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Explicit String Vacua and the Geometric Selection Conjecture

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Abstract

We combine explicit spectral calculations for the Dwork and weighted Fermat pencils with an audit of the Geometric Selection Conjecture. The residue calculation determines the character labels, cubic couplings and invariant-direction mass maps, while an index argument excludes three standard-embedding families on free quotients of thirteen hypergeometric complete-intersection types. For a nonstandard construction we fix one tetraquadric equation, prove smoothness and a free degree-four action, and calculate equivariant bundle cohomology by an exact determinant certificate. Its projected charged spectrum contains three families and one Higgs doublet pair. At the specified split-bundle point, however, an additional Abelian gauge factor survives, the perturbative Yukawa matrices fail the required rank test, and the tree-level volume remains flat. We then show that the first of these failures is forced: on every Calabi–Yau threefold with at most four Kähler parameters, every polystable sum of five line bundles with vanishing first Chern class has a charge matrix of rank at most three and keeps at least one Abelian gauge boson massless at its split locus. On the tetraquadric the polystable Kähler classes of the fixed bundle form exactly the volume ray. For the second failure we decide the perturbative selection rules on eleven split data, the fixed bundle and ten further line-bundle sums with three families on the same manifold, by a flow criterion for the singlet insertions: six of the eleven lose a Yukawa matrix identically and five are not excluded. We then follow the extension branch: a single non-split extension never removes the forced gauge boson, while for the fixed bundle and five of the ten further sums a polystable sum of two rank-two extensions and a line bundle, with the same Chern character, exists on one side of a stability wall arbitrarily close to the split point and carries no massless Abelian gauge boson; for three further sums no such bundle exists at any Kähler class, and for one it does not exist on the general tetraquadric. We fix the acceptance windows for the stabilization, Yukawa and supersymmetry breaking conditions, so that the conjecture becomes a definite statement, and show that the failures found do not depend on them. No vacuum satisfying all nine conditions is constructed; the Geometric Selection Conjecture remains unproved.

Note. An earlier and incomplete version of this work appeared in two parts on Hexagon, as 2610.00446v1 (the spectral calculations on the Dwork and weighted Fermat pencils) and 2610.00493v1 (the mirror clause), with the archived versions doi:10.5281/zenodo.23567115, doi:10.5281/zenodo.23646340 and doi:10.5281/zenodo.23647986. This version adds Section 16: the residual Abelian factor is forced for every rank-five split bundle on a threefold with at most four Kähler parameters, the polystable locus of the fixed bundle is the volume ray, the perturbative selection rules are decided on eleven split data, and the extension branch of the eleven data is decided for its two smallest shapes; and Definition 9.1, which fixes the acceptance windows of the three phenomenological conditions. The programs that check the finite arithmetic are in the repository creelie/geometric-selection-conjecture on GitHub, release v3.1.0, concept DOI 10.5281/zenodo.23567114, version DOI 10.5281/zenodo.23688897.

Introduction

The physical problem has two distinct levels. One can calculate a spectrum and cubic form on a specified Calabi–Yau family. One can also ask for a single compactification satisfying the gauge, matter, mass, stabilization and supersymmetry requirements C1–C9. The first calculation is not a solution to the second existence problem.

This paper brings together the spectral calculations on the Dwork and weighted Fermat pencils, the mirror restriction of the selector, and the construction criteria for the conjecture, in one narrative with one bibliography. The three strands are kept apart where they must be: the Dwork mass matrix below is not substituted for a Yukawa matrix of the tetraquadric bundle later in the paper.

The fixed-candidate calculation is Theorems 13.2 and 14.2: a single equation at the parameter θ=π\theta= \pi gives a smooth free quotient, with a rank-five bundle of index −3-3 and explicitly projected charged spectrum. The use of a transcendental coefficient certifies avoidance of algebraic bad parameters; it does not stabilize that coefficient. The line-bundle model originates in [29]. The determinant and explicit seed identities make the chosen complex structure auditable without assuming it is generic. § 17 then shows that the two failures found at that point are not accidents of the choice: the residual Abelian factor is forced for every sum of five line bundles on a threefold with at most four Kähler parameters (Theorem 16.1), and the perturbative selection rules, decided by a flow criterion, exclude six of eleven split data on the tetraquadric and leave five (Proposition 16.4). The same section follows the extension branch away from the split locus: one non-split extension never removes the forced gauge boson (Proposition 16.8), while a polystable sum of two rank-two extensions and a line bundle does so for the fixed datum and five of the ten further data, on one side of a stability wall through the polystable point, and is excluded for the other four at every Kähler class or on the general tetraquadric (Theorem 16.10). Definition 9.1 fixes the acceptance windows of C7–C9, so that the conjecture is the definite statement GSC(W) of Conjecture 9.2; the negative results do not depend on the windows. § 18 tests the fixed datum against every condition. It records both verified statements and failures.

For comparison, consider the Dwork family

Xψ={∑i=15xi5−5ψ∏i=15xi=0}⊂P4,ψ5≠1.(1)X_{\psi}=\left\{\sum_{i=1}^{5}x_i^5-5\psi\prod_{i=1}^{5}x_i=0\right\}\subset\mathbb{P}^{4},\qquad\psi^5\ne1. \tag*{(1)}

The standard-embedding E6E_6 theory has 101 charged 2727’s, not three Standard Model families. In the next statements “generation” denotes one such E6E_6 multiplet. The group of diagonal phases is Γ≅(Z/5)3\Gamma\cong(\mathbb{Z}/5)^3; the notation is local to these pencil sections and will later be reused for the separate tetraquadric group.

Theorem 1.1 (Labels). The hundred and one classes carry hundred and one distinct characters of Γ\Gamma, each with multiplicity one, so every generation is labelled by its character. Of the hundred and twenty-five characters of Γ\Gamma the twenty-four that do not occur are exactly the classes of the permutations of (0,1,2,3,4)(0,1,2,3,4). The permutation group S5S_5 of the coordinates permutes the labels in five orbits of sizes 1, 20, 20, 30 and 30, the five types of generation.

Theorem 1.2 (Couplings). Let ψ5≠1\psi^5\ne1. The cubic form of the pencil, normalised so that the monomial x13⋯x53x_1^3\cdots x_5^3 has value one, takes on three generations a,b,c\mathbf{a},\mathbf{b},\mathbf{c} the value ψr\psi^r when a+b+c=(3−r)1(mod5)\mathbf{a}+\mathbf{b}+\mathbf{c}=(3-r)\mathbf{1}\pmod5 for some r∈{0,1,2,3}r\in\{0,1,2,3\}, and zero otherwise. There are 1431 unordered triples with a nonzero coupling, 566, 425, 280 and 160 of them with r=0,1,2,3r=0,1,2,3, and all 1431 are nonzero at every smooth member with ψ≠0\psi\ne0.

Theorem 1.3 (Mass map). The invariant class h=x1x2x3x4x5h=x_1x_2x_3x_4x_5, the direction of the pencil itself, pairs each generation b\mathbf{b} with exactly one generation σ(b)\sigma(\mathbf{b}), where σ\sigma is an involution of the labels with one fixed point. The coupling of hh, b\mathbf{b} and σ(b)\sigma(\mathbf{b}) equals 1 for the fifty-one labels with all entries at most two, ψ\psi for the thirty labels of type (3,1,1,0,0)(3,1,1,0,0) and ψ2\psi^2 for the twenty labels of type (3,2,0,0,0)(3,2,0,0,0). Hence the holomorphic mass map induced by a vacuum value of the 27 labelled by hh has full rank one hundred and one for every ψ≠0\psi\ne0, ψ5≠1\psi^5\ne1, its determinant is ψ70\psi^{70}, and at the Fermat point ψ=0\psi=0 its rank is fifty-one with the fifty generations containing an exponent three massless. The spectrum consists of one singlet and fifty doublets, and the Γ\Gamma-invariant metric is diagonal in the labels, so the fifty doublet masses are, in units of the vacuum value, ∣ψ∣r(b)(gbgσ(b))−1/2|\psi|^{r(\mathbf{b})}(g_{\mathbf{b}}g_{\sigma(\mathbf{b})})^{-1/2} with gbg_{\mathbf{b}} the Hodge norms of the classes.

The same residue and character questions extend to three weighted families of Fermat type, the pencils

Xψ={∑i=15xini−dψx1x2x3x4x5=0}⊂P(w),ni=dwi,(2)X_\psi=\left\{\sum_{i=1}^{5}x_i^{n_i}-d\psi x_1x_2x_3x_4x_5=0\right\}\subset\mathbb{P}(w),\qquad n_i=\frac{d}{w_i}, \tag*{(2)}

of sextics in P(1,1,1,1,2)\mathbb{P}(1,1,1,1,2), octics in P(1,1,1,1,4)\mathbb{P}(1,1,1,1,4) and dectics in P(1,1,1,2,5)\mathbb{P}(1,1,1,2,5), whose periods and mirror maps were computed by Morrison [17], Klemm and Theisen [18] and Font [19]. Here d=∑iwid=\sum_i w_i is 6, 8 and 10, each member with ψdδ≠1\psi^d\delta\ne1, where δ=∏iwiwi\delta=\prod_i w_i^{w_i} is 4, 256 and 12 500, is smooth, and the group Γ\Gamma of diagonal phases preserving the pencil has order 108, 128 and 100. The answer is different there.

Theorem 1.4 (Weighted pencils). Let XψX_\psi be the sextic, octic or dectic pencil (2) with ψdδ≠1\psi^d\delta\ne1. Then XψX_\psi is a smooth Calabi–Yau threefold with h1,1=1h^{1,1}=1 and h2,1=103h^{2,1}=103, 149 and 145, and the following hold.

(i) The generations are the monomials xbx^b of weighted degree dd with 0≤bi≤ni−20\le b_i\le n_i-2, but they carry only 96, 122 and 100 distinct characters of Γ\Gamma: 7, 27 and 42 classes of two or three generations share a character.

(ii) The cubic form, normalised so that ∏ixini−2\prod_i x_i^{n_i-2} has value one, takes on three generations a,b,ca,b,c the value ψr∏iwiki\psi^r\prod_i w_i^{k_i} when ai+bi+ci=ni−2−r+nikia_i+b_i+c_i=n_i-2-r+n_i k_i for every ii, with r∈{0,…,d−1}r\in\{0,\ldots,d-1\} and integers ki≥0k_i\ge0, and zero otherwise; for ψ≠0\psi\ne0 every coupling allowed by Γ\Gamma is nonzero.

(iii) For ψ≠0\psi\ne0 the mass map of the invariant direction has rank 99, 125 and 109, so that 4, 24 and 36 generations stay massless at every member; at ψ=0\psi=0 its rank is 44, 85 and 72.

(iv) No member, and no quotient of a member by a group acting freely, carries three families with the standard embedding.

These results are proved in Sections 2–8 and their appendices. They concern specified holomorphic maps and their stated metric normalization, not a completed phenomenological vacuum. The global family-index obstruction is strengthened in Section 12. The GSC construction problem is formulated in Section 9, and the one-candidate audit follows.

The dictionary

Throughout, XX is a compact Kähler threefold with holonomy exactly SU(3)SU(3), so that XX has a Ricci-flat Kähler metric gg by Yau’s theorem, a nowhere vanishing holomorphic three-form Ω\Omega, and h1,0=h2,0=0h^{1,0}=h^{2,0}=0. The tangent bundle TXTX with the Levi-Civita connection is a holomorphic SU(3)SU(3)-bundle with a Hermitian Yang–Mills connection; this is the standard embedding.

Spinors and the Dolbeault complex

On a Kähler manifold of complex dimension nn with trivial canonical bundle the spinor bundle is S=⨁qΛ0,qTX∗S=\bigoplus_q\Lambda^{0,q}T_X^*, and the Dirac operator of the Levi-Civita connection is D=2(∂ˉ+∂ˉ∗)D=\sqrt{2}(\bar{\partial}+\bar{\partial}^*), with the chirality grading given by the parity of qq (Hitchin [10]). If VV is a holomorphic Hermitian bundle with a connection whose curvature is of type (1,1)(1,1), the Dirac operator twisted by VV is 2(∂ˉV+∂ˉV∗)\sqrt{2}(\bar{\partial}_V+\bar{\partial}_V^*) on Λ0,∗⊗V\Lambda^{0,*}\otimes V, and its kernel is the harmonic representative of ⨁qH0,q(X,V)\bigoplus_q H^{0,q}(X,V). This is the only input from spin geometry.

The charged spectrum

Theorem 2.1 (Spectrum of the standard embedding). Let XX be as above with the standard embedding. The massless charged chiral multiplets of the E8×E8E_8\times E_8 heterotic string on R3,1×X\mathbb{R}^{3,1}\times X in the observable sector transform under E6E_6 as

h2,1(X)h^{2,1}(X) copies of 27 ⊕ h1,1(X)\mathbf{27}\ \oplus\ h^{1,1}(X) copies of 27‾\overline{\mathbf{27}},

with the 27\mathbf{27}’s in natural bijection with H1(X,TX)≅H2,1(X)H^1(X,T_X)\cong H^{2,1}(X) and the 27‾\overline{\mathbf{27}}’s with H1(X,TX∗)≅H1,1(X)H^1(X,T_X^*)\cong H^{1,1}(X). The net number of generations is ∣h2,1−h1,1∣=12∣χ(X)∣\lvert h^{2,1}-h^{1,1}\rvert=\frac{1}{2}\lvert\chi(X)\rvert.

Proof. The ten-dimensional gaugino is a Majorana–Weyl spinor with values in the adjoint of E8E_8. Under E8⊃E6×SU(3)E_8 \supset E_6 \times SU(3),

248=(78,1)⊕(1,8)⊕(27,3)⊕(27‾,3‾),248 = (78,1) \oplus(1,8) \oplus(27,3) \oplus(\overline{27},\overline{3}),

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