣m∣,∣n∣>1|m|, |n| > 1, the Bass–Serre normal form embeds ⟨a,b∣an=bm⟩\langle a,b \mid a^n = b^m\rangle, where b=tat−1b = tat^{-1}. Its central element z=an=bmz = a^n = b^m has infinite order, and its quotient by ⟨z⟩\langle z\rangle is C∣n∣∗C∣m∣C_{|n|} * C_{|m|}. The image of abab has infinite order, so ⟨z,ab⟩≅Z2\langle z,ab\rangle\cong\mathbb{Z}^2. Otherwise the group is isomorphic to BS⁡(1,k)\operatorname{BS}(1,k). For k=±1k = \pm1 it contains Z2\mathbb{Z}^2; for k≥2k \geq2 it is already of the required type; for k≤−2k \leq-2, the subgroup generated by the base element and the square of the stable letter is BS⁡(1,k2)\operatorname{BS}(1,k^2).

Consider the following sentences in the language of groups:

CT:=∀x,u,v (x≠1∧[x,u]=[x,v]=1⇒[u,v]=1),(1)\mathrm{CT} := \forall x,u,v\ \left(x \ne1 \land[x,u] = [x,v] = 1 \Rightarrow[u,v] = 1\right), \tag*{(1)}
Mal:=∀x,y,t (x≠1∧y≠1∧[x,y]=[x,tyt−1]=1⇒[x,t]=1),(2)\mathrm{Mal} := \forall x,y,t\ \left(x \ne1 \land y \ne1 \land[x,y] = [x,tyt^{-1}] = 1 \Rightarrow[x,t] = 1\right), \tag*{(2)}
Sq:=∀x,u,v (x≠1∧[x,u]=[x,v]=1⇒∃w ([x,w]=1∧(u=w2∨v=w2∨uv=w2))).(3)\begin{aligned} \mathrm{Sq} := {}& \forall x,u,v\ \left(x \ne1 \land[x,u] = [x,v] = 1 \Rightarrow\right.\\ &\left. \exists w\ ([x,w] = 1 \land(u = w^2 \lor v = w^2 \lor uv = w^2))\right). \tag*{(3)} \end{aligned}

Here chains of equalities abbreviate conjunctions. Put

CSA:=CT∧Mal,Φ:=CSA∧Sq.\mathrm{CSA} := \mathrm{CT} \land\mathrm{Mal}, \qquad\Phi:= \mathrm{CSA} \land\mathrm{Sq}.

Lemma 2.3. For every group GG, G⊨CSAG \models\mathrm{CSA} if and only if GG is CSA. If GG is CSA, Sq\mathrm{Sq} says that every nontrivial centralizer A=CG(x)A = C_G(x) satisfies dim⁡F2(A/2A)≤1\dim_{\mathbb{F}_2}(A/2A) \leq1, in additive notation.

Proof. The sentence CT says that every nontrivial centralizer is abelian; these centralizers are then precisely the maximal abelian subgroups. For A=CG(x)A = C_G(x), a nontrivial element of A∩tAt−1A \cap tAt^{-1} gives a y≠1y \ne1 with y,tyt−1∈Ay, tyt^{-1} \in A. The sentence Mal forces t∈At \in A, and conversely malnormality gives this implication.

In an abelian group, Sq states that, for any two classes uˉ,vˉ∈A/2A\bar{u}, \bar{v} \in A/2A, one of uˉ,vˉ,uˉ+vˉ\bar{u}, \bar{v}, \bar{u} + \bar{v} is zero. This is precisely the absence of two independent vectors.

Theorem 2.4. For every torsion-free one-relator group GG,

G is BS⁡-free  ⟺  G⊨Φ.G\text{ is } \operatorname{BS}\text{-free} \iff G \models\Phi.

Proof. Suppose first that GG is BS-free. It contains neither F2×ZF_2 \times\mathbb{Z}, which contains Z2\mathbb{Z}^2, nor a nonabelian BS⁡(1,m)\operatorname{BS}(1,m). Thus it is CSA by the structural criterion above; the abelian cases are immediate. Each nontrivial centralizer is abelian and cannot be Z2\mathbb{Z}^2, so is locally cyclic. For u,vu,v in such a centralizer, choose a generator cc of ⟨u,v⟩\langle u,v\rangle and write u=ci,v=cju = c^i, v = c^j. One of i,j,i+ji,j,i+j is even, giving the required square root in the same centralizer. Hence G⊨ΦG \models\Phi.

Conversely, suppose G⊨ΦG \models\Phi. Its centralizers are abelian and therefore either locally cyclic or Z2\mathbb{Z}^{2}. The latter possibility violates SqSq, by taking a basis of Z2\mathbb{Z}^{2}. Thus all nontrivial centralizers are locally cyclic, and GG contains no Z2\mathbb{Z}^{2}. CSA groups contain no nonabelian BS⁡(1,n)\operatorname{BS}(1,n): its nontrivial abelian base subgroup has a normalizer larger than its maximal abelian subgroup. Lemma 2.2 now excludes every Baumslag–Solitar subgroup.

Theorem 2.4 does not use either result from [46, 47]. Combining it with (H), the same sentence characterizes hyperbolicity among torsion-free one-relator groups.

Corollary 2.5. Within torsion-free one-relator groups, the three sentences

CSA⁡∧Sq,CSA⁡∧¬Sq,¬CSA⁡\operatorname{CSA} \wedge Sq,\qquad\operatorname{CSA} \wedge\neg Sq,\qquad\neg\operatorname{CSA}

define a partition: respectively the BS-free groups, the CSA groups containing Z2\mathbb{Z}^{2}, and the non-CSA groups. BS-freeness is preserved under elementary equivalence within this class.

The recognition problem is considered in § 3. The first-order characterization alone does not provide an algorithm for evaluating Φ\Phi from a presentation.

Corollary 2.6. The sentence

Ψ:=∃z (z≠1∧z2=1)∨Φ\Psi:= \exists z\ (z \ne1 \wedge z^{2} = 1) \vee\Phi

characterizes BS-freeness within all finitely generated one-relator groups. Consequently, two one-relator groups, one BS-free and the other containing a Baumslag–Solitar subgroup, cannot be elementarily equivalent.

Proof. For torsion-free inputs this is Theorem 2.4. A one-relator group with torsion is hyperbolic and hence BS-free. If it has an involution, the first disjunct holds. Otherwise it contains no infinite dihedral subgroup, so is CSA by [19 Theorem 8]. Newman’s centralizer theorem [44 Theorem 2] says that its nontrivial centralizers are cyclic; hence SqSq holds too. Elementary equivalence preserves the truth of Ψ\Psi.

Recognition of BS-free one-relator groups

We construct a recognition procedure using a Magnus hierarchy and finite witnesses for Baumslag–Solitar subgroups. All tree actions are simplicial and without inversions. An element is elliptic if it fixes a vertex and hyperbolic on the tree if it translates along an axis. Its translation length is

ℓT(g)=min⁡v∈V(T)dT(v,gv).\ell_T(g) = \min_{v \in V(T)} d_T(v,gv).

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