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Classification of bipartite observables III: simplicity, mixtures and quantum error correction

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Abstract

This is the third of a series of three papers that bring model theory to quantum information. The dividing lines of Shelah's classification theory, which separate the tame first-order theories from the wild ones, become properties of bipartite observables: properties of the expectation values obtained when two independently prepared quantum systems are idealized one after the other. In this paper we focus on simple unstable theories. The Pauli group of quantum error correction, with anticommutation as its relation, has a simple unstable theory, like the random graph. Forking and the Kim–Pillay independence theorem acquire a meaning in stabilizer codes: forking recognizes logical errors, and the independence theorem glues syndromes.

Introduction

The paradigm of a simple unstable theory is the theory of the random graph [26, 17]. A first-order theory, a set of axioms in a formal language, is simple, in the sense of Shelah, when no formula has the tree property, a branching pattern of consistent and inconsistent conditions that we describe later in this Introduction; the theory of the random graph is unstable because its edge relation has the independence property: for any finitely many vertices and any choice among them, some vertex is adjacent to the chosen ones and to none of the others. The random graph has two modes of presentation: as the Rado graph, it is the Fraïssé limit of the finite graphs, that is, the countable graph, unique up to isomorphism, that contains every finite graph as an induced subgraph and in which every isomorphism between finite induced subgraphs extends to an automorphism [Fra54, Rad64]; as a random object, it is the graph to which a random network of couplings on countably many sites, in which each pair of sites is coupled independently with probability one half, is isomorphic with probability one [15]. Quantum error correction, the protection of quantum information against noise, rests on a structure of its own. In a stabilizer code, errors are detected by measuring checks, which are Pauli strings: tensor products of factors on the individual qubits, or two-level quantum systems, each factor being the identity, a bit flip, a phase flip or, up to a phase, their product. The checks of a code commute, and the code stores quantum information in their common eigenspace for the eigenvalue 1. It suffices to correct errors that are themselves Pauli strings, since a code that corrects a set of errors corrects every linear combination of them (see [18]).

To make this precise, let F2\mathbb{F}_2 be the two-element field and let nn be a positive integer. The Hilbert space of a qubit is C2\mathbb{C}^2, on which the bit flip XX and the phase flip ZZ, two of the Pauli matrices, exchange the two vectors of the standard basis and change the sign of the second, respectively. A Pauli string on nn qubits is a tensor product of nn factors XxkZzkX^{x_k}Z^{z_k}, for k=1,…,nk=1,\ldots,n, with xk,zk∈F2x_k,z_k \in\mathbb{F}_2, multiplied by one of the phases ±1\pm1 and ±i\pm i; up to its phase, it is determined by its label, the vector (x,z)∈F22n(x,z) \in\mathbb{F}_2^{2n} with x=(x1,…,xn)x=(x_1,\ldots,x_n) and z=(z1,…,zn)z=(z_1,\ldots,z_n). Let ω\omega be the form on F22n\mathbb{F}_2^{2n} given by ω((x,z),(x′,z′))=x⋅z′+z⋅x′\omega((x,z),(x',z'))=x\cdot z'+z\cdot x' for x,z,x′,z′∈F2nx,z,x',z' \in\mathbb{F}_2^{n}, where x⋅z′=∑k=1nxkzk′x\cdot z'=\sum_{k=1}^{n}x_kz'_k; it is bilinear, alternating and nondegenerate, and it is the standard symplectic form on F22n\mathbb{F}_2^{2n}. Two Pauli strings on nn qubits either commute or anticommute, that is, their products in the two orders are equal or opposite, and their labels decide which: the strings anticommute exactly when ω\omega takes the value 1 at their labels. We disregard phases and identify each Pauli string with its label. Measuring a check gg on a state that gg fixes, after an error ee, itself a Pauli string on the nn qubits, has acted on the state, reveals whether the two strings anticommute: the syndrome bit of ee with respect to gg is 1 if they anticommute and 0 if they commute, and in terms of labels it is ω(g,e)\omega(g,e). The syndrome of ee with respect to checks g1,…,gmg_1,\ldots,g_m, for a positive integer mm, is the vector of its syndrome bits with respect to g1,…,gmg_1,\ldots,g_m.

On countably many qubits, the labels of the Pauli strings that act nontrivially on only finitely many qubits form a vector space over F2\mathbb{F}_2 of countably infinite dimension, on which the form ω\omega, given by the same formula, is nondegenerate. This countable symplectic space is, under our identification, the Pauli group on countably many qubits taken modulo phases, which we call simply the Pauli group. In Section § 3 we show that, with this form, the Pauli group is the Fraïssé limit of the finite alternating spaces over F2\mathbb{F}_2, the finite vector spaces over F2\mathbb{F}_2 with an alternating bilinear form, and that its theory, like that of the random graph, is simple and unstable. For each of the two structures, we prove simplicity by exhibiting an explicit relation of independence between two sets over a third and verifying for it the Kim–Pillay axioms, which ensure that the theory is simple (see Fact 2.2). The Pauli group is thus the quantum counterpart of the random graph, and in this paper we study the two paradigms side by side.

In Section § 4 we give a dictionary between model theory and quantum error correction, and we prove the three results on which it rests. The checks of a stabilizer code generate its stabilizer group; an error is undetectable when it commutes with every check, and an undetectable error is a logical error when it alters the encoded information, that is, when it lies outside the stabilizer group. Clifford unitaries, the unitary operators that map Pauli strings to Pauli strings under conjugation, up to phases, implement the homogeneity of the Pauli group: every isomorphism between finite-dimensional substructures of the Pauli group extends to an automorphism induced by a Clifford unitary on finitely many qubits, and every stabilizer code has an encoding circuit made of Clifford gates. The type of an error over a set of Pauli strings records which elements of the set anticommute with it and how, if at all, it is a product of them. An extension of such a type to a larger set forks over the original set when it confines the error to one of infinitely many alternatives that the original type cannot tell apart. Forking recognizes the logical errors: an undetectable error is a logical error exactly when its type over the stabilizer group and a set of logical operators, which generate the undetectable errors modulo the stabilizer group, forks over the stabilizer group. The Kim–Pillay independence theorem becomes a rule for syndromes: if two sets of checks are independent over a common set, then any two syndromes, each realized by some error on its own set of checks, that agree on the common set are realized by a single error. Here two sets of checks are independent over a common set when a Pauli string that is, up to a phase, both a product of checks of the first set and the common set and a product of checks of the second set and the common set is already, up to a phase, a product of checks of the common set. As first-order structures the two paradigms are alike: both are Fraïssé limits, and both have simple unstable theories. We show that the bipartite observables that they define, which we introduce in the next two paragraphs, tell them apart.

This paper is the third of a series on bipartite observables. A bipartite observable is a bounded self-adjoint operator on the tensor product of the Hilbert spaces of two systems, one prepared by Alice and the other probed by Bob. A preparation of Alice, a state of her system, averages the observable to an operator on Bob’s space. These operators and the identity generate the probe algebra, the smallest algebra of operators on Bob’s space that contains them and is closed under adjoints and under limits in the operator norm. A probe of Bob is a state of the probe algebra, that is, a positive linear functional on it with value 11 at the identity; it assigns to the operator of each preparation a real number, the response of the preparation at the probe. In the first paper [13] we studied stability in the sense of Shelah: an observable is stable when its expectation, for independently prepared systems, does not depend on which of the two systems is idealized first. A system is idealized when its state is replaced by the limit, along a nonprincipal ultrafilter on the natural numbers, of a sequence of its states given by density operators, the positive operators of trace one. This limit assigns to each bounded operator on the space of the system the ultralimit of its expectations in the states of the sequence, that is, the unique complex number that these expectations approximate, to within any prescribed error, on a set of indices belonging to the ultrafilter. In the second paper [14] we called a sequence of Alice’s preparations independent when there are real numbers α<β\alpha< \beta such that, for any two disjoint finite sets of these preparations, some probe gives responses at most α\alpha on the first set and at least β\beta on the second; an observable with no independent sequence is NIP, an acronym for “no independence property”. We showed there that an observable is stable exactly when its idealized responses, the responses of its idealized preparations, are continuous functions on the probe space, the set of probes with the weak* topology of pointwise convergence on the probe algebra, and that it is NIP exactly when they are of the first Baire class, that is, pointwise limits of sequences of continuous functions. The idealized responses of a NIP observable form a Rosenthal compactum, a compact set, in the topology of pointwise convergence, of functions of the first Baire class on a compact metrizable space; this compactum is separable, and Todorčević’s trichotomy for separable Rosenthal compacta applies to it. Simplicity is another of Shelah’s dividing lines, the properties by which he classified first-order theories; it neither implies nor follows from NIP, and a theory is stable exactly when it is both simple and NIP. It is, moreover, a property of a different kind: stability and NIP of an observable are characterized by properties of the closure of its family of responses in the topology of pointwise convergence, whereas simplicity concerns the joint consistency of conditions on an unknown element, such as a probe. A theory fails to be simple exactly when, for some formula and some integer k≥2k \ge2, there is a tree of instances of the formula, indexed by the finite sequences of natural numbers, whose branches are consistent while any kk distinct children of each node are jointly inconsistent. In error correction, the unknown element is an error, and the conditions are statements about its syndrome.

In § 5 we define the observables of the two paradigms. Both are diagonal observables: the Hilbert spaces of Alice and Bob have orthonormal bases indexed by countable sets of labels, and the observable reports whether a relation holds between Alice’s label and Bob’s. In the Rado observable, Alice and Bob each hold a site of the network, that is, a vertex of the Rado graph, and the observable reports whether the two sites are coupled; in the Pauli observable, Alice holds a check and Bob an error, and the observable reports whether the two anticommute. A mixed preparation of Alice, a density operator on her space, enters a diagonal observable only through its diagonal, a probability measure on her labels; a single mixed preparation can therefore spread its weight over arbitrarily many labels, and its response is affine in the mixture. We call the point masses at single labels her pure preparations. Bob’s probes differ in the two observables, as we establish in Lemma 5.5 and Proposition 5.4: for the Rado observable they are the Radon probability measures on the space of all sets of vertices, with the product topology, that is, the random sets of neighbors, and for the Pauli observable they are the Pauli channels, the probability laws of random Pauli errors of arbitrary support, the support of an error being the set of qubits on which it acts nontrivially. The pure probes are the point masses among the probes, and we identify each of them with the point at which it is concentrated. Every set of vertices is thus a pure probe of the Rado observable; we express this by saying that the pure responses of this observable, the responses of pure preparations, are freely independent. The pure probes of the Pauli observable, its idealized errors, are the Pauli strings of arbitrary support. The syndrome sector of a syndrome with respect to finitely many checks is the set of idealized errors with that syndrome. The depolarizing noise of rate pp, for 0<p≤10 < p \le1, which acts independently on each qubit, leaving it unchanged with probability 1−p1-p and applying a bit flip, a phase flip or their product, each with probability p/3p/3, is a Pauli channel concentrated on the Pauli strings of infinite support, which lie outside the Pauli group; it models the noise of a quantum memory on countably many qubits.

The real-valued theory of an observable is the theory of the structure formed by its mixed preparations, its probes and its response, in Keisler’s real-valued logic [21], whose formulas take real values. A formula has the tree property of the second kind when, for some integer k≥2k \ge2, there is an array of instances of the formula, with rows and columns indexed by the natural numbers, in which any kk distinct instances of a row are jointly inconsistent while every path, which chooses one instance from each row, is consistent. In real-valued logic these conditions are inequalities with a gap: a sequence of instances is uniformly kk-inconsistent when, for some reals α<β\alpha< \beta, each instance takes a value at least β\beta somewhere while no kk of them exceed α\alpha at a common point. We prove in § 6 that the real-valued theory of every diagonal observable with the independence property, and in particular of the Rado observable and of the Pauli observable, has the tree property of the second kind: the difference between the responses to the uniform mixtures on a half of a finite set of labels and on the complementary half reaches its maximum, 1, at a probe exactly when the probe answers 1 on the first half and 0 on the second, and the differences given by two halves that meet in a quarter of the set are never both greater than 1/21/2. Actual preparations are those of the structure of the observable, and idealized preparations are the new preparations in its elementary extensions, the larger structures, such as its ultrapowers, in which every formula with parameters from the structure takes the same value as in the structure itself. In an ultrapower along a nonprincipal ultrafilter on the natural numbers, the preparations and the probes are given by sequences (μk)k∈N(\mu_k)_{k\in\mathbb{N}} of mixed preparations and (νk)k∈N(\nu_k)_{k\in\mathbb{N}} of probes, respectively; the response of the preparation at the probe is the limit, along the ultrafilter, of the response of μk\mu_k at νk\nu_k. In § 7 and § 8 we show that, for the Pauli observable, the tree property of the second kind is witnessed by an array of actual preparations, while, for the Rado observable, every array that witnesses it for a quantifier-free formula contains idealized preparations. Finally, in § 9 we compare mixing in our sense with the affine logic of Ben Yaacov, Ibarlucía and Tsankov, in which a mixture of structures is a direct integral, and we close with open questions in § 10.

Theorem 1.1 (Main results). (A) The Rado graph and the symplectic space of countably infinite dimension over F2\mathbb{F}_2, which is the Pauli group on countably many qubits modulo phases, have simple unstable theories (Theorems 3.1 and 3.3).

(B) Let nn be a positive integer, let a stabilizer code on nn qubits be given, let SS be the set of labels of its stabilizer group, and let LL be a set of logical operators of the code, labels that together with SS span the labels of its undetectable errors; labels on nn qubits are regarded as elements of the Pauli group through the first nn of countably many qubits. An undetectable error is a logical error exactly when its type over S∪LS\cup L, in the theory of the Pauli group, forks over SS; all logical errors have the same type over SS, and this type does not fork over the empty set (Theorem 4.5 and Proposition 4.7). Every isomorphism between finite-dimensional substructures of the Pauli group extends to an automorphism induced by a Clifford unitary on finitely many qubits, and every stabilizer code has an encoding circuit made of Clifford gates (Theorem 4.3 and Corollary 4.4). The independence theorem becomes the gluing of syndromes: if two sets of checks are independent over a common set, then any two syndromes, each realized by some error on its own set of checks, that agree on the common set are realized by a single error (Proposition 4.8). The probes of the Pauli observable are the Pauli channels, and the depolarizing noise of every positive rate on countably many qubits is concentrated on the Pauli strings of infinite support, which are idealized errors and not actual ones (Proposition 5.4).

(C) For every diagonal observable whose pure responses, the responses of single labels, have the independence property, and in particular for the Rado observable and the Pauli observable, the real-valued theory of the observable has the tree property of the second kind, for the formula that is the difference of two responses. Since the independence property of a diagonal observable passes to its pure responses, it follows that a diagonal observable whose real-valued theory is simple is NIP (Theorem 6.1).

(D) For the Pauli observable, the indicator of the syndrome sector of every nonzero syndrome of finitely many linearly independent checks is, on pure probes, the difference of the responses of two uniform mixtures of checks, and the response itself has the tree property of the second kind, witnessed by actual preparations: for blocks of checks that are linearly independent all together, the conditions that a given check is the first of its block to fire, that is, to anticommute with the unknown error, form the rows of a witnessing array; in the bit-flip repetition code, whose checks compare neighboring qubits of a chain, the first check to fire marks the first domain wall of a bit flip, the first boundary between flipped and unflipped qubits (Proposition 7.1, Theorem 7.2 and Example 7.4).

(E) For the Rado observable, and more generally for every diagonal observable with freely independent pure responses, that is, one in which every pattern of answers to Alice’s labels is a pure probe, such as the observable of the random bipartite graph, the Fraïssé limit of the finite bipartite graphs with the two sides as two sorts, the conditions on a probe given by instances of a quantifier-free formula with actual mixtures as parameters are compatible along every sequence: no such sequence is uniformly kk-inconsistent, for any integer k≥2k\geq2. Hence, for these observables, every array that witnesses the tree property of the second kind of the formula in (C) contains idealized preparations (Theorems 8.1 and 8.3, and Corollary 8.2).

The difference between (D) and (E) lies in the probes. For the Pauli observable we show in Proposition 5.4 that the pure probes are the Pauli strings of arbitrary support, which form a compact group in the product topology. Alice’s pure responses are then, up to an affine change, the characters of this group, that is, its continuous homomorphisms into the multiplicative group {±1}\{\pm1\}. Products of characters are characters, and the indicators of syndrome sectors can therefore be computed by averaging: for finitely many linearly independent checks and a nonzero syndrome, the indicator of its syndrome sector is, on pure probes, the average response over those elements of the group generated by the checks which anticommute with the errors of the sector, minus the average response over those which commute with them (see Proposition 7.1); this identity is the counterpart, for responses, of the familiar expression of the projector onto the states of a given syndrome as an average over the stabilizer group [18], although it requires the checks only to be linearly independent, not to commute. With it, a single mixture of checks can single out the first check of a block to fire, that is, to anticommute with a given error: for linearly independent checks g0,g1,…g_0, g_1, \ldots and each j∈Nj \in\mathbb{N}, the uniform mixture on the coset of gjg_j modulo the span of the earlier checks has response 1 at an error exactly when gjg_j is the first of these checks to anticommute with the error. For the Rado observable, by contrast, we show in Lemma 5.5 that the pure probes are all the sets of neighbors, which form the whole Cantor cube, the space of all subsets of the vertex set with the product topology, and that the pure responses are its coordinate functions. Averages of coordinates depend on a probe only through its marginals, the probabilities with which it declares the individual vertices neighbors; in the proof of Theorem 8.1, a gliding hump argument, which passes to a subsequence whose weights lie, up to small errors, on a common finite set and on pairwise disjoint finite blocks, shows that no sequence of conditions given by affine combinations of responses of actual mixtures, with a common bound on the sum of the absolute values of the constant term and the coefficients, is uniformly kk-inconsistent, for any k≥2k \ge2. The same gliding hump, in which maximizers of the individual conditions are glued on disjoint blocks of labels, extends this conclusion to the conditions given by quantifier-free formulas, which are continuous functions of finitely many responses (see Theorem 8.3). For the observable of the paradigm, the Rado graph, every array of mixtures that witnesses the tree property of the second kind for a quantifier-free formula therefore contains idealized preparations; for the observable of its quantum counterpart, the Pauli group, the linear relations among the labels, which make the syndrome bit of a product of checks the sum of their syndrome bits, allow actual preparations to witness the same property.

Simple theories and the Kim–Pillay theorem

In this section we recall the tree property, whose absence defines simple theories, together with its two variants, and the Kim–Pillay theorem, which characterizes simple theories by an independence relation; in Section 3 we use this theorem to prove that the theories of both paradigms, the Rado graph and the Pauli group, are simple.

To fix the setting, we work in a monster model M\mathbb{M} of a complete first-order theory TT: a model of very large cardinality in which every set of formulas in finitely many variables with parameters from a subset of smaller cardinality is satisfied whenever it is finitely satisfiable, and in which every elementary map between two such subsets, that is, every map under which each tuple and its image satisfy the same formulas, extends to an automorphism. These subsets are called small, and from now on all sets of parameters are assumed to be small. The type tp⁡(a/C)\operatorname{tp}(a/C) of a tuple aa over a set CC is the set of formulas with parameters from CC that aa satisfies. For sets BB and DD we write BDBD for B∪DB \cup D, and, identifying a tuple aa with the set of its entries, we write aBaB for the union of that set with BB. For a finite sequence s∈N<Ns \in\mathbb{N}^{<\mathbb{N}} of natural numbers and j∈Nj \in\mathbb{N}, we write s⌢js^\frown j for the sequence obtained by appending jj to ss, and for an infinite sequence η∈NN\eta\in\mathbb{N}^{\mathbb{N}} and n∈Nn \in\mathbb{N}, we write η↾n\eta\mathord{\upharpoonright} n for the sequence of the first nn terms of η\eta. Two finite sequences are incomparable when neither is an initial segment of the other.

Definition 2.1. Let φ(x,y)\varphi(x,y) be a formula, where xx and yy are finite tuples of variables.

(1) For an integer k≥2k \ge2, a sequence (bj)j∈N(b_j)_{j\in\mathbb{N}} of tuples of M\mathbb{M} of the length of yy is kk-inconsistent for φ\varphi if for all j1<⋯<jkj_1 < \cdots< j_k in N\mathbb{N} there is no xx with φ(x,bj1)∧⋯∧φ(x,bjk)\varphi(x,b_{j_1}) \land\cdots\land\varphi(x,b_{j_k}).

(2) The formula φ\varphi has the tree property if, for some k≥2k \ge2, there is a tree (bs)s∈N<N(b_s)_{s\in\mathbb{N}^{<\mathbb{N}}} such that for every η∈NN\eta\in\mathbb{N}^{\mathbb{N}} the set {φ(x,bη↾n):n∈N}\{\varphi(x,b_{\eta\upharpoonright n}) : n \in\mathbb{N}\} is consistent and for every ss the sequence (bs⌢j)j∈N(b_{s^\frown j})_{j\in\mathbb{N}} is kk-inconsistent for φ\varphi.

(3) The formula φ\varphi has the tree property of the first kind if there is a tree (bs)s∈N<N(b_s)_{s\in\mathbb{N}^{<\mathbb{N}}} such that for every η∈NN\eta\in\mathbb{N}^{\mathbb{N}} the set {φ(x,bη↾n):n∈N}\{\varphi(x,b_{\eta\upharpoonright n}) : n \in\mathbb{N}\} is consistent and for all incomparable s,t∈N<Ns,t \in\mathbb{N}^{<\mathbb{N}} the set {φ(x,bs),φ(x,bt)}\{\varphi(x,b_s),\varphi(x,b_t)\} is inconsistent.

(4) The formula φ\varphi has the tree property of the second kind (TP2\mathrm{TP}_2) if, for some k≥2k \ge2, there is an array (bij)i,j∈N(b_{ij})_{i,j\in\mathbb{N}} such that every row (bij)j∈N(b_{ij})_{j\in\mathbb{N}} is kk-inconsistent for φ\varphi and for every f:N→Nf:\mathbb{N}\to\mathbb{N} the set {φ(x,bif(i)):i∈N}\{\varphi(x,b_{if(i)}) : i \in\mathbb{N}\} is consistent.

(5) The theory TT is simple if no formula has the tree property.

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