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Gaussian Lower Bounds for Distinct Subset Sums in Higher Dimensions

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Abstract

For sequences of nn nonnegative integer vectors in Zk\mathbb Z^k with distinct subset sums, we prove, for fixed kk, the uniform lower bound M≥(Ck−o(1))2n/k/nM\ge (C_k-o(1))2^{n/k}/\sqrt n for the largest coordinate, where Ck=2kπ (k+1)(k−1)/(2k)⌊(k+1)2/4⌋. C_k=\sqrt{\frac{2k}π}\, \frac{(k+1)^{(k-1)/(2k)}}{\sqrt{\lfloor (k+1)^2/4\rfloor}}. The proof compares a Gaussian-kernel expectation with a sum over a translated lattice, uniformly over the vector sequence. We optimise the resulting quadratic-form constant using a vertex second-moment certificate. We show that CkC_k also exceeds the variance constant obtained by optimising an ellipsoidal geometry.

Introduction

This paper seeks lower bounds for the largest coordinate of a sequence of nonnegative integer vectors whose subset sums are all distinct. In dimension one, this is the Erdős distinct subset sums problem. For a positive integer nn and positive integers 0<a1<⋯<an0<a_1<\cdots<a_n, the condition is

∑i∈Sai=∑i∈Tai⇒S=T,S,T⊂{1,…,n}.\sum_{i\in S}a_i=\sum_{i\in T}a_i\quad\Rightarrow\quad S=T,\qquad S,T\subset\{1,\ldots,n\}.

The variance method gives the classical Erdős–Moser bound an≥2n/(4n)a_n\ge2^n/(4\sqrt{n}), as recalled in the opening discussion of Dubroff, Fox, and Xu [4]. In the same note [4 Theorem 1], they give two proofs of the stronger asymptotic bound

an≥(2π−o(1))2nn.a_n\ge\left(\sqrt{\frac{2}{\pi}}-o(1)\right)\frac{2^n}{\sqrt{n}}.

The first bound holds for every n≥1n\ge1; the second is asymptotic as n→∞n\to\infty. Dubroff, Fox, and Xu explicitly record that the latter constant had already been obtained in unpublished work of Elkies and Gleason. These scalar results apply to our setting when k=1k=1, after ordering the entries increasingly.

In 2026, Costa and Della Fiore [3, Theorem 1.1 and Corollary 5.3] prove the finite scalar bound

an≥∑j=0n−1(j⌊j/2⌋)(n≥1).a_n\ge\sum_{j=0}^{n-1}\binom{j}{\lfloor j/2\rfloor}\qquad(n\ge1).

For n≥3n\ge3, this improves the bound obtained in the second proof of Dubroff, Fox, and Xu, while retaining the leading constant 2/π\sqrt{2/\pi}.

For n≥1n\ge1, let m1(n)m_1(n) denote the minimum attainable largest entry ana_n among the nn-term strictly increasing positive integer sequences with distinct subset sums described above.

In dimension one, the classical Erdős conjecture asks whether m1(n)≥c2nm_1(n) \ge c2^n for a positive absolute constant cc. In September of 2026, Tom Adamczewski and Thomas F. Bloom report a disproof in FrontierMath Erdős, [1 Appendix B.1, Theorem 1]. More precisely, they report that for every real ε>0\varepsilon> 0 and every integer L≥1L \ge1, there exist integers n≥Ln \ge L and N>1N > 1 and a set A⊂{1,…,N}A \subset\{1, \ldots, N\} with ∣A∣=n|A| = n and all subset sums distinct, such that N≤ε2nN \le\varepsilon2^n. Conditional on this reported theorem, no positive absolute cc satisfies the classical conjecture.

Steinerberger [7 Theorem 1 and Corollary 2] obtains the same scalar asymptotic constant through a Fourier integral involving a product of squared cosines. He also compares a smoothed signed-sum distribution with a Gaussian density, under an additional bound on the largest summand [7 Theorem 2]. This is a methodological predecessor to the present argument.

For the vector problem, we use the following conventions. Throughout, kk and nn are positive integers, with kk fixed as n→∞n \to\infty.

Definition 1.1. For positive integers k,nk, n, a sequence Σ=(a1,…,an)\Sigma= (a_1, \ldots, a_n) with ai∈Z≥0ka_i \in\mathbb{Z}_{\ge0}^k is admissible if its 2n2^n subset sums are all distinct. For such a sequence, write

M(Σ)=max⁡1≤i≤n, 1≤j≤k(ai)j.M(\Sigma) = \max_{1 \le i \le n,\,1 \le j \le k} (a_i)_j.

Here (ai)j(a_i)_j denotes the jjth coordinate of aia_i. Define

mk(n)=min⁡{M(Σ):Σ is an admissible sequence of length n in Z≥0k}.m_k(n) = \min\{M(\Sigma) : \Sigma\text{ is an admissible sequence of length }n\text{ in }\mathbb{Z}_{\ge0}^k\}.

Unless otherwise specified, write M=M(Σ)≥1M = M(\Sigma) \ge1.

The minimum exists for every k,n≥1k, n \ge1. Distribute the nn vectors as evenly as possible among the kk coordinate axes, taking ej,2ej,4ej,…e_j, 2e_j, 4e_j, \ldots on each used axis, where eje_j is the jjth standard basis vector. Uniqueness of binary representation makes the subset sums distinct, so the set defining mk(n)m_k(n) is nonempty. Its integer values therefore have an attained minimum, and the construction gives

mk(n)≤2⌈n/k⌉−1.m_k(n) \le2^{\lceil n/k\rceil-1}.

This also applies when n<kn < k, with some axes unused.

For each fixed positive integer kk, Costa, Dalai, and Della Fiore [2 arXiv:2107.07885v3, Theorem 2.5] obtain the following asymptotic bound for every admissible sequence. We take λ=1\lambda= 1 in their theorem: their family F1,n\mathcal{F}_{1,n} is the full power set, and their MM-bounded integer vectors lie in [0,M]k[0, M]^k, exactly as in Definition 1.1. With Γ\Gamma denoting Euler’s gamma function, their bound is

M≥(Dk,2−o(1))2n/kn,Dk,2=2Γ(k/2+1)1/kπ(k+2).(1)M \ge(D_{k,2} - o(1)) \frac{2^{n/k}}{\sqrt{n}}, \qquad D_{k,2} = \frac{2\Gamma(k/2 + 1)^{1/k}}{\sqrt{\pi(k+2)}}. \tag*{(1)}

The author’s earlier preprint [5] studied the same vector problem using first- and third-moment methods.

We use a Gaussian kernel in place of a moment and prove the estimate directly for bounded vector arrays, uniformly even when their covariance matrices vary with nn or are singular. The coordinate bound and the distinctness condition give, respectively, lower and upper bounds on the same expectation. A suitable quadratic form then gives a single constant for every fixed dimension.

Theorem 1.2. Fix a positive integer kk. Let Σ=(a1,…,an)\Sigma= (a_1, \ldots, a_n) be an admissible sequence as in Definition 1.1, and let M=M(Σ)M = M(\Sigma). As n→∞n \to\infty,

M≥(Ck−o(1))2n/kn,Ck=2kπ(k+1)(k−1)/(2k)⌊(k+1)2/4⌋.(2)M \ge(C_k - o(1)) \frac{2^{n/k}}{\sqrt{n}}, \qquad C_k = \sqrt{\frac{2k}{\pi}} \frac{(k+1)^{(k-1)/(2k)}}{\sqrt{\lfloor(k+1)^2/4 \rfloor}}. \tag*{(2)}

The error depends only on k,nk,n and is uniform over all such sequences. In particular, the same bound holds for mk(n)m_k(n).

For example,

C1=2π,C2=23π.C_1=\sqrt{\frac{2}{\pi}},\qquad C_2=\sqrt{\frac{2\sqrt{3}}{\pi}}.

Thus the one-dimensional constant agrees with the scalar bound above. For every fixed kk, the strict inequality Ck>Dk,2C_k>D_{k,2} improves the vector variance benchmark (1).

Theorem 3.3 then proves that the chosen quadratic form maximises the explicit formula C(A)C(A) defined in Proposition 3.1. Its vertex certificate also describes a minimum-volume enclosing ellipsoid of a classical projected cube, as explained in Appendix § 6; the theorem does not determine the optimal constant for mk(n)m_k(n).

To separate the effect of the quadratic form from that of the Gaussian kernel, Proposition 4.3 also establishes the optimised variance constant

Vk=Dk,2CkC1<Ck.V_k=D_{k,2}\frac{C_k}{C_1}<C_k.

Gaussian Comparison Framework

Bounded coefficients give a lower bound for a Gaussian-kernel expectation; distinctness and integrality give an upper bound via a translated lattice. For fixed kernel parameters, these estimates are uniform over admissible sequences, including those with singular covariance matrices, and together bound the largest coordinate from below.

Centred Subset Sums and Normalisation

Let Σ=(a1,…,an)\Sigma=(a_1,\ldots,a_n) be admissible as in Definition 1.1, with M=M(Σ)M=M(\Sigma). Let r1,…,rnr_1,\ldots,r_n be independent and uniformly distributed on {−1,1}\{-1,1\}, and set

X=12∑i=1nriai.X=\frac{1}{2}\sum_{i=1}^{n}r_i a_i.

If S={i:ri=1}S=\{i:r_i=1\}, then

X=∑i∈Sai−12∑i=1nai.(3)X=\sum_{i\in S}a_i-\frac{1}{2}\sum_{i=1}^{n}a_i. \tag*{(3)}

Consequently, XX has 2n2^n distinct values, each with probability 2−n2^{-n}. All values lie in the same translate of Zk\mathbb{Z}^k. The coordinates of XX need not be independent: they use the same random signs. Our arguments require independence of the signs only.

To apply the bounded-array Gaussian estimate and track the lattice spacing, define

ui=aiM,Y=2XMn=1n∑i=1nriui.(4)u_i=\frac{a_i}{M},\qquad Y=\frac{2X}{M\sqrt{n}}=\frac{1}{\sqrt{n}}\sum_{i=1}^{n}r_i u_i. \tag*{(4)}

Then ui∈[0,1]ku_i\in[0,1]^k, and the values of YY lie in

h(Zk+θ),h=2Mn,(5)h(\mathbb{Z}^k+\theta),\qquad h=\frac{2}{M\sqrt{n}}, \tag*{(5)}

for some θ∈Rk\theta\in\mathbb{R}^k depending on the sequence.

For this normalised vector YY, fix a real symmetric positive definite k×kk\times k matrix AA and a parameter t>0t>0, both independent of nn. We compare two bounds on

Qt=Ee−tYTAY.Q_t=\mathbb{E}e^{-tY^{T}AY}.

A Gaussian-Kernel Lower Bound for Bounded Random Sums

Lemma 2.1. Let k,n≥1k,n\ge1 be integers and let b>0b>0. Let z1,…,zn∈Rkz_1,\ldots,z_n\in\mathbb{R}^k satisfy ∥zi∥22≤b\lVert z_i\rVert_2^2\le b. Let r1,…,rnr_1,\ldots,r_n be independent and uniformly distributed on {−1,1}\{-1,1\}, and put

Z=1n∑i=1nrizi.Z=\frac{1}{\sqrt{n}}\sum_{i=1}^{n}r_i z_i.

For fixed k,b,tk,b,t, with t>0t>0, as n→∞n\to\infty,

Ee−t∥Z∥22≥(1+2tbk)−k/2−Ok,b,t(n−1).(6)\mathbb{E}e^{-t\lVert Z\rVert_2^2}\ge\left(1+\frac{2tb}{k}\right)^{-k/2}-O_{k,b,t}(n^{-1}). \tag*{(6)}

The implied constant does not depend on the vectors ziz_i, which may vary with nn subject to the stated bound. The covariance matrix of ZZ may be singular, and the coordinates of ZZ need not be independent.

Proof. Let GG be a standard Gaussian vector in Rk\mathbb{R}^k, independent of the signs. For every fixed x∈Rkx\in\mathbb{R}^k,

EGcos⁡(2t G⋅x)=e−t∥x∥22.(7)\mathbb{E}_G\cos(\sqrt{2t}\,G\cdot x)=e^{-t\lVert x\rVert_2^2}. \tag*{(7)}

The one-dimensional Gaussian characteristic function and independence of the Gaussian coordinates give this identity. Applying (7) to each value of ZZ, we may interchange the sign and Gaussian expectations because the cosine integrand is bounded. Conditional on GG, independence and symmetry of the signs factor the cosine average, giving

Ee−t∥Z∥22=EG∏i=1ncos⁡(2tn G⋅zi).(8)\mathbb{E}e^{-t\lVert Z\rVert_2^2}=\mathbb{E}_G\prod_{i=1}^{n}\cos\left(\sqrt{\frac{2t}{n}}\,G\cdot z_i\right). \tag*{(8)}

Define the positive semidefinite matrix

T=1n∑i=1nziziT.T=\frac{1}{n}\sum_{i=1}^{n}z_i z_i^{\mathsf{T}}.

Taking traces and using the assumed norm bound gives

tr⁡T=1n∑i=1n∥zi∥22≤b.\operatorname{tr}T=\frac{1}{n}\sum_{i=1}^{n}\lVert z_i\rVert_2^2\le b.

The function log⁡cos⁡x\log\cos x is smooth on [−1/2,1/2][-1/2,1/2], with bounded fourth derivative. Taylor’s theorem therefore gives an absolute constant c>0c>0 such that

log⁡cos⁡x≥−x22−cx4(∣x∣≤1/2).\log\cos x\ge-\frac{x^2}{2}-cx^4\qquad(|x|\le1/2).

To put all cosine arguments within this Taylor interval, define the event in the probability space of the auxiliary Gaussian vector GG by

En={∥G∥2≤n22tb}.E_n=\left\{\lVert G\rVert_2\le\frac{\sqrt{n}}{2\sqrt{2tb}}\right\}.

Cauchy–Schwarz and ∥zi∥2≤b\lVert z_i\rVert_2\le\sqrt{b} give, on EnE_n, for every ii,

∣2tn G⋅zi∣≤2tn∥G∥2b≤12.\left|\sqrt{\frac{2t}{n}}\,G\cdot z_i\right|\le\sqrt{\frac{2t}{n}}\lVert G\rVert_2\sqrt{b}\le\frac{1}{2}.

Thus the Taylor estimate applies simultaneously to every factor in (8). Moreover,

12∑i=1n(2tn G⋅zi)2=tGTTG,\frac{1}{2}\sum_{i=1}^{n}\left(\sqrt{\frac{2t}{n}}\,G\cdot z_i\right)^2=tG^{\mathsf{T}}TG,
∑i=1n(2tn G⋅zi)4≤4t2b2n∥G∥24.\sum_{i=1}^{n}\left(\sqrt{\frac{2t}{n}}\,G\cdot z_i\right)^4\le\frac{4t^2b^2}{n}\lVert G\rVert_2^4.

Exponentiating the sum of the Taylor bounds gives, on EnE_n,

∏i=1ncos⁡(2tn G⋅zi)≥e−tGTTGexp⁡(−4ct2b2n∥G∥24).\prod_{i=1}^{n}\cos\left(\sqrt{\frac{2t}{n}}\,G\cdot z_i\right)\ge e^{-tG^{\mathsf{T}}TG}\exp\left(-\frac{4ct^2b^2}{n}\lVert G\rVert_2^4\right).

Use e−x≥1−xe^{-x}\ge1-x for x≥0x\ge0. Since T⪰0T\succeq0, we also have 0<e−tGTTG≤10<e^{-tG^{\mathsf{T}}TG}\le1, so the multiplicative error gives the additive bound

∏i=1ncos⁡(2tn G⋅zi)≥e−tGTTG−4ct2b2n∥G∥24.\prod_{i=1}^{n}\cos\left(\sqrt{\frac{2t}{n}}\,G\cdot z_i\right)\ge e^{-tG^{\mathsf{T}}TG}-\frac{4ct^2b^2}{n}\lVert G\rVert_2^4.

Outside EnE_n, the cosine product lies in [−1,1][-1,1] and the Gaussian term lies in (0,1](0,1], so their difference is at least −2-2. Since E∥G∥22=k(k+2)\mathbb{E}\lVert G\rVert_2^2=k(k+2), Markov’s inequality gives

P(Enc)≤64t2b2k(k+2)n2.\mathbb{P}(E_n^{\mathrm{c}})\le\frac{64t^2b^2k(k+2)}{n^2}.

Taking expectations over EnE_n and its complement therefore gives the explicit estimate

Ee−t∥Z∥22≥EGe−tGTTG−4ct2b2nE∥G∥24−2P(Enc)≥EGe−tGTTG−4ct2b2k(k+2)n−128t2b2k(k+2)n2.\begin{aligned} \mathbb{E}e^{-t\lVert Z\rVert_2^2}\ge\mathbb{E}_G e^{-tG^{\mathsf{T}}TG}-\frac{4ct^2b^2}{n}\mathbb{E}\lVert G\rVert_2^4-2\mathbb{P}(E_n^{\mathrm{c}}) \\ &\ge\mathbb{E}_G e^{-tG^{\mathsf{T}}TG}-\frac{4ct^2b^2k(k+2)}{n}-\frac{128t^2b^2k(k+2)}{n^2}. \end{aligned}

Both error terms depend only on k,b,t,nk,b,t,n, proving uniformity over the vectors. In particular,

Ee−t∥Z∥22≥EGe−tGTTG−Ok,b,t(n−1).(9)\mathbb{E}e^{-t\lVert Z\rVert_2^2}\ge\mathbb{E}_G e^{-tG^{\mathsf{T}}TG}-O_{k,b,t}(n^{-1}). \tag*{(9)}

Let λ1,…,λk≥0\lambda_1,\ldots,\lambda_k\ge0 be the eigenvalues of TT. Orthogonal diagonalisation and Gaussian integration give

EGe−tGTTG=∏j=1k(1+2tλj)−1/2.\mathbb{E}_G e^{-tG^{\mathsf{T}}TG}=\prod_{j=1}^{k}(1+2t\lambda_j)^{-1/2}.

Every factor 1+2tλj1+2t\lambda_j is positive, including when λj=0\lambda_j=0. The first inequality below is the arithmetic–geometric mean inequality for these factors; the second uses tr⁡T≤b\operatorname{tr}T\le b:

∏j=1k(1+2tλj)≤(1+2ttr⁡Tk)k≤(1+2tbk)k.\prod_{j=1}^{k}(1+2t\lambda_j)\le\left(1+\frac{2t\operatorname{tr}T}{k}\right)^k\le\left(1+\frac{2tb}{k}\right)^k.

Taking reciprocal square roots reverses this inequality, so the Gaussian expectation is at least (1+2tb/k)−k/2(1+2tb/k)^{-k/2}. Combining this with (9) proves the lemma, without requiring TT to be invertible. □

A Uniform Upper Bound for Gaussian Lattice Sums

We need a lattice-sum estimate uniform in the translation. We average over a cube centred at each lattice point; symmetry removes the linear term in the quadratic form.

Lemma 2.2. Let k≥1k \ge1 be an integer and let AA be a real symmetric positive definite k×kk \times k matrix. For every t,h>0t,h > 0 and θ∈Rk\theta\in\mathbb{R}^{k},

∑z∈Zke−t[h(z+θ)]TA[h(z+θ)]≤eth2tr⁡A/12h−k(π/t)k/2det⁡A.(10)\sum_{z \in\mathbb{Z}^{k}} e^{-t[h(z+\theta)]^{\mathsf{T}}A[h(z+\theta)]} \le e^{th^{2}\operatorname{tr} A/12}h^{-k}\frac{(\pi/t)^{k/2}}{\sqrt{\det A}}. \tag*{(10)}

For fixed A,tA,t, the exponential factor is 1+OA,t(h2)1+O_{A,t}(h^{2}) as h→0h \to0, uniformly in θ\theta.

Proof. Write f(x)=e−txTAxf(x)=e^{-t x^{\mathsf{T}}Ax}. For each lattice point ξ∈h(Zk+θ)\xi\in h(\mathbb{Z}^{k}+\theta), let

Cξ=ξ+[−h/2,h/2)k.C_{\xi}=\xi+[-h/2,h/2)^{k}.

These cubes partition Rk\mathbb{R}^{k} and each has volume hkh^{k}. Let UU be uniform on [−h/2,h/2)k[-h/2,h/2)^{k}. Its coordinates are independent, with

EUj=0,EUj2=h2/12,E[UjUℓ]=0(j≠ℓ).\mathbb{E}U_{j}=0,\qquad\mathbb{E}U_{j}^{2}=h^{2}/12,\qquad\mathbb{E}[U_{j}U_{\ell}]=0\quad(j\ne\ell).

Consequently,

E[(ξ+U)TA(ξ+U)]=ξTAξ+h212tr⁡A.(11)\mathbb{E}[(\xi+U)^{\mathsf{T}}A(\xi+U)]=\xi^{\mathsf{T}}A\xi+\frac{h^{2}}{12}\operatorname{tr} A. \tag*{(11)}

Applying Jensen’s inequality to the convex scalar function s↦e−tss\mapsto e^{-ts} and using the ξ\xi-independent correction in (2.9) gives

1hk∫Cξf(x) dx=Ef(ξ+U)≥f(ξ)e−th2tr⁡A/12.\frac{1}{h^{k}}\int_{C_{\xi}}f(x)\,dx=\mathbb{E}f(\xi+U)\ge f(\xi)e^{-th^{2}\operatorname{tr} A/12}.

Thus

hkf(ξ)≤eth2tr⁡A/12∫Cξf(x) dx.(12)h^{k}f(\xi)\le e^{th^{2}\operatorname{tr} A/12}\int_{C_{\xi}}f(x)\,dx. \tag*{(12)}

Summing over the partition, using nonnegativity, yields

hk∑ξ∈h(Zk+θ)f(ξ)≤eth2tr⁡A/12∫Rke−txTAx dx.h^{k}\sum_{\xi\in h(\mathbb{Z}^{k}+\theta)}f(\xi)\le e^{th^{2}\operatorname{tr} A/12}\int_{\mathbb{R}^{k}}e^{-tx^{\mathsf{T}}Ax}\,dx.

The substitution y=tA1/2xy=\sqrt{t}A^{1/2}x gives

∫Rke−txTAx dx=t−k/2(det⁡A)−1/2∫Rke−∥y∥2 dy=(π/t)k/2det⁡A.\int_{\mathbb{R}^{k}}e^{-tx^{\mathsf{T}}Ax}\,dx=t^{-k/2}(\det A)^{-1/2}\int_{\mathbb{R}^{k}}e^{-\lVert y\rVert^{2}}\,dy =\frac{(\pi/t)^{k/2}}{\sqrt{\det A}}.

This proves (2.8); its factor and all preceding estimates are independent of the translation. □

For an admissible sequence, let y1,…,y2ny_{1},\ldots,y_{2^{n}} be the distinct, equiprobable values of YY in (2.3). Since the Gaussian weights are nonnegative,

Qt=12n∑j=12ne−tyjTAyj≤12n∑z∈Zke−t[h(z+θ)]TA[h(z+θ)].Q_{t}=\frac{1}{2^{n}}\sum_{j=1}^{2^{n}}e^{-ty_{j}^{\mathsf{T}}Ay_{j}}\le\frac{1}{2^{n}}\sum_{z\in\mathbb{Z}^{k}}e^{-t[h(z+\theta)]^{\mathsf{T}}A[h(z+\theta)]}.

Lemma 2.2, with h=2/(Mn)h=2/(M\sqrt{n}), gives

Qt≤ettr⁡A/(3M2n)12n(Mn2)k(π/t)k/2det⁡A.(13)Q_{t}\le e^{t\operatorname{tr} A/(3M^{2}n)}\frac{1}{2^{n}}\left(\frac{M\sqrt{n}}{2}\right)^{k}\frac{(\pi/t)^{k/2}}{\sqrt{\det A}}. \tag*{(13)}

The bound (13) holds for every n≥1n \ge1, every symmetric positive definite AA, and every t>0t > 0. For fixed AA, tt, the exponential factor is 1+OA,t(n−1)1 + O_{A,t}(n^{-1}), uniformly over the sequence, because M≥1M \ge1.

Main Results

Proposition 3.1 gives the bound for a general quadratic form; evaluating a particular form then proves Theorem 1.2. Subsection 3.3 separately certifies optimality within the quadratic-form formula.

The Bound Associated with a General Quadratic Form

Proposition 3.1. Fix a positive integer kk and a real symmetric positive definite k×kk \times k matrix AA, independent of nn. Let Σ=(a1,…,an)\Sigma= (a_1, \ldots, a_n) be admissible as in Definition 1.1, with M=M(Σ)M = M(\Sigma). Define

bA=max⁡u∈[0,1]kuTAu,C(A)=2kπ(det⁡A)1/(2k)bA.b_A = \max_{u \in[0,1]^k} u^\mathsf{T} A u,\qquad C(A) = \sqrt{\frac{2k}{\pi}} \frac{(\det A)^{1/(2k)}}{\sqrt{b_A}}.

As n→∞n \to\infty,

M≥(C(A)−o(1))2n/kn,M \ge\left(C(A)-o(1)\right)\frac{2^{n/k}}{\sqrt{n}},

with an error depending only on A,k,nA,k,n, uniformly over the admissible sequence. The same bound holds for mk(n)m_k(n).

Proof. Use ui,Yu_i,Y from (4) and set zi=A1/2uiz_i=A^{1/2}u_i. Positive definiteness gives bA≥e1TAe1>0b_A \ge e_1^\mathsf{T}Ae_1 > 0, while ∥zi∥22=uiTAui≤bA\lVert z_i\rVert_2^2 = u_i^\mathsf{T}Au_i \le b_A. Also,

YTAY=∥1n∑i=1nrizi∥22.Y^\mathsf{T}AY=\left\lVert\frac{1}{\sqrt{n}}\sum_{i=1}^{n}r_i z_i\right\rVert_2^2.

Lemma 2.1 therefore gives, for fixed t>0t > 0,

Qt≥(1+2tbAk)−k/2−OA,k,t(n−1).(14)Q_t \ge\left(1+\frac{2tb_A}{k}\right)^{-k/2}-O_{A,k,t}(n^{-1}). \tag*{(14)}

Combining this with (13) and writing Rn=Mn/2n/kR_n=M\sqrt{n}/2^{n/k} yields

(1+2tbAk)−k/2−OA,k,t(n−1)≤(1+OA,t(n−1))(Rn2)k(π/t)k/2det⁡A.\left(1+\frac{2tb_A}{k}\right)^{-k/2}-O_{A,k,t}(n^{-1})\leq\left(1+O_{A,t}(n^{-1})\right)\left(\frac{R_n}{2}\right)^k\frac{(\pi/t)^{k/2}}{\sqrt{\det A}}.

The leading term on the left is positive for fixed tt. Thus there are constants αt,βt≥0\alpha_t,\beta_t \ge0, depending only on A,k,tA,k,t, such that, for all sufficiently large nn and every admissible sequence,

Rn≥FA(t)(1−αt/n1+βt/n)1/k,FA(t)=2tπ(det⁡A)1/(2k)(1+2tbAk)−1/2.R_n \ge F_A(t)\left(\frac{1-\alpha_t/n}{1+\beta_t/n}\right)^{1/k},\qquad F_A(t)=2\sqrt{\frac{t}{\pi}}(\det A)^{1/(2k)}\left(1+\frac{2tb_A}{k}\right)^{-1/2}.

The numerator is positive for all sufficiently large nn, with a threshold independent of the sequence. Moreover,

lim⁡t→∞FA(t)=2kπ(det⁡A)1/(2k)bA=C(A).\lim_{t\to\infty}F_A(t)=\sqrt{\frac{2k}{\pi}}\frac{(\det A)^{1/(2k)}}{\sqrt{b_A}}=C(A).

To obtain the constant C(A)C(A) while retaining the fixed-tt error estimate, let δ>0\delta> 0. First choose a finite t=t(A,k,δ)t=t(A,k,\delta) such that FA(t)≥C(A)−δ/2F_A(t)\ge C(A)-\delta/2. Keep this tt fixed and choose n0=n0(A,k,δ)n_0=n_0(A,k,\delta) so that the factor in the finite-nn bound changes FA(t)F_A(t) by at most δ/2\delta/2 whenever n≥n0n\ge n_0. Then

M≥(C(A)−δ)2n/knM\ge(C(A)-\delta)\frac{2^{n/k}}{\sqrt{n}}

for every admissible sequence and every n≥n0n\ge n_0.

This proves the asserted uniform error. □

The finite-nn Gaussian and lattice estimates above are used with fixed A,tA,t; no uniformity for arbitrary choices A=AnA=A_n or t=tnt=t_n is asserted.

Choice of Quadratic Form and Proof of the Main Theorem

Proposition 3.1 reduces the choice of the leading constant to maximising (det⁡A)1/(2k)/bA(\det A)^{1/(2k)}/\sqrt{b_A}. A useful candidate is invariant under coordinate permutations and scales the all-ones direction differently from its orthogonal complement. Let IkI_k denote the identity matrix, let 1=(1,…,1)T\mathbf{1}=(1,\ldots,1)^{\mathsf{T}}, and take

H=Ik−11Tk+1.(15)H=I_k-\frac{\mathbf{1}\mathbf{1}^{\mathsf{T}}}{k+1}. \tag*{(15)}

Proposition 3.2. For every positive integer kk, the matrix HH in (15) is positive definite and satisfies

det⁡H=1k+1,bH=⌊(k+1)2/4⌋k+1.\det H=\frac{1}{k+1},\qquad b_H=\frac{\lfloor(k+1)^2/4\rfloor}{k+1}.

Proof. The matrix 11T\mathbf{1}\mathbf{1}^{\mathsf{T}} has eigenvalue kk in the 1\mathbf{1} direction and eigenvalue 00 on its orthogonal complement. Thus the eigenvalues of HH are 1/(k+1),1,…,11/(k+1),1,\ldots,1, proving positive definiteness and the determinant formula.

The quadratic form

qH(u)=∑j=1kuj2−1k+1(∑j=1kuj)2q_H(u)=\sum_{j=1}^{k}u_j^2-\frac{1}{k+1}\left(\sum_{j=1}^{k}u_j\right)^2

is convex in each coordinate separately. Holding the other coordinates fixed, a maximum on [0,1][0,1] can be attained at an endpoint. Repeating this for every coordinate shows that the maximum on the cube is attained at a vertex. At a vertex with rr coordinates equal to $1,

qH(u)=r−r2k+1=r(k+1−r)k+1.q_H(u)=r-\frac{r^2}{k+1}=\frac{r(k+1-r)}{k+1}.

The maximum of r(k+1−r)r(k+1-r) over integers 0≤r≤k0\le r\le k is ⌊(k+1)2/4⌋\lfloor(k+1)^2/4\rfloor, giving the formula for bHb_H. □

Proof of Theorem 1.2. Take A=HA=H in Proposition 3.1. Using Proposition 3.2,

C(H)=2kπ(k+1)−1/(2k)⌊(k+1)2/4⌋/(k+1)=Ck.C(H)=\sqrt{\frac{2k}{\pi}}\frac{(k+1)^{-1/(2k)}}{\sqrt{\lfloor(k+1)^2/4\rfloor/(k+1)}}=C_k.

This proves (1.2). □

Optimality of the Quadratic-Form Formula

Theorem 3.3. Fix a positive integer kk. Let C(A)C(A) be defined by Proposition 3.1 and let HH be given by (15). Then

sup⁡A≻0C(A)=C(H)=Ck,\sup_{A\succ0}C(A)=C(H)=C_k,

where the supremum ranges over all real symmetric positive definite k×kk\times k matrices. This optimises the formula C(A)C(A), not the lower bound for mk(n)m_k(n) over all possible methods.

Proof. For k=1k=1, AA is a positive scalar and bA=Ab_A=A, so C(A)=2/π=C1C(A)=\sqrt{2/\pi}=C_1. Suppose henceforth that k≥2k\ge2. Recall from Proposition 3.2 that

bH=⌊(k+1)2/4⌋k+1.b_H=\frac{\lfloor(k+1)^2/4\rfloor}{k+1}.

We construct a random cube vertex V∈{0,1}kV \in\{0,1\}^{k} whose uncentred second moment is proportional to H−1H^{-1}. This choice will make the averaging and matrix inequalities below sharp at A=HA=H. Specifically, we require

S:=E[VVT]=bHk(Ik+11T).(16)S := \mathbb{E}[VV^{\mathsf T}] = \frac{b_H}{k}\left(I_k+\mathbf{1}\mathbf{1}^{\mathsf T}\right). \tag*{(16)}

First choose the number RR of coordinates equal to 1, and then choose uniformly among the vertices with that number of ones. If kk is odd, set R=(k+1)/2R=(k+1)/2. Here bH=(k+1)/4b_H=(k+1)/4, and

ER=2bH,E[R(R−1)]=(k−1)bH.\mathbb{E}R=2b_H,\qquad\mathbb{E}[R(R-1)]=(k-1)b_H.

If k=2mk=2m is even, set

P(R=m)=m+12m+1,P(R=m+1)=m2m+1.\mathbb{P}(R=m)=\frac{m+1}{2m+1},\qquad\mathbb{P}(R=m+1)=\frac{m}{2m+1}.

Since bH=m(m+1)/(2m+1)b_H=m(m+1)/(2m+1), direct calculation gives

ER=2m(m+1)2m+1=2bH,E[R(R−1)]=m(m+1)(2m−1)2m+1=(k−1)bH.\mathbb{E}R=\frac{2m(m+1)}{2m+1}=2b_H,\qquad\mathbb{E}[R(R-1)]=\frac{m(m+1)(2m-1)}{2m+1}=(k-1)b_H.

Coordinate symmetry now gives, for j≠ℓj\ne\ell,

EVj2=ERk=2bHk,E[VjVℓ]=E[R(R−1)]k(k−1)=bHk.\mathbb{E}V_j^2=\frac{\mathbb{E}R}{k}=\frac{2b_H}{k},\qquad\mathbb{E}[V_jV_\ell]=\frac{\mathbb{E}[R(R-1)]}{k(k-1)}=\frac{b_H}{k}.

This proves (16).

The matrix SS is positive definite and satisfies

H−1=Ik+11T,S=bHkH−1.H^{-1}=I_k+\mathbf{1}\mathbf{1}^{\mathsf T},\qquad S=\frac{b_H}{k}H^{-1}.

For every positive definite AA, the support of VV lies in [0,1]k[0,1]^k, so averaging its quadratic-form values gives the first inequality below. For the second, apply the arithmetic–geometric mean inequality to the positive eigenvalues of the symmetric positive definite matrix A1/2SA1/2A^{1/2}SA^{1/2}. Its trace is tr⁡(AS)\operatorname{tr}(AS) and its determinant is det⁡Adet⁡S\det A\det S; no commutativity of AA and SS is needed. Thus

bA≥E[VTAV]=tr⁡(AS)≥k(det⁡Adet⁡S)1/k.b_A\geq\mathbb{E}[V^{\mathsf T}AV]=\operatorname{tr}(AS)\geq k(\det A\det S)^{1/k}.

Consequently,

C(A)≤2π(det⁡S)−1/(2k).C(A)\leq\sqrt{\frac{2}{\pi}}(\det S)^{-1/(2k)}.

By Proposition 3.2 and S=(bH/k)H−1S=(b_H/k)H^{-1},

det⁡S=(bH/k)kdet⁡H=(bHk)k(k+1).\det S=\frac{(b_H/k)^k}{\det H}=\left(\frac{b_H}{k}\right)^k(k+1).

Substitution gives

C(A)≤2kπbH(k+1)−1/(2k)=Ck.C(A)\leq\sqrt{\frac{2k}{\pi b_H}}(k+1)^{-1/(2k)}=C_k.

The chosen values of RR all maximise R(k+1−R)R(k+1-R), so VTHV=bHV^{\mathsf T}HV=b_H throughout the support of VV. Also, H1/2SH1/2=(bH/k)IkH^{1/2}SH^{1/2}=(b_H/k)I_k. Thus both inequalities in bH≥tr⁡(HS)≥k(det⁡Hdet⁡S)1/kb_H\geq\operatorname{tr}(HS)\geq k(\det H\det S)^{1/k} are equalities, and HH attains the upper bound CkC_k. □

The geometric interpretation of this certificate is given in Appendix § 6, Remark A.1.

Optimised Variance Comparison

The variance bound (1.1)(1.1) uses the Euclidean geometry of the original lattice. To distinguish the effect of the quadratic form from that of the kernel, we apply the second-moment comparison after a linear change of coordinates, using transformed unit cubes and the ball second moment in the centred model. The relation to the quadratic-form constant, together with Theorem 3.3 and Proposition 4.2, yields the optimisation and comparison. The transformed-variance proof does not use the Gaussian probability estimate.

Euclidean Prerequisites

For a positive integer kk and R≥0R \ge0, write

Bk,2(R)={x∈Rk:∥x∥2≤R},vk,2=vol⁡(Bk,2(1)).B_{k,2}(R)=\{x\in\mathbb{R}^{k}:\lVert x\rVert_{2}\le R\},\qquad v_{k,2}=\operatorname{vol}(B_{k,2}(1)).

Proposition 4.1. Let k≥1k\ge1 be an integer and let R≥0R\ge0. The volume of Bk,2(R)B_{k,2}(R) is vk,2Rkv_{k,2}R^{k}, where

vk,2=πk/2Γ(1+k/2).v_{k,2}=\frac{\pi^{k/2}}{\Gamma(1+k/2)}.

Moreover,

∫Bk,2(R)∥x∥22 dx=kk+2vk,2Rk+2.(17)\int_{B_{k,2}(R)}\lVert x\rVert_{2}^{2}\,dx=\frac{k}{k+2}v_{k,2}R^{k+2}. \tag*{(17)}

Proof. First let v=vol⁡(Bk,2(1))v=\operatorname{vol}(B_{k,2}(1)) be the unevaluated unit-ball volume. The inclusions

[−k−1/2,k−1/2]k⊆Bk,2(1)⊆[−1,1]k[-k^{-1/2},k^{-1/2}]^{k}\subseteq B_{k,2}(1)\subseteq[-1,1]^{k}

give 0<v<∞0<v<\infty. Homogeneity of the norm gives Bk,2(r)=rBk,2(1)B_{k,2}(r)=rB_{k,2}(1) for r>0r>0, so its volume is vrkvr^{k}. At r=0r=0, the ball is a singleton of volume zero since k≥1k\ge1.

Thus the image of Lebesgue measure under x↦∥x∥2x\mapsto\lVert x\rVert_{2} assigns mass vrkvr^{k} to [0,r][0,r], and has density kvrk−1kvr^{k-1} for r>0r>0. For every nonnegative Borel function ff, this gives the radial integration formula

∫Rkf(∥x∥2) dx=∫0∞f(r) d(vrk)=kv∫0∞f(r)rk−1 dr.\int_{\mathbb{R}^{k}}f(\lVert x\rVert_{2})\,dx=\int_{0}^{\infty}f(r)\,d(vr^{k})=kv\int_{0}^{\infty}f(r)r^{k-1}\,dr.

The substitution s=x2s=x^{2} on the positive half-line gives

∫Re−x2 dx=Γ(1/2)=π.\int_{\mathbb{R}}e^{-x^{2}}\,dx=\Gamma(1/2)=\sqrt{\pi}.

Since the integrand below is a nonnegative product, Tonelli’s theorem gives

∫Rke−∥x∥22 dx=πk/2.\int_{\mathbb{R}^{k}}e^{-\lVert x\rVert_{2}^{2}}\,dx=\pi^{k/2}.

Applying the radial formula with f(r)=e−r2f(r)=e^{-r^{2}} and substituting s=r2s=r^{2} gives

kv∫0∞e−r2rk−1 dr=kv2Γ(k/2)=vΓ(1+k/2).kv\int_{0}^{\infty}e^{-r^{2}}r^{k-1}\,dr=\frac{kv}{2}\Gamma(k/2)=v\Gamma(1+k/2).

Since k≥1k\ge1, the gamma integrals are finite, and the two evaluations give

v=πk/2Γ(1+k/2)=vk,2.v=\frac{\pi^{k/2}}{\Gamma(1+k/2)}=v_{k,2}.

Finally, apply the radial formula with f(r)=r21[0,R](r)f(r)=r^{2}\mathbf{1}_{[0,R]}(r), where 1E\mathbf{1}_{E} denotes the indicator of a set EE:

∫Bk,2(R)∥x∥22 dx=kvk,2∫0Rrk+1 dr=kk+2vk,2Rk+2.\int_{B_{k,2}(R)}\lVert x\rVert_{2}^{2}\,dx=kv_{k,2}\int_{0}^{R}r^{k+1}\,dr=\frac{k}{k+2}v_{k,2}R^{k+2}.

This also holds at R=0R=0, when both sides vanish. □

Proposition 4.2. For every positive integer kk,

Dk,2≤D1,2=13<C1=2π≤Ck.(18)D_{k,2} \le D_{1,2} = \frac{1}{\sqrt{3}} < C_1 = \sqrt{\frac{2}{\pi}} \le C_k. \tag*{(18)}

Proof. Let Q=[−1,1]kQ=[-1,1]^k and B=Bk,2(ρ)B=B_{k,2}(\rho), where

ρ=(2kvk,2)1/k=2Γ(1+k/2)1/kπ.\rho=\left(\frac{2^k}{v_{k,2}}\right)^{1/k}=\frac{2\Gamma(1+k/2)^{1/k}}{\sqrt{\pi}}.

By Proposition 4.1, vol⁡(B)=vol⁡(Q)=2k\operatorname{vol}(B)=\operatorname{vol}(Q)=2^k. The sets Q∖BQ\setminus B and B∖QB\setminus Q have equal volume. The function ∥x∥22\lVert x\rVert_2^2 is at least ρ2\rho^2 on the first set and at most ρ2\rho^2 on the second. Subtracting the two integrals, which are finite, therefore gives

∫B∥x∥22 dx≤∫Q∥x∥22 dx.\int_B \lVert x\rVert_2^2\,dx\le\int_Q \lVert x\rVert_2^2\,dx.

The ball moment formula (17) and integration of each coordinate over the cube yield

kk+2ρ2≤12k∫Q∑j=1k∣xj∣2 dx=k3.\frac{k}{k+2}\rho^2\le\frac{1}{2^k}\int_Q\sum_{j=1}^k |x_j|^2\,dx=\frac{k}{3}.

Dividing by k>0k>0 and taking positive square roots gives

Dk,2=ρk+2≤13=D1,2.D_{k,2}=\frac{\rho}{\sqrt{k+2}}\le\frac{1}{\sqrt{3}}=D_{1,2}.

Here Dk,2D_{k,2} is defined in (1), and Γ(3/2)=π/2\Gamma(3/2)=\sqrt{\pi}/2 gives the displayed scalar value. Since π<4\pi<4, we have 1/3<2/π1/\sqrt{3}<\sqrt{2/\pi}. Finally, bIk=kb_{I_k}=k and det⁡Ik=1\det I_k=1, so the definition of C(A)C(A) gives C(Ik)=2/πC(I_k)=\sqrt{2/\pi}. Theorem 3.3 then gives Ck≥C(Ik)=C1C_k\ge C(I_k)=C_1, completing (4.2). □

The Variance Bound on a Transformed Lattice

For a real symmetric positive definite k×kk\times k matrix AA, define

Vk(A)=Dk,2k(det⁡A)1/(2k)bA=Dk,2C1C(A),Vk=Vk(H).V_k(A)=D_{k,2}\frac{\sqrt{k}(\det A)^{1/(2k)}}{\sqrt{b_A}}=\frac{D_{k,2}}{C_1}C(A),\qquad V_k=V_k(H).

Proposition 4.3. Let k,n≥1k,n\ge1 be integers, let Σ\Sigma be admissible as in Definition 1.1, and let AA be a real symmetric positive definite k×kk\times k matrix. Then

Mn2n/k≥(max⁡{Vk(A)2−tr⁡A3bA2−2n/k,0})1/2.(19)\frac{M\sqrt{n}}{2^{n/k}}\ge\left(\max\left\{V_k(A)^2-\frac{\operatorname{tr}A}{3b_A}2^{-2n/k},0\right\}\right)^{1/2}. \tag*{(19)}

For fixed k,Ak,A, this gives M≥(Vk(A)−o(1))2n/k/nM\ge(V_k(A)-o(1))2^{n/k}/\sqrt{n}, with an error depending only on k,A,nk,A,n, uniformly over admissible sequences. Moreover,

sup⁡A≻0Vk(A)=Vk=Dk,2CkC1,Dk,2≤Vk<Ck.(20)\sup_{A\succ0}V_k(A)=V_k=D_{k,2}\frac{C_k}{C_1},\qquad D_{k,2}\le V_k<C_k. \tag*{(20)}

The first inequality is an equality for k=1k=1 and is strict for k≥2k\ge2.

Proof of Proposition 4.3. Let s1,…,sNs_1,\ldots,s_N be the values of XX from Subsection 2.1, where N=2nN=2^n. They are distinct points in one translate of Zk\mathbb{Z}^k, each with probability 1/N1/N. Let UU be independent of XX and uniform on [−1/2,1/2)k[-1/2,1/2)^k. The sets

A1/2(si+[−1/2,1/2)k)A^{1/2}\left(s_i+[-1/2,1/2)^k\right)

are disjoint and each has volume det⁡A\sqrt{\det A}. Hence A1/2(X+U)A^{1/2}(X+U) is uniform on their union EE, of volume Ndet⁡AN\sqrt{\det A}. Put R=(Ndet⁡A/vk,2)1/kR = (N\sqrt{\det A}/v_{k,2})^{1/k}. The sets E∖Bk,2(R)E \setminus B_{k,2}(R) and Bk,2(R)∖EB_{k,2}(R) \setminus E have equal volume. The function ∥x∥22\lVert x\rVert_2^2 is at least R2R^2 on the first and at most R2R^2 on the second. All the integrals are finite because the sets are bounded. The ball moment formula in Proposition 4.1 therefore gives

E∥A1/2(X+U)∥22=1Ndet⁡A∫E∥x∥22 dx≥kk+2R2.\mathbb{E}\lVert A^{1/2}(X+U)\rVert_2^2 = \frac{1}{N\sqrt{\det A}}\int_E \lVert x\rVert_2^2\,dx \ge\frac{k}{k+2}R^2.

The cube averages satisfy EU=0\mathbb{E}U=0 and E[UUT]=Ik/12\mathbb{E}[UU^{\mathsf T}]=I_k/12. Independence of XX and UU eliminates the mixed term, so

E∥A1/2(X+U)∥22=E[XTAX]+tr⁡A12.\mathbb{E}\lVert A^{1/2}(X+U)\rVert_2^2 = \mathbb{E}[X^{\mathsf T}AX] + \frac{\operatorname{tr} A}{12}.

For the signs defining XX, independence and symmetry give E[rirj]=0\mathbb{E}[r_i r_j]=0 for i≠ji\ne j and E[ri2]=1\mathbb{E}[r_i^2]=1. Since ai/M∈[0,1]ka_i/M\in[0,1]^k,

E[XTAX]=14∑i=1naiTAai≤nM2bA4.\mathbb{E}[X^{\mathsf T}AX]=\frac{1}{4}\sum_{i=1}^n a_i^{\mathsf T}Aa_i\le\frac{nM^2b_A}{4}.

Combining these estimates yields

nM2bA4+tr⁡A12≥kk+2(2ndet⁡Avk,2)2/k.\frac{nM^2b_A}{4}+\frac{\operatorname{tr} A}{12}\ge\frac{k}{k+2}\left(\frac{2^{n}\sqrt{\det A}}{v_{k,2}}\right)^{2/k}.

Using vk,2=πk/2/Γ(1+k/2)v_{k,2}=\pi^{k/2}/\Gamma(1+k/2), dividing by 22n/kbA/4>02^{2n/k}b_A/4>0, and then taking nonnegative square roots gives (4.3). For fixed kk, AA, its right side tends to Vk(A)>0V_k(A)>0 and depends only on kk, AA, nn, proving uniformity. No invertibility of the covariance matrix of XX is required.

The identity Vk(A)=Dk,2C(A)/C1V_k(A)=D_{k,2}C(A)/C_1 and Theorem 3.3 give the supremum in (4.4). Proposition 4.2 gives Dk,2<C1≤CkD_{k,2}<C_1\le C_k, hence Dk,2≤Vk<CkD_{k,2}\le V_k<C_k.

For k=1k=1, Ck=C1C_k=C_1. For k≥2k\ge2, the second moment matrix SS in (3.3) has the distinct eigenvalues bH/kb_H/k and (k+1)bH/k(k+1)b_H/k. Thus the matrix arithmetic–geometric mean inequality in the proof of Theorem 3.3 is strict at A=IkA=I_k, giving C1<CkC_1<C_k and therefore Dk,2<VkD_{k,2}<V_k. □

The ratio Vk/Dk,2=Ck/C1V_k/D_{k,2}=C_k/C_1 records the improvement obtained by optimising the quadratic form in the variance argument. For the same quadratic form, the Gaussian constant exceeds the variance constant by the factor below, which equals Ck/VkC_k/V_k at A=HA=H:

C(A)Vk(A)=C1Dk,2>1.\frac{C(A)}{V_k(A)}=\frac{C_1}{D_{k,2}}>1.

Concluding Remarks

For fixed kk, combining Theorem 1.2 with the construction following Definition 1.1 gives, as n→∞n\to\infty,

(Ck−o(1))2n/kn≤mk(n)≤2⌈n/k⌉−1.(C_k-o(1))\frac{2^{n/k}}{\sqrt{n}}\le m_k(n)\le2^{\lceil n/k\rceil-1}.

These bounds do not determine the precise asymptotics of mk(n)m_k(n).

A possible refinement is to retain the covariance matrix rather than pass immediately to the trace bound. In the application of Lemma 2.1, for fixed A≻0A\succ0 we have

zi=A1/2ui,b=bA,T=1n∑i=1nziziT⪰0.z_i=A^{1/2}u_i,\qquad b=b_A,\qquad T=\frac{1}{n}\sum_{i=1}^n z_i z_i^{\mathsf T}\succeq0.

Equation (2.7) retains the factor det⁡(Ik+2tT)−1/2\det(I_k+2tT)^{-1/2}, with an error uniform over the sequence for fixed kk, AA, tt, even when TT is singular. The present argument does not determine whether admissibility constrains TT or the subset-sum locations sufficiently to improve the uniform leading constant.

Theorem 3.3 rules out such an improvement by optimising the formula C(A)C(A) alone; it does not rule out sharper finite-nn errors or refinements before the trace estimate.

Geometric Interpretation of the Quadratic-Form Certificate

Remark A.1 (Geometric interpretation). Put K=conv⁡([0,1]k∪[−1,0]k)K = \operatorname{conv}([0,1]^k \cup[-1,0]^k). For every real symmetric positive definite AA, convexity of the quadratic form shows that the ellipsoid

EA={x:xTAx≤bA},vol⁡(EA)=ωkbAk/2det⁡A,E_A = \{x : x^{\mathsf T} A x \le b_A\}, \qquad\operatorname{vol}(E_A) = \omega_k \frac{b_A^{k/2}}{\sqrt{\det A}},

contains KK, where ωk\omega_k is the Euclidean unit-ball volume. Maximising C(A)C(A) is therefore equivalent to minimising the volume of a centred ellipsoid containing KK: any such ellipsoid can be tightened to one of the form EAE_A. Other centres cannot lower the minimum. Indeed, if (x−c)TA(x−c)≤1(x-c)^{\mathsf T} A(x-c) \le1 contains the symmetric set KK, averaging the inequalities for xx and −x-x gives

xTAx≤1−cTAc(x∈K).x^{\mathsf T} A x \le1-c^{\mathsf T}Ac \qquad(x \in K).

Since KK has nonempty interior, 1−cTAc>01-c^{\mathsf T}Ac > 0. This defines a centred containing ellipsoid of no greater volume.

Let 1k+1\mathbf{1}_{k+1} be the all-ones vector in Rk+1\mathbb{R}^{k+1}, let PP be the orthogonal projection onto 1k+1⊥\mathbf{1}_{k+1}^{\perp}, and put Lx=P(x,0)Lx = P(x,0). Then

(Lx)⋅(Ly)=x⋅y−(∑ixi)(∑iyi)k+1=xTHy,(Lx)\cdot(Ly) = x\cdot y - \frac{(\sum_i x_i)(\sum_i y_i)}{k+1} = x^{\mathsf T}Hy,

so LTL=HL^{\mathsf T}L = H and LL is an isomorphism onto this hyperplane. For a∈{0,1}ka \in\{0,1\}^k, P(a,0)=LaP(a,0) = La and P(a,1)=L(a−1)P(a,1) = L(a-\mathbf{1}). Taking convex hulls and using P1k+1=0P\mathbf{1}_{k+1} = 0 gives

LK=P[0,1]k+1=P[−1/2,1/2]k+1.LK = P[0,1]^{k+1} = P[-1/2,1/2]^{k+1}.

This projected cube is the closed Voronoi cell of the root lattice Ak=Zk+1∩1k+1⊥A_k = \mathbb{Z}^{k+1} \cap\mathbf{1}_{k+1}^{\perp}; see McKilliam, Subramanian, Viterbo, and Clarkson [6 Theorem 1, preprint p. 5], taking the closure of their cell. With the intrinsic Euclidean metric on the hyperplane, LL maps EHE_H onto the Euclidean ball of radius bH\sqrt{b_H}. The proof of Theorem 3.3 gives an explicit second-moment certificate for its minimum-volume property. The Voronoi-cell identification is classical geometric context, not an input to the Gaussian bound.

Declaration of generative AI and AI-assisted technologies in the manuscript preparation process

OpenAI ChatGPT and Codex were used for literature and bibliographic assistance, manuscript editing and organisation.

The author independently verified the mathematical arguments and takes full responsibility for the content of the manuscript.

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