Introduction

Let XX be a smooth projective geometrically connected curve over Fq\mathbb{F}_q, let F=Fq(X)F=\mathbb{F}_q(X), and let G/FG/F be a split connected adjoint absolutely simple group. Fix a split Borel subgroup B=TNB=TN, and write AF\mathbb{A}_F for the adeles of FF. A cuspidal automorphic representation π\pi of G(AF)G(\mathbb{A}_F) is globally generic if some vector has a nonzero Whittaker coefficient

∫N(F)\N(AF)f(ng)ψ(n)−1 dn\int_{N(F)\backslash N(\mathbb{A}_F)} f(ng)\psi(n)^{-1}\,dn

for a character ψ\psi nontrivial in every simple-root coordinate. The generalized Ramanujan conjecture predicts tempered local components for such representations. Here temperedness means that the unitary local representation is weakly contained in the regular representation. This is the generic temperedness prediction within the broader framework of Arthur parameters [1, 25].

We prove the exceptional-group case, including the places where the representation is ramified. The global input is the unramified Ramanujan theorem of the companion paper [21], Corollary 1.2.

Theorem 1.1. Let G/FG/F be split connected adjoint absolutely simple of type G2G_2, F4F_4, E6E_6, E7E_7, or E8E_8. If π=⨂vπv\pi=\bigotimes_v\pi_v is a complex globally generic cuspidal automorphic representation of G(AF)G(\mathbb{A}_F), then πv\pi_v is tempered for every place vv. There is no restriction on the characteristic of FF, the ramification depth, or the local representation type.

The distinction between spherical and ramified components is substantial. An unramified parameter is determined by its Satake class, whereas at a ramified place a Weil–Deligne parameter also contains a nilpotent monodromy operator. The local-global theorem available for general reductive groups identifies only the semisimple Weil parameter. The argument below supplies the additional monodromy comparison needed for temperedness.

Context and the local problem

Over function fields, Drinfeld proved Ramanujan for GL2\mathrm{GL}_2 [10], and Laurent Lafforgue proved it for GLn\mathrm{GL}_n [16], Théorème VI.10(i). For other reductive groups, genericity selects the part of the cuspidal spectrum for which temperedness is expected. The Langlands–Shahidi method relates this condition to local coefficients and automorphic LL-functions. Lomelí developed this method over function fields and proved generic Ramanujan for split classical groups and quasi-split unitary groups [18, 19, 20]. In particular, the later split classical results include characteristic 2 [20] Theorem 7.1(i).

Vincent Lafforgue’s excursion operators attach semisimple global parameters to cuspidal automorphic representations of general reductive groups [17]. Genestier–Lafforgue construct semisimple local parameters and prove local-global compatibility at every place [14]. Gan–Harris–Sawin, with an appendix by Beuzart-Plessis, show that the local parameter of a tempered representation admits an essentially tempered completion [11] Theorem 1.2 and Corollary 1.3. These results make it possible to compare the global and representation-theoretic sources of monodromy without assuming a full local correspondence.

On the unramified side, Sawin–Templier prove temperedness under a monomial geometric supercuspidal hypothesis and a cyclic base-change hypothesis [24]. Ciubotaru–Harris obtain temperedness at unramified places under hypotheses including a generic unramified place and a tempered place [3]. The companion result used here gives the unramified conclusion for split adjoint absolutely simple groups from a generic unramified component alone [21] Corollary 1.2. The present paper proves the local implication that extends this conclusion to the places of level.

Two established principles guide that implication. First, genericity is related to regularity at 1 of the adjoint LL-factor, as formulated in the Gross–Prasad/Rallis conjecture [15] Conjecture 2.6; see, for example, the criterion proved by Gan–Ichino under local-correspondence and local-factor hypotheses [12] Appendix B, Proposition B.1. Second, adjoint regularity is equivalent to openness of the monodromy orbit over a fixed semisimple parameter [4] Proposition 3.5 and [6] Proposition 6.10. We give the short Lie-algebra proof of the implication needed here. The broader principle that purity strongly constrains a completion of a semisimple Weil representation also appears in Taylor–Yoshida [26] Section 1.

Our task is to obtain the required adjoint regularity for arbitrary generic inducing data using the semisimple correspondence alone. We compare the total local coefficient with a product of Weil–Deligne LL-factor ratios. Multiplicativity, rank-one Tate factors, the globalization theorem of Gan–Lomelí, and the crude functional equation of Lomelí provide the comparison [13, 19]. An elementary cancellation shows that these ratios do not depend on monodromy up to nonvanishing monomials. This is exactly the amount of local-factor compatibility required by the argument. Genestier–Lafforgue also construct local γ\gamma-factors from semisimple parameters and characterize them through global functional equations [14] Section 7.

The proof and its reusable local criterion

The proof has a local part and a global source of purity. At a fixed place, let rr be the semisimple Weil parameter of a generic local representation. A Weil–Deligne completion is a nilpotent operator NN satisfying Ad⁡(r(w))N=∣w∣N\operatorname{Ad}(r(w))N=|w|N. The local result is Theorem 5.2: if a completion has adjoint representation pure of weight zero, then the representation is tempered. Purity here prescribes Frobenius eigenvalue sizes along monodromy chains, with weights symmetric about zero. This criterion applies to every split adjoint absolutely simple group over a local function field.

To see the mechanism, suppose the representation is not tempered. Its Langlands datum consists of a tempered representation σ\sigma of a proper Levi subgroup and a strictly positive real exponent ν\nu. A tempered completion for σ\sigma, twisted by ν\nu, gives a completion (r,NM)(r,N_M). The long intertwiner has generic image, so its scalar on Whittaker coinvariants is nonzero. The local-coefficient comparison then makes the adjoint LL-factor of (r,NM)(r,N_M) regular at 1. A completion (r,N∗)(r,N_\ast) with pure adjoint has the same regularity. Both operators therefore lie in the unique open orbit of the centralizer of rr, and are conjugate. Figure 1 displays this comparison.

Diagram showing two independently obtained monodromy operators: “Completion $(r,N_\ast)$ with pure adjoint; Adjoint $L$-factor regular at 1” and “Generic quotient of positive Langlands data; Completion $(r,N_M)$ with the same regularity,” leading to “A unique open orbit over the fixed Weil parameter $r$; $N_\ast \sim N_M$, so adjoint purity passes to $(r,N_M)$.”

Figure 1. The local comparison uses two independently obtained monodromy operators. Adjoint regularity identifies their orbits over the fixed Weil parameter rr.

Purity now passes to the positive dual nilradical, a direct summand of the adjoint Weil–Deligne representation. A pure weight-zero representation has Frobenius determinant of absolute value 1. The positive exponent ν\nu makes that same determinant strictly smaller than 1. This contradiction proves the local criterion.

Globally, the companion theorem makes every unramified component tempered. The adjoint local system attached to an occurring excursion parameter is consequently pointwise pure of weight zero. Deligne’s theorem on local monodromy for curves [9 Théorème 1.8.4] supplies a pure adjoint completion at each place. Semisimple local-global compatibility identifies its Weil part with the parameter of πv\pi_v, and the local criterion applies.

Section 2 fixes conventions and states the parameter inputs. Section 3 proves the monodromy and purity lemmas. Section 4 establishes the local-coefficient comparison, including its behavior under specialization. Section 5 proves the local criterion, and Section 6 applies it to the global representation.

Local conventions and parameter theorems

We record the precise parameter theorems used below and explain how their semisimple Weil parameters relate to monodromy. The distinction is essential: the global theorem and the tempered-completion theorem will produce two potentially different monodromy operators over the same Weil parameter.

Groups, induction, and Whittaker characters

Let kk be a nonarchimedean local field of positive characteristic, with residue field of cardinality QQ. Fix a split adjoint absolutely simple group GG over kk, a split maximal torus TT, and a Borel subgroup B=TUB = TU. In the local arguments, HH denotes either GG or a standard Levi subgroup of GG; a standard parabolic of HH is written P=MRP = MR. Dual groups have compatible positive systems, so positive coroots of HH are positive roots of H^\widehat{H}. Put n^=Lie⁡(R^)\widehat{\mathfrak{n}} = \operatorname{Lie}(\widehat{R}). All parabolic induction is normalized and is denoted IPHI_P^H.

For a split group, a Whittaker character is a smooth unitary character of its maximal unipotent subgroup that is nontrivial on every simple root group. A smooth representation is generic if it admits a nonzero equivariant functional for such a character. We use uniqueness of Whittaker functionals for irreducible generic representations, heredity under normalized induction, and exactness of twisted unipotent coinvariants. These statements, and the local-coefficient constructions based on them, are valid over local function fields; see [19 Sections 1–2] and [7 Section 2]. Exactness is also [2 Proposition 1.9(a)]. For the foundational uniqueness and heredity results, see also [23 Théorèmes 2 and 4].

The following elementary observation ensures that Whittaker data can be chosen compatibly throughout the argument, even in small characteristic.

Lemma 2.1. Every standard Levi subgroup HH of GG has split connected center. Every smooth character of its maximal unipotent subgroup is trivial on the nonsimple positive root groups. Its nondegenerate unitary characters form a single T(k)T(k)-orbit.

Proof. Because GG is adjoint, its simple roots are a Z\mathbb{Z}-basis of X∗(T)X^*(T). The center of HH is the simultaneous kernel of a subset of these coordinate characters, hence is a split torus. The same basis allows arbitrary independent rescaling of the simple-root coordinates belonging to HH. Once triviality on nonsimple root groups is known, additive self-duality of kk proves the orbit assertion.

To prove that triviality, a nonsimple positive root may be written as a sum of two positive roots. The full root subsystem in their span reduces the question to A2A_2, B2B_2, or G2G_2, with its induced positive system. In A2A_2 the usual commutator is a parametrization of the nonsimple root group. For B2B_2 or G2G_2, write a,ba,b for the short and long simple roots. In G2G_2 first kill the highest root group U3a+2bU_{3a+2b} using [Ub,U3a+b][U_b,U_{3a+b}], whose coefficient is ±1\pm1. Modulo that group, the commutator [xa(u),xb(t)][x_a(u),x_b(t)] has factors

xja+b(ϵjujt),ϵj∈{1,−1},x_{ja+b}(\epsilon_j u^j t), \qquad\epsilon_j \in\{1,-1\},

with 1≤j≤21 \leq j \leq2 in B2B_2 and 1≤j≤31 \leq j \leq3 in G2G_2. Fix a nontrivial additive character ψ\psi of kk, and write the restriction of the given character to Uja+bU_{ja+b} as xja+b(t)↦ψ(cjt)x_{ja+b}(t) \mapsto\psi(c_jt). It kills commutators, so

ψ(t∑jϵjcjuj)=1for every u,t∈k.\psi\left(t\sum_j \epsilon_jc_ju^j\right)=1 \qquad\text{for every }u,t\in k.

Varying tt gives ∑jϵjcjuj=0\sum_j\epsilon_jc_ju^j=0 for every uu. Since kk is infinite, all cjc_j vanish. This polynomial argument uses no division by 2 or 3 and remains valid in those characteristics. □

Write aM,C∗=X∗(M)⊗ZC\mathfrak{a}_{M,\mathbb{C}}^*=X^*(M)\otimes_{\mathbb{Z}}\mathbb{C}. For z∈aM,C∗z\in\mathfrak{a}_{M,\mathbb{C}}^*, the notation σz\sigma_z denotes the unramified twist in which sχs\chi acts as ∣χ∣s|\chi|^s. Via duality, X∗(M)X^*(M) is the cocharacter lattice of Z(M^)∘Z(\widehat{M})^\circ; a central weight bb on a representation of M^\widehat{M} therefore pairs with zz, giving b(z)b(z). In particular, the weights on n^\widehat{\mathfrak{n}} satisfy b(ν)>0b(\nu)>0 when ν\nu is in the open positive chamber for PP.

Weil–Deligne parameters and local factors

Fix ℓ≠char⁡(k)\ell\ne\operatorname{char}(k) and an isomorphism ι:Q‾ℓ≅C\iota:\overline{\mathbb{Q}}_\ell\cong\mathbb{C}. All absolute values of coefficients below are taken after ι\iota. Choose the square roots in normalized induction and in the parameter theorems to correspond to positive real square roots. We use geometric Frobenius Fr⁡\operatorname{Fr}, so ∣Fr⁡∣=Q−1| \operatorname{Fr}|=Q^{-1}. Local class field theory sends a uniformizer to geometric Frobenius, and Satake parameters are normalized accordingly. Thus a twist by ∣χ∣s|\chi|^s on representations gives the same ∣⋅∣s|\cdot|^s-twist on parameters.

A Frobenius-semisimple Weil–Deligne parameter for HH is a pair (r,N)(r,N), where r:Wk⟶H^(C)r:W_k\longrightarrow\widehat{H}(\mathbb{C}) has finite inertia image and semisimple Frobenius, and N∈Lie⁡(H^)N\in\operatorname{Lie}(\widehat{H}) is nilpotent with

Ad⁡(r(w))N=∣w∣N.(2.1)\operatorname{Ad}(r(w))N=|w|N. \tag*{(2.1)}

For an algebraic representation of H^\widehat{H} on VV, use the same symbols for the induced operators and set

L(s,V)=det⁡(1−Q−sr(Fr⁡)∣(ker⁡N)r(Ik))−1.(2.2)L(s,V)=\det\left(1-Q^{-s}r(\operatorname{Fr})\mid\left(\ker N\right)^{r(I_k)}\right)^{-1}. \tag*{(2.2)}

This is a reciprocal polynomial in Q−sQ^{-s}, with constant term 1; in particular, it has no zeros. We often write L(s,a∘(r,N))L(s,a\circ(r,N)) when the algebraic representation aa needs to be specified.

A tempered LL-parameter is a homomorphism ϕ:Wk×SL⁡2(C)⟶H^(C)\phi:W_k\times\operatorname{SL}_2(\mathbb{C})\longrightarrow\widehat{H}(\mathbb{C}), algebraic on SL⁡2\operatorname{SL}_2, whose Weil image is bounded. Its associated pair is

r(w)=ϕ(w,(∣w∣1/200∣w∣−1/2)),N=dϕ(0100).(2.3)r(w)=\phi\left(w,\begin{pmatrix}|w|^{1/2}&0\\0&|w|^{-1/2}\end{pmatrix}\right),\qquad N=d\phi\begin{pmatrix}0&1\\0&0\end{pmatrix}. \tag*{(2.3)}

Thus the Weil part rr of a tempered completion need not itself be bounded. This familiar distinction is the reason to retain monodromy.

We write f=˙gf\mathrel{\dot=}g for equality up to a nonzero constant times a monomial in the exponential unramified-twist coordinates. Finite covers of twist tori are allowed. In additive coordinates, the omitted factor is a constant times the exponential of a linear form, hence is holomorphic and nowhere zero. In one variable it has the form cQ−ascQ^{-as}.

The parameter inputs

We use the following forms of the global and local parameter theorems. They specify the precise information carried from representations to parameters; no compatibility of monodromy is included.

Theorem 2.2 (Lafforgue; Genestier–Lafforgue). For the split groups considered here the following hold.

(i) An irreducible smooth local representation σ\sigma has a semisimple Weil parameter ρσ\rho_\sigma, with finite inertia image. The parametrization is compatible with normalized parabolic induction, tori and local class field theory, group isomorphisms, central characters, and twists through algebraic characters of the group.

(ii) A cuspidal automorphic representation Π\Pi over a function field, with finite-order central character, occurs in an excursion summand with a semisimple global parameter ΣΠ\Sigma_\Pi. This parameter is defined over a finite extension of Qℓ\mathbb{Q}_\ell and matches normalized Satake parameters away from a finite set.

(iii) At every place vv, the semisimplification of ΣΠ∣WFv\left.\Sigma_\Pi\right|_{W_{F_v}} is conjugate to ρΠv\rho_{\Pi_v}.

The global statement is [17], Théorème 0.1; the local statements, including representations without an integrality condition, are [14], Théorème 0.1 and Remarque 0.2. For compatibility with central characters, apply the functoriality for homomorphisms with normal image to the inclusion of the central split torus.

Here is how to interpret the coefficient and occurrence assertions for complex representations. A finite-order central character allows a cocompact central lattice in its kernel. Fixed-level cusp spaces modulo that lattice are finite-dimensional and commute with coefficient extension. Project an irreducible Hecke module of level invariants to any excursion summand where its projection is nonzero; that projection is injective, so it supplies the required occurrence. Uniqueness of the excursion parameter of Π\Pi is unnecessary. For the adjoint group no central lattice is needed.

Locally, after transport by ι\iota, irreducibles may be realized over a finite extension of Qℓ\mathbb{Q}_\ell. Indeed a fixed-compact-open Hecke algebra over Qℓ\mathbb{Q}_\ell is of finite type [5], Theorem 1.1, so its finite-dimensional simple module over Q‾ℓ\overline{\mathbb{Q}}_\ell descends to such an extension. The corresponding irreducible representation also descends: form induction from this Hecke module and quotient by the largest subrepresentation with zero invariants under that compact open subgroup. The latter subrepresentation is characterized by vanishing of every averaged translate, a condition compatible with scalar extension. This permits use of the finite-extension formulations of the parameter theorems.

Theorem 2.3 (Gan–Harris–Sawin, with Beuzart-Plessis). If σ\sigma is tempered on a standard Levi subgroup MM of GG, then ρσ\rho_{\sigma} has a tempered completion (ρσ,NM)(\rho_{\sigma},N_{M}) as in (2.3). This holds in every positive characteristic.

Explanation of the cited form. The published [11], Theorem 1.2 and Corollary 1.3 give an essentially tempered completion for arbitrary connected reductive groups over local function fields. Thus its Weil image is bounded modulo the center. Since σ\sigma is tempered, its central character is unitary. By Theorem 2.2, the dual morphism M^→Z(M)^\widehat{M}\to\widehat{Z(M)} has bounded image on the parameter. Root data show that its characters span the rational character space of the abelian quotient of M^\widehat{M}. Moreover, the SL2\mathrm{SL}_{2} factor dies in that quotient. Hence the Weil image of the completion is bounded in the abelian quotient as well. The map from M^\widehat{M} to the product of its adjoint and abelian quotients has finite kernel; boundedness in these two quotients therefore gives boundedness in M^\widehat{M} itself.

The Weil part of a global restriction

The local monodromy theorem turns a restriction of ΣΠ\Sigma_{\Pi} into a Weil–Deligne pair. The next observation verifies that its Frobenius-semisimple Weil part is exactly the parameter in Theorem 2.2(iii), also as a dual-group-valued parameter.

Lemma 2.4. Let Σ\Sigma be a continuous ℓ\ell-adic representation of a local decomposition group into H^\widehat{H}, defined over a finite extension of Qℓ\mathbb{Q}_{\ell}. If (r,N)(r,N) is its Frobenius-semisimplified Weil–Deligne pair, then rr is conjugate to the semisimplification of Σ∣Wk\left.\Sigma\right|_{W_k}.

Proof. Before Frobenius semisimplification, write the pair as (r0,N)(r_{0},N), with r0(Ik)r_{0}(I_{k}) finite. The construction takes place in H^\widehat{H}: in a faithful linear representation the unipotent logarithm lies in its Lie algebra, and Σ\Sigma on the Weil group is obtained from r0r_{0} by multiplying by the appropriate exponentials of NN.

Write r0(Fr⁡)=hur_{0}(\operatorname{Fr})=hu for its commuting semisimple and unipotent parts. Some positive power of r0(Fr⁡)r_{0}(\operatorname{Fr}) centralizes the finite inertia image. Jordan decomposition in that centralizer shows that a power of uu, and hence uu, centralizes it. The relation Ad⁡(hu)N=Q−1N\operatorname{Ad}(hu)N=Q^{-1}N gives Ad⁡(h)N=Q−1N\operatorname{Ad}(h)N=Q^{-1}N and Ad⁡(u)N=N\operatorname{Ad}(u)N=N. Replacing huhu by hh thus defines a Weil parameter rr with the same finite inertia. The identity component of the Zariski closure of r(Wk)r(W_k) is toral, so rr is semisimple.

Let SS be the identity component of the Zariski closure of the cyclic group generated by hh. It is a torus centralizing r0(Ik)r_{0}(I_k) and uu. If N≠0N\ne0, its weight on the line CN\mathbb{C}N is nontrivial, because Q−1Q^{-1} is not a root of unity. A cocharacter of SS can therefore contract NN to zero while fixing r0r_{0}. This realizes removal of the monodromy exponentials as a conjugation limit in H^\widehat{H}. Next, the centralizer of rr has reductive identity component and contains the unipotent element uu. A cocharacter in that centralizer contracts uu to the identity. These two limits preserve semisimplification and leave precisely rr. Finally, density of the Weil group in the decomposition group gives the same Zariski closure for both images.

Thus a global restriction and a tempered local completion can have the same rr while retaining distinct operators NN. The next section gives two ways to work with this distinction: an LL-factor ratio that forgets NN, and a regularity condition that determines NN up to conjugacy.

Adjoint regularity and monodromy

The semisimple Weil parameter does not determine individual local LL-factors, since those factors also involve monodromy. We first show that the ratio occurring in a local functional equation is nevertheless determined up to a unit. We then explain how purity controls local LL-factors and determinants. Finally, we prove that regularity of the adjoint LL-factor at 11 determines the monodromy orbit. These statements will allow us to compare two monodromy operators once their semisimple Weil parameters have been identified, without assuming compatibility of the monodromy operators themselves.

A ratio independent of monodromy

Lemma 3.1. Let rr be a Frobenius-semisimple Weil representation on a finite-dimensional complex vector space VV, with finite inertial image. If NN and N′N' are nilpotent operators such that (r,N)(r,N) and (r,N′)(r,N') are Weil–Deligne representations, then

L(1−s,(r,N)∨)L(s,(r,N))≐L(1−s,(r,N′)∨)L(s,(r,N′)).\frac{L(1-s,(r,N)^\vee)}{L(s,(r,N))} \doteq\frac{L(1-s,(r,N')^\vee)}{L(s,(r,N'))}.

More precisely, put W=Vr(Ik)W=V^{r(I_k)}, K=ker⁡(N∣W)K=\ker(N|_W), and F=r(Fr⁡)F=r(\operatorname{Fr}). If RN(s)R_N(s) denotes the ratio on the left, then

R0(s)RN(s)=det⁡(−Q−sF∣W/K).(3.1)\frac{R_0(s)}{R_N(s)}=\det(-Q^{-s}F\mid W/K). \tag*{(3.1)}

Proof. The operator NN commutes with inertia and satisfies FN=Q−1NFFN=Q^{-1}NF. Thus NN identifies W/KW/K with NWNW, multiplying Frobenius eigenvalues by Q−1Q^{-1}. Averaging over the finite inertia image identifies (V∨)r∨(Ik)(V^\vee)^{r^\vee(I_k)} with W∨W^\vee. The dual monodromy operator is −Nt-N^{\mathrm{t}}. On W∨W^\vee its kernel is the annihilator of NWNW, so restriction of functionals gives the Frobenius-equivariant isomorphism

W∨/ker⁡(−Nt)≃(NW)∨.W^\vee/\ker(-N^{\mathrm{t}})\simeq(NW)^\vee.

Consequently, if cc is a Frobenius eigenvalue on W/KW/K, the corresponding eigenvalue on this dual quotient is Qc−1Qc^{-1}. Writing x=Q−sx=Q^{-s} and comparing the determinants for NN and 00 gives

R0(s)RN(s)=∏c1−xc1−Q−1x−1(Qc−1)=∏c(−xc),\frac{R_0(s)}{R_N(s)} =\prod_c\frac{1-xc}{1-Q^{-1}x^{-1}(Qc^{-1})} =\prod_c(-xc),

where the eigenvalues are counted with multiplicity. This proves (3.1), as an identity of rational functions in xx. Its right-hand side is a nonzero constant times a monomial, and comparison through N=0N=0 proves the assertion for NN and N′N'.

Consequences of purity

Recall that the monodromy filtration centered at zero of a nilpotent operator NN on VV is the unique finite increasing filtration M∙VM_\bullet V, indexed by the integers, satisfying

N(MjV)⊂Mj−2V,Nj:Gr⁡jMV→∼Gr⁡−jMV(j≥0).N(M_jV)\subset M_{j-2}V,\qquad N^j:\operatorname{Gr}^{M}_jV\xrightarrow{\sim}\operatorname{Gr}^{M}_{-j}V\quad(j\ge0).

Here MjV=0M_jV=0 for sufficiently negative jj and MjV=VM_jV=V for sufficiently positive jj. On a Jordan chain v,Nv,…,Ndvv,Nv,\ldots,N^dv, the successive vectors have degrees d,d−2,…,−dd,d-2,\ldots,-d. This description constructs the filtration and shows that it commutes with direct sums. Its uniqueness also shows that the Weil action preserves it, since conjugation by r(w)r(w) multiplies NN by the nonzero scalar ∣w∣\lvert w\rvert.

We say that (r,N)(r,N) is pure of weight zero, with respect to the fixed complex realization of the coefficients, if every Frobenius eigenvalue on Gr⁡jMV\operatorname{Gr}^{M}_j V has absolute value Qj/2Q^{j/2}. When N=0N=0, this says that all eigenvalues of r(Fr⁡)r(\operatorname{Fr}) have absolute value 1. Nonzero monodromy allows eigenvalues of different absolute values, arranged in symmetric Jordan chains.

Lemma 3.2. Let (r,N)(r,N) be a finite-dimensional Frobenius-semisimple Weil–Deligne representation, pure of weight zero. Then L(s,(r,N))L(s,(r,N)) is holomorphic and nonzero for Re⁡(s)>0\operatorname{Re}(s)>0, and

∣det⁡r(Fr⁡)∣=1.(3.2)\lvert\det r(\operatorname{Fr})\rvert=1. \tag*{(3.2)}

Every Weil–Deligne direct summand of (r,N)(r,N) is also pure of weight zero and satisfies these conclusions.

Proof. The bottom vector of a Jordan chain of length d+1d+1 has monodromy degree −d-d. Hence ker⁡N⊂M0V\ker N\subset M_0V. Purity implies that all Frobenius eigenvalues on M0VM_0V, and therefore on (ker⁡N)Ik(\ker N)^{I_k}, have absolute value at most 1. If Re⁡(s)>0\operatorname{Re}(s)>0, each factor 1−Q−sc1-Q^{-s}c in the defining determinant of the local LL-factor is nonzero. The asserted holomorphy and nonvanishing follow.

The defining isomorphisms of the monodromy filtration give dim⁡Gr⁡jMV=dim⁡Gr⁡−jMV\dim\operatorname{Gr}^{M}_jV=\dim\operatorname{Gr}^{M}_{-j}V. Taking the determinant on the graded spaces therefore gives

∣det⁡r(Fr⁡)∣=Q12∑jjdim⁡Gr⁡jMV=1.\lvert\det r(\operatorname{Fr})\rvert=Q^{\frac{1}{2}\sum_j j\dim\operatorname{Gr}^{M}_jV}=1.

Finally, the monodromy filtration of a direct sum is the direct sum of its monodromy filtrations. Each graded space of a Weil–Deligne summand is consequently a Frobenius-stable direct summand of the corresponding graded space of VV, and inherits its purity.

For example, take trivial inertia on V=Ce1⊕Ce2V=\mathbb{C}e_1\oplus\mathbb{C}e_2 and set

r(Fr⁡)=(Q−1/200Q1/2),Ne2=e1,Ne1=0.r(\operatorname{Fr})= \begin{pmatrix} Q^{-1/2} & 0\\ 0 & Q^{1/2} \end{pmatrix}, \qquad Ne_2=e_1,\quad Ne_1=0.

The degrees of e1,e2e_1,e_2 are −1,1-1,1, so this representation is pure of weight zero although the image of rr is unbounded. It comes from the LL-parameter trivial on WkW_k and standard on SL2(C)\mathrm{SL}_2(\mathbb{C}). Replacing NN by 0 destroys purity and introduces a pole at s=1/2s=1/2 in the local LL-factor. This is why boundedness of the Weil part and purity of a completed Weil–Deligne representation must be distinguished.

Adjoint regularity determines the orbit

The next proposition is the implication from adjoint regularity to an open monodromy orbit established in [4] (Proposition 3.5) and [6] (Proposition 6.10). We give the elementary argument in the semisimple case needed here. The Killing form identifies the obstruction to an orbit being open with the space responsible for a pole of the adjoint LL-factor at 1.

Proposition 3.3. Let G^\widehat{G} be a connected semisimple complex algebraic group, and let r:Wk→G^r:W_k\to\widehat{G} be a Frobenius-semisimple Weil parameter with finite inertial image. Write

e=Lie⁡(G^)r(Ik),ea=ker⁡(Ad⁡(r(Fr⁡))−a∣e)(a∈C×),\mathfrak{e}=\operatorname{Lie}(\widehat{G})^{r(I_k)},\qquad \mathfrak{e}_a=\ker\left(\operatorname{Ad}(r(\operatorname{Fr}))-a\mid\mathfrak{e}\right)\quad(a\in\mathbb{C}^{\times}),

and let C=ZG^(r(Wk))C = Z_{\widehat{G}}(r(W_k)). If (r,N)(r,N) is a Weil–Deligne parameter and L(s,Ad⁡∘(r,N))L(s,\operatorname{Ad}\circ(r,N)) is regular at s=1s=1, then the orbit C⋅NC\cdot N is open in eQ−1\mathfrak{e}_{Q^{-1}}. In particular, if N1,N2N_1,N_2 are two monodromy operators over rr whose adjoint LL-factors are regular at 11, then some c∈Cc\in C satisfies Ad⁡(c)N1=N2\operatorname{Ad}(c)N_1=N_2.

Proof. The Weil–Deligne relation places NN in eQ−1\mathfrak{e}_{Q^{-1}}. On the adjoint representation its monodromy is ad⁡(N)\operatorname{ad}(N), so regularity at 11 is equivalent to

ker⁡(ad⁡N)∩eQ=0.(3.3)\ker(\operatorname{ad}N)\cap\mathfrak{e}_Q=0. \tag*{(3.3)}

Indeed, a pole at 11 means that Frobenius has eigenvalue QQ on (ker⁡ad⁡N)r(Ik)(\ker\operatorname{ad}N)^{r(I_k)}.

Let BB be the Killing form of Lie⁡(G^)\operatorname{Lie}(\widehat{G}). Its restriction to e\mathfrak{e} is nondegenerate. To see this, average any vector over the finite inertia image: pairing it with an inertia-invariant vector gives the same value before and after averaging. A vector orthogonal to e\mathfrak{e} inside e\mathfrak{e} is therefore orthogonal to the entire Lie algebra, and is zero. Frobenius preserves BB and acts semisimply, so BB pairs ea\mathfrak{e}_a perfectly with ea−1\mathfrak{e}_{a^{-1}}.

We have Lie⁡(C)=e1\operatorname{Lie}(C)=\mathfrak{e}_1. The differential of the orbit map at the identity is

e1⟶eQ−1,Y⟼[Y,N].(3.4)\mathfrak{e}_1\longrightarrow\mathfrak{e}_{Q^{-1}},\qquad Y\longmapsto[Y,N]. \tag*{(3.4)}

By invariance of BB, its transpose under the preceding perfect pairings is

eQ⟶e1,X⟼[N,X].\mathfrak{e}_Q\longrightarrow\mathfrak{e}_1,\qquad X\longmapsto[N,X].

The kernel of this transpose is zero by (3.3), so (3.4) is surjective. Algebraic group orbits are smooth and locally closed in characteristic zero. Thus C⋅NC\cdot N has the dimension of eQ−1\mathfrak{e}_{Q^{-1}} and is open in that vector space. Since the vector space is irreducible, it has at most one open CC-orbit. This proves the last assertion as well.

Local coefficients and semisimple parameters

The comparison in this section expresses the divisor of a Shahidi local coefficient in terms of the semisimple local parameter. It applies to arbitrary generic inducing representations, including ramified supercuspidals. We use multiplicativity to reduce to supercuspidal data, and then isolate the prescribed place in a global functional equation. Only the product of local factors occurring in a local coefficient is needed. Lemma 3.1 allows this product to be compared without identifying monodromy operators.

Let HH be a split adjoint group under consideration, or a standard Levi subgroup of such a group, over the local function field kk. Fix a split maximal torus TT, a Borel subgroup B=TUB=TU, and a nondegenerate character ψ\psi of U(k)U(k). Write P=MRP=MR for a proper standard parabolic subgroup of HH. All induction is normalized, and we write

IPH(σz)=Ind⁡P(k)H(k)(σz).I_P^H(\sigma_z)=\operatorname{Ind}_{P(k)}^{H(k)}(\sigma_z).

Here σ\sigma is an irreducible generic representation of M(k)M(k) and z∈aM,C∗=X∗(M)⊗ZCz\in\mathfrak{a}_{M,\mathbb{C}}^*=X^*(M)\otimes_{\mathbb{Z}}\mathbb{C}. Whittaker characters and Weyl representatives are chosen compatibly. Lemma 2.1 gives a single torus orbit of nondegenerate characters for these groups, so such a choice is possible for every generic σ\sigma.

Let wHw_H and wMw_M denote the longest Weyl elements of HH and MM, and put w=wHwMw=w_Hw_M. Let P′P' be the standard parabolic with Levi wMw−1wMw^{-1}. The standard intertwining operator

AH(z,σ;w):IPH(σz)⟶IP′H((wσ)wz)A_H(z,\sigma;w):I_P^H(\sigma_z)\longrightarrow I_{P'}^H((w\sigma)_{wz})

is defined by its usual unipotent integral and meromorphic continuation. In particular, AHA_H has no normalization by local LL-functions. We use the convention

λsource(z)=CH(z,σ)λtarget(wz)∘AH(z,σ;w)(4.1)\lambda_{\mathrm{source}}(z)=C_H(z,\sigma)\lambda_{\mathrm{target}}(wz)\circ A_H(z,\sigma;w) \tag*{(4.1)}

for the local coefficient. We also use this definition for a Weyl element carrying the simple roots of its source Levi into the ambient simple roots. These are the intertwiners that occur in multiplicativity.

Let P^=M^R^\widehat{P}=\widehat{M}\widehat{R} be the corresponding standard parabolic in H^\widehat{H}. Decompose its unipotent Lie algebra under the connected center of M^\widehat{M}:

n^:=Lie⁡(R^)=⨁bVb.(4.2)\widehat{\mathfrak{n}}:=\operatorname{Lie}(\widehat{R})=\bigoplus_b V_b. \tag*{(4.2)}

The index bb runs over the weights that occur, rbr_b is the representation of M^\widehat{M} on VbV_b, and b(z)b(z) is the pairing with the central cocharacter specified by the twist zz.

Proposition 4.1 (Comparison of local coefficients). For HH, PP, MM, and σ\sigma as above, let (ρσ,Nσ)(\rho_\sigma,N_\sigma) be any Weil–Deligne pair in M^\widehat{M} with Weil part the semisimple local parameter of σ\sigma. Then

CH(z,σ)≐∏bL(1−b(z),rb∨∘(ρσ,Nσ))L(b(z),rb∘(ρσ,Nσ)).(4.3)C_H(z,\sigma)\doteq\prod_b\frac{L(1-b(z),r_b^\vee\circ(\rho_\sigma,N_\sigma))}{L(b(z),r_b\circ(\rho_\sigma,N_\sigma))}. \tag*{(4.3)}

In particular, one may take Nσ=0N_\sigma=0. The equality is an identity of meromorphic functions of the unramified twists, up to a nonzero constant times a monomial in twist coordinates.

We first explain how local coefficients behave under specialization and induction in stages. We then prove the rank-one and principal-series cases of the proposition. Globalization supplies the remaining supercuspidal case. The local-coefficient constructions and the crude functional equation are those of Lomelí [19] (§§1–2 and Theorem 4.3); the globalization method is that of Gan–Lomelí [13] (Theorem 1.1 and §5). For the related construction of γ\gamma-factors from semisimple parameters, see also [14] (Section 7).

Whittaker lines in families

For a smooth representation VV of H(k)H(k), write VU,ψV_{U,\psi} for its twisted coinvariants. When V=IPH(σz)V=I_P^H(\sigma_z) with σ\sigma generic, these coinvariants are one-dimensional. The scalar of the standard intertwining operator on this line is the inverse local coefficient. To use this description at a reducibility point, one must choose generators that remain nonzero after specialization.

Choose a finite cover of the torus of unramified twists on which the characters in use are algebraic, and let A\mathcal{A} be its Laurent polynomial coordinate ring. The family σz\sigma_z is a smooth A[M(k)]\mathcal{A}[M(k)]-module, and its induced family is a smooth A[H(k)]\mathcal{A}[H(k)]-module. Meromorphic operators are obtained by extending scalars to the fraction field of A\mathcal{A}.

Lemma 4.2 (Whittaker lines and specialization). The twisted coinvariants of the induced family IPH(σz)I_P^H(\sigma_z) form a free rank-one A\mathcal{A}-module, and this description commutes with specialization of zz. The Jacquet-integral Whittaker functionals give a generator of its dual whose specialization is nonzero at every twist. Consequently, the inverse scalar induced by AHA_H on these lines is CH(z,σ)C_H(z,\sigma) up to a unit of A\mathcal{A}.

Proof. The twisted Jacquet functor is exact over A\mathcal{A}. Indeed, the unipotent group U(k)U(k) is an increasing union of compact open subgroups. On each such subgroup, twisted averaging is an idempotent, since A\mathcal{A} is a complex algebra. Taking the resulting filtered colimit proves exactness. The same description shows that twisted coinvariants commute with scalar extension, including specialization.

Apply this functor to the Bruhat filtration of parabolic induction. For a representative xx of WM\WHW_M \backslash W_H, the corresponding subquotient consists of sections with compact support modulo P(k)P(k) on the cell P(k)x˙U(k)P(k)\dot{x}U(k). As a U(k)U(k)-representation, it is compact induction from

U(k)∩x˙−1P(k)x˙,U(k) \cap\dot{x}^{-1}P(k)\dot{x},

with the fiber action obtained from the inducing representation. Its twisted coinvariants are therefore computed on the fiber. All unramified twists and modulus characters are trivial on the unipotent groups in this calculation, so the calculation is unchanged over A\mathcal{A}.

Every cell other than the open one has a simple root subgroup of UU whose conjugate lies in RR. It acts trivially on the fiber and nontrivially through ψ\psi, so that cell contributes no twisted coinvariants. For completeness, take xx minimal on the left modulo WMW_M. If no simple root is sent to a positive root outside MM, every xαx\alpha for α\alpha simple is either negative or a positive Levi root. Thus the coefficients outside the Levi simple system of every xβx\beta, β\beta positive, are nonpositive. In particular, xβx\beta cannot be a positive root outside MM. It follows that x−1x^{-1} sends all positive roots outside MM to negative roots, which characterizes the representative of the open cell.

On the open cell, the remaining coinvariant calculation is precisely the Whittaker coinvariant space of σ\sigma, with the character transported by the chosen representative. This space is one-dimensional by Whittaker uniqueness. Hence the induced family’s coinvariants are its tensor product with A\mathcal{A}, as asserted. This is the usual open-cell proof of Whittaker heredity, now carried out over the coefficient ring.

The open-cell submodule therefore induces an isomorphism on twisted coinvariants. Its unipotent integral, applied to a fixed Whittaker functional of σ\sigma, extends uniquely through this isomorphism to an A\mathcal{A}-linear Whittaker functional on the entire induced family. In a convergence chamber this functional and the usual Jacquet integral agree on the open-cell submodule, and hence agree everywhere. Meromorphic continuation consequently identifies the Jacquet functional with this algebraic functional. In particular, its evaluations on algebraic sections are Laurent polynomials, as also recalled in [19], §1.2.

To see that specialization is nonzero, choose a vector on which the fixed Whittaker functional of σ\sigma is 11 and a compactly supported function in the open-cell unipotent coordinates whose ψ\psi-weighted integral is 11. The resulting algebraic section has Whittaker value 11 at every twist. Thus the regular functional just constructed never specializes to zero and generates the dual coinvariant line.

Equation (4.1) now identifies the local coefficient with the inverse scalar on these free lines. Two generators of a free rank-one Laurent polynomial module differ by a unit, hence by a nonzero constant times a monomial. Haar measures and compatible Weyl representatives change the formula only by such units. Torus conjugation of the Whittaker character also identifies these lines over A\mathcal{A} and commutes with the intertwining calculation, with the same consequence. □

Elementary intertwiners and reduction of the inducing data

We record the root decomposition that governs both sides of (4.3). For a Weyl element vv, set

Inv⁡(v)={β∈ΦH+:vβ∈−ΦH+}.\operatorname{Inv}(v)=\{\beta\in\Phi_H^+ : v\beta\in-\Phi_H^+\}.

For a standard Levi LL, write ΔL\Delta_L for its simple roots.

Lemma 4.3 (Elementary factorization). Let LL be a standard Levi of HH, and suppose vΔL⊆ΔHv\Delta_L \subseteq\Delta_H. There is a length-additive factorization

v=vt⋯v1v = v_t \cdots v_1

with the following properties. Put v<j=vj−1⋯v1v_{<j}=v_{j-1}\cdots v_1 and Lj=v<jLv<j−1L_j=v_{<j}Lv_{<j}^{-1}. Then LjL_j is standard, it is a maximal proper Levi in a standard Levi subgroup HjH_j, and

ΔHj=ΔLj∪{αj},vj=wHjwLj.\Delta_{H_j}=\Delta_{L_j}\cup\{\alpha_j\},\qquad v_j=w_{H_j}w_{L_j}.

Moreover,

Inv⁡(v)=⨆j=1tv<j−1Inv⁡(vj).(4.4)\operatorname{Inv}(v)=\bigsqcup_{j=1}^{t}v_{<j}^{-1}\operatorname{Inv}(v_j). \tag*{(4.4)}

The analogous partition holds for coroots.

Proof. If v≠1v\ne1, choose a simple root α\alpha with vα<0v\alpha<0. Such a root is outside ΔL\Delta_L, since vΔL⊆ΔHv\Delta_L\subseteq\Delta_H. Let H1H_1 be the standard Levi obtained by adjoining α\alpha to ΔL\Delta_L, and set v1=wH1wLv_1=w_{H_1}w_L.

Every positive root of H1H_1 outside LL has a strictly positive α\alpha-coefficient. Its image under vv is a positive linear combination of vαv\alpha and roots in vΔLv\Delta_L. The negative root vαv\alpha has a strictly negative coefficient outside vΔLv\Delta_L: otherwise it would belong to the span of vΔLv\Delta_L, contradicting α∉span⁡(ΔL)\alpha\notin\operatorname{span}(\Delta_L). This coefficient cannot be canceled by the other summands. The image root is therefore negative. It follows that

Inv⁡(v1)=ΦH1+∖ΦL+⊆Inv⁡(v).\operatorname{Inv}(v_1)=\Phi_{H_1}^{+}\setminus\Phi_L^{+}\subseteq\operatorname{Inv}(v).

Consequently v1v_1 is a right factor with additive length. The element v1v_1 carries ΔL\Delta_L into the simple roots of H1H_1. Replace LL by v1Lv1−1v_1Lv_1^{-1} and vv by vv1−1vv_1^{-1}, which still carries the new Levi simple system into ΔH\Delta_H. The length has strictly decreased, so iteration terminates. The usual inversion-set identity for a product with additive lengths gives (4.4). Applying the same argument to the dual root system gives its coroot version.

The standard intertwining integrals factor according to Lemma 4.3. First one uses Fubini’s theorem in a convergence chamber, and then meromorphic continuation. At each step, normalized induction in stages identifies the elementary operator with the maximal-parabolic operator in HjH_j. Taking Whittaker scalars and using Lemma 4.2 therefore gives multiplicativity of local coefficients, up to the allowed units. This is the multiplicativity of [19], Proposition 2.3.

We explain more precisely how it reduces the inducing representation. Suppose for the moment that PP is maximal in HH, with omitted simple root α\alpha. Let α~∈aM,R∗\widetilde{\alpha}\in\mathfrak{a}_{M,\mathbb{R}}^{*} be proportional to the character giving the determinant on Lie⁡(R)\operatorname{Lie}(R) and normalized by

⟨α~,α∨⟩=1.\langle\widetilde{\alpha},\alpha^\vee\rangle=1.

Its pairing with every simple coroot of MM is zero. The decomposition (4.2) is then conventionally written

n^=⨁i≥1Vi,Vi=⨁⟨α~,β∨⟩=ih^β∨,\widehat{\mathfrak{n}}=\bigoplus_{i\geq1}V_i,\qquad V_i=\bigoplus_{\langle\widetilde{\alpha},\beta^\vee\rangle=i}\widehat{\mathfrak{h}}_{\beta^\vee},

where h^β∨\widehat{\mathfrak{h}}_{\beta^\vee} is the corresponding root space in Lie⁡(H^)\operatorname{Lie}(\widehat{H}) and ii ranges over the positive integers that occur. Along z=sα~z=s\widetilde{\alpha}, the arguments in (4.3) are isis and 1−is1-is.

Every other twist direction is a sum of this relative direction and a direction in X∗(H)⊗CX^*(H) \otimes\mathbb{C}. A twist from HH twists both sides of the intertwiner and changes its Whittaker scalar by at most a unit. On the dual side it acts through Z(H^)∘Z(\widehat{H})^\circ and acts trivially on n^\widehat{\mathfrak{n}}. Thus it suffices to prove the maximal-parabolic comparison on the relative line.

By the subrepresentation theorem, σ\sigma embeds in normalized induction in MM from a supercuspidal representation σ0\sigma_0 of a standard Levi M0⊆MM_0 \subseteq M. Exactness and heredity of Whittaker coinvariants show that σ0\sigma_0 is generic. They also show that the embedding induces an isomorphism on Whittaker lines, since both lines are one-dimensional. The same holds after every unramified twist.

The element w=wHwMw = w_H w_M carries the simple roots of M0M_0 into those of HH. In the induced realization from M0M_0, its intertwining integral still uses exactly the roots outside MM turned negative by ww: ww preserves the positive system of MM in its target Levi. Thus induction in stages identifies the intertwiner on σ\sigma with the restriction of this intertwiner on the smaller inducing data. The isomorphisms of Whittaker lines just established identify their local coefficients, up to units.

Apply Lemma 4.3 with L=M0L = M_0, and write Mj=w<jM0w<j−1M_j = w_{<j}M_0w_{<j}^{-1} for the successive Levi subgroups. At step jj, the inducing representation is the transport of σ0\sigma_0 to MjM_j, and the twist is w<j(sα~)w_{<j}(s\tilde{\alpha}). Its relative coordinate in HjH_j is cjsc_js, where

cj=⟨w<jα~,αj∨⟩>0.(4.5)c_j = \langle w_{<j}\tilde{\alpha}, \alpha_j^\vee\rangle> 0. \tag*{(4.5)}

Indeed, w<j−1αj∨w_{<j}^{-1}\alpha_j^\vee belongs to the original inversion set of coroots, all of which are positive and outside MM. Pairing with α~\tilde{\alpha} is strictly positive on this set. Each elementary coefficient consequently has a genuinely varying argument; the reduction does not restrict a meromorphic coefficient to an identically singular locus.

The same factorization decomposes the dual representations. Transport the nilradical Lie algebra for Mj⊂HjM_j \subset H_j back by w<j−1w_{<j}^{-1}. It is invariant under M^0\widehat{M}_0, because the original algebra is invariant under M^j\widehat{M}_j. The coroot partition (4.4) identifies their direct sum with n^\widehat{\mathfrak{n}} restricted to M^0\widehat{M}_0. A step summand of relative degree iji_j has twist exponent cjijsc_j i_j s. To see this, decompose w<jα~w_{<j}\tilde{\alpha} into cjα~jc_j\tilde{\alpha}_j and a character direction from HjH_j; the latter pairs to zero with every coroot in HjH_j.

Compatibility of semisimple parameters with normalized induction identifies ρσ\rho_\sigma with the parameter obtained from ρσ0\rho_{\sigma_0}. Taking monodromy zero, the preceding decomposition therefore makes the right side of (4.3) the product of the right sides for the elementary maximal parabolics. We have proved that comparison for maximal parabolics with supercuspidal inducing data implies comparison for maximal parabolics with arbitrary generic data.

The principal-series comparison

The rank-one case supplies the local comparisons needed away from the place prescribed in globalization. If a maximal proper Levi MM is a torus, the derived root system of HH has rank one. The local coefficient is the Tate gamma factor for the character obtained by pulling σ\sigma back along the coroot. Tate’s formula and local class field theory give

CH(sα~,σ)≐L(1−s,r1∨∘ρσ)L(s,r1∘ρσ).(4.6)C_H(s\tilde{\alpha},\sigma)\doteq\frac{L(1-s,r_1^\vee\circ\rho_\sigma)}{L(s,r_1 \circ\rho_\sigma)}. \tag*{(4.6)}

This calculation permits an arbitrary smooth inducing character; see [19], §1.3. It also applies to the isogeny types occurring here. Pulling the integral back through the root homomorphism from SL2\mathrm{SL}_2 identifies the root groups and the unipotent integration, and the inducing character pulls back through the stated coroot. Extra central tori have no effect on this calculation.

An irreducible generic constituent of a principal series can be embedded in a principal series, with a possibly Weyl-conjugate inducing character, by the subrepresentation and supercuspidal support theorems. The preceding elementary factorization with M0=TM_0 = T reduces its comparison to (4.6). Thus the maximal-parabolic case of (4.3) is already proved whenever the inducing representation is a generic principal-series constituent. In particular it is available for ramified principal series; an Iwahori-fixed hypothesis is not needed.

Globalization of supercuspidal data

We now prove the remaining maximal-parabolic comparison. Let σ\sigma be a generic supercuspidal representation of M(k)M(k). We may first twist it so that its central character has finite order. Indeed, Z(M)Z(M) is a split torus, a smooth character of its maximal compact subgroup has finite image, and restriction

X∗(M)⟶X∗(Z(M))X^*(M) \longrightarrow X^*(Z(M))

has finite cokernel. Unramified twists can therefore adjust the finitely many uniformizer values to roots of unity. Twisting back shifts the relative parameter ss; the remaining twist direction is from HH and has the behavior already described. Twist compatibility of semisimple parameters gives the identical shift on the proposed Galois expression.

Write k=k0((t))k = k_0((t)), and put K=k0(t)K = k_0(t). Let v0v_0 be the rational place t=0t = 0, so Kv0=kK_{v_0} = k. Use the constant split models of HH and MM over KK. The finite-order central character just obtained extends to a finite-order automorphic character of Z(M)(AK)Z(M)(\mathbb{A}_K). Here is an explicit extension, to check the central-character hypothesis of globalization.

For one split central factor, the idele-class group of KK fits into the split exact sequence

1⟶(∏xOx×)/k0×⟶K×\AK×→deg⁡Z⟶0.(4.7)1 \longrightarrow\left(\prod_x \mathcal{O}_x^\times\right)/k_0^\times\longrightarrow K^\times\backslash\mathbb{A}_K^\times\xrightarrow{\deg}\mathbb{Z} \longrightarrow0. \tag*{(4.7)}

The degree-zero description follows from the triviality of Pic⁡0(P1)\operatorname{Pic}^0(\mathbb{P}^1), and the uniformizer idele at v0v_0 splits the degree map. Prescribe the given unit character at v0v_0, cancel its restriction to k0×k_0^\times using a character of the residue field at infinity, and take trivial characters at the remaining unit groups. This defines a finite-order character of the left group in (4.7). Give the degree generator the prescribed finite-order value of the local character on tt. The resulting automorphic character has the desired restriction at v0v_0. Repeat for every split central factor.

Choose a nontrivial global additive character and the resulting generic character of the Borel unipotent of MM. Its local character at v0v_0 is in the torus orbit for which σ\sigma is generic. The globalization theorem of Gan–Lomelí [13] (Theorem 1.1) now produces a globally generic cuspidal representation Π\Pi of M(AK)M(\mathbb{A}_K) such that

Πv0≃σ,Πx is a principal-series constituent for every x≠v0,\Pi_{v_0} \simeq\sigma,\qquad\Pi_x\ \text{is a principal-series constituent for every }x \ne v_0,

and whose central character is the finite-order character just constructed. Their theorem preserves the prescribed unipotent period; for the Borel unipotent and a nondegenerate character this is precisely global genericity. It imposes no restriction on the depth of σ\sigma or on the positive characteristic.

Choose a global parameter Σ\Sigma occurring for Π\Pi, and enlarge a finite set SS of places containing v0v_0 so that normalized Satake matching and all unramified conditions for the crude functional equation hold outside SS. For the maximal parabolic under consideration, Lomelí’s crude functional equation is

∏iLS(is,Π,ri)LS(1−is,Π,ri∨)=˙∏x∈SCHx(sα~,Πx).(4.8)\prod_i \frac{L^S(is,\Pi,r_i)}{L^S(1-is,\Pi,r_i^\vee)} \mathrel{\dot=} \prod_{x\in S} C_{H_x}(s\widetilde{\alpha},\Pi_x). \tag*{(4.8)}

In [19], Theorem 4.3, the denominator is written using the contragredient Π~\widetilde{\Pi} and rir_i. At an unramified place, contragredience inverts the Satake class up to the Levi Weyl group, so those Euler factors are exactly the factors for Π\Pi and ri∨r_i^\vee displayed here.

The same partial Euler products are the partial LL-functions of ri∘Σr_i\circ\Sigma. Write Φx\Phi_x for the local Weil–Deligne parameter obtained from Σ\Sigma at xx. The functional equation for a lisse sheaf on a curve, with ramified factors defined by inertia invariants, gives

∏iLS(is,Π,ri)LS(1−is,Π,ri∨)≐∏x∈S∏iL(1−is,ri∨∘Φx)L(is,ri∘Φx).(4.9)\prod_i \frac{L^S(is,\Pi,r_i)}{L^S(1-is,\Pi,r_i^\vee)} \doteq \prod_{x\in S}\prod_i \frac{L(1-is,r_i^\vee\circ\Phi_x)}{L(is,r_i\circ\Phi_x)}. \tag*{(4.9)}

This is the usual curve functional equation [8], §§9–10; it follows from the trace formula and duality for middle extensions, and does not require purity. To check the direction of the local ratio, write the complete functional equation as L(s,V)=ϵ(s,V)L(1−s,V∨)L(s,V)=\epsilon(s,V)L(1-s,V^\vee). Removing the Euler factors in SS puts Lx(1−s,V∨)/Lx(s,V)L_x(1-s,V^\vee)/L_x(s,V) on the right. The global epsilon factor is a nonzero constant times a monomial. After the substitutions s↦iss\mapsto is, its contribution has exactly the form suppressed by =˙\mathrel{\dot=}.

The ℓ\ell-adic functional equation is an identity of rational functions and is transported through the fixed coefficient identification. Its partial LL-functions agree with the automorphic ones because their Euler factors agree outside SS. The ramified factors are those of Φx\Phi_x: the invariant stalk of the lisse sheaf is the inertia-invariant kernel of its monodromy, and Frobenius semisimplification does not change its determinant.

We can now isolate v0v_0. For each x∈S∖{v0}x\in S\setminus\{v_0\}, the representation Πx\Pi_x is generic and is a principal-series constituent. The principal-series comparison identifies its factor in (4.8) with its factor in (4.9), up to a unit. Local-global compatibility, together with Lemma 2.4, identifies the Weil part of the Frobenius-semisimplified pair Φx\Phi_x with ρΠx\rho_{\Pi_x}. Lemma 3.1 then permits us to discard its monodromy in comparing the local ratios. Cancellation leaves

CH(sα~,σ)≐∏iL(1−is,ri∨∘Φv0)L(is,ri∘Φv0).C_H(s\widetilde{\alpha},\sigma)\doteq\prod_i\frac{L(1-is,r_i^\vee\circ\Phi_{v_0})}{L(is,r_i\circ\Phi_{v_0})}.

At v0v_0 the same compatibility and Lemma 3.1 replace Φv0\Phi_{v_0} by (ρσ,0)(\rho_\sigma,0), or by any specified completion (ρσ,Nσ)(\rho_\sigma,N_\sigma). This proves (4.3) for maximal parabolics with supercuspidal data. The reduction above proves it for every generic inducing representation of a maximal Levi.

Completion of the comparison for an arbitrary parabolic

Proof of Proposition 4.1. The maximal-parabolic case has just been proved. For general P=MRP=MR, apply Lemma 4.3 to w=wHwMw=w_Hw_M, now with L=ML=M, and put Mj=w<jMw<j−1M_j=w_{<j}Mw_{<j}^{-1}. At step jj, the inducing data are transported from σ\sigma to MjM_j, and the twist is w<jzw_{<j}z. Its relative coordinate is

sj(z)=⟨w<jz,αj∨⟩.s_j(z)=\langle w_{<j}z,\alpha_j^\vee\rangle.

This linear function is strictly positive on the positive chamber for PP, because its transported coroot lies outside MM in the inversion partition. In particular it is nonconstant. The maximal-parabolic comparison is available for each step and for every such twist, with directions from HjH_j contributing only units. Multiplicativity gives the product of these step formulas for CH(z,σ)C_H(z,\sigma). Use monodromy zero in these formulas. Transporting the step nilradicals back to M^\widehat{M}, the inversion partition gives their direct sum as n^\widehat{\mathfrak{n}}. On a step summand of degree iji_j, the twist exponent is ijsj(z)i_j s_j(z), which is exactly b(z)b(z) for its connected-central weight in (4.2). Multiplicativity of Artin LL-factors for direct sums identifies the product of all step expressions with the right side of (4.3) for Nσ=0N_\sigma=0. Finally Lemma 3.1, applied to each rbr_b, allows any Weil–Deligne completion with the same Weil part. □\square

A local criterion for temperedness

We now apply the local-coefficient comparison to a generic Langlands quotient. It first supplies adjoint regularity for a completion built from the tempered inducing representation. A completion of the same semisimple parameter with pure adjoint will then force the inducing exponent to vanish.

Proposition 5.1. Let GG be split adjoint absolutely simple over kk. Suppose a generic irreducible representation τ\tau is the Langlands quotient of IPG(σν)I_P^G(\sigma_\nu), where P=MRP=MR is a proper standard parabolic, σ\sigma is tempered, and ν\nu is in the open positive chamber for PP. Choose a tempered completion (ρσ,NM)(\rho_\sigma,N_M) from Theorem 2.3, twist it by ν\nu, and include it in G^\widehat{G}. The resulting pair (r,NM)(r,N_M) has r≃ρτr\simeq\rho_\tau and

L(s,Ad⁡∘(r,NM)) is regular at s=1.L(s,\operatorname{Ad}\circ(r,N_M))\text{ is regular at }s=1.

Proof. Exactness and heredity of Whittaker coinvariants imply that σ\sigma is generic. The assertion about rr follows from normalized-induction and twist compatibility in Theorem 2.2.

Let A(z)A(z) be the unnormalized long intertwiner on IPG(σz)I_P^G(\sigma_z). For tempered inducing data, A(z)A(z) is holomorphic at ν\nu and im⁡A(ν)\operatorname{im} A(\nu) is the Langlands quotient; see [22 Lemme VII.4.1 and Théorème VII.4.2] and [7 Section 2.2]. Since this image is generic, exactness of Whittaker coinvariants shows that the induced map on the two Whittaker lines is nonzero at ν\nu. Using the algebraic trivializations with nonvanishing specializations established in Section 4, the local coefficient CG(z,σ)C_G(z,\sigma), the inverse of that scalar, is therefore holomorphic and nonzero at ν\nu.

Decompose n^=⨁bVb\widehat{\mathfrak{n}}=\bigoplus_b V_b under the connected center of M^\widehat{M}, and denote its actions by rbr_b. For any algebraic representation of a tempered parameter, the eigenvalues of Frobenius on the kernel of monodromy have absolute value at most 1. Indeed, a highest weight m≥0m\geq0 of the SL⁡2\operatorname{SL}_2 factor contributes Q−m/2Q^{-m/2} in (2.3), and the commuting Weil action has eigenvalues of absolute value 1. Consequently its local LL-factor is regular and nonzero when the argument has positive real part.

Since b(ν)>0b(\nu)>0, every denominator in the identity of Proposition 4.1, using (ρσ,NM)(\rho_\sigma,N_M), is regular and nonzero at z=νz=\nu. The product is also regular and nonzero there. Local LL-factors have no zeros, so none of the numerator factors

L(1−b(ν),rb∨∘(ρσ,NM))L\left(1-b(\nu),r_b^\vee\circ(\rho_\sigma,N_M)\right)

can have a pole.

Finally the decomposition into the Levi algebra and opposite nilradicals is

Lie⁡(G^)=Lie⁡(M^)⊕n^⊕n^−.\operatorname{Lie}(\widehat{G})=\operatorname{Lie}(\widehat{M})\oplus\widehat{\mathfrak{n}}\oplus\widehat{\mathfrak{n}}^-.

The Killing form identifies the last summand with the dual of the second. On the first summand the central twist is trivial, so its factor is regular at 1 by temperedness. The second contributes arguments 1+b(ν)>01+b(\nu)>0. The third contributes the arguments 1−b(ν)1-b(\nu) just controlled by the numerator factors. Multiplication of these factors proves the assertion. □\square

Theorem 5.2 (Pure completion criterion). Let GG be split adjoint absolutely simple over a local function field kk, and let τ\tau be an irreducible generic smooth representation of G(k)G(k). Suppose ρτ\rho_\tau admits a Weil–Deligne completion (ρτ,N∗)(\rho_\tau, N_*) whose adjoint representation is pure of weight zero. Then τ\tau is tempered.

Proof. Assume that τ\tau is not tempered. By the Langlands classification it has the description in Proposition 5.1, with PP proper and ν\nu strictly positive. There is no real central twisting direction for an adjoint group. Let (r,NM)(r, N_M) be the completion in that proposition, retaining its realization in the fixed dual Levi. Transport the assumed completion by conjugacy to a pair (r,N∗)(r, N_*) over this same Weil parameter; its adjoint representation remains pure.

By Lemma 3.2, the adjoint LL-factor of (r,N∗)(r, N_*) is regular at 1, as is that of (r,NM)(r, N_M) by Proposition 5.1. Proposition 3.3 therefore conjugates NMN_M to N∗N_* by the centralizer of rr. In particular, Ad⁡∘(r,NM)\operatorname{Ad}\circ(r, N_M) is pure of weight zero.

The Weil image lies in M^\widehat{M}, and NMN_M lies in Lie⁡(M^)\operatorname{Lie}(\widehat{M}). Thus n^\widehat{\mathfrak n} is a Weil–Deligne direct summand of the adjoint representation. Lemma 3.2 makes this summand pure of weight zero and gives

∣det⁡(r(Fr⁡)∣n^)∣=1.(5.1)\left|\det(r(\operatorname{Fr}) \mid\widehat{\mathfrak n})\right|=1. \tag*{(5.1)}

We compute the same determinant before and after the twist. On every central-weight summand VbV_b, the untwisted tempered parameter has Weil determinant of absolute value 1. Its SL2\mathrm{SL}_2 factor has determinant 1, since SL2\mathrm{SL}_2 has no nontrivial algebraic characters. Thus the untwisted Weil–Deligne Frobenius determinant has absolute value 1 on VbV_b. Twisting by ν\nu multiplies each eigenvalue there by Q−b(ν)Q^{-b(\nu)}. It follows that

∣det⁡(r(Fr⁡)∣n^)∣=Q−∑bb(ν)dim⁡Vb<1.(5.2)\left|\det(r(\operatorname{Fr}) \mid\widehat{\mathfrak n})\right|=Q^{-\sum_b b(\nu)\dim V_b}<1. \tag*{(5.2)}

The inequality is strict because PP is proper and every b(ν)>0b(\nu)>0. This contradicts (5.1).

The criterion separates the local issue from the global source of purity. In particular it requires neither a full local Langlands correspondence nor an identification of the two monodromy operators in advance.

From unramified Ramanujan to every place

We apply Theorem 5.2 to a global parameter. The only input specific to the global Ramanujan problem is the following result from the companion manuscript [21], Corollary 1.2.

Theorem 6.1 (Unramified generalized Ramanujan). Let FF be the function field of a smooth projective geometrically connected curve over a finite field. Let G/FG/F be split connected adjoint absolutely simple. If a complex cuspidal automorphic representation of G(AF)G(\mathbb{A}_F) has a generic unramified component, then all its unramified components are tempered.

Proof of Theorem 1.1. Write F=Fq(X)F=\mathbb{F}_q(X) and choose a nonzero global Whittaker functional for π\pi. Every local component of its character is nondegenerate: on a simple root group, an automorphic additive character is indexed under adelic additive duality by a nonzero element of FF, and is therefore nontrivial at every place. Evaluating the global functional on a pure tensor where it is nonzero, then varying the factor at vv, gives a nonzero local Whittaker functional on πv\pi_v. Thus every πv\pi_v is generic.

Almost every πv\pi_v is unramified, so Theorem 6.1 applies. Choose an occurring global parameter Σ\Sigma as in Theorem 2.2; GG has trivial center. On a sufficiently small nonempty open subset X∘⊂XX^\circ\subset X, the adjoint local system Ad⁡∘Σ\operatorname{Ad}\circ\Sigma is lisse and its Frobenius classes are the adjoints of the normalized Satake parameters. Temperedness at these places says that all these eigenvalues have absolute value 1. Hence Ad⁡∘Σ\operatorname{Ad}\circ\Sigma is pointwise ι\iota-pure of weight zero.

Fix any place vv, removing it from X∘X^\circ if necessary. Deligne’s theorem on weights of local monodromy for curves [9 Théorème 1.8.4] shows that the local Weil–Deligne representation of this adjoint sheaf is pure of weight zero: on the jjth monodromy-graded piece, Frobenius eigenvalues have absolute value Qvj/2Q_v^{j/2}. This theorem is in the fixed-ι\iota form and applies to pointwise pure lisse sheaves on open curves. Frobenius semisimplification does not change those eigenvalues.

Let (rv,Nv)(r_v,N_v) be the dual-group-valued pair of the local restriction of Σ\Sigma. By Lemma 2.4 and Theorem 2.2(iii), rvr_v is conjugate to ρπv\rho_{\pi_v}. Its adjoint completion is pure of weight zero by the preceding paragraph. Theorem 5.2 now gives temperedness of πv\pi_v.

Finally, the local representations are unitarizable because π\pi occurs in the cuspidal L2L^2-spectrum of the adjoint group. Temperedness in the nonarchimedean Langlands classification is equivalent to weak containment of this unitary realization in the regular representation; see [27]. This is the meaning asserted in Theorem 1.1.

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