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Asymmetric LpL^p-improving and maximal estimates for the triangle averaging operator

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Abstract

Let d≥2d\ge2 and t>0t>0. We study the bilinear triangle averaging operator Tt(f,g)(x)=∫If(x−ty)g(x−tz)dσ(y,z),\mathcal T_t(f,g)(x)=\int_{\mathcal I}f(x-ty)g(x-tz) dσ(y,z), where σσ is the normalized surface measure on the manifold I={(y,z)∈Rd×Rd:∣y∣=∣z∣=∣y−z∣=1}\mathcal I=\{(y,z)\in\mathbb R^d\times\mathbb R^d:|y|=|z|=|y-z|=1\} of equilateral triangles of side length one with a vertex at the origin. We prove the strong-type asymmetric LpL^p-improving estimate T1:Ld+1d−1(Rd)×Ld2−1d2−3d+4(Rd)⟶Ld+12(Rd)\mathcal T_1:L^{\frac{d+1}{d-1}}(\mathbb R^d)\times L^{\frac{d^2-1}{d^2-3d+4}}(\mathbb R^d)\longrightarrow L^{\frac{d+1}{2}}(\mathbb R^d) in every dimension d≥4d\ge4. This enlarges the range of exponents (p,q,r)(p,q,r) for which the triangle averaging operator is known to map Lp(Rd)×Lq(Rd)L^p(\mathbb R^d)\times L^q(\mathbb R^d) to Lr(Rd)L^r(\mathbb R^d), and symmetrization produces new symmetric estimates in every such dimension as well. The proof combines Sobolev smoothing estimates, obtained through a microlocal decomposition of the triangle incidence relation, with complex interpolation in an analytic family of averages over triangles of varying shape that contains the triangle averaging operator. We also establish maximal estimates for triangle averages. Let E⊂[1,2]E\subset[1,2] be a nonempty set of upper Minkowski dimension ββ, and let TE(f,g)=sup⁡t∈E∣Tt(f,g)∣\mathcal T_E(f,g)=\sup_{t\in E}|\mathcal T_t(f,g)|. We prove that ∥TE(f,g)∥2≲∥f∥H−s1∥g∥H−s2\|\mathcal T_E(f,g)\|_2\lesssim\|f\|_{H^{-s_1}}\|g\|_{H^{-s_2}} whenever s1,s2≥0s_1,s_2\ge0, s1+s2<d−3−β2s_1+s_2<\frac{d-3-β}{2} and d>3+βd>3+β. This improves the previously known Sobolev smoothing estimate by half a derivative and lowers the dimension requirement. We also obtain asymmetric localized maximal estimates of the form TE:Lp(Rd)×Lq(Rd)→Lr(Rd)\mathcal T_E:L^p(\mathbb R^d)\times L^q(\mathbb R^d)\to L^r(\mathbb R^d) in an enlarged range of exponents.

Introduction

Let d≥2d\ge2, and let

I={(y,z)∈Rd×Rd:∣y∣=∣z∣=∣y−z∣=1}\mathcal{I}=\{(y,z)\in\mathbb{R}^d\times\mathbb{R}^d:|y|=|z|=|y-z|=1\}

be the submanifold of R2d\mathbb{R}^{2d} consisting of all pairs (y,z)(y,z) for which {0,y,z}\{0,y,z\} is the set of vertices of an equilateral triangle of side length one. For t>0t>0 we define the bilinear triangle averaging

The first author was supported in part by NSF grant DMS-2506858 and a Simons Fellowship in Mathematics in 2026. operator by

Tt(f,g)(x)=∫If(x−ty)g(x−tz) dσ(y,z),(1)T_t(f,g)(x)=\int_{\mathcal{I}} f(x-ty)g(x-tz)\,d\sigma(y,z), \tag*{(1)}

where σ\sigma denotes the normalized surface measure on I\mathcal{I}. Thus TtT_t averages the product f(x−ty)g(x−tz)f(x-ty)g(x-tz) over all equilateral triangles of side length tt with one vertex at xx, as in Figure 1. Any two pairs of unit vectors with the same inner product differ by an orthogonal transformation, so the orthogonal group O(d)O(d) acts transitively on I\mathcal{I}, and σ\sigma is the unique O(d)O(d)-invariant probability measure on I\mathcal{I}. This description of σ\sigma will be used several times.

Two equilateral triangles on a sphere

Figure 1. The operator TtT_t averages f(x−ty)g(x−tz)f(x-ty)g(x-tz) over all equilateral triangles of side length tt with one vertex at xx. The vertex x−tyx-ty ranges over the sphere of radius tt about xx (dashed), and once it is chosen, the vertex x−tzx-tz ranges over a sphere of dimension d−2d-2. Two such triangles are shown.

Averaging operators over curved manifolds have been studied extensively in harmonic analysis. The classical example is the spherical averaging operator

Atf(x)=∫Sd−1f(x−ty) dσSd−1(y),A_t f(x)=\int_{\mathbb{S}^{d-1}} f(x-ty)\,d\sigma_{\mathbb{S}^{d-1}}(y),

where σSd−1\sigma_{\mathbb{S}^{d-1}} is the normalized surface measure on the unit sphere. Its LpL^p-improving properties were established by Strichartz [30] (see also Littman [Lit73]), and the associated maximal operator was studied by Stein [29] for d≥3d\ge3 and by Bourgain [8] for d=2d=2.

Bilinear spherical averages and the related maximal operators have attracted considerable attention in recent years [11 BGHHO18, 22]. Subsequent developments include sparse domination and weighted estimates [27, 7, 26], lacunary and fractal-dilation maximal estimates [5 BFO25, 9], and endpoint estimates [3 Ver26], and the survey [4] offers a broader account of the area.

Triangle averaging operators were studied in [15, 25, 21]. Maximal estimates for simplices were obtained by Cook, Lyall and Magyar [10], with more recent developments by Borges and Foster [5], by Borges, Foster and Ou [BFO25], and by Palsson and Sovine [26]. These operators are closely connected with Falconer-type configuration problems [15, 14].

Notation

We write N0={0,1,2,…}\mathbb{N}_0 = \{0,1,2,\ldots\}, we use S(Rn)\mathcal{S}(\mathbb{R}^n) for the Schwartz space, δ0\delta_0 for the Dirac mass at the origin of the ambient Euclidean space and Γ\Gamma for the Gamma function, and we use the convention 1∞=0\frac{1}{\infty}=0. The Fourier transform is normalized by

f^(ξ)=∫Rne−2πix⋅ξf(x) dx,\widehat{f}(\xi)=\int_{\mathbb{R}^n}e^{-2\pi i x\cdot\xi}f(x)\,dx,

and for s∈Rs\in\mathbb{R} the inhomogeneous Sobolev space Hs(Rn)H^s(\mathbb{R}^n) carries the norm

∥f∥Hs(Rn)2=∫Rn⟨ξ⟩2s∣f^(ξ)∣2 dξ,\|f\|_{H^s(\mathbb{R}^n)}^2=\int_{\mathbb{R}^n}\langle\xi\rangle^{2s}|\widehat{f}(\xi)|^2\,d\xi,

where ⟨ξ⟩=(1+∣ξ∣2)12\langle\xi\rangle=(1+|\xi|^2)^{\frac{1}{2}}. For s<0s<0 the elements of Hs(Rn)H^s(\mathbb{R}^n) are understood as tempered distributions.

We write ∥f∥p=∥f∥Lp(Rd)\|f\|_p=\|f\|_{L^p(\mathbb{R}^d)}, and for 0<r<10<r<1 the symbol ∥⋅∥r\|\cdot\|_r denotes the usual LrL^r quasi-norm. The Hölder conjugate of 1<p<∞1<p<\infty is p′=pp−1p'=\frac{p}{p-1}, and 1′=∞1'=\infty, ∞′=1\infty'=1. The notation X≲YX\lesssim Y means that X≤CYX\le CY for a constant CC independent of the functions and of the frequency indices under consideration, and the dependence of CC on geometric parameters and covering constants is indicated in the relevant statements. We write X≈YX\approx Y when X≲YX\lesssim Y and Y≲XY\lesssim X.

Fixed-radius LpL^p-improving estimates

We first consider LpL^p-improving properties of the fixed-radius operator T1T_1. Palsson and Sovine [25] obtained Hölder type Lp×Lq→LrL^p\times L^q\to L^r bounds for triangle averages in dimensions d≥5d\ge5, including quasi-Banach target spaces. Sharp LpL^p-improving estimates for the triangle averaging operator in the Banach range were obtained in the plane by Greenleaf, Iosevich, Krause and Liu [16], and Iosevich, Palsson and Sovine [21] subsequently extended these results to higher dimensions, establishing LpL^p-improving estimates for all d≥2d\ge2 that include

T1:Ld+1d(Rd)×Ld+1d(Rd)⟶Lr(Rd)T_1:L^{\frac{d+1}{d}}(\mathbb{R}^d)\times L^{\frac{d+1}{d}}(\mathbb{R}^d)\longrightarrow L^r(\mathbb{R}^d)

for d+12d≤r≤1\frac{d+1}{2d}\le r\le1. Unlike the planar results, these estimates are not expected to be sharp in general.

It is convenient to record such estimates through reciprocal exponents, and we say that T1T_1 is bounded at the point (1p,1q,1r)\left(\frac{1}{p},\frac{1}{q},\frac{1}{r}\right) if ∥T1(f,g)∥r≲∥f∥p∥g∥q\|T_1(f,g)\|_r\lesssim\|f\|_p\|g\|_q. To measure what our results add, we collect the estimates available from earlier work into a comparison region. Since T1T_1 is an average with respect to a probability measure, it is bounded at (0,0,0)(0,0,0), (1,0,1)(1,0,1) and (0,1,1)(0,1,1). The pointwise bound ∣T1(f,g)∣≤∥g∥∞A1∣f∣|T_1(f,g)|\le\|g\|_\infty A_1|f|, together with the spherical estimate A1:Ld+1d→Ld+1A_1:L^{\frac{d+1}{d}}\to L^{d+1} of Strichartz [30] and Littman [Lit73], shows that T1T_1 is bounded at (α,0,b)(\alpha,0,b) and, by symmetry, at (0,α,b)(0,\alpha,b), where α=d+1d\alpha=\frac{d+1}{d} and b=1d+1b=\frac{1}{d+1}, while the estimates of Iosevich, Palsson and Sovine quoted above correspond to the points (α,α,1)(\alpha,\alpha,1) and (α,α,2α)(\alpha,\alpha,2\alpha). This leads to the polytope

Bd=conv⁡{(0,0,0),(1,0,1),(0,1,1),(α,0,b),(0,α,b),(α,α,1),(α,α,2α)}.\mathcal{B}_d=\operatorname{conv}\{(0,0,0),(1,0,1),(0,1,1),(\alpha,0,b),(0,\alpha,b),(\alpha,\alpha,1),(\alpha,\alpha,2\alpha)\}.

A second source of estimates is the product bound of Cook, Lyall and Magyar [10]. Let m=⌊d2⌋m = \left\lfloor\frac{d}{2} \right\rfloor and ϑ=m−1m\vartheta= \frac{m-1}{m}. In the form recorded in [21 Theorem 2.1], their estimate reads

∣T1(f,g)∣≲(A1∣f∣1ϑ)ϑ(A1∣g∣1ϑ)ϑ.(2)\lvert T_1(f,g)\rvert\lesssim\left(A_1\lvert f\rvert^{\frac{1}{\vartheta}}\right)^{\vartheta}\left(A_1\lvert g\rvert^{\frac{1}{\vartheta}}\right)^{\vartheta}. \tag*{(2)}

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