Minimal metrics and interior injectivity for nef adjoints
Abstract
Let be a projective complex klt pair with effective rational boundary and nef ℚ-Cartier adjoint. On any projective log resolution, minimal semipositive metrics on the pulled-back adjoint exist and have zero Lelong numbers everywhere. On smooth projective complex varieties, we also prove an H1-injectivity theorem for rational interior boundaries with simple-normal-crossing support when both endpoint bundles carry zero-Lelong semipositive metrics.
Introduction
A nef line bundle admits smooth metrics whose curvatures approach semipositivity. A limit of those metrics may acquire singularities. For an adjoint bundle, the question is whether the canonical and boundary terms prevent logarithmic poles in a least singular semipositive metric. We prove that they do for projective klt pairs, and use zero-Lelong endpoint metrics to establish an injectivity theorem in ordinary coherent cohomology.
We use the convention that a local metric weight gives squared norm . Semipositivity means that its curvature current is nonnegative. Such a metric has minimal singularities if every other semipositive weight on the same line bundle satisfies for a constant . Weights on rational line bundles are defined by clearing denominators and dividing by the same positive integer. Lelong numbers measure the logarithmic singularities of these weights; in particular, zero Lelong numbers imply local integrability of for every fixed .
For a normal variety and an effective rational divisor , the klt condition means that is -Cartier and, on a log resolution , the crossing divisor in has every coefficient less than one. The actual rational line bundle, rather than its numerical class, is the object in the following theorem.
Theorem 1.1. Let be a normal connected projective complex klt pair, with an effective rational divisor. Suppose that is a nef -Cartier divisor. For every projective log resolution , the rational line bundle has the following property: every semipositive singular Hermitian metric with minimal singularities on has Lelong number zero at every point of . Such a metric exists. Neither nor is required to be separately -Cartier.
Consequently, for every minimal weight on ,
where consists of holomorphic germs for which is locally integrable. We record the precise independence of the metric and the Cartier multiple in Corollary 2.4.
Demailly–Peternell–Schneider constructed minimal-singularity metrics on pseudoeffective line bundles and proved zero Lelong numbers in the big and nef case [2 Theorem 1.5 and Proposition 1.7]. Nefness alone does not give this conclusion. For example, on a ruled surface over an elliptic curve, a nef divisor bundle can have its divisor metric as a minimal metric, with a positive Lelong number along the divisor [14 Corollary 1.2 and Example 3.5]. Gongyo–Matsumura asked how to construct a zero-Lelong semipositive metric on a nef log canonical bundle in their study of injectivity and abundance [11 Question 5.6]. Theorem 1.1 gives a positive answer in the projective klt setting on every projective log resolution, without bigness or nonvanishing. Once one zero-Lelong semipositive metric exists, every minimal metric is no more singular and therefore also has zero Lelong numbers. Thus the universal assertion about minimal metrics expresses the same existence conclusion on each pullback bundle.
Interior boundaries and restriction of sections
Our second result concerns a family of effective rational divisors between two fixed endpoints. Their coefficients may cross integers. The resulting changes in the integral part of the divisor give natural inclusions of line bundles. Zero-Lelong metrics at the endpoints control the induced map on ordinary .
Theorem 1.2. Let be a smooth projective complex variety, let be an integral divisor, and let be effective rational divisors whose combined support is simple normal crossing. Suppose that both rational line bundles and admit singular Hermitian metrics of semipositive curvature with zero Lelong numbers at every point. For a rational number , set
Then the natural inclusion of line bundles induces an injection
The strict inequality provides a positive coefficient in the curvature comparison. Effectivity and the common crossing support provide integrability for the fractional boundary weights. The theorem concerns the displayed integral line bundles and the natural sheaf map; its endpoint assumptions are on the actual rational bundles .
One direct consequence explains the connection with restriction of sections. Put , an effective integral divisor, which may be nonreduced. If , then
is surjective.
Indeed, the connecting homomorphism for has image equal to the kernel of the injective map. Thus the comparison lifts sections from the entire divisor scheme at once.
Classical root-cover injectivity, including a reduced boundary, appears in Esnault–Viehweg [7] Theorem 5.1. Fujino’s transcendental approach develops complete metrics on an analytic complement and comparison with coherent cohomology [10], Section 3, Lemmas 3.1–3.2 and Claim 1. Matsumura extends analytic injectivity to metrics with transcendental singularities and obtains uniform estimates for primitives [19], Theorem 1.3 and Sections 5.2–5.3. Our proof uses the same harmonic-form and local-primitive methods, with a comparison of two endpoint weights. We prove the required uniform primitive estimate and the return to ordinary cohomology explicitly.
The two analytic arguments
For the metric theorem, write . The adjoint hypothesis enters twice. The klt coefficients make the adjoint density integrable, even where has negative exceptional coefficients. Klt vanishing and nefness then give one ample bundle on whose pullback makes globally generated for every positive integer with Cartier. Normalize a section by its integral
where is a smooth weight of and the divisor weight of . Choose a normalized section maximizing its value at a proposed positive-Lelong point.
The normalization has its origin in Narasimhan–Simha’s work on ample canonical bundles [20]; its role in the later envelope construction is explained in [1], Section 5. Tsuji constructs canonical singular metrics using normalized sections of with a fixed sufficiently ample twist [22], Sections 1.2 and 2. Berman–Demailly develop integral-normalized adjoint envelopes and their algebraic approximation [1], Definition 5.3 and Proposition 5.19. Their general pseudoeffective approximation allows twists with and [1 Equation (5.24)]. Here the fixed twist and the klt density support an extremal argument: a localization estimate produces a better normalized section whenever the minimal weight has a positive Lelong number.
The normalized extremal sections have a semipositive limit after the twist is divided by . Minimality bounds that limit by the chosen minimal weight. Consequently a fixed sublevel set of the difference of the weights has adjoint mass tending to zero. A localized equation, solved on an affine open set, produces a holomorphic competitor whose weighted norm is bounded by that mass. The exact localization constant is independent of and of the affine open set. Positive Lelong number forces this competitor to have the same value at the chosen point. A Hölder estimate whose final bound is independent of makes its normalization strictly smaller, contradicting extremality.
Two details keep the construction uniform and valid on a log resolution. The weak limits in the localization lemma are taken in fixed weighted Hilbert spaces. Extension across negative exceptional coefficients is performed on the normal base in the actual Cartier bundle , and then pulled back. The complete Kähler estimate supplies the local analytic solution [4], Theorem 5.1; the localization and extension arguments are given in Section 2.
For injectivity, regularize both endpoint metrics, retaining arbitrarily small curvature loss and uniform integrability at every fixed exponent. A logarithm of a sum of endpoint weights makes the inclusion of line bundles a contraction. On the complement of the crossing divisor, a complete Kähler metric with bounded local potentials allows local solutions. Their holomorphic differences extend across the divisor and define ordinary Čech classes. An open-mapping argument on one fixed finite cover gives a uniform bound for primitives of forms whose ordinary class vanishes.
A Bochner comparison then makes the image of a harmonic representative small. All approximating representatives embed into a single fixed Hilbert space; weak convergence there preserves the original ordinary cohomology class. This is the final step from weighted estimates on the complement to the coherent-cohomology injection. The argument is independent of the adjoint metric theorem: it uses only the endpoint metrics stated in Theorem 1.2.
A fourfold application and organization
The metric theorem also gives a short abundance argument for a projective complex klt fourfold with nef rational adjoint and . Lazić–Peternell’s nonvanishing theorem uses generalized algebraic singularities of a semipositive metric [17] (Corollary D); zero Lelong numbers satisfy that condition with no divisorial part. With a first section obtained, Gongyo–Matsumura’s criterion gives semiample-ness [11] (Corollary 5.3). The precise application is Corollary 4.1; it has no numerical-dimension restriction. For nef adjoints of numerical dimension at most one, Liu–Xu already obtain good minimal models for projective klt pairs of dimension at most four with nonzero Euler characteristic [18] (Corollary 5.2); in the nef case this gives semiample-ness. Lazić’s work supplies a semiample-ness criterion using uniform multiplier-ideal comparisons, and an algebraic approximation theorem for supercanonical currents, under their respective hypotheses [16] (Theorems A–B).
In the compact Kähler setting, Höring–Lazić–Lehn obtain nonvanishing for non-uniruled -factorial klt pairs with nef adjoint of numerical dimension one and nonzero Euler characteristic [13] (Theorem A). Under these hypotheses in dimension four, they obtain semiample-ness when the minimal pullback current has zero Lelong numbers [13] (Corollary B).
Section 2 proves the metric theorem, the arbitrary-data localization estimate and the multiplier-ideal consequence. Section 3 proves the independent interior injectivity theorem. Section 4 states the two published fourfold criteria and applies them to the same minimal metric.
Zero Lelong numbers for nef klt adjoints
We prove Theorem 1.1. The construction uses sections only after one fixed twist pulled back from an ample bundle on the normal base. Its central estimate must reduce a normalized section’s mass without changing its value at a point of positive Lelong number. We first recall the top-degree estimate, then construct the normalized extremal sections. The affine localization lemma turns their small sublevel mass into the required competitor.
Weights and the complete estimate
A local weight of a Hermitian metric gives the squared norm in its local frame. Semipositive curvature means that the local weights are plurisubharmonic. A metric on a rational line bundle is defined by taking a positive integral tensor power and dividing its weights by that integer. All identifications below are identifications of rational line bundles, rather than of numerical classes.
If a weight is a weight on , the expression denotes a density: in a canonical coordinate frame it is multiplied by the corresponding coordinate volume. Likewise, for an -valued top form , the expression , with a weight on , denotes a density. These densities are invariant under changes of coordinates and frames. In particular, the integral of the latter does not depend on an auxiliary Kähler metric.
We shall use the following form of the complete theorem. The matrix observation in its statement will be responsible for the uniform constants.
Lemma 2.1. Let be a complete Kähler manifold of dimension , and let be a holomorphic line bundle with a smooth Hermitian metric of local weight and strictly positive curvature . Write for the adjoint of wedging with . If is an -valued, -closed form which is square integrable and satisfies
then there is an -valued form with
In local coordinates, the inverse-curvature density in is the inverse Hermitian curvature matrix acting on the remaining covector, multiplied by the coordinate top-form density. It is independent of the complete background metric. Consequently:
if , this density is bounded by the norm density computed with ;
if is a smooth real function and with , the inverse-curvature squared norm of is at most .
Proof. The existence statement is the complete Kähler theorem with positive curvature operator and finite inverse-curvature integral [4 Theorem 5.1, p. 33]. It requires pointwise positivity and the displayed integral, not a uniform lower spectral bound relative to .
For the density calculation, write a top-form-valued form as . The determinant in the squared norm of the top form cancels the volume determinant. Diagonalizing the curvature relative to shows that applying the inverse commutator leaves against the coordinate volume and line weight. All formulas use the same standard normalization of forms and volume. Matrix order gives in (i). For (ii), conjugate the rank-one inequality by .
The fixed twist and normalization
The zero-dimensional case is immediate, so put and fix a Kähler form on . Choose compatible canonical divisors and write
The support of is simple normal crossing, every coefficient is strictly less than one, and the negative part is exceptional over . The last assertion follows because the nonexceptional coefficients are those of the effective boundary .
Let be the divisor weight, a rational linear combination of logarithms of squared absolute values of local divisor equations. In crossing coordinates it has the form
Thus is locally integrable. Negative coefficients cause no failure of this integrability statement.
Fix a very ample Cartier divisor on , and set and . Give a smooth semipositive metric with weight . For every positive integer for which is Cartier, the line bundle is globally generated. Indeed, for ,
is ample. Klt Kawamata–Viehweg vanishing, in the form of [9 Theorem 3.2], gives the cohomology vanishings for Castelnuovo–Mumford regularity. The global-generation conclusion of [15 Theorem 1.8.5(i)] then applies. Pullback proves that is globally generated as well.
Since is nef, it is pseudo-effective. Choose a semipositive metric on with minimal singularities. Such a metric is obtained as the upper envelope, relative to a smooth reference weight, of the normalized plurisubharmonic weights; see [2 Definition 1.4 and Theorem 1.5]. Its defining property is that every other semipositive weight on satisfies
for a constant . We shall show that has zero Lelong numbers.
Suppose, to the contrary, that its Lelong number at is positive. For each allowed define
The integrand is a canonical density by (2.1). The integral is finite, continuous in , positive for , and homogeneous of degree . These facts also show that is a compact subset of the finite-dimensional section space: restrict first to the unit sphere of any vector-space norm and use its positive minimum. Choose maximizing the absolute evaluation at on this compact set, using any fixed norm on the one-dimensional fiber for this . Global generation implies
Put , a weight on .
Claim 2.2. After passage to an unbounded subsequence of allowed integers, the weights are uniformly locally bounded above and converge locally in and almost everywhere to a semipositive weight on . This compactness assertion holds for every sequence of sections with ; it does not require their extremality at .
Proof. Choose a smooth reference weight on and write . These are global quasi-psh functions whose complex Hessians have one common lower bound on the compact connected manifold . Normalize them by subtracting . The compactness theorem for sup-normalized quasi-psh functions [12 Proposition 2.7] gives, along a subsequence, local and almost-everywhere convergence of to a quasi-psh function that is finite almost everywhere. In particular the normalized functions do not converge identically to .
The fixed density is integrable. Since , dominated convergence gives
The positivity uses finiteness of almost everywhere, not a pointwise lower bound. The normalization in (2.4) says . Thus converges to a finite real number, proving the asserted upper bounds and convergence without the sup normalization. Finally, ; the error tends to zero. The limit weight is therefore semipositive. ▫
Define the globally scalar difference, almost everywhere,
Its values on the zero divisor of may be assigned arbitrarily when taking integrals; that divisor has measure zero. By (2.2), . Choose once and for all . The preceding convergence and domination imply
Indeed, the indicators tend to zero almost everywhere, because where both weights are finite; the densities have one integrable majorant on a fixed finite coordinate cover.
It is now enough to construct sections such that
where is independent of . For large this gives , so scalar normalization would produce a section of gauge one with larger absolute evaluation at . We next construct these competitors and prove the two displayed properties.
A singular weighted equation with a fixed constant
We will cut off on and correct the resulting error. The weight for this equation must serve two purposes. Its singularity near must force the correction to vanish at after the holomorphic competitor has been extended. Its growth where is positive must also allow a uniform conversion from the quadratic estimate to . The first requirement determines its slope near ; a fixed upper slope bound will give the second.
Positive Lelong number gives local coordinates at and a sufficiently small fixed with . On a cone of positive angular measure on which all crossing coordinates have modulus comparable to , the weight is bounded below by a positive constant times . Choose a fixed large enough that . Then
is not locally integrable at .
This choice is valid even if some are negative.
Choose a smooth function equal to one on and to zero on . Choose a smooth convex increasing function which is affine of slope near , has on the closed transition interval , and satisfies for one fixed . Such a function is obtained by prescribing a nonnegative compactly supported second derivative positive on that interval. In particular there is a fixed constant with
All of remain fixed as varies.
For a fixed , choose a dense smooth affine open avoiding the supports of and . This open set need not contain . We will recover the value at only after extending the resulting holomorphic section to all of . On the function is psh, since the weight is locally pluriharmonic there and the metrics are semipositive. Put
This is a smooth semipositive weight on . Divisor weights and are pluriharmonic on , so its curvature is . We regard as an -valued top form.
Lemma 2.3 (Localization of top forms). Let be a smooth connected affine complex variety of dimension . Let be a holomorphic line bundle on with a smooth semipositive metric of weight , let be a global plurisubharmonic function not identically , and let be a holomorphic -valued -form. Fix , a smooth cutoff equal to one for and zero for , and a smooth convex function that is affine of positive slope near , with for some and on . If
there is a measurable -valued top form such that
where the equation is distributional and
The constant is independent of , , , , and of the auxiliary complete Kähler metrics. At we set and ; that locus has measure zero.
Proof. Embed as a closed complex submanifold of some and let . The tubular-neighborhood theorem supplies a holomorphic retraction of a neighborhood onto [6]; see also the formulation in [8 Theorem 3.1]. Compose with the retraction. Radial convolution in that neighborhood, at radii decreasing to zero, gives smooth psh functions on common smaller domains. More precisely, choose increasing regular exhaustion values and . Use one fixed nonnegative smooth radial averaging kernel of total mass one. The convolution radius at stage is at most , is small enough to work near , and is smaller than all previous radii. Radial averages of a psh function are monotone in the radius, so these choices give monotonicity wherever two of the functions are defined. They also give .
Each has a complete Kähler metric dominating , for example the metric with potential . For a decreasing positive sequence , use the line weight
It is smooth near , its curvature is strictly positive, and
The smooth closed datum is square integrable for the complete metric. To see this even near the boundary of , use the top-degree density calculation: enlarging the background metric decreases the density, and all coefficients and line weights are smooth on a neighborhood of the relatively compact closure.
By Lemma 2.1, the inverse-curvature integral is at most
The nonnegative term only decreases the integrand. The last integral is by definition. Thus we obtain solutions on with . The background complete metrics have introduced no comparison factor. For completeness, the singular passage uses fixed Hilbert spaces. If are fixed and , then on we have , and hence
Take a diagonal weakly convergent subsequence in these countably many fixed earlier smooth weighted spaces. Their limits agree as distributions on overlaps, and define on . Weak lower semicontinuity, then monotone convergence as , gives
Exhausting proves the required global inequality. Finally locally in by bounded convergence, where . Thus the equations pass to distributions and give (3).
We apply the lemma to the adjoint data already fixed on . The exact density identity is
so its sublevel mass is . Applying Lemma 2.3 with , , and gives an -valued top form on with
where is independent of and of .
Extension, evaluation, and the extremal contradiction
For set
(4) shows that is holomorphic. Since , the cutoff term has -norm squared at most . Since , the -norm squared of is at most . Therefore
This constant is independent of .
To extend the section, rewrite its weight as
It is locally bounded above away from : the coefficient is positive, the psh weights in the last two terms are locally bounded above, and has that property away from its negative components. Consequently (5) gives ordinary local bounds there. Holomorphic removal across analytic sets extends to .
There is an open , with complement of codimension at least two, over which is an isomorphism. It misses the image of . The section just obtained descends on to a section of the actual Cartier bundle . Normality extends it across : after trivializing that line bundle, this is the Hartogs extension of regular holomorphic functions on a normal space. Pullback now gives a global section, again denoted , of . By projectivity and GAGA it is an algebraic global section as well. It agrees with the constructed section on by the identity theorem. In particular (5) continues to concern the same section. No estimate across the negative exceptional divisor was needed for this extension.
Near , the weight is smooth by (2.4), whereas . Thus and near on , so
If were nonzero, its holomorphic coefficient would have a positive lower bound on a smaller neighborhood. The finite weighted integral in (4) would then contradict (2.6). Removing the analytic null set does not change this divergence. This also applies when lies on , since both sections are now holomorphic at . We conclude
The bounded factor denoted is used only to test integrability for a fixed ; it never enters (5).
It remains to convert that quadratic estimate to the original gauge. Hölder’s inequality gives
There is no unbounded factor hidden in the second integral. Put . Direct expansion yields
Both exponentials on the right are canonical densities. The first has integral one; the second has integral at most , where
Finiteness follows from local upper bounds for and local integrability of on a fixed finite coordinate cover. Applying Hölder to (2.17) gives
All integrals are unchanged by the omitted analytic null set. Together with (2.5) and (2.16), this proves
For large , therefore, . Multiply by . The new section has gauge one and, by (2.15), strictly larger absolute evaluation than . This contradicts the choice of , regardless of the rate at which or tends to zero. Hence has no positive Lelong number at any point. This proves Theorem 1.1.
Corollary 2.4. Under the hypotheses of Theorem 1.1, let be a minimal weight on the actual rational line bundle . Then
where the ideal is defined by local integrability of . The conclusion is independent of the choice of minimal metric and of the Cartier multiple used to normalize its weights.
Proof. Skoda’s integrability theorem gives local integrability of for every fixed when the Lelong numbers vanish [21 Proposition 7.1]; for this formulation for arbitrary plurisubharmonic weights, see [5 Property 1.4(8)] and [4 Lemma 5.6(a)]. Every holomorphic germ is bounded on a smaller neighborhood, so the multiplier ideal is the structure sheaf. Two metrics with minimal singularities have weights differing by a bounded function, directly from their defining comparison. Dividing the weight of a positive Cartier multiple by that multiple preserves the stated normalization. These observations prove the independence assertions.
An interior injectivity theorem
We prove Theorem 1.2 from its two endpoint metrics, using the top-degree estimate in Lemma 2.1. The proof does not use Theorem 1.1 or its extremal-section construction. The output is the natural map on ordinary coherent cohomology. The proof therefore needs both a weighted estimate on the complement of the crossing divisor and a comparison that retains the original ordinary class. The fixed-cover construction below supplies this comparison together with a uniform bound for primitives.
For a class in the kernel, we will construct weighted harmonic representatives whose images have norms tending to zero. The endpoint metrics make multiplication a contraction and supply the curvature comparison for this estimate. Local solutions of the equation leave holomorphic differences on overlaps; controlling a splitting of these differences on one fixed cover gives uniformly bounded global primitives. The extended differences form a cocycle representing the ordinary cohomology class of the original form. Finally, comparison in one fixed Hilbert space lets the small images force the original ordinary class to vanish. Classical injectivity for roots of divisors, including an additional reduced boundary, is proved in [7 Theorem 5.1]. The local and uniform-primitive methods have precedents in [19 Sections 5.2–5.3]; the precise comparison needed for the present line bundles is proved here.
Endpoint regularization and the comparison weights
Fix a Kähler form on , and put . The zero-dimensional assertion is trivial, so assume . We use the following consequence of regularization and exponential integrability.
Lemma 3.1. Let be a rational line bundle on a smooth projective complex variety equipped with a Kähler form , and suppose that has a semipositive singular metric having zero Lelong numbers everywhere. There are smooth weights on and numbers such that
In fixed local frames these weights are uniformly bounded above on relatively compact coordinate neighborhoods, and, for every fixed , their exponentials have uniformly bounded local norms.
Proof. Choose a smooth reference metric on . Apply the attenuation form of Demailly’s regularization theorem to the specified current , using the global difference between and the reference weight as its potential [3 Main Theorem 1.1]. Fix a positive attenuation level . Adding the reference weight back to the approximating potentials gives weights on the same rational line bundle, with . They are smooth outside the Lelong level set , which is empty. Their curvature lower bounds have the form , where is one fixed smooth nonnegative form, , and the continuous functions decrease to the Lelong-number function. That function is zero here. Dini’s theorem on the compact manifold gives , and gives the stated loss . Passing to a subsequence makes the losses decrease. Work first on a common integral tensor power of and divide all weights by that integer afterwards.
On each fixed coordinate neighborhood the decreasing approximants satisfy . The upper bound is smooth on a slightly larger neighborhood, and hence is bounded on the chosen compact subset. For every fixed ,
The right side is locally integrable by the zero-Lelong case of Skoda’s integrability criterion [21]; see [5 Property 1.4(8)] for the formulation for arbitrary plurisubharmonic weights. This proves the uniform fixed-exponent bounds directly.
Apply the lemma simultaneously to and , obtaining weights with a common sequence tending to zero. Let
For a rational divisor , write for its divisor weight. The endpoint weights live on the rational bundles . Adding gives weights on . We first raise the weight at the first endpoint above that at the second, so that the natural inclusion of the eventual integral bundles will be a contraction. The symbols below are weights on , whereas are weights on . On set
The two summands in (6) are weights on the same rational line bundle , so the expression is intrinsically well-defined. The logarithm of a sum of exponentials preserves the common curvature lower bound: locally add a potential for to both summands and use the psh log-sum inequality. Moreover . Effectivity of gives a uniform local upper bound for its divisor weight, so retains both the upper bounds and all the fixed-exponent integrability bounds of Lemma 3.1.
The weights are smooth metrics on . They have uniform local upper bounds in frames extending across , and
on every relatively compact coordinate neighborhood , where is coordinate volume. To verify the last assertion, write
Every coefficient of either fractional divisor lies in . Choose one Hölder exponent so close to one that its product with each of these finitely many coefficients is still less than one. The exponential of the fractional divisor weight is in by the crossing-coordinate integral. The conjugate Hölder exponent for the remaining weights is allowed by the fixed-exponent bounds; a second Hölder inequality handles the two summands in . This proves (9) uniformly in .
Let , and let be multiplication by the canonical section of . Since , we have and
Thus multiplication is a contraction on all form degrees for any one fixed background metric. On the curvatures are ; divisor weights contribute no curvature there.
A complete metric with bounded local potentials
The singular set must be removed to use smooth weighted harmonic forms. We choose the complete metric carefully so that local solvability still has a uniform comparison with the given weights. The bounded-potential construction follows the complete-metric method of [10], Lemma 3.1; we include the calculation because both bounded potentials and completeness are needed in the uniform primitive estimate.
Lemma 3.2. There is a complete Kähler metric on such that, on sufficiently small coordinate neighborhoods in , it has potentials bounded even on approach to .
Proof. If is empty, take . Otherwise choose a smooth metric on and scale it so that on . Set . For ,
In particular is bounded and . Off the form is the negative of a fixed smooth curvature form, so it is bounded by a multiple of . For a sufficiently large fixed the form
is positive and dominates both and .
A path leaving every compact subset of approaches , because is compact; along such an approach . The displayed radial term bounds its length below by a positive constant times the total variation of , which diverges. Hence the metric is complete, including at crossings of components of . Finally, if on a small coordinate neighborhood, then is a local potential for . The smooth function is bounded on a smaller relatively compact neighborhood, and is bounded and tends to zero at .
Fix this metric for the rest of the section. When , the function is a smooth proper exhaustion of with bounded gradient in . If is a smooth function equal to one on and zero on , then , as , gives compactly supported smooth cutoffs tending to one and with gradient . When is empty, the constant cutoff one suffices.
The curvature comparison following (7) becomes
since as well.
A fixed-cover primitive estimate and the ordinary class map
Fix a holomorphic line bundle on . The local theorem gives primitives on coordinate neighborhoods, but a global primitive requires their holomorphic differences on overlaps to split. We use one finite cover and its fixed spaces of holomorphic sections to make that splitting estimate uniform in the weights. The extended differences also define a class in the ordinary group . Thus the class map below has ordinary coherent cohomology as its target, and the primitive estimate shows that its kernel consists of actual weighted exact forms. This local-solutions and holomorphic-cocycle comparison follows the method of [10], Section 3, Claim 1 and Lemma 3.2. For a smooth metric on , write for the Hilbert space of -valued forms using and . The Dolbeault operator is its maximal distributional realization, and .
Proposition 3.3. Let be a fixed holomorphic line bundle on , and let be smooth metric weights on . Suppose that, for a fixed constant ,
and that in local frames on the weights are uniformly bounded above and the functions have uniformly bounded local integrals on punctured coordinate neighborhoods. Then:
(i) There is a continuous linear map
agreeing with the ordinary Dolbeault class on smooth closed forms on . It annihilates the closure in of the image of .
(ii) There is a constant independent of such that every with has a global primitive on satisfying
No continuous linear choice of these global primitives is asserted.
Proof. Choose a finite collection of coordinate and frame balls
such that the still cover and has a bounded local potential on . These sets and potentials are independent of .
Local solutions. On , replace the line weight by . Its curvature dominates , and the bounded potential compares its top-form norms with those of by fixed constants. Equip with the complete metric , where is a complete metric for the coordinate ball. This sum is complete at both the deleted divisor and the ball boundary. An datum square integrable for remains so for the larger background metric: its density uses the inverse background matrix on its one remaining covector. By Lemma 2.1, the inverse-curvature density for the modified weight is bounded by the original datum density. The top-form solution density is independent of the auxiliary complete metric. Consequently there is a local solution operator with
where is independent of . For each fixed , choose the solution of smallest norm in the modified metric. Orthogonal projection onto the complement of the holomorphic kernel makes this a linear continuous choice. The affine solution set is closed because the distributional operator is closed.
Holomorphic cocycles. Given , put . On , the difference is holomorphic. Uniform upper bounds for turn (12) into ordinary local bounds in frames on . Holomorphic removal therefore extends the differences uniquely across . One can see the removal locally by Laurent expansion in the crossing coordinates and Fubini: a nonzero negative power is not square integrable. The extended differences , sections of on , form a holomorphic Čech cocycle.
For later use, this family of cocycles is bounded in every fixed compact-convergence seminorm whenever is bounded, uniformly in . Indeed, for any compact set in an overlap, choose a slightly larger compact neighborhood still in that overlap. The ordinary bound there and the holomorphic mean-value inequality bound the supremum on the smaller compact. Each such compact has positive separation from the ball boundaries. Its constant may depend on that compact, but not on . No bound on the supremum over an entire open overlap is required.
The ordinary class. Let be the Fréchet space of holomorphic cocycles on this finite cover, with compact-convergence topology. The cocycle equations make it a closed subspace of the finite product of overlap section spaces. Choose a smooth partition of unity with . For a cocycle put on , extending each summand by zero outside its overlap. Then , so the forms agree and define a global smooth form . This defines the continuous linear map
Continuity follows from the compact support of the partition and Cauchy estimates for derivatives on slightly larger compact sets; ordinary cohomology is finite-dimensional and Hausdorff on the compact manifold. Define . Changing the local primitives changes the cocycle by a holomorphic coboundary: the differences of two primitives extend by the same ordinary argument. The local solution estimates and the compact-seminorm estimates just proved make continuous and linear.
If is smooth on , choose smooth local primitives on the larger balls. On the smaller balls they have finite weighted norms, because their coefficients are bounded and the local integrals of are finite. Comparison with these primitives shows that agrees with the ordinary Dolbeault class. If instead for a global weighted primitive on , then is holomorphic on and ordinary locally . Its extension gives a holomorphic splitting of , so . Continuity therefore annihilates the closure of the actual exact forms, as in (i).
A uniformly bounded splitting. Let , again with compact-convergence topology, and let be the image of its coboundary map in . We need the equality
The forward inclusion is immediate. For the reverse inclusion, construct smooth local cochains from a partition of unity for a cocycle in . Their common is a global smooth form with zero ordinary Dolbeault class. Subtract a global smooth primitive from every cochain. The resulting cochains are holomorphic and split the original cocycle. This proves (13) without any assumption that the coordinate cover is a Leray cover.
It follows that is a closed Fréchet subspace. The continuous surjection is open. Prescribe only the single continuous seminorm
where the norms are those of fixed smooth frames or a fixed smooth bundle metric. Openness says that the image of contains a zero neighborhood of described by finitely many compact seminorms. The cocycles arising from all and all data of norm at most one are bounded in those seminorms. A single rescaling therefore gives, for every such cocycle in , a splitting with for a fixed . This uses no assertion that a bounded subset has a lift bounded in every Fréchet seminorm.
When , choose this splitting and set on . The expressions agree on the full overlaps, and hence define a global primitive on . Estimate its norm on the smaller , which cover . The local primitives are controlled by (12); the corrections are controlled by their supremum on and the uniform integral of there. Summing over the finite cover proves a uniform bound for unit-norm data. Scaling proves (ii).
Both sequences and satisfy this proposition, by Equations (3.4) and (3.6). For each weight, parts (i) and (ii) give
Indeed, part (i) kills the closure of the exact forms, while part (ii) provides a primitive for every form in the kernel. We will keep track of the closures explicitly when comparing different weighted spaces. The proposition also applies to a fixed smooth line metric from : its curvature is bounded below by for some fixed , and its local upper and integral bounds are automatic. This last observation will allow us to compare all approximation parameters in one Hilbert space.
Harmonic representatives and the Bochner comparison
Take a class in the kernel of the map in Theorem 1.2, and represent it by a smooth closed -valued form on . All norms in this subsection use ; a subscript indicates the line weight , and integrals of pointwise inner products use . The norms are bounded uniformly. Indeed, enlarging to decreases the top-form-valued density, and the coefficients of are bounded on a finite cover, where (9) applies.
In the maximal Dolbeault complex, the closure of the image of degree-zero forms lies in the closed kernel of the degree-one operator. Subtract its orthogonal projection from , obtaining . Thus
The adjoint assertion follows from orthogonality to the actual range; it does not require that range to be closed. Local elliptic regularity for the smooth weighted Dolbeault Laplacian on makes smooth there.
Write and let be the Chern derivative. In bidegree put
These are pointwise nonnegative operators, and . The smooth compact-support Bochner–Kodaira identity is
Here in top holomorphic degree, and is the identity in this bidegree. The same identity on complete manifolds, with the indicated domain interpretation and lower curvature bound, is discussed in [19 Proposition 2.4].
To justify its use without already knowing the extra terms are integrable, use the compactly supported smooth cutoffs constructed above, whose gradients tend uniformly to zero in . Apply (15) to the cutoff multiples of and add times their squared norms. The left-hand derivative terms tend to zero by (14) and the gradient bound. The two terms retained on the right are nonnegative, so lower semicontinuity gives
The commutators with the cutoffs contain only their derivatives; they do not introduce constants from derivatives of the varying line metrics.
The Kähler identity shows that this formal operator commutes with holomorphic multiplication by . Combining (10) and (11) with (16) therefore gives
For the curvature term one first uses and then the line-norm contraction. One may take : this factor bounds both the derivative term and the curvature term in the source energy. The strict interior hypothesis keeps this comparison factor finite.
We also need the target adjoint. The form is smooth, closed, and square integrable. Apply the compact-support identity to cutoff multiples of this form. On its right-hand side use (17), replace the curvature commutator by the larger nonnegative , and let the gradient errors tend to zero. It follows that the formal adjoint is square integrable and
This also verifies the Hilbert-adjoint domain condition. In detail, complete-metric cutoffs and local smooth approximation give density in the maximal graph norm, so integration by parts against compactly supported forms extends to that domain. The formal adjoint, now known to be , is its Hilbert adjoint. Thus (18) has not assumed the existence of a global primitive or an adjoint-domain statement in advance.
We have shown that the image of the harmonic representative has a small adjoint norm. The fixed-cover proposition supplies a uniformly bounded primitive for this image; pairing these two statements will make its entire target norm tend to zero.
From a small image to vanishing of the ordinary class
Multiplication by is bounded in degrees zero and one and commutes with the distributional Dolbeault operator. Hence (14) implies that is in the target closure of the actual exact forms. Apply the target class map in Proposition 3.3. It annihilates that closure and agrees with ordinary cohomology on . The latter class is zero by the choice of . Consequently .
The norms of are uniformly bounded by (10) and (14). Part (ii) of Proposition 3.3 gives global forms on with
The adjoint-domain conclusion above now justifies
To retain the original class while passing to a limit, fix a smooth metric on over all of , with local weight and use the same complete background on . Uniform upper bounds in a finite framed cover give the global metric comparison
It gives one bounded inclusion from each varying weighted space into the fixed space, in both degrees zero and one. In particular the have uniformly bounded fixed norms.
On any compact subset the multiplier is nowhere zero, and the target weights have uniform upper bounds. Thus Equation (19) implies that in the fixed norm on . This local strong convergence and the global bound imply global weak convergence to zero. Indeed, approximate any fixed test form by one supported in a compact subset of ; its pairing tends to zero by local convergence, and the norm of the remaining tail controls its pairing uniformly in . Concentration of norm near does not affect this weak convergence.
For each , choose actual exact forms converging to in Equation (14). By Equation (20), their primitives belong to the fixed degree-zero space and their derivatives converge in the fixed degree-one norm. Therefore belongs to the fixed closure of actual exact forms. Apply Proposition 3.3 once more, now to the fixed smooth metric with weight . Its continuous class map annihilates that fixed closure, so
The fixed closed-form space is a closed Hilbert subspace, and a continuous linear map from it to finite-dimensional ordinary cohomology is weakly continuous. Since , the last displayed identity forces .
This proves analytic Dolbeault injectivity. Dolbeault theory and GAGA identify it with the natural map in algebraic coherent cohomology, proving Theorem 1.2.
Abundance for fourfolds with nonzero Euler characteristic
The metric theorem gives abundance for klt fourfolds when the Euler characteristic is nonzero. A published nonvanishing criterion uses this Euler hypothesis to produce the first section; a second criterion then gives semi-ampleness. We state both inputs in terms of the actual adjoint bundle on a resolution, so that the same zero-Lelong metric supplies their analytic hypotheses.
Corollary 4.1. Let be a projective complex klt fourfold with effective rational boundary and nef adjoint . If , then is semiample.
This proof combines Theorem 1.1 with published nonvanishing and semi-ampleness criteria. It isolates the use of : that condition enters the nonvanishing criterion, whereas the metric theorem has no Euler-characteristic hypothesis. Related work on multiplier-ideal approximations and supercanonical currents studies this analytic setting [16], Theorems A–B.
The two algebraic inputs
For a -Cartier divisor on a normal projective variety, the metric condition in [17], Definition 2.12 requires a positive integer , with Cartier, and a resolution carrying a singular metric on whose curvature has the form
The divisor sum is finite. This is called a metric with generalized algebraic singularities. The sum may be zero; in particular, every semipositive metric with zero Lelong numbers everywhere meets this definition.
Theorem 4.2 (Lazić–Peternell, fourfold nonvanishing). Let be a normal projective complex klt pair of dimension four, with effective rational boundary, and put . Suppose is pseudoeffective and is a nef -Cartier divisor. If both and satisfy the metric condition (21) and , then some rational satisfies
This is [17 Corollary D], the unconditional four-dimensional consequence of their Theorem C(i). Its interval includes . We will take , so both metric assumptions concern .
Theorem 4.3 (Gongyo–Matsumura, fourfold semiampleness). Let be a normal projective complex klt pair of dimension four, with effective rational boundary, and set . Suppose that for a projective birational morphism with smooth and some positive integer with Cartier, the bundle carries a semipositive singular Hermitian metric with zero Lelong numbers at every point of . If , then is semiample.
This is the form of [11 Corollary 5.3] used here. Positivity of the Cartier multiple is also explicit in their Theorem 5.1, from which that corollary follows. Neither of these fourfold results requires to be -factorial or non-uniruled. Their dimension-three inputs are already incorporated in the stated corollaries.
Application to the minimal metric
Proof of Corollary 4.1. Choose a projective log resolution , a positive integer such that is Cartier, and a metric with minimal singularities on . Nefness makes pseudoeffective, so such a metric exists. By Theorem 1.1,
The tensor power is a metric on the actual line bundle . Its local weights are , so its curvature is semipositive and its Lelong numbers are . Consequently, (21) holds with equal to this curvature current and with zero divisor sum. Apply Theorem 4.2 with and to obtain
This is nonvanishing for itself: a positive Cartier multiple of has a nonzero global section. It is therefore the Kodaira dimension hypothesis of Theorem 4.3. The same resolution and the same metric supply its remaining hypothesis, and that theorem proves that is semiample.
The argument imposes no restriction on the numerical dimension of . The Euler-characteristic hypothesis is used only to obtain the first section; the interior-injectivity theorem of this article is not an input to this particular application.
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