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Maximal Seshadri constants on arbitrary polarized surfaces

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Abstract

We prove that, for every smooth integral complex projective surface S and every ample line bundle L, the multipoint Seshadri constant at r very general points equals L2/r\sqrt{L^2/r} for every sufficiently large integer r. This resolves positively the qualitative Nagata–Biran conjecture for surfaces.

Introduction

Let SS be a smooth integral complex projective surface and LL an ample line bundle. We use additive notation for tensor powers and put H=L2H=L^2. For a tuple of distinct points p=(p1,…,pr)\mathbf{p}=(p_1,\ldots,p_r), the multipoint Seshadri constant is

ε(S,L;p)=inf⁡CL⋅C∑i=1rmult⁡piC\varepsilon(S,L;\mathbf{p})=\inf_C\frac{L\cdot C}{\sum_{i=1}^r\operatorname{mult}_{p_i}C}

where CC ranges over integral curves meeting at least one of the points. If π:Y→S\pi:Y\to S is the blow-up of these points, with exceptional curves E1,…,ErE_1,\ldots,E_r, the same constant is the largest λ≥0\lambda\geq0 for which π∗L−λ∑iEi\pi^*L-\lambda\sum_i E_i is nef. Here a real divisor class is nef if it has nonnegative intersection with every integral curve. This constant measures how much of the positivity of LL remains after subtracting equal exceptional weights at the chosen points. Its universal bound is

ε(S,L;p)≤Hr(1)\varepsilon(S,L;\mathbf{p}) \leq\sqrt{\frac{H}{r}} \tag*{(1)}

an elementary jet-count proof appears in Lemma 5.4.

Write

Ur={(p1,…,pr)∈Sr:pi≠pj for i≠j}.U_r = \{(p_1,\ldots,p_r) \in S^r : p_i \ne p_j\text{ for }i \ne j\}.

A property holds at very general tuples if its failures are contained in a countable union of proper Zariski-closed subsets of UrU_r.

Theorem 1.1. For every smooth integral complex projective surface SS and every ample line bundle LL on SS, there is an integer r0=r0(S,L)r_0 = r_0(S,L) with the following property. For each integer r≥r0r \geq r_0, there is a countable union ZrZ_r of proper Zariski-closed subsets of UrU_r, with nonempty complement, such that for every p∈Ur∖Zr\mathbf{p} \in U_r \setminus Z_r the class

π∗L−L2r∑i=1rEi\pi^*L-\sqrt{\frac{L^2}{r}}\sum_{i=1}^{r}E_i

is nef on the blow-up at p\mathbf{p}. Consequently,

ε(S,L;p)=L2r.\varepsilon(S,L;\mathbf{p})=\sqrt{\frac{L^2}{r}}.

Theorem 1.1 resolves positively the qualitative Nagata–Biran conjecture for surfaces, also called the qualitative Nagata–Biran–Szemberg conjecture. The threshold is allowed to depend on the polarized surface. The conclusion concerns the nef boundary class of self-intersection zero. Thus it excludes every curve whose ratio of degree to total point multiplicity falls below the numerical bound, even when those multiplicities are unequal. The sharp threshold r≥10r \geq10 and strict nonhomogeneous inequality in the plane Nagata problem at very general complex points are a separate refinement, proved in [14], Theorem 1.1. Corollary 5.5 extends eventual maximality to uncountable algebraically closed fields of characteristic zero.

Background

Nagata formulated his plane conjecture in his work on Hilbert’s fourteenth problem and proved its strict multiplicity inequality when the number of points is a square at least 16 [12]; see also [13], Chapter III, Section 1, Proposition 1. Multipoint Seshadri constants place that problem in the geometry of arbitrary polarized surfaces. The qualitative formulation asks for equality in (1) for every sufficiently large integer rr; see Syzdek–Szemberg [18], Conjecture 4.3. Strycharz-Szemberg–Szemberg [17], Conjecture 2.1 formulate a stronger prediction specifying the threshold in terms of a linear system on the surface.

Biran’s stability theorem gives full symplectic packings for sufficiently large numbers of equal balls, for rational symplectic classes on closed four-manifolds [2]; see also [3], Theorem 6.3. Buse–Hind–Opshtein subsequently proved strong packing stability, allowing unequal sufficiently small balls, for all closed symplectic four-manifolds [4], Theorem 1. The algebraic statement asks for nefness on blow-ups of the fixed complex surface. Its packing interpretation uses Kähler forms, as made precise by Eckl [8 Theorem 0.5]; symplectic packing stability alone does not fix the required complex structure.

On the algebraic side, Harbourne’s estimates include maximality for all sufficiently large rr with rL2rL^2 a square, as well as asymptotic lower bounds [10 Theorem I.1 and Proposition I.2]. The stated results assume very ampleness; for an ample LL, apply them to a very ample power aLaL and use ε(S,aL;p)=aε(S,L;p)\varepsilon(S,aL;p)=a\varepsilon(S,L;p). For these square values of rL2rL^2, intersecting over C\mathbb{C} the countably many open loci for bounds approaching the maximum gives equality at very general tuples. Assuming maximality for the corresponding plane constant, Roé’s transfer gives the maximal bound when the surface has a point with maximal one-point Seshadri constant [15 Theorem 3 and Corollary 7]. The multipoint product inequality, due to Biran for surfaces and stated in greater generality by Roé–Ross, propagates maximality from a fixed configuration to suitable multiples of its size when the corresponding plane constants are maximal [16 Theorem 1.1 and Remark 1.2]. Our argument treats arbitrary ample polarizations and all integers beyond one threshold directly.

There is also a distinction between eventual maximality and exact values on particular surfaces. Dionne–Roth compute multipoint constants for substantial families of polarizations on P1×P1\mathbb{P}^{1}\times\mathbb{P}^{1} [6]. The recent preprint of Laface–Ugaglia [11 Theorem 1] claims the maximal irrational value 1/51/\sqrt{5} for O(1,1)\mathcal{O}(1,1) at ten very general points of that surface. These fixed-surface and fixed-point-count results address a different question from the uniform eventuality in Theorem 1.1.

Proof overview

The proof turns the problem into finite interpolation on the algebraic torus (C×)2(\mathbb{C}^{\times})^{2}. An injective jet test of order mm on a vector space of functions means that only the zero function vanishes to order at least mm at all the test points. We will show that, for every sufficiently large rr and all positive integers k,mk,m with m>kH/rm>k\sqrt{H/r}, the sections of kLkL admit such a test at some rr distinct surface points. The threshold in rr must work for arbitrarily large jet orders. This uniformity is different from the asymptotic postulation theorem of Alexander–Hirschowitz [1 Theorem 1.1 and Corollary 1.2], where the degree threshold depends on a fixed bound for the point multiplicities.

Section 2 establishes the transfer principle: a full-rank jet matrix for the initial Taylor monomials remains full rank after a sufficiently small analytic rescaling. We then choose one integral divisor V∈∣dL∣V\in|dL| with an ordinary node. In local coordinates its two branches are the coordinate axes. The intersection number kL⋅VkL\cdot V bounds the least Taylor exponent of a section under weights (1,t)(1,t), after any copies of VV are removed. The resulting exponents lie in a quadrilateral kQtkQ_t. A change of torus coordinates, followed by compression of the slices parallel to (1,1)(1,1), gives a triangle kPtkP_t of area k2H/2k^2H/2 (Section 3). The slice compression has its own finite jet-matrix limit. Applying these two transfers in succession carries an injective torus test for this triangle to sections on the surface. Monomial diagrams and nonzero interpolation minors are central in Dumnicki’s diagram method [7 Proposition 13 and Theorem 14]; the particular weighted-exponent bound and diagonal compression needed here are proved in full.

The next step uses the continuously varying shape of PtP_t. The equality area⁡(Pt)=H/2\operatorname{area}(P_t)=H/2 makes the torus jet threshold exactly H/r\sqrt{H/r}. For every sufficiently large integer rr, we tune this shape to a primitive lattice direction and choose a subgroup of (C×)2(\mathbb{C}^{\times})^{2} with exactly rr points. The subgroup is the kernel of two monomial equations with exponent lattice of index rr; it need not be a square grid. The parameter tt and the subgroup are fixed before the jet orders k,mk,m are chosen. Projection onto its characters reduces the jet test to a Laurent polynomial supported in a triangle of area (kw)2/2(kw)^2/2 and vertical range kwkw, where w=H/rw=\sqrt{H/r}. An elementary estimate using horizontal slices bounds its multiplicity at the identity by kwkw (Section 4).

Finally, the transferred surface tuple can depend on k,mk,m, but injectivity is a Zariski-open rank condition. Countably many such conditions give simultaneous tests at very general tuples. To pass from equal vanishing orders to all curves, suppose that a curve has negative intersection with the square-zero boundary class. Subtracting a small multiple of that curve and making a rational perturbation produces a positive-square divisor beyond the boundary. Riemann–Roch makes a multiple effective; adding back the curve yields a section with equal vanishing orders larger than the critical slope, contradicting the jet tests (Section 5).

Finite jet tests and initial monomials

We first explain how an injective jet test for initial monomials gives an injective jet test for the original holomorphic functions. The argument uses finite matrices and convergent power series.

For a holomorphic function ff near a point qq of a smooth complex surface, write ord⁡q(f)\operatorname{ord}_{q}(f) for its order of vanishing, with ord⁡q(0)=∞\operatorname{ord}_{q}(0)=\infty. In local coordinates, ord⁡q(f)≥m\operatorname{ord}_{q}(f)\ge m means that all partial derivatives of total order less than mm vanish at qq. For distinct points q=(q1,…,qr)q=(q_1,\ldots,q_r) and a finite-dimensional space FF of functions defined near them, its order-mm jet map is

Jqm:F⟶⨁j=1rOqj/mqjm,f⟼(f mod mqjm)j=1r.J_q^m:F\longrightarrow\bigoplus_{j=1}^{r}\mathcal{O}_{q_j}/\mathfrak{m}_{q_j}^{m},\qquad f\longmapsto\left(f\bmod\mathfrak{m}_{q_j}^{m}\right)_{j=1}^{r}.

Here Oqj\mathcal{O}_{q_j} is the ring of holomorphic germs at qjq_j, and mqj\mathfrak{m}_{q_j} is its ideal of germs vanishing there. We call the corresponding jet test injective when this map is injective, or equivalently when no nonzero f∈Ff\in F vanishes to order at least mm at every qjq_j. In two local coordinates, the matrix of this map records the derivatives of total order less than mm of a basis of FF; it has r(m+12)r\binom{m+1}{2} rows. Its injectivity is exactly full column rank.

The same definition applies to sections of a line bundle using local frames. Multiplication by a holomorphic unit induces an invertible map on each jet quotient, so the definition is independent of those frames. A biholomorphic change of coordinates preserves the powers of the maximal ideal and hence preserves orders of vanishing and jet injectivity.

Finite matrices also underlie monomial diagram methods for plane interpolation [7] (Propositions 10 and 13). The transfer below applies to convergent local functions and follows from persistence of one nonzero maximal minor.

Lemma 2.1 (Persistence of a finite jet test). Let m,r,Nm,r,N be positive integers and let q1,…,qrq_1,\ldots,q_r be distinct points of an open subset U⊂C2U\subset\mathbb{C}^2. For 1≤i≤N1\le i\le N and 0≤s<s00\le s<s_0, let fi,sf_{i,s} be holomorphic on UU. Suppose that, as s↓0s\downarrow0, every derivative of fi,sf_{i,s} of total order less than mm at each qjq_j converges to the corresponding derivative of fi,0f_{i,0}. If the jet matrix of f1,0,…,fN,0f_{1,0},\ldots,f_{N,0} has column rank NN, then the jet matrix of f1,s,…,fN,sf_{1,s},\ldots,f_{N,s} also has column rank NN for all sufficiently small positive ss.

In particular, convergence locally uniformly on UU suffices for the derivative hypothesis.

Proof. A nonzero N×NN\times N minor of the limiting jet matrix remains nonzero for all sufficiently small ss, since each of its entries converges. The final assertion follows from the Cauchy integral formula on small polydiscs around the finitely many points. □\square

For a bounded set Ω⊂R2\Omega\subset\mathbb{R}^2, denote by

M(Ω)=span⁡C{xαzβ:(α,β)∈Ω∩Z2}.\mathcal{M}(\Omega)=\operatorname{span}_{\mathbb{C}}\{x^{\alpha}z^{\beta}:(\alpha,\beta)\in\Omega\cap\mathbb{Z}^2\}.

the finite-dimensional space of Laurent polynomials on the torus (C×)2(\mathbb{C}^{\times})^2. When another pair of torus coordinates is specified, the same notation uses that pair in place of (x,z)(x,z).

We now consider convergent power series at the origin. Fix t>0t > 0 and order pairs (α,β)∈Z≥02(\alpha,\beta) \in\mathbb{Z}_{\ge0}^{2} lexicographically by

(α+tβ,β).(\alpha+ t\beta,\beta).

Every bounded interval of weights contains only finitely many exponent pairs. Thus each nonzero series f∈C{x,z}f \in\mathbb{C}\{x,z\} has a first nonzero exponent in this order, denoted by νt(f)\nu_t(f). For a finite-dimensional subspace F⊂C{x,z}F \subset\mathbb{C}\{x,z\}, put

Et(F)={νt(f):0≠f∈F}.E_t(F)=\{\nu_t(f):0\ne f\in F\}.

Proposition 2.2 (Transfer from initial monomials). Let F⊂C{x,z}F \subset\mathbb{C}\{x,z\} be a finite-dimensional complex vector space of convergent holomorphic germs, and let t>0t>0. The set Et(F)E_t(F) has exactly dim⁡F\dim F elements, and FF admits a basis whose initial exponents are these distinct elements. Let r,mr,m be positive integers. If the monomial space

span⁡C{XαZβ:(α,β)∈Et(F)}\operatorname{span}_{\mathbb{C}}\{X^\alpha Z^\beta:(\alpha,\beta)\in E_t(F)\}

has an injective order-mm jet test at some distinct points q1,…,qr∈(C×)2q_1,\ldots,q_r\in(\mathbb{C}^{\times})^2, then representatives of FF on a common neighborhood of the origin have an injective order-mm jet test at distinct points arbitrarily close to the origin.

Proof. The statement is immediate if F=0F=0, so write N=dim⁡F>0N=\dim F>0. Choose a basis with distinct initial terms. Among the initial exponents of nonzero elements of FF, choose the least one, e1e_1. Every element of FF has zero coefficient at every earlier exponent. The coefficient at e1e_1 is a nonzero linear functional on FF. Choose f1f_1 on which it equals 11, and continue inside its codimension-one kernel. After NN steps this gives a basis f1,…,fNf_1,\ldots,f_N with strictly increasing initial exponents ei=(αi,βi)e_i=(\alpha_i,\beta_i) and initial coefficients 1. In a nonzero linear combination of the basis vectors, the first vector with nonzero coefficient supplies its uncancelled initial term. Consequently Et(F)={e1,…,eN}E_t(F)=\{e_1,\ldots,e_N\}.

Separate the initial terms by a single positive weight. Set

M=1+max⁡1≤i≤N(αi+tβi).M=1+\max_{1\le i\le N}(\alpha_i+t\beta_i).

Choose a small number η>0\eta>0. For η\eta sufficiently small, all the weights αi+(t+η)βi\alpha_i+(t+\eta)\beta_i remain below MM. Every term of old weight at least MM has new weight at least MM, since its second exponent is nonnegative, so it cannot become a least term.

Only finitely many exponent pairs have old weight below MM. For a noninitial term of fif_i in this finite set, either its old weight is strictly greater than that of eie_i, or its old weight is equal and its second exponent is strictly greater. In the first case the strict inequality persists for all sufficiently small η>0\eta>0. In the second case increasing tt by η\eta makes the new weight strictly greater. One common choice of η>0\eta>0 therefore makes eie_i the unique term of least weight (1,t′)(1,t') in every fif_i, where t′=t+ηt'=t+\eta. Put

λi=αi+t′βi.\lambda_i=\alpha_i+t'\beta_i.

Dilate the convergent series. Choose representatives of the finitely many basis germs on a common polydisc, and define, for positive real ss,

gi,s(X,Z)=s−λifi(sX,st′Z).g_{i,s}(X,Z)=s^{-\lambda_i}f_i(sX,s^{t'}Z).

These functions converge locally uniformly on C2\mathbb{C}^2 to XαiZβiX^{\alpha_i}Z^{\beta_i}, in the sense that they are defined on any fixed compact set for all sufficiently small ss. To verify the convergence, write fi(x,z)=f_i(x,z)= ∑α,βci,α,βxαzβ\sum_{\alpha,\beta} c_{i,\alpha,\beta}x^\alpha z^\beta. Fix R>0R>0 and choose 0<s0<10<s_0<1 so that the radii (s0R,s0t′R)(s_0R,s_0^{t'}R) lie strictly inside a common polydisc of absolute Taylor convergence. Every supported exponent satisfies α+t′β−λi≥0\alpha+t'\beta-\lambda_i\ge0, with equality only at eie_i. For 0<s≤s00<s\le s_0, the sum of uniform majorants for the rescaled terms on ∣X∣,∣Z∣≤R|X|,|Z|\le R is

∑α,β∣ci,α,β∣s0α+t′β−λiRα+β=s0−λi∑α,β∣ci,α,β∣(s0R)α(s0t′R)β<∞.\sum_{\alpha,\beta}|c_{i,\alpha,\beta}|s_0^{\alpha+t'\beta-\lambda_i}R^{\alpha+\beta} =s_0^{-\lambda_i}\sum_{\alpha,\beta}|c_{i,\alpha,\beta}|(s_0R)^\alpha(s_0^{t'}R)^\beta<\infty.

Each noninitial term tends uniformly to zero. The summable majorant therefore proves the asserted uniform convergence. Applying this argument on a slightly larger polydisc and using the Cauchy integral formula gives convergence of all derivatives of any fixed finite order on the smaller polydisc.

Transfer the jet test. At the given points qjq_j, the limiting monomials have an injective jet test. Lemma 2.1 shows that the functions g1,s,…,gN,sg_{1,s},\ldots,g_{N,s} have an injective jet test at the same points for every sufficiently small positive ss. The map

Ds(X,Z)=(sX,st′Z)D_s(X,Z)=(sX,s^{t'}Z)

is invertible for each such ss. Its images pj=Ds(qj)p_j=D_s(q_j) are distinct, lie in the common coordinate neighborhood, and approach the origin. Pullback by DsD_s preserves orders of vanishing at corresponding points. The nonzero scalar factors s−λis^{-\lambda_i} change only the basis. Hence the original space FF has an injective order-mm jet test at p1,…,prp_1,\ldots,p_r. □

The auxiliary weight t′t' in this proof separates finitely many initial terms chosen using tt; those exponents remain unchanged. Thus a bound for Et(F)E_t(F) in a fixed diagram is preserved throughout the argument. The weights and the positive real dilation parameter need not be rational, and the construction makes no assertion about their uniformity over different finite-dimensional spaces.

To apply Proposition 2.2 to global sections on SS, choose local coordinates and a nonvanishing frame for the line bundle. Restriction to germs is injective: a section vanishing on a neighborhood vanishes everywhere by the identity principle on the connected surface. A change of frame multiplies each germ by a holomorphic unit, whose nonzero constant term preserves its initial exponent. In particular, if all the initial exponents lie in a bounded set Ω⊂R≥02\Omega\subset\mathbb{R}^2_{\ge0}, an injective jet test for the larger space M(Ω)\mathcal{M}(\Omega) suffices for the transfer.

A nodal divisor and its exponent diagram

We now bound the initial exponents of sections of an ample line bundle by intersecting their divisors with one fixed nodal curve. Varying the weight in the two branch coordinates produces a family of quadrilaterals. The next subsection will compress these diagrams to triangles. The variable Newton–Okounkov quadrilaterals of Ciliberto, Farnik, Küronya, Lozovanu, Roé, and Shramov [5] (Section 5.1 and Corollary 5.8) suggested this weighted-diagram approach. The nodal bound on an arbitrary polarized surface and the diagonal compression used here are proved directly; the plane corollary in that source is not a premise.

Lemma 3.1 (A nodal ample divisor). Let SS be a smooth integral complex projective surface and let LL be an ample line bundle. There exist a positive integer dd, an integral divisor V∈∣dL∣V\in|dL|, and a point p∈Vp\in V such that VV is smooth away from pp and has two smooth transverse analytic branches at pp.

Proof. Choose an integer e>0e > 0 such that eLeL is very ample, embed SS in PN\mathbb{P}^{N} using this line bundle, and choose any p∈Sp \in S. Take homogeneous coordinates with p=[1:0:⋯:0]p = [1 : 0 : \cdots: 0]. The restrictions of X1,…,XNX_{1}, \ldots, X_{N} generate Ip⊗OS(eL)\mathcal{I}_{p} \otimes\mathcal{O}_{S}(eL): away from pp at least one is nonzero, and near pp their ratios with X0X_{0} generate the maximal ideal because the embedding is a closed immersion.

Let π:X=Bl⁡pS→S\pi: X = \operatorname{Bl}_{p} S \to S be the blow-up, with exceptional curve EE. The generators just described give a surjection onto the twisted Rees algebra

Sym⁡∙(OS⊕N)⟶⨁n≥0Ipn⊗OS(neL).\operatorname{Sym}^{\bullet}(\mathcal{O}_{S}^{\oplus N}) \longrightarrow\bigoplus_{n \ge0} \mathcal{I}_{p}^{n} \otimes\mathcal{O}_{S}(neL).

Taking relative Proj gives a closed immersion X↪S×PN−1X \hookrightarrow S \times\mathbb{P}^{N-1}, the closure of the graph of projection from pp. The second factor pulls O(1)\mathcal{O}(1) back to OX(eπ∗L−E)\mathcal{O}_{X}(e\pi^{*}L - E); see also [19 Tag 01OF]. After embedding the first factor in PN\mathbb{P}^{N}, the very ample bundle O(1,1)\mathcal{O}(1,1) therefore restricts to

A=OX(2eπ∗L−E).\mathcal{A} = \mathcal{O}_{X}(2e\pi^{*}L - E).

In particular, A⊗2=OX(4eπ∗L−2E)\mathcal{A}^{\otimes2} = \mathcal{O}_{X}(4e\pi^{*}L - 2E) is very ample.

The point blow-up XX is a smooth integral projective surface. By Bertini, a general divisor V~\widetilde{V} in this last linear system is smooth and integral [19 Tags 0FD6 and 0G4F]. We may also require that it meet EE transversely at two distinct points. Indeed, A∣E≅OP1(1)\mathcal{A}|_{E} \cong\mathcal{O}_{\mathbb{P}^{1}}(1), and the restrictions of its global sections generate this bundle, hence span its full two-dimensional space of sections. Products of these sections show that

H0(X,A⊗2)⟶H0(E,OP1(2))H^{0}(X,\mathcal{A}^{\otimes2}) \longrightarrow H^{0}(E,\mathcal{O}_{\mathbb{P}^{1}}(2))

is surjective. Having two distinct zeros on EE is consequently a nonempty open condition, which can be imposed along with the Bertini conditions.

Set d=4ed = 4e and V=π(V~)V = \pi(\widetilde{V}). Pushing down the divisor class shows that V∈∣dL∣V \in|dL|, and VV is integral because V~\widetilde{V} is. The blow-down is an isomorphism away from EE, so VV is smooth away from pp. In a local blow-up chart the map has the form (a0,u0)↦(a0,a0u0)(a_{0}, u_{0}) \mapsto(a_{0}, a_{0}u_{0}) with E={a0=0}E = \{a_{0} = 0\}. A curve transverse to EE has a0a_{0} as a local parameter, and its image is a smooth branch. The two different points of V~∩E\widetilde{V} \cap E give different tangent directions. Thus the two image branches are smooth and transverse at pp. □

Fix dd, VV, pp as in Lemma 3.1, and set H=L2H = L^{2}. Choose holomorphic coordinates (x,z)(x,z) at pp in which the two branches are the coordinate axes, and choose a nonvanishing local frame of LL. In this frame a defining section τ∈H0(S,dL)\tau\in H^{0}(S,dL) of VV has the form

τ=u(x,z)xz,u(0,0)≠0.\tau= u(x,z)xz, \qquad u(0,0) \ne0.

Here and below a section is identified with its local function in the chosen frame and its tensor powers.

Choose once and for all T>1T > 1 so large that

(1+t)2>d2Htfor every t>T.(2)(1+t)^{2} > d^{2}Ht \qquad\text{for every } t > T. \tag*{(2)}

Such a choice is possible because the left side is quadratic in tt. For t>Tt > T, put

c=1d,W=dH,a=Wt1+t,b=W1+t,(3)c = \frac{1}{d}, \qquad W = dH, \qquad a = \frac{Wt}{1+t}, \qquad b = \frac{W}{1+t}, \tag*{(3)}

Qt=conv⁡{(0,0),(a,0),(c,c),(0,b)}Q_{t} = \operatorname{conv}\{(0,0),(a,0),(c,c),(0,b)\}. Recall that νt(f)\nu_t(f) denotes the first nonzero Taylor exponent of ff when exponents (α,β)(\alpha,\beta) are ordered by (α+tβ,β)(\alpha+t\beta,\beta). The inequality (2) is equivalent to c/a+c/b>1c/a+c/b>1. Thus (c,c)(c,c) lies beyond the side joining (a,0)(a,0) and (0,b)(0,b), and the four vertices in (3) occur in the displayed cyclic order.

Proposition 3.2 (The quadrilateral bound). For the surface, line bundle, nodal divisor, coordinates and frame fixed above, every integer k≥1k\geq1, every t>Tt>T, and every nonzero s∈H0(S,kL)s\in H^0(S,kL) satisfy

νt(s)∈kQt.\nu_t(s)\in kQ_t.

Moreover, H0(S,kL)H^0(S,kL) has a basis with pairwise distinct initial exponents in kQtkQ_t; the basis is empty if this section space is zero.

Proof. First suppose that the divisor DD of ss does not contain VV, and write f(x,z)f(x,z) for its local function. Neither f(x,0)f(x,0) nor f(0,z)f(0,z) vanishes identically. To see this, D∩VD\cap V is a proper closed subset of the integral algebraic curve VV, hence is finite. An identically vanishing branch restriction would put an entire analytic branch in this finite set. This argument uses the global integrality of VV without asserting that its nodal analytic germ is irreducible.

Let ℓx=ord⁡0f(x,0)\ell_x=\operatorname{ord}_0 f(x,0) and ℓz=ord⁡0f(0,z)\ell_z=\operatorname{ord}_0 f(0,z), and let vv be the weight of νt(f)\nu_t(f). The pure terms defining these two finite orders have weights ℓx\ell_x and tℓzt\ell_z, respectively. Therefore ℓx≥v\ell_x\geq v and ℓz≥v/t\ell_z\geq v/t. Intersection multiplicity is additive over the two smooth branches, so

v(1+1t)≤ℓx+ℓz=Ip(D,V)≤D⋅V=kdH.(4)v\left(1+\frac{1}{t}\right)\leq\ell_x+\ell_z=I_p(D,V)\leq D\cdot V=kdH. \tag*{(4)}

The analytic computation gives the algebraic local intersection number: both are the colength of (f,xz)(f,xz) in the common completed local ring C[[x,z]]\mathbb{C}[[x,z]]. The final inequality in (4) follows from nonnegativity of all the other local intersection numbers. Consequently v≤kav\leq ka, and

νt(s)∈kΔt,Δt=conv⁡{(0,0),(a,0),(0,b)},(5)\nu_t(s)\in k\Delta_t,\qquad\Delta_t=\operatorname{conv}\{(0,0),(a,0),(0,b)\}, \tag*{(5)}

since a=tba=tb.

For a general nonzero ss, let jj be the coefficient of VV in its divisor. Dividing by the defining section of this effective Cartier divisor gives

s=τjρ,ρ∈H0(S,nL),n=k−jd,s=\tau^j\rho,\qquad\rho\in H^0(S,nL),\qquad n=k-jd,

where the effective divisor RR of ρ\rho does not contain VV. Intersecting with the ample line bundle gives nH=L⋅R≥0nH=L\cdot R\geq0, so n≥0n\geq0. If n=0n=0, then R=0R=0 by ampleness and ρ\rho is a nonzero constant, since SS is integral and projective. If n>0n>0, the preceding argument gives νt(ρ)∈nΔt\nu_t(\rho)\in n\Delta_t.

The order on exponents is compatible with addition, so initial exponents add under multiplication. A unit has initial exponent (0,0)(0,0). Equation (3.1) therefore yields

νt(s)=(j,j)+νt(ρ).\nu_t(s)=(j,j)+\nu_t(\rho).

When n>0n>0, this implies

νt(s)k=nkνt(ρ)n+jdk(c,c)∈Qt,\frac{\nu_t(s)}{k}=\frac{n}{k}\frac{\nu_t(\rho)}{n}+\frac{jd}{k}(c,c)\in Q_t,

because the two coefficients are nonnegative and sum to one. When n=0n=0, the normalized exponent equals (c,c)(c,c) directly.

Finally, restriction to the analytic chart is injective on global sections, by the identity theorem. Apply the finite coefficient elimination in Proposition 2.2 to this finite-dimensional space of germs. It gives a basis with distinct initial exponents, each of which satisfies the bound just proved. □\square

Proposition 3.2 controls the initial exponents; it makes no claim about the remaining Taylor coefficients. We next use slices parallel to (1,1)(1,1) to replace its quadrilateral by a triangle for the purpose of testing jets.

Compressing diagonal slices

The quadrilateral in Proposition 3.2 bounds the initial exponents of sections. We next reduce its jet tests to those of the triangle

Pt=conv⁡{(−b,0),(a,0),(0,c)}.P_t = \operatorname{conv}\{(-b,0),(a,0),(0,c)\}.

Since a+b=dHa+b=dH and c=1/dc=1/d, this triangle has area c(a+b)/2=H/2c(a+b)/2=H/2. The reduction preserves the length of each diagonal slice and moves its lower endpoint to height zero. Throughout this subsection we test the full monomial spaces M(kQt)\mathcal{M}(kQ_t) and M(kPt)\mathcal{M}(kP_t). The initial monomials of sections need only span a subspace of the former.

Lemma 3.3 (Diagonal slices). For −b≤q≤a-b \le q \le a, the slice of QtQ_t on the line α−β=q\alpha-\beta=q has length in the β\beta coordinate equal to

ℓt(q)={c(1+q/b),−b≤q≤0,c(1−q/a),0≤q≤a.\ell_t(q)= \begin{cases} c(1+q/b), & -b \le q \le0,\\ c(1-q/a), & 0 \le q \le a. \end{cases}

There are no slices outside this interval, and

Pt={(q,h):−b≤q≤a, 0≤h≤ℓt(q)}.P_t=\{(q,h):-b \le q \le a,\ 0 \le h \le\ell_t(q)\}.

Proof. The strict inequality defining tt is equivalent to

c(a+b)>ab.c(a+b)>ab.

Thus (c,c)(c,c) lies strictly beyond the segment joining (a,0)(a,0) to (0,b)(0,b), on the side away from the origin. In the coordinates (q,β)=(α−β,β)(q,\beta)=(\alpha-\beta,\beta), the four vertices of QtQ_t, in cyclic order, are

(0,0),(a,0),(0,c),(−b,b).(0,0),\quad(a,0),\quad(0,c),\quad(-b,b).

For 0≤q≤a0 \le q \le a, the slice runs from β=0\beta=0 to β=c(1−q/a)\beta=c(1-q/a). For −b≤q≤0-b \le q \le0, it runs from

β=−qtoβ=c+c−bbq.\beta=-q\quad\text{to}\quad\beta=c+\frac{c-b}{b}q.

Subtracting the endpoints gives the stated formula. The region below this tent is precisely PtP_t, as illustrated in Figure 1.

Diagonal compression of exponent slices

Figure 1. Diagonal compression of exponent slices. For c(a+b)>abc(a+b)>ab, the change q=α−βq=\alpha-\beta turns QtQ_t into the quadrilateral on the left. Moving each vertical slice down to height zero gives PtP_t, with the same slice length ℓt(q)\ell_t(q). The highlighted slice has q<0q<0 and lower endpoint −q-q. This diagram describes the containing regions; the jet transfer is proved by convergence of finite jet matrices.

Proposition 3.4 (Diagonal compression). Let k,m,rk,m,r be positive integers. If M(kPt)\mathcal{M}(kP_t) has injective order-mm jets at some rr distinct points of (C×)2(\mathbb{C}^{\times})^2, then M(kQt)\mathcal{M}(kQ_t) has injective order-mm jets at some rr distinct points of (C×)2(\mathbb{C}^{\times})^2.

Proof. Use the torus coordinates

(x,z)=(u,v/u),(u,v)=(x,xz).(x,z)=(u,v/u),\qquad(u,v)=(x,xz).

A monomial xαzβx^\alpha z^\beta becomes uqvβu^qv^\beta, where q=α−βq=\alpha-\beta. For every nonempty integer slice qq of kQtkQ_t, write

βq−=min⁡{β∈Z:(q+β,β)∈kQt},βq+=max⁡{β∈Z:(q+β,β)∈kQt}.\beta_q^-=\min\{\beta\in\mathbb{Z}:(q+\beta,\beta)\in kQ_t\},\qquad\beta_q^+=\max\{\beta\in\mathbb{Z}:(q+\beta,\beta)\in kQ_t\}.

Convexity of the slice implies that all integers between these endpoints occur. Hence the slice has the basis

uqvβq−(v−1)h,0≤h≤βq+−βq−.u^qv^{\beta_q^-}(v-1)^h,\qquad0\le h\le\beta_q^+-\beta_q^-.

Indeed, expanding (v−1)h(v-1)^h gives a triangular change of basis from the consecutive powers of vv, with diagonal entries equal to one. By Lemma 3.3,

h≤βq+−βq−≤kℓt(q/k).h\le\beta_q^+-\beta_q^-\le k\ell_t(q/k).

Consequently every pair (q,h)(q,h) in (3.6) belongs to kPt∩Z2kP_t\cap\mathbb{Z}^2. These pairs are distinct, both within each slice and between different slices.

Let (ui,yi)(u_i,y_i), 1≤i≤r1\le i\le r, be distinct torus points giving an injective jet test for M(kPt)\mathcal{M}(kP_t), now written in the variables (u,y)(u,y). For a positive parameter ss, substitute v=1+syv=1+sy into (3.6) and divide its member indexed by hh by shs^h. The resulting functions are

uq(1+sy)βq−yh⟶uqyh(s⟶0+).u^q(1+sy)^{\beta_q^-}y^h\longrightarrow u^qy^h\qquad(s\longrightarrow0^+).

The convergence is locally uniform, with every spatial derivative, on fixed neighborhoods of the finitely many test points. To see this, choose bounded neighborhoods on which uu stays away from zero and then take ss small enough that ∣sy∣<1/2|sy|<1/2 there. The factors (1+sy)βq−(1+sy)^{\beta_q^-} are holomorphic and converge uniformly to one on slightly larger neighborhoods, so the derivative assertion follows from the Cauchy estimates. The argument also applies to negative Laurent powers, since 1+sy1+sy stays away from zero.

The distinct limiting monomials in (3.7) span a subspace of M(kPt)\mathcal{M}(kP_t), so their jet matrix has full column rank. Lemma 2.1 gives the same conclusion for the functions on the left for every sufficiently small positive ss. These functions form a rescaled pullback of a basis of M(kQt)\mathcal{M}(kQ_t).

For such an ss, the corresponding points in the original torus are

(ui,1+syiui),1≤i≤r.\left(u_i,\frac{1+sy_i}{u_i}\right),\qquad1\le i\le r.

They lie in (C×)2(\mathbb{C}^{\times})^2 because ui≠0u_i\ne0 and 1+syi≠01+sy_i\ne0. They are distinct: equality of two images forces equality first of their uu coordinates and then of their yy coordinates. The coordinate map

(u,y)⟼(u,1+syu)(u,y)\longmapsto\left(u,\frac{1+sy}{u}\right)

has Jacobian determinant s/u≠0s/u \ne0, and therefore preserves orders of vanishing at these points. The full-column-rank conclusion is thus exactly the required injectivity for M(kQt)\mathcal{M}(kQ_t).

The two transfers now give the test needed on the surface.

Corollary 3.5 (From the triangle to the surface). Let k,m,rk,m,r be positive integers. If M(kPt)\mathcal{M}(kP_t) has injective order-mm jets at some rr distinct torus points, then H0(S,kL)H^0(S,kL) has injective order-mm jets at some rr distinct points of SS.

Proof. If H0(S,kL)=0H^0(S,kL)=0, the conclusion is immediate. Otherwise, Proposition 3.4 gives such a jet test for M(kQt)\mathcal{M}(kQ_t). Trivialize LL in the fixed coordinate chart at the node and regard the sections of kLkL as holomorphic germs there. This identification is injective: a global section vanishing on a nonempty open subset of the integral surface vanishes identically. Proposition 3.2 gives a basis whose distinct initial monomials lie in kQtkQ_t. Their span therefore has injective jets at the torus tuple just constructed. Applying Proposition 2.2 gives injective jets for the section germs at distinct points in the chart, and hence for H0(S,kL)H^0(S,kL) on SS.

Finite subgroups as jet tests

We now find an injective jet test for the triangle spaces M(kPt)\mathcal{M}(kP_t). The test points will form a finite subgroup of the complex torus. Averaging over this group separates a Laurent polynomial into components supported on cosets of a sublattice. In the coordinates of that sublattice, each component lies in a triangle for which a one-point multiplicity estimate applies.

A multiplicity estimate for triangles

Gundlach’s discussion of varying triangles [9 Section 6, Remark 28, Question 29, and Remark 30] motivated the search for continuously varying triangle interpolation tests. The multiplicity estimate used here is proved directly by slices and Laurent-polynomial factorization, not by a topological argument.

For a bounded subset of R2\mathbb{R}^2, its vertical range is the length of its projection onto the second coordinate axis. The following estimate allows arbitrary real vertices and translations.

Lemma 4.1. Let ρ>0\rho>0, and let Δ⊂R2\Delta\subset\mathbb{R}^2 be a triangle of area ρ2/2\rho^2/2 and vertical range ρ\rho. Every nonzero Laurent polynomial F∈C[U±1,Z±1]F\in\mathbb{C}[U^{\pm1},Z^{\pm1}] whose exponent support is contained in Δ\Delta satisfies

ord⁡(1,1)F≤ρ.\operatorname{ord}_{(1,1)} F \le\rho.

Proof. For a height yy in the vertical projection of Δ\Delta, let ℓ(y)\ell(y) be the horizontal length of the slice of Δ\Delta at that height. Write y0≤y1≤y2y_0\le y_1\le y_2 for the three vertex heights; thus y2−y0=ρy_2-y_0=\rho. If these heights are distinct, ℓ\ell increases linearly from zero at y0y_0 to its maximum at y1y_1, then decreases linearly to zero at y2y_2. If two vertex heights coincide, Δ\Delta has a horizontal side and there is just one linear segment. In either case, the area is one half the vertical range times the maximum slice length. The maximum is therefore ρ\rho.

More precisely, for 0≤e≤ρ0\le e\le\rho, the heights with ℓ(y)≥e\ell(y)\ge e form an interval of length ρ−e\rho-e (Figure 2). When the three heights are distinct, its endpoints are

Horizontal slice lengths of a triangle

Figure 2. Horizontal slice lengths of a triangle of area ρ2/2\rho^2/2 and vertical range ρ\rho. The tent has height ρ\rho. For 0≤e≤ρ0 \le e \le\rho, the heights in the vertical projection at which ℓ(y)≥e\ell(y) \ge e form an interval of length ρ−e\rho-e. The graph shows three distinct vertex heights; a horizontal side gives the same conclusion with a one-sided tent.

y0+eρ(y1−y0),y2−eρ(y2−y1).y_0+\frac{e}{\rho}(y_1-y_0), \qquad y_2-\frac{e}{\rho}(y_2-y_1).

The same formulas apply when two adjacent heights coincide, including the cases e=0e=0 and e=ρe=\rho.

Write F=∑qfq(U)ZqF=\sum_q f_q(U)Z^q, with each displayed row fqf_q nonzero, and let ee be the least order of these rows at U=1U=1. Dividing every row by (U−1)e(U-1)^e gives

F=(U−1)eD,D=∑qdq(U)Zq,D(1,Z)≠0.F=(U-1)^eD,\qquad D=\sum_q d_q(U)Z^q,\qquad D(1,Z)\ne0.

Indeed, at least one dq(1)d_q(1) is nonzero, and distinct powers of ZZ are linearly independent. All dqd_q remain Laurent polynomials, including when some exponents are negative.

The horizontal exponent span of the row fq=(U−1)edqf_q=(U-1)^e d_q is exactly ee plus that of dqd_q: the extreme coefficients of the product are nonzero. Thus ℓ(q)≥e\ell(q)\ge e for every height occurring in DD. There is no cancellation between distinct heights, since the multiplying factor depends only on UU. It follows that e≤ρe\le\rho and that the heights occurring in DD span an interval of length at most ρ−e\rho-e.

On setting U=1U=1, some rows may disappear, but no new height appears. The nonzero Laurent polynomial D(1,Z)D(1,Z) therefore has exponent span at most ρ−e\rho-e. Multiplication by a power of ZZ, which is a unit at Z=1Z=1, turns it into an ordinary polynomial of degree at most ρ−e\rho-e. Consequently

ord⁡(1,1)D≤ord⁡1D(1,Z)≤ρ−e.\operatorname{ord}_{(1,1)} D\le\operatorname{ord}_1 D(1,Z)\le\rho-e.

The first inequality holds because restriction cannot introduce a term of smaller total degree into the local Taylor series. Orders add under products of nonzero holomorphic germs, so ord⁡(1,1)F≤ρ\operatorname{ord}_{(1,1)}F\le\rho. All exponent spans and orders used here are integers; no integrality of ρ\rho, the vertices, or the translating vector is required.

The subgroup test

For integer vectors u,ξ∈Z2u,\xi\in\mathbb{Z}^2, write det⁡(u,ξ)\det(u,\xi) for their oriented determinant, extending this notation linearly to real ξ\xi. A vector in Z2\mathbb{Z}^2 is primitive if its coordinates are coprime.

Proposition 4.2. Let H>0H>0, let rr be a positive integer, and let P⊂R2P\subset\mathbb{R}^2 be a triangle of area H/2H/2. Suppose there is a primitive vector u∈Z2u\in\mathbb{Z}^2 such that

max⁡ξ∈Pdet⁡(u,ξ)−min⁡ξ∈Pdet⁡(u,ξ)=rH.(6)\max_{\xi\in P}\det(u,\xi)-\min_{\xi\in P}\det(u,\xi)=\sqrt{rH}. \tag*{(6)}

Then there is a subgroup G⊂(C×)2G \subset(\mathbb{C}^{\times})^2 of exactly rr distinct points such that, for all positive integers k,mk,m with m>kH/rm > k\sqrt{H/r}, the order-mm jet test on M(kP)\mathcal{M}(kP) at GG is injective.

Proof. Complete uu to an integer basis (u,v0)(u,v_0) with det⁡(u,v0)=1\det(u,v_0)=1. Put v=rv0v=rv_0 and

M=Zu+Zv⊂Z2.M=\mathbb{Z}u+\mathbb{Z}v\subset\mathbb{Z}^2.

This sublattice has index rr. For η=(η1,η2)∈Z2\eta=(\eta_1,\eta_2)\in\mathbb{Z}^2, write χη(x,z)=xη1zη2\chi_\eta(x,z)=x^{\eta_1}z^{\eta_2} for the corresponding character on (C×)2(\mathbb{C}^{\times})^2, and define

G={p∈(C×)2:χη(p)=1 for every η∈M}.G=\{p\in(\mathbb{C}^{\times})^2:\chi_\eta(p)=1\text{ for every }\eta\in M\}.

The characters X=χuX=\chi_u and Y=χv0Y=\chi_{v_0} are torus coordinates: their exponent matrix is unimodular, so its inverse also has integer entries. In these coordinates,

G={(X,Y):X=1, Yr=1}.G=\{(X,Y):X=1,\ Y^r=1\}.

Over C\mathbb{C}, this consists of exactly rr distinct points.

Suppose, toward a contradiction, that a nonzero f∈M(kP)f\in\mathcal{M}(kP) has order at least mm at every point of GG. For g∈Gg\in G, let (τgf)(p)=f(gp)(\tau_gf)(p)=f(gp). Translation by gg permutes GG and is locally invertible, so every τgf\tau_gf has the same prescribed vanishing. For a coset η+M\eta+M, its character projection is

fη=1r∑g∈Gχη(g)−1τgf.f_\eta=\frac{1}{r}\sum_{g\in G}\chi_\eta(g)^{-1}\tau_gf.

This is exactly the sum of the monomials of ff with exponents in η+M\eta+M. Indeed, if ξ−η=nu+ℓv0\xi-\eta=nu+\ell v_0, then χξ−η\chi_{\xi-\eta} restricts to ζℓ\zeta^\ell on GG. The sum over the rrth roots of unity gives

1r∑g∈Gχξ−η(g)={1,ξ−η∈M,0,ξ−η∉M.\frac{1}{r}\sum_{g\in G}\chi_{\xi-\eta}(g)= \begin{cases} 1,&\xi-\eta\in M,\\ 0,&\xi-\eta\notin M. \end{cases}

Thus the displayed projection keeps precisely the required coset. Each fηf_\eta still has order at least mm at every point of GG, and its support remains inside kPkP. Since the components sum to ff, choose one that is nonzero.

Multiplication by the Laurent monomial χ−η\chi_{-\eta} preserves local orders and shifts this component’s support into MM. There is therefore a nonzero Laurent polynomial FF such that

χ−ηfη=F(U,Z),U=χu,Z=χv=Yr.\chi_{-\eta}f_\eta=F(U,Z),\qquad U=\chi_u,\qquad Z=\chi_v=Y^r.

The map (x,z)↦(U,Z)(x,z)\mapsto(U,Z) is locally invertible at the identity: in coordinates (X,Y)(X,Y) it is (X,Y)↦(X,Yr)(X,Y)\mapsto(X,Y^r), whose derivative at (1,1)(1,1) is diag⁡(1,r)\operatorname{diag}(1,r). The complex inverse function theorem therefore makes it a biholomorphism on sufficiently small analytic neighborhoods. In particular,

ord⁡(1,1)F=ord⁡(1,1)(χ−ηfη)≥m.\operatorname{ord}_{(1,1)}F=\operatorname{ord}_{(1,1)}(\chi_{-\eta}f_\eta)\ge m.

Only local invertibility is used; the map need not be injective on the whole torus.

Let NN be the matrix with columns u,vu,v. The exponent support of FF lies in the real triangle

Δ=N−1(kP−η).\Delta=N^{-1}(kP-\eta).

Since det⁡N=r\det N=r, this triangle has area k2H/(2r)k^2H/(2r). The second coordinate of N−1ξN^{-1}\xi is det⁡(u,ξ)/r\det(u,\xi)/r, so its vertical range is krH/r=kH/rk\sqrt{rH}/r=k\sqrt{H/r}. Translation by η\eta changes neither calculation. Lemma 4.1, with ρ=kH/r\rho=k\sqrt{H/r}, now gives ord⁡(1,1)F≤kH/r<m\operatorname{ord}_{(1,1)}F\le k\sqrt{H/r}<m, the required contradiction.

A direction for every sufficiently large integer

We apply Proposition 4.2 to

Pt=conv⁡{(−b,0),(a,0),(0,1/d)},a=dHt1+t,b=dH1+t,t>T,P_t=\operatorname{conv}\{(-b,0),(a,0),(0,1/d)\},\qquad a=\frac{dHt}{1+t},\qquad b=\frac{dH}{1+t},\qquad t>T,

with d,H,Td,H,T fixed in Section 3. Every triangle in this family has area H/2H/2, since a+b=dHa+b=dH. Varying tt continuously will make its determinant projection have the exact length needed for each large rr.

Lemma 4.3. Fix d,H>0d,H>0 and T>1T>1, and define PtP_t as above for t>Tt>T. For every sufficiently large integer rr there are t>Tt>T and a primitive vector u∈Z2u\in\mathbb{Z}^2 such that the range of det⁡(u,⋅)\det(u,\cdot) on PtP_t has length rH\sqrt{rH}. The threshold depends only on d,H,Td,H,T.

Proof. Put W=dHW=dH and a0=WT/(1+T)a_0=WT/(1+T). As tt ranges over (T,∞)(T,\infty), a=Wt/(1+t)a=Wt/(1+t) ranges continuously and bijectively over (a0,W)(a_0,W). For R=rHR=\sqrt{rH} sufficiently large, choose jj to be the largest power of two at most R/(2W)R/(2W). Then

R4W<j≤R2W,jW<R.\frac{R}{4W}<j\leq\frac{R}{2W},\qquad jW<R.

The open interval

Ir=(d(R−jW),d(R−ja0))I_r=\bigl(d(R-jW),d(R-ja_0)\bigr)

has length

dj(W−a0)>dR4(1+T),dj(W-a_0)>\frac{dR}{4(1+T)},

which exceeds 2 for every sufficiently large rr. Hence IrI_r contains an odd integer ii. Its lower endpoint is positive, so i>0i>0; as jj is a power of two, the vector u=(i,j)u=(i,j) is primitive.

The strict inequalities defining IrI_r imply

a∗:=R−i/dj∈(a0,W).a_*:=\frac{R-i/d}{j}\in(a_0,W).

Choose the unique t>Tt>T for which a=a∗a=a_*. Since b=W−ab=W-a, we have

id+ja=R,id−jb=R−jW>0.\frac{i}{d}+ja=R,\qquad\frac{i}{d}-jb=R-jW>0.

The determinant functional has the three vertex values

det⁡(u,(−b,0))=jb,det⁡(u,(a,0))=−ja,det⁡(u,(0,1/d))=id.\det(u,(-b,0))=jb,\qquad\det(u,(a,0))=-ja,\qquad\det(u,(0,1/d))=\frac{i}{d}.

Its minimum is therefore −ja-ja and its maximum is i/di/d, giving the required range RR exactly. All lower bounds on rr in this construction depend only on the fixed data d,H,Td,H,T.

Corollary 4.4. For the fixed parameters d,H,Td,H,T of Section 3, there is an integer r0r_0 such that for every integer r≥r0r\geq r_0 one can choose a single t>Tt>T and a subgroup G⊂(C×)2G\subset(\mathbb{C}^{\times})^2 of rr distinct points for which the following holds: for all positive integers k,mk,m satisfying

m>kH/r,m>k\sqrt{H/r},

the order-mm jet test on M(kPt)\mathcal{M}(kP_t) at GG is injective.

Proof. First fix rr and choose tt and uu by Lemma 4.3. The area of PtP_t is H/2H/2, so Proposition 4.2 produces GG with the stated property simultaneously for all k,mk,m. Thus r0r_0, and then t,Gt,G, are chosen before these two jet parameters. □

Corollary 3.5 now gives a surface configuration with the same injective jet test for each pair k,mk,m. These configurations may depend on the pair. The next section passes to very general points where all the tests hold at once, and uses them to prove nefness.

From homogeneous jets to nefness

The preceding sections produce an injective jet test at some tuple for each pair of integers k,mk,m above the critical slope. We first make all these tests hold at one very general tuple. A separate surface argument then converts them into inequalities for every curve, including curves whose multiplicities at the points are unequal.

Lemma 5.1 (The open locus of an injective jet test). Let SS be a smooth integral complex projective surface, let LL be a line bundle, and let r,k,mr,k,m be positive integers. In the configuration space

Ur={(p1,…,pr)∈Sr:pi≠pj for i≠j},U_r=\{(p_1,\ldots,p_r)\in S^r:p_i\ne p_j\text{ for }i\ne j\},

the tuples at which the order-mm jet test on H0(S,L⊗k)H^0(S,L^{\otimes k}) is injective form a Zariski-open subset. If each test in a countable collection with fixed S,L,rS,L,r is injective at some tuple, then all those tests are simultaneously injective at very general tuples. Their common locus is nonempty.

Proof. Let q1,q2:S×S→Sq_1,q_2:S\times S\to S be the projections and let IΔ\mathcal{I}_\Delta be the ideal of the diagonal. The bundle of jets of orders less than mm is

Jk,m=q1∗(q2∗L⊗k⊗OS×S/IΔm).\mathcal{J}_{k,m}=q_{1*}\left(q_2^*L^{\otimes k}\otimes\mathcal{O}_{S\times S}/\mathcal{I}_\Delta^m\right).

This is the algebraic principal-parts construction [19 Tags 0G3P and 0638]; it is locally free of rank (m+12)\binom{m+1}{2}. Indeed, the diagonal is a regular embedding with conormal bundle ΩS1\Omega^1_S; the successive quotients of the displayed sheaf, pushed forward to SS, are L⊗k⊗Sym⁡jΩS1L^{\otimes k}\otimes\operatorname{Sym}^j\Omega^1_S for 0≤j<m0\le j<m. They are locally free of ranks j+1j+1. The thickened diagonal is finite over SS, so these pushforwards are exact and give the asserted filtration. The fiber at pp is (L⊗k)p/mpm(L⊗k)p(L^{\otimes k})_p/\mathfrak{m}_p^m(L^{\otimes k})_p.

Writing pr⁡i:Ur→S\operatorname{pr}_i:U_r\to S for the coordinate projections, consider the algebraic bundle map

H0(S,L⊗k)⊗OUr⟶⨁i=1rpr⁡i∗Jk,m.H^0(S,L^{\otimes k})\otimes\mathcal{O}_{U_r}\longrightarrow\bigoplus_{i=1}^{r}\operatorname{pr}_i^*\mathcal{J}_{k,m}.

Its fiber kernel consists exactly of sections vanishing to order at least mm at every point. If n=h0(S,L⊗k)>0n=h^0(S,L^{\otimes k})>0, failure of injectivity is cut out locally by the n×nn\times n minors. If n=0n=0, the map is injective everywhere. In either case the injective locus is Zariski open, and a single injective tuple makes it nonempty. The analytic and algebraic finite jets agree at complex points: in local coordinates both are the same Taylor polynomial modulo terms of total degree at least mm. Thus a tuple obtained by the analytic transfers of the preceding sections is a valid witness here.

The variety UrU_r is smooth and irreducible. A proper algebraic closed subset has empty interior in its complex manifold of points. For a countable collection of nonempty injective loci, their complements are therefore closed nowhere-dense subsets of Ur(C)U_r(\mathbb{C}). This locally compact Hausdorff space is a Baire space, so their common complement is nonempty, indeed dense. By construction it is the complement of a countable union of proper Zariski-closed subsets of UrU_r, as required for very general tuples. □

We next record the precise Riemann–Roch argument that will turn a negative curve into an effective divisor with equal prescribed multiplicities. The divisor being made effective need not be nef.

Lemma 5.2 (Effective multiples of a positive-square divisor). Let YY be a smooth integral complex projective surface, let AA be a nef real divisor class, and let DD be a rational Cartier divisor. If D2>0D^2 > 0 and A⋅D>0A \cdot D > 0, then H0(Y,OY(kD))≠0H^0(Y,\mathcal{O}_Y(kD)) \ne0 for every sufficiently large positive integer kk divisible by the denominators of DD.

Proof. Choose a positive integer qq such that qDqD is Cartier and let kk run through positive multiples of qq. By Serre duality [19 Tag 0FVV, Lemma 48.27.1(6)–(7)],

h2(Y,OY(kD))=h0(Y,OY(KY−kD)).h^2(Y,\mathcal{O}_Y(kD)) = h^0(Y,\mathcal{O}_Y(K_Y-kD)).

For sufficiently large kk,

A⋅(KY−kD)=A⋅KY−kA⋅D<0.A \cdot(K_Y-kD) = A \cdot K_Y-kA \cdot D < 0.

A divisor with a nonzero section is linearly equivalent to an effective divisor, which has nonnegative intersection with the nef class AA. Hence the displayed h2h^2 vanishes for all such kk. Surface Riemann–Roch [19 Tag 02UO] now gives

h0(Y,OY(kD))≥χ(Y,OY(kD))=k2D2−kD⋅KY2+χ(Y,OY)>0\begin{aligned} h^0(Y,\mathcal{O}_Y(kD)) \ge\chi(Y,\mathcal{O}_Y(kD)) \\ &= \frac{k^2D^2-kD \cdot K_Y}{2}+\chi(Y,\mathcal{O}_Y)>0 \end{aligned}

for sufficiently large kk, since D2>0D^2>0.

Proposition 5.3 (Homogeneous tests imply nefness). Let SS be a smooth integral complex projective surface, let LL be ample, and let p1,…,prp_1,\ldots,p_r be distinct points. Put H=L2H=L^2 and w=H/rw=\sqrt{H/r}. Suppose that, for all positive integers k,mk,m with m>kwm>kw, no nonzero section of L⊗kL^{\otimes k} vanishes to order at least mm at every pip_i. On the blow-up π:Y→S\pi:Y \to S of these points, with exceptional curves EiE_i, the real divisor class

D0=π∗L−w∑i=1rEiD_0=\pi^*L-w\sum_{i=1}^{r}E_i

is nef.

Proof. Choose a Cartier divisor representing LL and retain the notation LL for it. Write A=π∗LA=\pi^*L and E=∑iEiE=\sum_i E_i. The class AA is nef and

A2=H,A⋅Ei=0,Ei⋅Ej=−δij,D02=0.A^2=H,\qquad A \cdot E_i=0,\qquad E_i \cdot E_j=-\delta_{ij},\qquad D_0^2=0.

If D0D_0 were not nef, there would be an integral curve C⊂YC \subset Y with D0⋅C<0D_0 \cdot C<0. Since D0⋅Ei=w>0D_0 \cdot E_i=w>0, this curve is not exceptional, and A⋅C=L⋅π∗C>0A \cdot C=L \cdot\pi_*C>0. For sufficiently small positive rational δ\delta, both

(D0−δC)2=−2δD0⋅C+δ2C2>0,A⋅(D0−δC)=H−δA⋅C>0(D_0-\delta C)^2=-2\delta D_0 \cdot C+\delta^2C^2>0,\qquad A \cdot(D_0-\delta C)=H-\delta A \cdot C>0

hold. Fix such a δ\delta. By continuity, there is a rational number s>ws>w, sufficiently close to ww, such that

D=A−sE−δCsatisfiesD2>0,A⋅D>0.D=A-sE-\delta C\quad\text{satisfies}\quad D^2>0,\qquad A \cdot D>0.

Here A⋅D=H−δA⋅CA \cdot D=H-\delta A \cdot C is independent of ss. Choose a sufficiently large positive integer kk divisible by the denominators of both ss and δ\delta. Lemma 5.2 supplies an effective divisor F∼kDF\sim kD. Since kδk\delta and m=ksm=ks are positive integers,

F+kδC∼kA−mEF+k\delta C\sim kA-mE

is effective. The blow-up identity [19 Tag 0AGP, Lemma 54.3.4(4)]

π∗OY(−mE)=⋂i=1rIpim\pi_*\mathcal{O}_Y(-mE)=\bigcap_{i=1}^{r}\mathcal{I}_{p_i}^{m}

and the projection formula give a nonzero section of L⊗kL^{\otimes k} vanishing to order at least mm at every pip_i. To recall the local content of this identity, sections of a pullback line bundle descend across the missing points because SS is normal, and the exceptional order of a local equation on the blow-up of a smooth point is its ordinary multiplicity. Thus the condition at each EiE_i is precisely membership in Ipim\mathcal{I}_{p_i}^{m}. But m=ks>kwm=ks>kw, contradicting the hypothesis. Therefore D0D_0 is nef. □

For completeness, Riemann–Roch and a count of jet conditions also give the universal upper bound for the Seshadri constant.

Lemma 5.4 (The square upper bound). For every ample line bundle LL on a smooth integral complex projective surface SS and every tuple of rr distinct points,

ε(S,L;p1,…,pr)≤L2/r.\varepsilon(S,L;p_1,\ldots,p_r)\le\sqrt{L^2/r}.

Proof. Put H=L2H=L^2, let π:Y→S\pi:Y\to S be the blow-up, and write A=π∗LA=\pi^*L and E=∑iEiE=\sum_i E_i. Suppose A−λEA-\lambda E is nef for some λ≥0\lambda\ge0. Fix 0<α<H/r0<\alpha<\sqrt{H/r} and set mk=⌈kα⌉m_k=\lceil k\alpha\rceil. The proof of Lemma 5.2, applied on SS with A=D=LA=D=L, gives

h0(S,L⊗k)≥H2k2+O(k).h^0(S,L^{\otimes k})\ge\frac{H}{2}k^2+O(k).

The dimension of the target of the order-mkm_k jet evaluation at the rr points is

r(mk+12)=rα22k2+O(k).r\binom{m_k+1}{2}=\frac{r\alpha^2}{2}k^2+O(k).

Since rα2<Hr\alpha^2<H, evaluation has a nonzero kernel for all sufficiently large kk. A section in that kernel gives an effective divisor Fk∼kA−mkEF_k\sim kA-m_kE on YY. Nefness implies

0≤(A−λE)⋅Fk=kH−λrmk.0\le(A-\lambda E)\cdot F_k=kH-\lambda r m_k.

Letting k→∞k\to\infty gives λ≤H/(rα)\lambda\le H/(r\alpha), and then letting α↑H/r\alpha\uparrow\sqrt{H/r} gives λ≤H/r\lambda\le\sqrt{H/r}. Taking the supremum over the nef coefficients λ\lambda proves the claim. □

Proof of Theorem 1.1. Choose the nodal divisor and parameters in Section 3. Corollary 4.4 supplies an integer r0r_0, depending only on these choices and hence on (S,L)(S,L), with the following property. For every integer r≥r0r\ge r_0, there is a parameter t>Tt>T and an rr-point torus tuple such that the jet test on M(kPt)\mathcal{M}(kP_t) is injective for every pair of positive integers k,mk,m with m>kH/rm>k\sqrt{H/r}.

Fix any such integer rr. For each of these pairs, Corollary 3.5 gives an injective jet test on H0(S,L⊗k)H^0(S,L^{\otimes k}) at some tuple of rr distinct points of SS. The tuples may depend on k,mk,m. Lemma 5.1 makes all these countably many tests hold simultaneously at very general tuples. Proposition 5.3 proves that the class π∗L−H/r∑iEi\pi^*L-\sqrt{H/r}\sum_i E_i is nef at every such tuple. Combining this lower bound for the Seshadri constant with Lemma 5.4 proves the required equality. The integer rr was arbitrary subject to r≥r0r\ge r_0, and r0r_0 was fixed before k,mk,m were chosen. This proves the assertion for every sufficiently large integer rr. □

Extension of the ground field

Corollary 5.5. Let KK be an uncountable algebraically closed field of characteristic zero, let SS be a smooth integral projective surface over KK, and let LL be an ample line bundle on SS. There is an integer r0=r0(S,L)r_0=r_0(S,L) such that, for every r≥r0r\ge r_0, outside a countable union of proper Zariski-closed subsets of UrU_r, with nonempty complement, one has

ε(S,L;p1,…,pr)=L2/r.\varepsilon(S,L;p_1,\ldots,p_r)=\sqrt{L^2/r}.

Proof. Descend the projective equations and the finite gluing data for LL to a subfield F⊂KF\subset K finitely generated over Q\mathbb{Q}. This gives a smooth geometrically integral projective surface S0/FS_0/F and an ample line bundle L0L_0 whose base change is (S,L)(S,L); these properties descend through field extension, and the finite-data descent and ampleness criteria are recorded in [19], Tags 01ZM and 0D3C. The field FF is countable and embeds into C\mathbb{C}. Fix such an embedding and choose r0r_0 from Theorem 1.1 for (S0,C,L0,C)(S_{0,\mathbb{C}},L_{0,\mathbb{C}}). The intersection number H=L02=L2H=L_0^2=L^2 is unchanged by field extension.

Fix r≥r0r\ge r_0 and put w=H/rw=\sqrt{H/r}. For every pair of positive integers a,ma,m with m>awm>aw, form on Ur,0=Ur(S0)U_{r,0}=U_r(S_0) the evaluation map

H0(S0,L0⊗a)⊗OUr,0⟶⨁i=1rpr⁡i∗Ja,mH^0(S_0,L_0^{\otimes a})\otimes\mathcal{O}_{U_{r,0}}\longrightarrow\bigoplus_{i=1}^{r}\operatorname{pr}_i^*\mathcal{J}_{a,m}

using the principal-parts construction in the proof of Lemma 5.1. Its noninjectivity locus Ba,mB_{a,m} is closed, cut out by maximal minors, and is empty if the source space is zero. Principal parts and these minors commute with field extension, as does H0H^0 by flat base change [19] (Tag 02KH). Each Ba,mB_{a,m} is proper over C\mathbb{C}: at a tuple where A−wEA-wE is nef, with A=π∗L0,CA=\pi^*L_{0,\mathbb{C}} and E=∑iEiE=\sum_i E_i, a section in the evaluation kernel would give an effective divisor of class aA−mEaA-mE, whose intersection with A−wEA-wE is aH−rmw<0aH-rmw<0. Thus Ba,mB_{a,m} is proper over FF and remains proper over KK. The single threshold r0r_0 works for all these pairs.

Let Zr=⋃a,m:m>awBa,m,KZ_r=\bigcup_{a,m:m>aw}B_{a,m,K}. This is a countable union of proper closed subsets. Its complement contains a KK-point: the function field F(Ur,0)F(U_{r,0}) has transcendence degree 2r2r over FF and embeds over FF into KK. Indeed, choose 2r2r algebraically independent elements of KK over the countable field FF and extend the resulting embedding of a rational function field across the finite algebraic extension, using that KK is algebraically closed. The resulting KK-point maps to the generic point of Ur,0U_{r,0} and therefore avoids all the Ba,mB_{a,m}.

At every tuple outside ZrZ_r, all the homogeneous jet tests are injective. The proofs of Lemma 5.2, Proposition 5.3, and Lemma 5.4 use only surface Riemann–Roch, Serre duality, and the blow-up ideal identity, and are valid over KK. They give nefness of π∗L−w∑iEi\pi^*L-w\sum_i E_i and the matching upper bound, respectively.

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