Introduction
Hamiltonians that are not self-adjoint in the Dirac sense may still organize a consistent spectrum when an antilinear symmetry is present, and the dividing line between the two regimes of such a symmetry is sharp. In the unbroken regime the eigenvalues are real, a positive definite metric exists and the evolution is unitary with respect to it [8 , 9 , 10 , 12 ] . In the broken regime the eigenvalues appear in complex conjugate pairs, no positive definite metric exists, and the discussion usually stops there: for a finite dimensional system the broken phase is the end of the line, two complex eigenvalues and no spectrum left to speak of. Our interest is in what happens to that statement in a quantum field theory, where a conjugate pair of elementary excitations still admits a two-particle sector, and where composite operators built out of such constituents are known to possess real Källén–Lehmann representations [15 , 17 , 18 ] — a pattern first met in the indefinite-metric sector of Lee and Wick [13 ] and later in the infrared of confining gauge theories, where the Gribov–Zwanziger gluon propagator factorizes into the i i i -particles of complex mass ± i γ 2 \pm i\gamma^2 ± i γ 2 [15 , 16 ] .
In a recent work [1 ] we have constructed a model in which this question can be posed concretely. The field content is two fermions ψ \psi ψ and χ \chi χ , two Abelian gauge fields a μ a_\mu a μ and a ^ μ \hat{a}_\mu a ^ μ and one complex scalar ϕ \phi ϕ , the dynamics being fixed by a BRST symmetry, and the two Yukawa couplings a a a and b b b enter the fermion mass matrix only through the product a b ab ab , so that the model comes with a one-parameter family whose eigenvalues are real for a b > 0 ab>0 ab > 0 and complex conjugate for a b < 0 ab<0 ab < 0 . The tuning a = − b a=-b a = − b studied there therefore sits on the broken side of an exceptional point located at a b = 0 ab=0 ab = 0 , a fact we make explicit in the next section because it is the reason the model was built. The central computation of [1 ] established that the one-loop fermion contribution to ⟨ ϕ † ( p ) ϕ ( − p ) ⟩ \langle\phi^\dagger(p)\phi(-p)\rangle ⟨ ϕ † ( p ) ϕ ( − p )⟩ stays real for real external momentum below ( m + m ∗ ) 2 = 4 N 2 (m+m^*)^2=4N^2 ( m + m ∗ ) 2 = 4 N 2 , the thresholds of the equal-mass pairs having been displaced into the complex p 2 p^2 p 2 plane while the mixed pair, whose constituent masses add up to the real number 2 N 2N 2 N , opens a cut on the real axis across which the boundary values are exchanged by complex conjugation. The positivity of the associated spectral density was left open there.
However, a scalar two-point function is not the quantity an experiment would address, and the model has a feature that invites a sharper question. One combination of its two Abelian gauge fields remains massless after the scalar acquires its expectation value, so that the model has a well-defined notion of an external electromagnetic probe and of the current it drives. Our aim in the present work is to answer what the conductivity of such a medium looks like, both as a function of frequency and, what turns out to be the more revealing question, as a function of time; and to use the vector channel, where the Dirac algebra is simpler and the residues are positive definite, to settle the question of positivity that the scalar channel left open.
Our strategy is to compute the current-current correlator at one loop in the basis that diagonalizes the mass matrix, keeping the temperature and the chemical potential finite from the start, and to follow which pairs of complex masses enter each channel. The fact that the two conserved combinations of the original currents organize themselves, in that basis, one as a diagonal and the other as a mixed bilinear, is what separates the analysis into two problems with opposite analytic structures, and it is the origin of every result reported below. At this point we make a brief interruption to state that the thermal part of the calculation requires the Fermi–Dirac occupation numbers to be evaluated at complex energies, a step whose validity is not a matter of taste and which we therefore establish rather than assume; the discussion occupies Section IV and underlies the positivity bound of § 2 .
In the next section we fix the notation, exhibit the exceptional point of the family, the decomposition of the currents, the indefinite metric of the broken phase and the exact Z 2 \mathbb{Z}_2 Z 2 which keeps the two channels apart. In Section III we compute the polarization at finite temperature and density, and in Section IV we establish the exactness of the thermal continuation together with its one obstruction. § 1.4 and VI treat the unbroken and the broken channel respectively, Section VII obtains the response kernel in time, and § 2 contains the positivity results. Section IX applies the Osterwalder–Schrader criterion in the Euclidean region, where it settles both channels without any choice of boundary value, and § 2.2 treats the longitudinal part of the mixed channel and the field-strength composite that removes it. The conclusions gather the results and indicate what we believe should be examined next. Four appendices collect the Dirac algebra, the dispersion relation of the complex-mass excitations, the reading of the channel separation in terms of the balance of the cuts, and the covariant vacuum computation of the two spectral densities.
The family, its exceptional point, and the two current channels
The one-parameter family
We begin with the usual definitions. After the spontaneous breaking the fermionic mass matrix of the model of [1 ] reads, in the ( ψ , χ ) (\psi,\chi) ( ψ , χ ) basis,
M ( a , b ) = ( N a v b v N ) , m ± = N ± v a b , (1) M(a,b)=\begin{pmatrix} N & av \\ bv & N \end{pmatrix}, \qquad m_{\pm}=N\pm v\sqrt{ab}, \tag*{(1)} M ( a , b ) = ( N b v a v N ) , m ± = N ± v ab , (1)
with a a a and b b b the two real Yukawa couplings and v v v the scalar expectation value. The eigenvalues depend on the couplings through the product alone, and the family therefore separates into three regimes. For a b > 0 ab>0 ab > 0 the two masses are real and the matrix is diagonalizable by a similarity transformation that preserves a positive definite form; this is the Hermitian alternative, the case a = b a=b a = b of [1 ] . For a b < 0 ab<0 ab < 0 the masses form a complex conjugate pair, which is the case a = − b a=-b a = − b ,
m = N + i a v , m ∗ = N − i a v . (2) m=N+iav,\qquad m^{*}=N-iav. \tag*{(2)} m = N + ia v , m ∗ = N − ia v . (2)
Between the two lies a b = 0 ab=0 ab = 0 , where m + = m − = N m_{+}=m_{-}=N m + = m − = N and the matrix fails to be diagonalizable: M − N 1 M-N\mathbf{1} M − N 1 has rank one, so that M M M becomes a Jordan block. This is the exceptional point of the family, and the degeneracy
it carries is not the ordinary one. In fact, at b = 0 b=0 b = 0 the quadratic fermionic operator is triangular,
M_{\mathrm{fermi}}(k)=\begin{pmatrix}\slashed{k}-N & -av \\ 0 & \slashed{k}-N\end{pmatrix}, \tag*{(3)}
and the off-diagonal entry of its inverse is
G(\psi\overline{\chi})=\frac{av}{(\slashed{k}-N)^2}=av\frac{(\slashed{k}+N)^2}{(k^2-N^2)^2}, \tag*{(4)}
a double pole. Put in another way, the exceptional point of the family is a dipole field, the non-diagonalizability of the mass matrix appearing in the propagator as a pole of second order. Dipole structures of this kind are familiar from the Gribov–Zwanziger horizon and from the BRST doublets of algebraic renormalization [15 , 23 ] , where they carry zero norm and no positive spectral weight, and Section IIC establishes that this is exactly what happens here: the state that survives the collision has zero norm under every admissible metric. In the sequence of this work we remain on the broken side, a = − b a=-b a = − b , and the exceptional point enters as the boundary of the regime and as the place where the metric degenerates.
The biorthogonal basis and the currents
Since M M M is not Hermitian its right and left eigenvectors do not coincide, and the fields and their conjugates must be expanded on the corresponding biorthogonal pair,
ψ = 1 2 ( Ψ m + Ψ m ∗ ) , χ = i 2 ( Ψ m − Ψ m ∗ ) , \psi=\frac{1}{\sqrt{2}}(\Psi_m+\Psi_{m^*}),\qquad\chi=\frac{i}{\sqrt{2}}(\Psi_m-\Psi_{m^*}), ψ = 2 1 ( Ψ m + Ψ m ∗ ) , χ = 2 i ( Ψ m − Ψ m ∗ ) ,
ψ ‾ = 1 2 ( Ψ ‾ m + Ψ ‾ m ∗ ) , χ ‾ = − i 2 ( Ψ ‾ m − Ψ ‾ m ∗ ) , (5) \overline{\psi}=\frac{1}{\sqrt{2}}(\overline{\Psi}_m+\overline{\Psi}_{m^*}),\qquad\overline{\chi}=-\frac{i}{\sqrt{2}}(\overline{\Psi}_m-\overline{\Psi}_{m^*}), \tag*{(5)} ψ = 2 1 ( Ψ m + Ψ m ∗ ) , χ = − 2 i ( Ψ m − Ψ m ∗ ) , (5)
so that the quadratic form becomes diagonal and Ψ m , Ψ m ∗ \Psi_m,\Psi_{m^*} Ψ m , Ψ m ∗ describe Dirac fermions of mass m m m and m ∗ m^* m ∗ respectively, with the propagators
G(\Psi_m\overline{\Psi}_m)=\frac{i}{\slashed{k}-m},\qquad G(\Psi_{m^*}\overline{\Psi}_{m^*})=\frac{i}{\slashed{k}-m^*}, \tag*{(6)}
the mixed components vanishing.
The gauge couplings of the model are carried by the two covariant derivatives, so that the interaction reads e a μ ψ ‾ γ μ ψ − e a ^ μ χ ‾ γ μ χ e\,a_\mu\overline{\psi}\gamma^\mu\psi-e\,\widehat{a}_\mu\overline{\chi}\gamma^\mu\chi e a μ ψ γ μ ψ − e a μ χ γ μ χ . In terms of the combinations A μ = a μ + a ^ μ A_\mu=a_\mu+\widehat{a}_\mu A μ = a μ + a μ and B μ = a μ − a ^ μ B_\mu=a_\mu-\widehat{a}_\mu B μ = a μ − a μ , of which the first acquires the mass e 2 v 2 e^2v^2 e 2 v 2 from the scalar expectation value while the second remains massless, this is
e 2 [ A μ ( J ψ μ − J χ μ ) + B μ ( J ψ μ + J χ μ ) ] , (7) \frac{e}{2}\left[A_\mu\left(J_\psi^\mu-J_\chi^\mu\right)+B_\mu\left(J_\psi^\mu+J_\chi^\mu\right)\right], \tag*{(7)} 2 e [ A μ ( J ψ μ − J χ μ ) + B μ ( J ψ μ + J χ μ ) ] , (7)
with J ψ μ = ψ ‾ γ μ ψ J_\psi^\mu=\overline{\psi}\gamma^\mu\psi J ψ μ = ψ γ μ ψ and J χ μ = χ ‾ γ μ χ J_\chi^\mu=\overline{\chi}\gamma^\mu\chi J χ μ = χ γ μ χ . Since ϕ \phi ϕ carries the same charge under both groups, it is A μ A_\mu A μ which is broken and B μ B_\mu B μ which stays massless, so that B μ B_\mu B μ is the field to be identified with the external electromagnetic probe and J B = J ψ + J χ J_B=J_\psi+J_\chi J B = J ψ + J χ with the current it drives.
It is at this point that the biorthogonal expansion (5) produces the separation on which everything else rests. Inserting it into the two conserved combinations one finds
J B μ = Ψ ‾ m γ μ Ψ m + Ψ ‾ m ∗ γ μ Ψ m ∗ , J A μ = Ψ ‾ m γ μ Ψ m ∗ + Ψ ‾ m ∗ γ μ Ψ m . (8) \begin{aligned}
J_B^\mu&= \overline{\Psi}_m\gamma^\mu\Psi_m+\overline{\Psi}_{m^*}\gamma^\mu\Psi_{m^*},\\
J_A^\mu&= \overline{\Psi}_m\gamma^\mu\Psi_{m^*}+\overline{\Psi}_{m^*}\gamma^\mu\Psi_m. \tag*{(8)}
\end{aligned} J B μ J A μ = Ψ m γ μ Ψ m + Ψ m ∗ γ μ Ψ m ∗ , = Ψ m γ μ Ψ m ∗ + Ψ m ∗ γ μ Ψ m . (8)
The current of the unbroken U ( 1 ) U(1) U ( 1 ) is diagonal in the mass basis and its two-point function receives contributions from the equal-mass pairs ( m , m ) (m,m) ( m , m ) and ( m ∗ , m ∗ ) (m^*,m^*) ( m ∗ , m ∗ ) only, while the current of the broken U ( 1 ) U(1) U ( 1 ) is the vector counterpart of the composite operator Ψ ‾ + Ψ − \overline{\Psi}_+\Psi_- Ψ + Ψ − studied in [1 ] , and its two-point function is built out of the mixed pair ( m , m ∗ ) (m,m^*) ( m , m ∗ ) . In fact, the divergence of the diagonal current vanishes on the equations of motion, whereas that of the mixed one is proportional to m − m ∗ m-m^* m − m ∗ and is absorbed by the would-be Goldstone mode, which is the expected statement of the Higgs mechanism in this language.
The metric of the broken phase
Before computing anything we construct the metric of the broken phase, which anticipates the two results of § 1.4 and VI and explains them. No positive definite metric exists, since a pseudo-Hermitian Hamiltonian admits one if and only if its spectrum is real [10 , 11 ] . What does exist is an indefinite η \eta η with η H η − 1 = H † \eta H\eta^{-1}=H^\dagger η H η − 1 = H † , and in the present model it is remarkably simple, the non-Hermiticity sitting entirely in a discrete flavor structure. At the level of the mass matrix (1) with a = − b a=-b a = − b one has, in the flavor basis ( ψ , χ ) (\psi,\chi) ( ψ , χ ) ,
η = ( 1 0 0 − 1 ) , η M η − 1 = M † , (9) \eta=\begin{pmatrix}1&0\\0&-1\end{pmatrix},\qquad\eta M\eta^{-1}=M^\dagger, \tag*{(9)} η = ( 1 0 0 − 1 ) , η M η − 1 = M † , (9)
Hermitian, with eigenvalues ± 1 \pm1 ± 1 , so that the metric is nothing but the relative sign between the fermion and its oppositely charged partner.
It is instructive to follow the metric along the whole family (1) and not only at a = − b a=-b a = − b . For real couplings and b ≠ 0 b\ne0 b = 0 the condition η M η − 1 = M † \eta M\eta^{-1}=M^\dagger η M η − 1 = M † is solved by
η = ( 1 0 0 a / b ) , (10) \eta=\begin{pmatrix}1&0\\0&a/b\end{pmatrix}, \tag*{(10)} η = ( 1 0 0 a / b ) , (10)
which is positive definite for a b > 0 ab>0 ab > 0 , reduces to the identity at a = b a=b a = b , is indefinite for a b < 0 ab<0 ab < 0 , where it returns (9) , and diverges as b → 0 b\to0 b → 0 . The exceptional point is therefore the place at which the metric ceases to exist, as it must. What survives there is sharper than a limit: at b = 0 b=0 b = 0 the general Hermitian solution of η M = M † η \eta M=M^\dagger\eta η M = M † η is
η = ( 0 q q r ) , q , r ∈ R , (11) \eta=\begin{pmatrix}0&q\\q&r\end{pmatrix},\qquad q,r\in\mathbb{R}, \tag*{(11)} η = ( 0 q q r ) , q , r ∈ R , (11)
so that η 11 \eta_{11} η 11 vanishes identically and the single eigenvector u = ( 1 , 0 ) u=(1,0) u = ( 1 , 0 ) which survives the collision has zero norm under every admissible metric. The vanishing norms of (14) are thus not a peculiarity of the broken side. They are already present at the exceptional point, where the two zero-norm modes of the broken phase have merged into one, and it is the dipole propagator (4) that carries the property in the field theory, a double pole admitting no positive Källén–Lehmann weight. Positive norms exist only on the Hermitian side a b > 0 ab>0 ab > 0 . Returning to the broken phase, the metric (9) is a discrete flavor transformation, and is therefore implemented on the Fock space by the χ \chi χ -number parity,
η = ( − 1 ) N χ , N χ = ∫ d 3 x χ † χ , (12) \eta=(-1)^{N_\chi},\qquad N_\chi=\int d^3x\,\chi^\dagger\chi, \tag*{(12)} η = ( − 1 ) N χ , N χ = ∫ d 3 x χ † χ , (12)
and one verifies η H η − 1 = H † \eta H\eta^{-1}=H^\dagger η H η − 1 = H † directly: under χ → − χ \chi\to-\chi χ → − χ , χ ‾ → − χ ‾ \overline{\chi}\to-\overline{\chi} χ → − χ the kinetic terms, the diagonal mass χ ‾ χ \overline{\chi}\chi χ χ and both gauge couplings of (7) are invariant, while the mixed mass term a v ( ψ ‾ χ − χ ‾ ψ ) a v(\overline{\psi}\chi-\overline{\chi}\psi) a v ( ψ χ − χ ψ ) changes sign, which is precisely what Hermitian conjugation does to it, since ( ψ ‾ χ ) † = χ ‾ ψ (\overline{\psi}\chi)^\dagger=\overline{\chi}\psi ( ψ χ ) † = χ ψ for real a v av a v .
The operator (12) is Hermitian and unitary with η 2 = 1 \eta^2=1 η 2 = 1 , so that it is a signature operator rather than a positive one, and the states of negative norm are those carrying an odd number of χ \chi χ quanta. This is the indefinite metric structure of Lee and Wick [13 ] , here not an analogy but an explicit operator. Since η \eta η reverses the sign of χ \chi χ it exchanges the two combinations (5) ,
η : Ψ m ⟷ Ψ m ∗ , (13) \eta:\ \Psi_m\longleftrightarrow\Psi_{m^*}, \tag*{(13)} η : Ψ m ⟷ Ψ m ∗ , (13)
as it must, H † H^\dagger H † having the eigenvalues interchanged, and the induced norms follow at once. For the one-particle states, ∣ Ψ m ⟩ ∝ ∣ ψ ⟩ + i ∣ χ ⟩ |\Psi_m\rangle\propto|\psi\rangle+i|\chi\rangle ∣ Ψ m ⟩ ∝ ∣ ψ ⟩ + i ∣ χ ⟩ gives η ∣ Ψ m ⟩ ∝ ∣ ψ ⟩ − i ∣ χ ⟩ \eta|\Psi_m\rangle\propto|\psi\rangle-i|\chi\rangle η ∣ Ψ m ⟩ ∝ ∣ ψ ⟩ − i ∣ χ ⟩ and therefore
⟨ Ψ m ∣ Ψ m ⟩ η = ⟨ Ψ m ∗ ∣ Ψ m ∗ ⟩ η = 0 , ⟨ Ψ m ∣ Ψ m ∗ ⟩ η ≠ 0. (14) \langle\Psi_m|\Psi_m\rangle_\eta=\langle\Psi_{m^*}|\Psi_{m^*}\rangle_\eta=0,\qquad\langle\Psi_m|\Psi_{m^*}\rangle_\eta\ne0. \tag*{(14)} ⟨ Ψ m ∣ Ψ m ⟩ η = ⟨ Ψ m ∗ ∣ Ψ m ∗ ⟩ η = 0 , ⟨ Ψ m ∣ Ψ m ∗ ⟩ η = 0. (14)
Each mode of complex mass has vanishing norm, and the only pairing that carries norm is the one between conjugate partners. The same holds one level up, where the structure is sharper than it first appears. In the two-particle sector, with the metric acting as η ⊗ η \eta\otimes\eta η ⊗ η , every elementary pairing is null,
⟨ Ψ r Ψ s ∣ Ψ r Ψ s ⟩ η = 0 , r , s ∈ { m , m ∗ } , (15) \langle\Psi_r\Psi_s|\Psi_r\Psi_s\rangle_\eta=0,\qquad r,s\in\{m,m^*\}, \tag*{(15)} ⟨ Ψ r Ψ s ∣ Ψ r Ψ s ⟩ η = 0 , r , s ∈ { m , m ∗ } , (15)
the norm residing entirely in the off-diagonal overlaps, which are the same in the two possible pairings,
⟨ Ψ m Ψ m ∗ ∣ Ψ m ∗ Ψ m ⟩ η = ⟨ Ψ m Ψ m ∣ Ψ m ∗ Ψ m ∗ ⟩ η = 1. (16) \langle\Psi_m\Psi_{m^*}|\Psi_{m^*}\Psi_m\rangle_\eta
=\langle\Psi_m\Psi_m|\Psi_{m^*}\Psi_{m^*}\rangle_\eta=1. \tag*{(16)} ⟨ Ψ m Ψ m ∗ ∣ Ψ m ∗ Ψ m ⟩ η = ⟨ Ψ m Ψ m ∣ Ψ m ∗ Ψ m ∗ ⟩ η = 1. (16)
The conjugate pairings ( m , m ∗ ) (m,m^*) ( m , m ∗ ) and the diagonal ones ( m , m ) (m,m) ( m , m ) thus span two hyperbolic planes of the same signature: in each of them the symmetrized combination carries norm + 1 +1 + 1 , the antisymmetrized one − 1 -1 − 1 , and the two are η \eta η -orthogonal. This is the i i i -particle construction of [15 , 17 ] in the present model: what carries physical content is not the constituent of complex mass, whose norm vanishes, but the symmetrized pair.
It is worth being accurate about what (15) and (16) do and do not decide. They establish that no single mode of complex mass is a state, and that in each channel the current reaches the combination of norm +1 and is η \eta η -orthogonal to the partner of norm − 1 -1 − 1 , which therefore contributes to no current–current correlator; we shall see in § 2 that the positivity obtained for the mixed channel is the reflection of that fact. They do not by themselves separate the two channels, the two planes having the same signature. What separates them is a symmetry, and it is exact. Neither do they settle the positivity of a current–current correlator, and on this we must be explicit, because the η \eta η -norm is the wrong instrument for that question in two separate ways. It concerns the flavor structure of the bilinear and not its Lorentz structure, so it cannot see the longitudinal form factor of J A J_A J A , whose sign is fixed in § 2 ; and, more importantly, the η \eta η -form is not the Osterwalder–Schrader form. A state may have positive and conserved η \eta η -norm, as J B ∣ 0 ⟩ J_B|0\rangle J B ∣0 ⟩ does by (16) and (37) , and the channel it belongs to may still admit no positive-norm realization, which is what Section IX proves of that very channel. An indefinite metric that is conserved is not a Hilbert space in disguise.
One should not read this as the construction of a physical subspace in the strong sense. Since η H η − 1 = H † \eta H\eta^{-1}=H^\dagger η H η − 1 = H † with H H H not Hermitian, η \eta η cannot commute with H H H ; the χ \chi χ -parity is therefore not conserved, the eigenspaces of (12) are not preserved by the evolution, and the partner of norm − 1 -1 − 1 in (16) sits in the spectrum beside the physical one. In the broken phase this is forced rather than accidental, and the removal of such a partner by a cohomological mechanism of the kind familiar from BRST doublets [23 ] is, with η \eta η now explicit, a well-posed question which we do not take up here. One should notice that (12) is the metric of the quadratic sector, and that it is discrete rather than of the form e − Q e^{-Q} e − Q familiar from the P T PT P T literature [9 , 11 ] , precisely because the non-Hermiticity of the model is a discrete flavor structure; whether it survives the Yukawa fluctuations of ϕ \phi ϕ and the gauge couplings beyond the quadratic order is not established here.
The unbroken Z₂ and the separation of the channels
The symmetry that separates the two channels is not the metric, and it is not a flavor symmetry either. Consider first the exchange
C : ψ ↔ χ , ϕ → − ϕ † , a μ ↔ − a ^ μ , (17) C:\quad\psi\leftrightarrow\chi,\qquad\phi\to-\phi^\dagger,\qquad a_\mu\leftrightarrow-\hat a_\mu, \tag*{(17)} C : ψ ↔ χ , ϕ → − ϕ † , a μ ↔ − a ^ μ , (17)
which leaves the kinetic terms, the diagonal masses and the Yukawa coupling of the a = − b a=-b a = − b action invariant, together with the discrete gauge transformation
R : α = 0 , α ^ = π / e , ψ → ψ , χ → − χ , ϕ → − ϕ , (18) \mathcal{R}:\quad\alpha=0,\qquad\hat{\alpha}=\pi/e,\qquad\psi\to\psi,\qquad\chi\to-\chi,\qquad\phi\to-\phi, \tag*{(18)} R : α = 0 , α ^ = π / e , ψ → ψ , χ → − χ , ϕ → − ϕ , (18)
which is the element of the Higgsed U ( 1 ) U(1) U ( 1 ) that acts as η \eta η of (9) on the flavor doublet. Neither is a symmetry of the broken vacuum: each reverses the sign of ϕ \phi ϕ , hence of v v v , and correspondingly sends M ( a v ) → M ( − a v ) M(av)\to M(-av) M ( a v ) → M ( − a v ) . Their product does both twice and therefore does neither,
Z 2 = C ⋅ R : ( ψ χ ) ⟶ ( 0 − 1 1 0 ) ( ψ χ ) , v → v , (19) Z_2=\mathcal{C}\cdot\mathcal{R}:\quad
\begin{pmatrix}\psi\\\chi\end{pmatrix}
\longrightarrow
\begin{pmatrix}0&-1\\1&0\end{pmatrix}
\begin{pmatrix}\psi\\\chi\end{pmatrix},
\qquad v\to v, \tag*{(19)} Z 2 = C ⋅ R : ( ψ χ ) ⟶ ( 0 1 − 1 0 ) ( ψ χ ) , v → v , (19)
and this is the only combination of the three that preserves the mass matrix and the vacuum at once. It is the Z 2 Z_2 Z 2 of [1 ] , which is thus not an accidental flavor symmetry but the diagonal of a flavor exchange and a discrete element of the broken gauge group, each of which is separately broken by ⟨ ϕ ⟩ \langle\phi\rangle ⟨ ϕ ⟩ .
The statement is in fact stronger than the mass matrix, and holds before the shift. On the Yukawa terms a ψ ˉ ϕ χ + b χ ˉ ϕ † ψ a\bar{\psi}\phi\chi+b\bar{\chi}\phi^\dagger\psi a ψ ˉ ϕ χ + b χ ˉ ϕ † ψ the transformation (19) together with ϕ → ϕ † \phi\to\phi^\dagger ϕ → ϕ † acts by
ψ ˉ ϕ χ → − χ ˉ ϕ † ψ , χ ˉ ϕ † ψ → − ψ ˉ ϕ χ , (20) \bar{\psi}\phi\chi\to-\bar{\chi}\phi^\dagger\psi,\qquad
\bar{\chi}\phi^\dagger\psi\to-\bar{\psi}\phi\chi, \tag*{(20)} ψ ˉ ϕ χ → − χ ˉ ϕ † ψ , χ ˉ ϕ † ψ → − ψ ˉ ϕ χ , (20)
so that a → − b a\to-b a → − b and b → − a b\to-a b → − a : the Yukawa sector is invariant precisely when b = − a b=-a b = − a , for every configuration of ϕ \phi ϕ and not only for its expectation value. The scalar kinetic term transforms as well, since D μ ϕ → ( D μ ϕ ) † D_\mu\phi\to(D_\mu\phi)^\dagger D μ ϕ → ( D μ ϕ ) † under A μ → − A μ A_\mu\to-A_\mu A μ → − A μ and ϕ → ϕ † \phi\to\phi^\dagger ϕ → ϕ † , and the potential depends on ϕ † ϕ \phi^\dagger\phi ϕ † ϕ alone. In terms of the shifted fields, ϕ = ( v + σ + i π ) / 2 \phi=(v+\sigma+i\pi)/\sqrt{2} ϕ = ( v + σ + iπ ) / 2 , the transformation reads
σ → σ , π → − π , (21) \sigma\to\sigma,\qquad\pi\to-\pi, \tag*{(21)} σ → σ , π → − π , (21)
so that the Higgs mode is even and the Goldstone odd, as it must be, π \pi π being the mode A μ A_\mu A μ absorbs. In terms of the combinations of (7) it reads
A μ → − A μ , B μ → B μ , (22) A_\mu\to-A_\mu,\qquad B_\mu\to B_\mu, \tag*{(22)} A μ → − A μ , B μ → B μ , (22)
that is, the residual charge conjugation of the Higgsed U ( 1 ) U(1) U ( 1 ) . The gauge-fixing terms are invariant provided the two abelian factors are fixed with a common parameter, ξ = ξ ^ \xi=\hat{\xi} ξ = ξ ^ , and the ghosts, being free, impose no further condition.
The consequence we need follows at once from (8) and (22) :
Z 2 : J B μ → + J B μ , J A μ → − J A μ . (23) Z_2:\qquad J_B^\mu\to+J_B^\mu,\qquad J_A^\mu\to-J_A^\mu. \tag*{(23)} Z 2 : J B μ → + J B μ , J A μ → − J A μ . (23)
The two currents carry opposite parity under an exact symmetry, so that ⟨ J A J B ⟩ \langle J_AJ_B\rangle ⟨ J A J B ⟩ vanishes identically — at one loop because the flavor trace of a diagonal propagator against an off-diagonal vertex is zero, and beyond it by (23) . The diagonal and the mixed channel are therefore two independent spectral problems, built on the two hyperbolic planes of (16) , with no amplitude connecting them. In particular the question of boundary value which § 1.4 raises for Π B \Pi_B Π B cannot propagate into Π A \Pi_A Π A , and the results of Sections VI, VII and § 2 are protected from it by symmetry rather than by the numerical check we also report. The same Z 2 Z_2 Z 2 is what forces the gain and the loss mode of Section III to appear with exactly opposite widths.
The polarization at finite temperature and density
We proceed to the computation of the retarded current-current correlator [21 ] at vanishing external three-momentum, which is the kinematics of the optical conductivity, in the imaginary-time formalism [22 ] . It is convenient to write the propagator in Hamiltonian form. With α i = γ 0 γ i \alpha^{i} = \gamma^{0}\gamma^{i} α i = γ 0 γ i , β = γ 0 \beta= \gamma^{0} β = γ 0 and
H ( k , M ) = α ⋅ k + β M , H 2 = k 2 + M 2 ≡ E 2 , (24) H(\mathbf{k},M) = \boldsymbol{\alpha} \cdot\mathbf{k} + \beta M,\qquad H^{2} = \mathbf{k}^{2} + M^{2} \equiv E^{2}, \tag*{(24)} H ( k , M ) = α ⋅ k + β M , H 2 = k 2 + M 2 ≡ E 2 , (24)
the Matsubara propagator is S = γ 0 ( i ω ~ n − H ) − 1 S = \gamma^{0}(i\widetilde{\omega}_{n} - H)^{-1} S = γ 0 ( i ω n − H ) − 1 with ω ~ n = ω n + i μ \widetilde{\omega}_{n} = \omega_{n} + i\mu ω n = ω n + i μ , and the operators
P s ( k , M ) = 1 2 ( 1 + s H ( k , M ) E ) , s = ± 1 , (25) P_{s}(\mathbf{k},M) = \frac{1}{2}\left(1+s\frac{H(\mathbf{k},M)}{E}\right),\qquad s=\pm1, \tag*{(25)} P s ( k , M ) = 2 1 ( 1 + s E H ( k , M ) ) , s = ± 1 , (25)
remain idempotent and complete for complex M M M , the square root being taken on the principal branch. The Dirac algebra then collapses into a single coefficient, which we obtain in Appendix A,
T s s ′ ( k ) ≡ 1 3 ∑ i tr [ α i P s ( k , M 1 ) α i P s ′ ( k , M 2 ) ] = 1 − s s ′ k 2 / 3 + M 1 M 2 E 1 E 2 , (26) \begin{aligned}
T_{ss^{\prime}}(\mathbf{k}) \equiv\frac{1}{3}\sum_{i}\operatorname{tr}\left[\alpha^{i}P_{s}(\mathbf{k},M_{1})\alpha^{i}P_{s^{\prime}}(\mathbf{k},M_{2})\right] \\
&= 1-ss^{\prime}\frac{\mathbf{k}^{2}/3+M_{1}M_{2}}{E_{1}E_{2}}, \tag*{(26)}
\end{aligned} T s s ′ ( k ) ≡ 3 1 i ∑ tr [ α i P s ( k , M 1 ) α i P s ′ ( k , M 2 ) ] = 1 − s s ′ E 1 E 2 k 2 /3 + M 1 M 2 , (26)
with E 1 , 2 = k 2 + M 1 , 2 2 E_{1,2} = \sqrt{\mathbf{k}^{2}+M_{1,2}^{2}} E 1 , 2 = k 2 + M 1 , 2 2 . Performing the Matsubara sum and continuing i q l → ω + i 0 iq_{l}\to\omega+i0 i q l → ω + i 0 we obtain the polarization
Π ( ω ) = ∑ s , s ′ ∫ d 3 k ( 2 π ) 3 T s s ′ ( k ) n F ( s E 1 − μ ) − n F ( s ′ E 2 − μ ) ω + i 0 − s E 1 + s ′ E 2 , (27) \Pi(\omega)=\sum_{s,s^{\prime}}\int\frac{d^{3}k}{(2\pi)^{3}}\,T_{ss^{\prime}}(\mathbf{k})\frac{n_{F}(sE_{1}-\mu)-n_{F}(s^{\prime}E_{2}-\mu)}{\omega+i0-sE_{1}+s^{\prime}E_{2}}, \tag*{(27)} Π ( ω ) = s , s ′ ∑ ∫ ( 2 π ) 3 d 3 k T s s ′ ( k ) ω + i 0 − s E 1 + s ′ E 2 n F ( s E 1 − μ ) − n F ( s ′ E 2 − μ ) , (27)
with n F ( z ) = ( e z / T + 1 ) − 1 n_{F}(z)=(e^{z/T}+1)^{-1} n F ( z ) = ( e z / T + 1 ) − 1 , the overall sign being fixed once and for all by matching the Hermitian limit to the free Dirac gas, as checked below (40) . The dissipative part of the conductivity is
σ 1 ( ω ) = Im Π ( ω ) ω . (28) \sigma_{1}(\omega)=\frac{\operatorname{Im}\Pi(\omega)}{\omega}. \tag*{(28)} σ 1 ( ω ) = ω Im Π ( ω ) . (28)
The two channels of (8) correspond to the two assignments
Π B = Π ( m , m ) + Π ( m ∗ , m ∗ ) , Π A = Π ( m , m ∗ ) + Π ( m ∗ , m ) , (29) \Pi_{B}=\Pi(m,m)+\Pi(m^{*},m^{*}),\qquad
\Pi_{A}=\Pi(m,m^{*})+\Pi(m^{*},m), \tag*{(29)} Π B = Π ( m , m ) + Π ( m ∗ , m ∗ ) , Π A = Π ( m , m ∗ ) + Π ( m ∗ , m ) , (29)
and in both of them the two terms are exchanged by complex conjugation, since m m ∗ = ∣ m ∣ 2 mm^{*}=|m|^{2} m m ∗ = ∣ m ∣ 2 is real, so that Π B \Pi_{B} Π B and Π A \Pi_{A} Π A are the doubled real parts of their first terms. This is the same pairing that protected the reality of the scalar loop coefficient in [1 ] , and it holds here at every point of the momentum integration and for every temperature and chemical potential. What distinguishes the two channels is not the reality of the result but the position of the singularities that the denominators of (27) produce.
Writing E k = k 2 + m 2 = ε k + i Γ k E_{k}=\sqrt{\mathbf{k}^{2}+m^{2}}=\varepsilon_{k}+i\Gamma_{k} E k = k 2 + m 2 = ε k + i Γ k , one finds the exact relations derived in Appendix B,
ε k Γ k = N a v , ε k 2 = 1 2 [ Δ k + Δ k 2 + 4 N 2 a 2 v 2 ] , (30) \varepsilon_{k}\Gamma_{k}=Nav,\qquad
\varepsilon_{k}^{2}=\frac{1}{2}\left[\Delta_{k}+\sqrt{\Delta_{k}^{2}+4N^{2}a^{2}v^{2}}\right], \tag*{(30)} ε k Γ k = N a v , ε k 2 = 2 1 [ Δ k + Δ k 2 + 4 N 2 a 2 v 2 ] , (30)
with Δ k = k 2 + N 2 − a 2 v 2 \Delta_{k}=\mathbf{k}^{2}+N^{2}-a^{2}v^{2} Δ k = k 2 + N 2 − a 2 v 2 , so that ε 0 = N \varepsilon_{0}=N ε 0 = N and Γ 0 = a v \Gamma_{0}=av Γ 0 = a v ,
Γ k = a v N ε k ≤ a v . (31) \Gamma_{k}=av\frac{N}{\varepsilon_{k}}\le av. \tag*{(31)} Γ k = a v ε k N ≤ a v . (31)
The imaginary part of the mass therefore acts as a rest-frame rate a v av a v which appears, for a state of energy ε k \varepsilon_{k} ε k , reduced by the Lorentz factor, exactly as a decay rate would; the bound in (31) , which follows from ε k ≥ ε 0 = N \varepsilon_{k}\ge\varepsilon_{0}=N ε k ≥ ε 0 = N , will be what makes the positivity statement of § 2 sharp. The fact that the two members of the conjugate pair carry opposite signs of Γ k \Gamma_{k} Γ k means that Ψ m \Psi_{m} Ψ m and Ψ m ∗ \Psi_{m^{*}} Ψ m ∗ form a balanced pair of a gain and a loss mode, which is the structure familiar from P T PT P T -symmetric systems [9 , 19 ] and, in the present model, is enforced by the Z 2 \mathbb{Z}_{2} Z 2 of [19 ] .
The thermal continuation is exact
The occupation numbers in (27) are evaluated at the complex energies ± ( ε k + i Γ k ) \pm(\varepsilon_{k}+i\Gamma_{k}) ± ( ε k + i Γ k ) , and since n F n_{F} n F has poles at the Matsubara points z = i ( 2 n + 1 ) π T z=i(2n+1)\pi T z = i ( 2 n + 1 ) π T one would expect the step to be legitimate only while Γ k \Gamma_{k} Γ k stays below π T \pi T π T . We show that this expectation is wrong, and that the formula used in (27) is exact for arbitrary complex masses.
The identity under discussion is
T ∑ n 1 ( i ω n + i q l + μ − u ) ( i ω n + μ − w ) = n F ( w − μ ) − n F ( u − μ ) i q l − u + w . (32) T\sum_{n}\frac{1}{(i\omega_{n}+iq_{l}+\mu-u)(i\omega_{n}+\mu-w)}
=\frac{n_{F}(w-\mu)-n_{F}(u-\mu)}{iq_{l}-u+w}. \tag*{(32)} T n ∑ ( i ω n + i q l + μ − u ) ( i ω n + μ − w ) 1 = i q l − u + w n F ( w − μ ) − n F ( u − μ ) . (32)
with u , w ∈ C u,w\in\mathbb{C} u , w ∈ C . Writing f ( z ) f(z) f ( z ) for the summand continued in z = i ω n z=i\omega_{n} z = i ω n , the sum is first converted into a contour integral along small circles enclosing the poles of n F ( z ) n_{F}(z) n F ( z ) on the imaginary axis, at which the residue of n F n_{F} n F is − T -T − T . The contour is then deformed outwards; since f f f decays as z − 2 z^{-2} z − 2 the circle at infinity contributes nothing, and what remains is
T ∑ n f ( i ω n ) = − ∑ j Res z j [ n F ( z ) f ( z ) ] , (33) T\sum_{n}f(i\omega_{n})=-\sum_{j}\operatorname{Res}_{z_{j}}\left[n_{F}(z)f(z)\right], \tag*{(33)} T n ∑ f ( i ω n ) = − j ∑ Res z j [ n F ( z ) f ( z ) ] , (33)
the sum running over the poles z j z_{j} z j of f f f . The essential point is that the deformation sweeps the entire plane, so that every pole of f f f contributes its residue whatever its position relative to the Matsubara points: the set of enclosed singularities does not change as u u u and w w w are varied, and nothing is ever crossed in the sense that would generate an extra term. Both sides of (32) being meromorphic in ( u , w ) (u,w) ( u , w ) and agreeing on an open set, they agree identically. The one obstruction is the exact coincidence of a pole of f f f with a pole of n F n_F n F , where the two merge into a double pole and the residue structure is different.
We have verified (32) by direct summation, with symmetric truncation at 4 × 10 6 4 \times10^6 4 × 1 0 6 terms and the analytic n − 2 n^{-2} n − 2 tail restored, for Γ / π T = 0.3 \Gamma/\pi T = 0.3 Γ/ π T = 0.3 , 0.9 0.9 0.9 , 1.1 1.1 1.1 , 1.7 1.7 1.7 , 2.4 2.4 2.4 , 3.3 3.3 3.3 , that is past the first, second and third poles of n F n_F n F , for ε \varepsilon ε close to and far from μ \mu μ , and for q l ≠ 0 q_l \ne0 q l = 0 as well as q l = 0 q_l = 0 q l = 0 . The two sides agree in every case at the level of the truncation error.
It remains to locate the obstruction. A pole of f f f meets a pole of n F n_F n F when
ε k = μ and Γ k = ( 2 n + 1 ) π T (34) \varepsilon_k = \mu\qquad\text{and} \qquad\Gamma_k = (2n+1)\pi T \tag*{(34)} ε k = μ and Γ k = ( 2 n + 1 ) π T (34)
hold simultaneously, two real conditions on one integration variable. However, (31) ties the two together: at ε k = μ \varepsilon_k = \mu ε k = μ the width is not free but equal to N a v / μ N av/\mu N a v / μ , so that (34) becomes a single condition on the parameters,
a v = ( 2 n + 1 ) μ π T N , (35) av = (2n+1)\frac{\mu\pi T}{N}, \tag*{(35)} a v = ( 2 n + 1 ) N μ π T , (35)
a locus of codimension one. On the n = 0 n=0 n = 0 locus the absorptive part of the mixed channel acquires a genuine simple pole at the single frequency ω = 2 μ \omega= 2\mu ω = 2 μ , whose ( ω − 2 μ ) − 1 (\omega-2\mu)^{-1} ( ω − 2 μ ) − 1 behaviour we have confirmed numerically over four decades; away from that locus σ 1 A ( 2 μ ) \sigma_1^A(2\mu) σ 1 A ( 2 μ ) is finite and smooth. This is the collision of a complex mass pole with the first Matsubara pole, and we record it as the one place where the thermal treatment of the broken phase breaks down.
The diagonal channel and the choice of boundary value
We examine first the channel of the massless gauge field, where the two terms of (29) are complex conjugates of one another and the question of which boundary value to take becomes acute. In Π ( m , m ) \Pi(m,m) Π ( m , m ) the two propagators carry the same mass, so that E 1 = E 2 E_1=E_2 E 1 = E 2 and the intraband terms s = s ′ s=s' s = s ′ of (27) have an identically vanishing numerator, while the interband terms have the denominators ω − 2 s E k \omega-2sE_k ω − 2 s E k . From (30) the quantity 2 E k = 2 ε k + 2 i Γ k 2E_k=2\varepsilon_k+2i\Gamma_k 2 E k = 2 ε k + 2 i Γ k has a strictly non-vanishing imaginary part for every k k k , so that no denominator of Π ( m , m ) \Pi(m,m) Π ( m , m ) vanishes for real ω \omega ω , and the same holds, with the opposite sign of the imaginary part, for Π ( m ∗ , m ∗ ) \Pi(m^*,m^*) Π ( m ∗ , m ∗ ) . Then Π B \Pi_B Π B is analytic on the whole real axis, and being there the sum of two complex conjugate terms it is real,
Im Π B ( ω ) = 0 ⟹ σ 1 B ( ω ) = π D B δ ( ω ) , σ 1 B ( ω ≠ 0 ) ≡ 0 , (36) \operatorname{Im}\Pi_B(\omega)=0
\qquad\Longrightarrow\qquad
\sigma_1^B(\omega)=\pi D_B\delta(\omega),\qquad\sigma_1^B(\omega\ne0)\equiv0, \tag*{(36)} Im Π B ( ω ) = 0 ⟹ σ 1 B ( ω ) = π D B δ ( ω ) , σ 1 B ( ω = 0 ) ≡ 0 , (36)
the remaining weight D B D_B D B being the Drude weight fixed by the diamagnetic term. We have confirmed (36) numerically by evaluating (27) with a finite regulator i Δ i\Delta i Δ in place of i 0 i0 i 0 and verifying that Im Π B \operatorname{Im}\Pi_B Im Π B vanishes linearly with Δ \Delta Δ over four decades, while Im Π A \operatorname{Im}\Pi_A Im Π A stays of order unity. A cancellation of this kind has been met independently in a one-dimensional non-Hermitian Dirac model, where the momenta of the P T \mathcal{PT} P T -broken region were found to make no contribution at all to the linear response [20 ] ; there it arises between a generalized commutator and the norm corrections of a non-unitary evolution, and here between the two members of the conjugate pair, which we return to in Section VII.
The two settings are not interchangeable, however, and the difference decides whether the norm corrections of [20 ] ought to have appeared in (27) . Their non-Hermitian Hamiltonian generates a postselected evolution: the density matrix obeys i ℏ ∂ t ρ = H ρ − ρ H † i\hbar\partial_t\rho=H\rho-\rho H^\dagger i ℏ ∂ t ρ = H ρ − ρ H † , which is what survives of a Lindblad equation once the trajectories containing quantum jumps are discarded, and tr ρ \operatorname{tr}\rho tr ρ decays because one is conditioning on a subsensemble of decreasing probability. The norm correction is the derivative of that conditioning. Here there is nothing to condition. The theory is pseudo-Hermitian, and (12) gives
d d t ⟨ ψ ∣ η ∣ ψ ⟩ = i ⟨ ψ ∣ ( H † η − η H ) ∣ ψ ⟩ = 0 , (37) \frac{d}{dt}\langle\psi|\eta|\psi\rangle
= i\langle\psi|(H^\dagger\eta-\eta H)|\psi\rangle=0, \tag*{(37)} d t d ⟨ ψ ∣ η ∣ ψ ⟩ = i ⟨ ψ ∣ ( H † η − η H ) ∣ ψ ⟩ = 0 , (37)
exactly, so that what the evolution preserves is the indefinite norm and no trace decays. A decaying positive norm and a conserved indefinite one are different structures, and the absence of a norm correction in (27) is a consequence of the second rather than an omission.
The content of (36) is that the absorption which the loss mode would produce is exactly compensated by the emission of the gain mode, at every frequency and for any temperature and density, and its structural counterpart is the one anticipated in Section II C: this is the Z 2 \mathbb{Z}_2 Z 2 -even channel, built on the diagonal hyperbolic plane of (16) out of modes which, by (14) , are individually null. Put in another way, the pair-creation threshold which in an ordinary Dirac medium opens at twice the mass has here been carried into the complex ω \omega ω plane together with the poles that generate it. One should notice, however, that this is a cancellation and not a suppression. The singularities of Π B \Pi_B Π B sit at ω = ± 2 E k \omega=\pm2E_k ω = ± 2 E k , that is, at a distance 2 Γ k = 4 N a v / ω 2\Gamma_k=4N av/\omega 2 Γ k = 4 N a v / ω from the real axis, which tends to zero as ω \omega ω grows, so that the curve of singularities approaches the real axis asymptotically and the theory becomes effectively Hermitian in the ultraviolet. Any mechanism that gives the excitations an ordinary width η \eta η — an interaction, a coupling to an environment — unbalances the pair, and the Hermitian absorption is recovered once η ≳ 2 Γ k \eta\gtrsim2\Gamma_k η ≳ 2 Γ k . It is in this sense that the Hermitian limit a v → 0 av\to0 a v → 0 is singular rather than smooth.
The mixed channel
On the other hand, in Π ( m , m ∗ ) \Pi(m,m^*) Π ( m , m ∗ ) the two propagators carry conjugate masses, and the relevant combinations are
E 1 − E 2 = 2 i Γ k , E 1 + E 2 = 2 ε k , (38) E_1-E_2=2i\Gamma_k,\qquad E_1+E_2=2\varepsilon_k, \tag*{(38)} E 1 − E 2 = 2 i Γ k , E 1 + E 2 = 2 ε k , (38)
the first purely imaginary and the second real. The interband denominators are therefore ω − 2 s ε k \omega-2s\varepsilon_k ω − 2 s ε k , and, since ε k ≥ ε 0 = N \varepsilon_k\ge\varepsilon_0=N ε k ≥ ε 0 = N , a cut opens on the real axis at
ω = 2 ε 0 = 2 N , that is p 2 = ( m + m ∗ ) 2 = 4 N 2 , (39) \omega=2\varepsilon_0=2N,\qquad\text{that is}\qquad p^2=(m+m^*)^2=4N^2, \tag*{(39)} ω = 2 ε 0 = 2 N , that is p 2 = ( m + m ∗ ) 2 = 4 N 2 , (39)
which is precisely the threshold of the mixed pair found in [1 ] , here recovered as the optical gap of the broken channel. Carrying out the momentum integration with the help of (30) we obtain the closed form
σ 1 A ( ω ) = − k ω T + − F 2 π ω ( ω 2 + 8 N 2 a 2 v 2 ω 3 ) , (40) \sigma_1^A(\omega)=-\frac{k_\omega T_{+-}F}{2\pi\omega}\left(\frac{\omega}{2}+\frac{8N^2a^2v^2}{\omega^3}\right), \tag*{(40)} σ 1 A ( ω ) = − 2 π ω k ω T +− F ( 2 ω + ω 3 8 N 2 a 2 v 2 ) , (40)
where T + − T_{+-} T +− denotes the coefficient (26) at s = + s=+ s = + , s ′ = − s'=- s ′ = − and ( M 1 , M 2 ) = ( m , m ∗ ) (M_1,M_2)=(m,m^*) ( M 1 , M 2 ) = ( m , m ∗ ) , while ε = ω / 2 \varepsilon=\omega/2 ε = ω /2 and Γ = 2 N a v / ω \Gamma=2Nav/\omega Γ = 2 N a v / ω are the values selected by the threshold condition, so that
k ω 2 = ω 2 4 − N 2 + a 2 v 2 − 4 N 2 a 2 v 2 ω 2 , T + − = 1 + k ω 2 / 3 + N 2 + a 2 v 2 ω 2 / 4 + 4 N 2 a 2 v 2 / ω 2 , F = Re [ n F ( ε + i Γ − μ ) − n F ( − ε + i Γ − μ ) ] . (41) \begin{aligned}
k_\omega^2&=\frac{\omega^2}{4}-N^2+a^2v^2-\frac{4N^2a^2v^2}{\omega^2},\\
T_{+-}&=1+\frac{k_\omega^2/3+N^2+a^2v^2}{\omega^2/4+4N^2a^2v^2/\omega^2},\\
F&=\operatorname{Re}\left[n_F(\varepsilon+i\Gamma-\mu)-n_F(-\varepsilon+i\Gamma-\mu)\right]. \tag*{(41)}
\end{aligned} k ω 2 T +− F = 4 ω 2 − N 2 + a 2 v 2 − ω 2 4 N 2 a 2 v 2 , = 1 + ω 2 /4 + 4 N 2 a 2 v 2 / ω 2 k ω 2 /3 + N 2 + a 2 v 2 , = Re [ n F ( ε + i Γ − μ ) − n F ( − ε + i Γ − μ ) ] . (41)
It is straightforward to confirm that k ω k_\omega k ω vanishes at ω = 2 N \omega=2N ω = 2 N , as it must, and that in the Hermitian limit a v → 0 av\to0 a v → 0 at vanishing temperature and chemical potential (40) reduces to twice the free Dirac result ω 12 π ( 1 + 2 N 2 ω 2 ) 1 − 4 N 2 ω 2 \frac{\omega}{12\pi}\left(1+\frac{2N^2}{\omega^2}\right)\sqrt{1-\frac{4N^2}{\omega^2}} 12 π ω ( 1 + ω 2 2 N 2 ) 1 − ω 2 4 N 2 , the factor two counting the two flavors; this is the check that fixes the overall sign in (27) . We have also checked (40) against a direct numerical evaluation of (27) , with agreement to four significant figures.
The intraband sector of this channel deserves a separate comment, since it is the one in which the width (31) becomes visible. From (38) the four intraband terms of the two orderings combine into
Σ i n t r a = − 8 Γ k ( ζ k + ζ ˉ k ) ω 2 + 4 Γ k 2 , ζ k = Im n F ( ε k + i Γ k − μ ) , ζ ˉ k = Im n F ( − ε k + i Γ k − μ ) , (42) \Sigma_{\mathrm{intra}}=-\frac{8\Gamma_k(\zeta_k+\bar{\zeta}_k)}{\omega^2+4\Gamma_k^2},\qquad
\zeta_k=\operatorname{Im}n_F(\varepsilon_k+i\Gamma_k-\mu),\qquad
\bar{\zeta}_k=\operatorname{Im}n_F(-\varepsilon_k+i\Gamma_k-\mu), \tag*{(42)} Σ intra = − ω 2 + 4 Γ k 2 8 Γ k ( ζ k + ζ ˉ k ) , ζ k = Im n F ( ε k + i Γ k − μ ) , ζ ˉ k = Im n F ( − ε k + i Γ k − μ ) , (42)
a Lorentzian of half-width 2 Γ k 2\Gamma_k 2 Γ k which, in the degenerate regime, is dominated by the states at the Fermi surface and has the width 2 Γ F = 2 N a v / μ 2\Gamma_F=2Nav/\mu 2 Γ F = 2 N a v / μ . This is the shape of a Drude peak. However, the right-hand side of (42) is real, and therefore contributes to the reactive part of the conductivity and not to σ 1 \sigma_1 σ 1 . The complex mass thus resolves the familiar ambiguity of the free gas at q = 0 q=0 q = 0 , where the intraband term is of the form 0 / 0 0/0 0/0 , and replaces it by a well-defined Lorentzian of finite width, without generating any Joule heating: what one obtains is a Drude response deprived of its dissipation.
The response kernel in time
We proceed to answer the question which we regard as the more revealing one. The kernel of the linear response, J ( t ) = ∫ d t ′ σ ( t − t ′ ) E ( t ′ ) J(t)=\int dt'\,\sigma(t-t')E(t') J ( t ) = ∫ d t ′ σ ( t − t ′ ) E ( t ′ ) , is obtained from σ ( ω ) = i K ( ω ) / ( ω + i 0 ) \sigma(\omega)=iK(\omega)/(\omega+i0) σ ( ω ) = i K ( ω ) / ( ω + i 0 ) , with K = Π d i a + Π K=\Pi_{\mathrm{dia}}+\Pi K = Π dia + Π the full transverse response. The constant Π d i a \Pi_{\mathrm{dia}} Π dia contributes the causal step Π d i a θ ( t ) \Pi_{\mathrm{dia}}\,\theta(t) Π dia θ ( t ) , and the whole of the non-trivial time dependence of the intraband sector comes from (42) , whose poles sit at ω = ± 2 i Γ k \omega=\pm2i\Gamma_k ω = ± 2 i Γ k . One of them lies in the upper half plane. Closing the contour in each half plane one finds, for a single mode,
σ i n t r a ( t ) σ i n t r a ( ∞ ) = { 1 − 1 2 e − 2 Γ k t , t > 0 , 1 2 e + 2 Γ k t , t < 0 , (43) \frac{\sigma_{\mathrm{intra}}(t)}{\sigma_{\mathrm{intra}}(\infty)}=
\begin{cases}
1-\frac{1}{2}e^{-2\Gamma_k t},&t>0,\\
\frac{1}{2}e^{+2\Gamma_k t},&t<0,
\end{cases} \tag*{(43)} σ intra ( ∞ ) σ intra ( t ) = { 1 − 2 1 e − 2 Γ k t , 2 1 e + 2 Γ k t , t > 0 , t < 0 , (43)
a continuous function which rises from zero at t → − ∞ t\to-\infty t → − ∞ to unity at t → + ∞ t\to+\infty t → + ∞ and passes through one half at the instant at which the field is switched on. The response does not vanish for negative times: a current is present before the field that drives it, over a window
τ p r e c = 1 2 Γ F = μ 2 N a v . (44) \tau_{\mathrm{prec}}=\frac{1}{2\Gamma_F}=\frac{\mu}{2Nav}. \tag*{(44)} τ prec = 2 Γ F 1 = 2 N a v μ . (44)
In the vacuum the intraband sector is absent, there being no carriers, and the precursor is then generated by the branch point at ω = 2 N + 2 i a v \omega=2N+2iav ω = 2 N + 2 ia v of Section V, which lies in the upper half plane as well; the window becomes 1 / 2 a v 1/2av 1/2 a v , fixed by the non-Hermitian scale alone and independent of μ \mu μ and T T T . The causality is the one long known to accompany complex conjugate poles [13 , 14 ] , here exhibited in a transport coefficient rather than in a scattering amplitude, and it is the price of the exact cancellation reported in Section V: a response function that is analytic in the upper half plane and has no imaginary part on the real axis is necessarily a constant, so that the vanishing of the absorptive part of Section V and the precursor of (43) are two readings of the same fact. One should add that (43) follows from the analytic continuation of the Euclidean correlator, which is the definition adopted in [1 ] , and that the paragraphs below show this to be the wrong assignment of boundary value for a retarded response, so that the precursor is an artifact of that assignment and not a property of the model. We note, in contrast with the Lee–Wick case, that (31) would make the window (44) grow with the energy of the mode, so that the acausality carried by the common boundary value is a phenomenon of long times and low frequencies rather than a short-distance disease.
Before the alternative, a word on what the choice of contour is doing, because the precursor is a property of that choice and not of the model, and the alternative to it is not innocuous either. Take a single intraband mode, with meromorphic coefficient K k ( z ) = C k / ( z 2 + a k 2 ) K_k(z)=C_k/(z^2+a_k^2) K k ( z ) = C k / ( z 2 + a k 2 ) , a k = 2 Γ k > 0 a_k=2\Gamma_k>0 a k = 2 Γ k > 0 , and σ k ( z ) = − i K k ( z ) / z \sigma_k(z)=-iK_k(z)/z σ k ( z ) = − i K k ( z ) / z , so that σ k = i σ 0 k ( z − 1 − z / ( z 2 + a k 2 ) ) \sigma_k=i\sigma_{0k}(z^{-1}-z/(z^2+a_k^2)) σ k = i σ 0 k ( z − 1 − z / ( z 2 + a k 2 )) with σ 0 k = − C k / a k 2 \sigma_{0k}=-C_k/a_k^2 σ 0 k = − C k / a k 2 . Inverting along the real axis, with the pole at the origin below the contour, returns (43) : bounded, and noncausal. Inverting instead along Im z = γ > a k \operatorname{Im} z = \gamma> a_k Im z = γ > a k , which encloses all three poles for t > 0 t > 0 t > 0 and none for t < 0 t < 0 t < 0 , returns
σ k c a u s a l ( t ) σ 0 k = θ ( t ) [ 1 − cosh ( a k t ) ] , (45) \frac{\sigma_k^{\mathrm{causal}}(t)}{\sigma_{0k}} = \theta(t)\left[1-\cosh(a_k t)\right], \tag*{(45)} σ 0 k σ k causal ( t ) = θ ( t ) [ 1 − cosh ( a k t ) ] , (45)
which is causal and unstable, with no finite late-time limit. The two differ by the homogeneous growing solution,
σ k a x i s ( t ) − σ k c a u s a l ( t ) σ 0 k = 1 2 e a k t , (46) \frac{\sigma_k^{\mathrm{axis}}(t)-\sigma_k^{\mathrm{causal}}(t)}{\sigma_{0k}} = \frac{1}{2}e^{a_k t}, \tag*{(46)} σ 0 k σ k axis ( t ) − σ k causal ( t ) = 2 1 e a k t , (46)
both satisfying f ′ ′ − a k 2 f = − a k 2 f^{\prime\prime}-a_k^2 f=-a_k^2 f ′′ − a k 2 f = − a k 2 for t > 0 t>0 t > 0 but with f ( 0 ) = f ′ ( 0 ) = 0 f(0)=f^\prime(0)=0 f ( 0 ) = f ′ ( 0 ) = 0 in the causal case against f ( 0 ) = 1 / 2 f(0)=1/2 f ( 0 ) = 1/2 , f ′ ( 0 ) = a k / 2 f^\prime(0)=a_k/2 f ′ ( 0 ) = a k /2 in the bounded one: the bounded assignment cancels the future growth by admitting a past. The choice is therefore between an advanced response and an exponentially growing one, and no local contact term, being polynomial in frequency, can remove the offending pole. The growth is a statement about the linearized mode and supplies no model of saturation.
With that said, the alternative for the diagonal channel. The cancellation of § 1.4 rests on assigning the same boundary value ω + i 0 \omega+i0 ω + i 0 to both terms of (29) , although each has its singularities on a different side of the real axis. Continuing each term instead from the half plane in which it is analytic replaces 2 Re Π ( m , m ) 2\operatorname{Re}\Pi(m,m) 2 Re Π ( m , m ) by 2 Π ( m ∗ , m ∗ ) 2\Pi(m^*,m^*) 2Π ( m ∗ , m ∗ ) on the real axis, and the absorptive part no longer cancels: each interband denominator contributes a Lorentzian of width 2 Γ k 2\Gamma_k 2 Γ k , and
σ 1 B , r e t ( ω ) = 2 ω Im Π ( m ∗ , m ∗ ) ( ω ) ≠ 0. (47) \sigma_1^{B,\mathrm{ret}}(\omega)=\frac{2}{\omega}\operatorname{Im}\Pi(m^*,m^*)(\omega)\ne0. \tag*{(47)} σ 1 B , ret ( ω ) = ω 2 Im Π ( m ∗ , m ∗ ) ( ω ) = 0. (47)
The two assignments do not differ by a small correction. They differ by the whole of the Hermitian absorption, as Table I shows, and (47) carries the ordinary ultraviolet behaviour of the massless theory, σ 1 → ω / 6 π \sigma_1\to\omega/6\pi σ 1 → ω /6 π with the factor counting the two flavors: we find σ 1 B , r e t / ω = 0.05304 \sigma_1^{B,\mathrm{ret}}/\omega=0.05304 σ 1 B , ret / ω = 0.05304 at ω = 100 N \omega=100\,N ω = 100 N for a v = 0.40 N av=0.40\,N a v = 0.40 N , against 1 / 6 π = 0.05305 1/6\pi=0.05305 1/6 π = 0.05305 , while the common boundary value gives zero at every frequency however large.
Table I. The two assignments of boundary value, in units N = 1 N=1 N = 1 , for T = 0.15 N T=0.15N T = 0.15 N , μ = 1.4 N \mu=1.4N μ = 1.4 N and a v = 0.40 N av=0.40N a v = 0.40 N . The second column gives both terms the boundary value ω + i 0 \omega+i0 ω + i 0 and vanishes identically by (36) ; the third continues each term from its own half plane, Eq. (47) ; the fourth is the same integral at a v → 0 av\to0 a v → 0 , that is the ordinary Hermitian absorption at the same temperature and density, which the third column approaches in the ultraviolet.
It should be said plainly that this second assignment does not produce a retarded function either. The interband sum contains both signs of frequency, and with the surviving mass m ∗ m^* m ∗ the two poles are
ω = + 2 ε k − 2 i Γ k , ω = − 2 ε k + 2 i Γ k , (48) \omega=+2\varepsilon_k-2i\Gamma_k,\qquad\omega=-2\varepsilon_k+2i\Gamma_k, \tag*{(48)} ω = + 2 ε k − 2 i Γ k , ω = − 2 ε k + 2 i Γ k , (48)
the second of which lies in the upper half plane for every k \mathbf{k} k . Moving the positive-frequency singularity below the axis therefore does not move them all, and any prescription meant to retain only damped singularities would have to specify the complete function at both signs of frequency and say how it is related to the Euclidean correlator. We impose none here. The contest is thus not between a good assignment and a bad one; neither is a stable retarded response, and Section IX shows that the question is in any case prior to the choice.
One would want to settle the matter with the optical sum rule, and it cannot be done, for a reason that Section IX establishes as a theorem rather than an expectation. The rule in its familiar form, and with the requirement that a deformation by a mass leave the ultraviolet asymptotics alone, is a statement about a Källén–Lehmann representation with a positive measure . The diagonal channel has none: its Euclidean correlator (69) changes sign in τ \tau τ , so by Osterwalder–Schrader it admits no positive-norm realization, and we exhibit both the test function of negative norm and the order (71) at which the moment sequence first fails. Every repair one might attempt is closed in Table II , the choice of boundary value among them — that test is performed in the Euclidean region and never continues to real ω \omega ω at all.
Table II. The ways out of (69) , and why each is closed.
We are careful about what this does and does not say. The current J B J_B J B does reach a state of η \eta η -norm + 1 +1 + 1 , the symmetrized combination of its plane, and that norm is conserved exactly by (37) . But the η \eta η -norm and the Osterwalder–Schrader form are different pairings, and it is the second that decides whether a Hilbert space exists; a positive η \eta η -norm on one state buys nothing. The vanishing of (36) and the precursor of (43) are therefore statements about a correlator with no positive spectral representation, and the choice of boundary value for Π B \Pi_B Π B is a choice about such a correlator. Table I retains its full interest as the measure of what the two assignments differ by. We regard the question as disposed of rather than answered, and prefer to say so.
The physical content sits in the mixed channel, and there the discussion cannot reach, for two independent reasons. The first is kinematic: the interband singularities sit at ω = 2 ε k \omega=2\varepsilon_k ω = 2 ε k , on the real axis, so that no choice of sheet enters, and we have checked numerically that the interband sector, the only part of Π A \Pi_A Π A with singularities off the axis, contributes nothing to Im Π A \operatorname{Im}\Pi_A Im Π A . The second is exact: by (23) the two currents have opposite Z 2 Z_2 Z 2 parity, so that ⟨ J A J B ⟩ = 0 \langle J_AJ_B\rangle=0 ⟨ J A J B ⟩ = 0 and no prescription adopted for one channel applies cleanly to the other. Everything obtained in Sections VI, VII and VIII is therefore independent of the present discussion, by symmetry and not only by inspection. Appendix C reaches the same separation from the analytic continuation itself: the channel in which the ambiguity arises is the one whose cut is unbalanced, and which for that reason admits no particle representation under any prescription, while the channel that does admit one has its singularities on the real axis.
One further question belongs here, and § 2 answers it: where the ultraviolet weight of the theory actually is. Doing the vacuum integral of the mixed channel in closed form shows that the whole of the free two-flavor asymptotics ω / 6 π \omega/6\pi ω /6 π is carried by that channel, so that the weight Table I measures is not missing from the model but sits where no prescription is in question.
Positivity of the spectral density
It remains to examine the sign of the spectral density, a question that the scalar computation of [1 ] left open.
The vacuum
For T → 0 T \to0 T → 0 and μ = 0 \mu= 0 μ = 0 the occupation factor of (41) reduces to F = − 1 F = -1 F = − 1 , and the residue T + − T_{+-} T +− of (26) is
T + − = 1 + k 2 / 3 + ∣ m ∣ 2 ∣ E k ∣ 2 > 0 , (49) T_{+-} = 1 + \frac{\mathbf{k}^{2}/3 + \lvert m\rvert^{2}}{\lvert E_k\rvert^{2}} > 0, \tag*{(49)} T +− = 1 + ∣ E k ∣ 2 k 2 /3 + ∣ m ∣ 2 > 0 , (49)
strictly positive, since E 1 E 2 = ∣ k 2 + m 2 ∣ E_1 E_2 = \lvert\mathbf{k}^{2} + m^{2}\rvert E 1 E 2 = ∣ k 2 + m 2 ∣ is real and positive for real k \mathbf{k} k . Then
σ 1 A ( ω ) = 2 π ω ∫ d 3 k ( 2 π ) 3 T + − ( k ) δ ( ω − 2 ε k ) > 0 , (50) \sigma_1^{A}(\omega) = \frac{2\pi}{\omega}\int\frac{\mathrm{d}^{3}k}{(2\pi)^{3}}\,T_{+-}(\mathbf{k})\,\delta(\omega- 2\varepsilon_k) > 0, \tag*{(50)} σ 1 A ( ω ) = ω 2 π ∫ ( 2 π ) 3 d 3 k T +− ( k ) δ ( ω − 2 ε k ) > 0 , (50)
so that in the vector channel the transverse spectral density is not merely real but positive, and manifestly so. To our knowledge this is the first positivity statement available for a composite correlator of this model; Section IX will promote it from a computed outcome to a theorem, by showing that the Euclidean correlator of this channel is completely monotone. The qualifier is not decorative: at q = 0 \mathbf{q} = 0 q = 0 the conductivity is a spatial response and probes the transverse form factor alone, and we shall find below that the longitudinal one behaves differently.
The delta function can be removed and the integral done in closed form. With D k = ∣ E k ∣ 2 = ε k 2 + Γ k 2 D_k = \lvert E_k\rvert^{2} = \varepsilon_k^{2} + \Gamma_k^{2} D k = ∣ E k ∣ 2 = ε k 2 + Γ k 2 and ε k Γ k = N a v \varepsilon_k\Gamma_k=N av ε k Γ k = N a v , Appendix B gives
k 2 = ( ε k 2 − N 2 ) ( ε k 2 + a 2 v 2 ) ε k 2 , k d k d ε k = D k ε k , (51) \mathbf{k}^2=\frac{(\varepsilon_k^2-N^2)(\varepsilon_k^2+a^2v^2)}{\varepsilon_k^2},\qquad k\frac{dk}{d\varepsilon_k}=\frac{D_k}{\varepsilon_k}, \tag*{(51)} k 2 = ε k 2 ( ε k 2 − N 2 ) ( ε k 2 + a 2 v 2 ) , k d ε k d k = ε k D k , (51)
so that in the variable s = 4 ε k 2 s=4\varepsilon_k^2 s = 4 ε k 2 , with
λ ( s ) = ( s − 4 N 2 ) ( s + 4 a 2 v 2 ) , k = λ ( s ) 2 s , (52) \lambda(s)=(s-4N^2)(s+4a^2v^2),\qquad k=\frac{\sqrt{\lambda(s)}}{2\sqrt{s}}, \tag*{(52)} λ ( s ) = ( s − 4 N 2 ) ( s + 4 a 2 v 2 ) , k = 2 s λ ( s ) , (52)
one has d 3 k / ( 2 π ) 3 = ( 2 π 2 ) − 1 k ( D k / ε k ) d ε k d^3k/(2\pi)^3=(2\pi^2)^{-1}k(D_k/\varepsilon_k)d\varepsilon_k d 3 k / ( 2 π ) 3 = ( 2 π 2 ) − 1 k ( D k / ε k ) d ε k . The residue (49) collapses algebraically: writing out D k D_k D k and k 2 \mathbf{k}^2 k 2 in terms of ε k \varepsilon_k ε k ,
D k T + − = D k + 1 3 k 2 + ∣ m ∣ 2 = 2 3 ( 2 ε k 2 + N 2 ) ( 1 + a 2 v 2 ε k 2 ) = ( s + 2 N 2 ) ( s + 4 a 2 v 2 ) 3 s , (53) \begin{aligned}
D_kT_{+-}=D_k+\frac{1}{3}\mathbf{k}^2+|m|^2 \\
&=\frac{2}{3}(2\varepsilon_k^2+N^2)\left(1+\frac{a^2v^2}{\varepsilon_k^2}\right) \\
&=\frac{(s+2N^2)(s+4a^2v^2)}{3s}, \tag*{(53)}
\end{aligned} D k T +− = D k + 3 1 k 2 + ∣ m ∣ 2 = 3 2 ( 2 ε k 2 + N 2 ) ( 1 + ε k 2 a 2 v 2 ) = 3 s ( s + 2 N 2 ) ( s + 4 a 2 v 2 ) , (53)
all four terms combining into a product. Evaluating (50) at ε k = ω / 2 \varepsilon_k=\omega/2 ε k = ω /2 therefore gives, for ω > 2 N \omega>2N ω > 2 N ,
σ 1 A ( ω ) = λ ( ω 2 ) ( ω 2 + 2 N 2 ) ( ω 2 + 4 a 2 v 2 ) 6 π ω 5 , (54) \sigma_1^A(\omega)=\frac{\sqrt{\lambda(\omega^2)}(\omega^2+2N^2)(\omega^2+4a^2v^2)}{6\pi\omega^5}, \tag*{(54)} σ 1 A ( ω ) = 6 π ω 5 λ ( ω 2 ) ( ω 2 + 2 N 2 ) ( ω 2 + 4 a 2 v 2 ) , (54)
and zero below. Two limits check it. At a v → 0 av\to0 a v → 0 it returns ( ω / 6 π ) ( 1 + 2 N 2 / ω 2 ) 1 − 4 N 2 / ω 2 (\omega/6\pi)(1+2N^2/\omega^2)\sqrt{1-4N^2/\omega^2} ( ω /6 π ) ( 1 + 2 N 2 / ω 2 ) 1 − 4 N 2 / ω 2 , which is twice the free Dirac result, the factor counting the two flavors; and, since ρ 1 ( s ) = s / 6 π 2 + a 2 v 2 / π 2 + O ( s − 1 ) \rho_1(s)=s/6\pi^2+a^2v^2/\pi^2+O(s^{-1}) ρ 1 ( s ) = s /6 π 2 + a 2 v 2 / π 2 + O ( s − 1 ) in the notation of (56) below,
σ 1 A ( ω ) = ω 6 π + a 2 v 2 π ω + O ( ω − 3 ) . (55) \sigma_1^A(\omega)=\frac{\omega}{6\pi}+\frac{a^2v^2}{\pi\omega}+O(\omega^{-3}). \tag*{(55)} σ 1 A ( ω ) = 6 π ω + π ω a 2 v 2 + O ( ω − 3 ) . (55)
This settles the question raised in Section VII. The leading term is exactly the free value for the two flavors, the same number that (47) reproduces for the diagonal channel under the second assignment of boundary value. The
ultraviolet weight that Table I measures is therefore not missing from the model: it is carried in full by the mixed channel, whose singularities lie on the real axis and whose prescription is not in question. What the cancellation of (36) says is the narrower thing, that the massless probe does not see it.
The same reduction delivers the other form factor, and there the sign is the other one. The covariant vacuum calculation of Appendix D decomposes the mixed correlator into a transverse and a longitudinal part, with spectral densities
ρ 1 ( s ) = λ ( s ) ( s + 2 N 2 ) ( s + 4 a 2 v 2 ) 6 π 2 s 2 , \rho_1(s)=\frac{\sqrt{\lambda(s)}(s+2N^2)(s+4a^2v^2)}{6\pi^2s^2}, ρ 1 ( s ) = 6 π 2 s 2 λ ( s ) ( s + 2 N 2 ) ( s + 4 a 2 v 2 ) ,
ρ 0 ( s ) = − a 2 v 2 λ ( s ) ( s − 4 N 2 ) π 2 s 2 , (56) \rho_0(s)=-\frac{a^2v^2\sqrt{\lambda(s)}(s-4N^2)}{\pi^2s^2}, \tag*{(56)} ρ 0 ( s ) = − π 2 s 2 a 2 v 2 λ ( s ) ( s − 4 N 2 ) , (56)
both supported on s ≥ 4 N 2 s\ge4N^2 s ≥ 4 N 2 , the first being (54) again through σ 1 A ( ω ) = ( π / ω ) ρ 1 ( ω 2 ) \sigma_1^A(\omega)=(\pi/\omega)\rho_1(\omega^2) σ 1 A ( ω ) = ( π / ω ) ρ 1 ( ω 2 ) . The longitudinal one is present because J A J_A J A is not conserved, its divergence being proportional to m − m ∗ m-m^* m − m ∗ as noted after (8) , and it is negative . That this is the non-Hermiticity and not a convention follows from an identity. For any two masses, with E i = k 2 + m i 2 E_i=\sqrt{k^2+m_i^2} E i = k 2 + m i 2 ,
( E 1 E 2 ) 2 − ( k 2 + m 1 m 2 ) 2 = k 2 ( m 1 − m 2 ) 2 , (57) (E_1E_2)^2-(k^2+m_1m_2)^2=k^2(m_1-m_2)^2, \tag*{(57)} ( E 1 E 2 ) 2 − ( k 2 + m 1 m 2 ) 2 = k 2 ( m 1 − m 2 ) 2 , (57)
as one sees by expanding both sides. The longitudinal residue is T 0 = 1 − ( k 2 + ∣ m ∣ 2 ) / D k T_0=1-(k^2+|m|^2)/D_k T 0 = 1 − ( k 2 + ∣ m ∣ 2 ) / D k , whose sign is that of E 1 E 2 − k 2 − m 1 m 2 E_1E_2-k^2-m_1m_2 E 1 E 2 − k 2 − m 1 m 2 at m 1 = m m_1=m m 1 = m , m 2 = m ∗ m_2=m^* m 2 = m ∗ . For two real masses the right-hand side of (57) is non-negative, so that T 0 ≥ 0 T_0\ge0 T 0 ≥ 0 , with equality precisely at m 1 = m 2 m_1=m_2 m 1 = m 2 , where the current is conserved and there is no longitudinal part at all. For the conjugate pair ( m − m ∗ ) 2 = − 4 a 2 v 2 (m-m^*)^2=-4a^2v^2 ( m − m ∗ ) 2 = − 4 a 2 v 2 , both E 1 E 2 = D k E_1E_2=D_k E 1 E 2 = D k and k 2 + ∣ m ∣ 2 k^2+|m|^2 k 2 + ∣ m ∣ 2 are real and positive, and
D k 2 − ( k 2 + ∣ m ∣ 2 ) 2 = − 4 a 2 v 2 k 2 < 0 , (58) D_k^2-(k^2+|m|^2)^2=-4a^2v^2k^2<0, \tag*{(58)} D k 2 − ( k 2 + ∣ m ∣ 2 ) 2 = − 4 a 2 v 2 k 2 < 0 , (58)
so D k < k 2 + ∣ m ∣ 2 D_k<k^2+|m|^2 D k < k 2 + ∣ m ∣ 2 and T 0 < 0 T_0<0 T 0 < 0 for every k ≠ 0 k\ne0 k = 0 . Explicitly D k T 0 = − 2 a 2 v 2 ( s − 4 N 2 ) / s D_kT_0=-2a^2v^2(s-4N^2)/s D k T 0 = − 2 a 2 v 2 ( s − 4 N 2 ) / s , which is the second line of (56) . The negative longitudinal weight is thus the square of the mass splitting, and the splitting is imaginary.
Two things follow. The first is that the positivity of (50) is a statement about the transverse channel, which is the one conductivity probes: at q = 0 q=0 q = 0 the response is spatial and ρ 0 \rho_0 ρ 0 does not enter. The second is that the current correlator as a whole is not positive, since in the rest frame its spectral tensor is diag ( ρ 0 , ρ 1 , ρ 1 , ρ 1 ) \operatorname{diag}(\rho_0,\rho_1,\rho_1,\rho_1) diag ( ρ 0 , ρ 1 , ρ 1 , ρ 1 ) . Section X shows that the offending component is removed by passing from the current to the antisymmetric derivative of it, and that what remains is positive, causal, and carried by an honest Hilbert space.
What secures (50) , at the level of the computation, is that the residue of the mixed pair is a sum of positive terms, the non-Hermiticity having been confined to the position of the pole and not to its weight; what secures it structurally is (16) , the intermediate state of this channel being the symmetrized conjugate pair, of norm + 1 +1 + 1 , to which the current couples while remaining η \eta η -orthogonal to the partner of norm − 1 -1 − 1 . The sign in (50) is in that sense not an accident of the Dirac algebra but the norm of the i i i -particle pair seen through the current. It should be said that this is an explanation of a computed result and not a substitute for the computation: the same plane structure is present in the diagonal channel, where no positivity statement is available, and what distinguishes the two is the position of the singularities and the Z 2 \mathbb{Z}_2 Z 2 parity of (23) , not the signature of the metric. Nor does the argument from (16) extend to ρ 0 \rho_0 ρ 0 : it concerns the flavor structure of the bilinear, and (58) is a statement about its Lorentz structure, which the one- and two-particle norms of Section II C do not see.
Finite temperature: a sharp bound
In a medium the sign of F F F is no longer fixed, and the question becomes one about the continuation of the occupation numbers, which Section IV has placed on a firm footing. Writing
t = e ( ε − μ ) / T , c = cos ( Γ / T ) , (59) t=e^{(\varepsilon-\mu)/T}, \qquad c=\cos(\Gamma/T), \tag*{(59)} t = e ( ε − μ ) / T , c = cos ( Γ/ T ) , (59)
a short computation gives the closed form
Re n F ( ε + i Γ − μ ) = c t + 1 t 2 + 2 c t + 1 , (60) \operatorname{Re} n_F(\varepsilon+i\Gamma-\mu)=\frac{ct+1}{t^2+2ct+1}, \tag*{(60)} Re n F ( ε + i Γ − μ ) = t 2 + 2 c t + 1 c t + 1 , (60)
whose denominator is strictly positive for ∣ c ∣ < 1 |c|<1 ∣ c ∣ < 1 , and whose derivative is
∂ ∂ ε Re n F = − t ( c t 2 + 2 t + c ) T ( t 2 + 2 c t + 1 ) 2 . (61) \frac{\partial}{\partial\varepsilon}\operatorname{Re} n_F=-\frac{t(ct^2+2t+c)}{T(t^2+2ct+1)^2}. \tag*{(61)} ∂ ε ∂ Re n F = − T ( t 2 + 2 c t + 1 ) 2 t ( c t 2 + 2 t + c ) . (61)
For c > 0 c>0 c > 0 the bracket in (61) is strictly positive on t > 0 t>0 t > 0 , so that Re n F \operatorname{Re} n_F Re n F is a strictly decreasing function of ε \varepsilon ε at fixed Γ \Gamma Γ . Since the two occupation factors in F F F are evaluated at the same Γ \Gamma Γ and at ε \varepsilon ε and − ε -\varepsilon − ε , this gives F < 0 F<0 F < 0 and therefore σ 1 A ( ω ) > 0 \sigma_1^A(\omega)>0 σ 1 A ( ω ) > 0 . Population inversion thus requires c < 0 c<0 c < 0 , that is Γ > π T / 2 \Gamma>\pi T/2 Γ > π T /2 , and with the bound (31) we arrive at
a v < π T 2 ⟹ σ 1 A ( ω ) > 0 for every ω , (62) a v<\frac{\pi T}{2}\quad\Longrightarrow\quad\sigma_1^A(\omega)>0\ \text{for every }\omega, \tag*{(62)} a v < 2 π T ⟹ σ 1 A ( ω ) > 0 for every ω , (62)
a positivity statement at finite temperature and density with an explicit bound, the non-Hermitian scale being measured against the first Matsubara frequency. The bound is sharp: a numerical determination of the true onset a v c a v_c a v c of negative σ 1 A \sigma_1^A σ 1 A , scanning T ∈ [ 0.08 , 0.35 ] N T\in[0.08,0.35]\,N T ∈ [ 0.08 , 0.35 ] N and μ ∈ [ 1.1 , 4.2 ] N \mu\in[1.1,4.2]\,N μ ∈ [ 1.1 , 4.2 ] N , never falls below π T / 2 \pi T/2 π T /2 and saturates it to three decimal places as μ / N \mu/N μ / N grows, as shown in Figure 2 .
Figure 2. The positivity bound (62) . (a) The real part of the occupation number (60) as a function of ( ε − μ ) / T (\varepsilon-\mu)/T ( ε − μ ) / T , for several values of Γ \Gamma Γ in units of π T / 2 \pi T/2 π T /2 . Monotonicity, and with it F < 0 F<0 F < 0 and σ 1 A > 0 \sigma_1^A>0 σ 1 A > 0 , is lost exactly when cos ( Γ / T ) \cos(\Gamma/T) cos ( Γ/ T ) changes sign, and the occupation leaves the interval [ 0 , 1 ] [0,1] [ 0 , 1 ] at the same point. (b) The numerically determined onset a v c a_{\mathrm{vc}} a vc of negative σ 1 A \sigma_1^A σ 1 A , in units of the bound, as a function of μ / N \mu/N μ / N for two temperatures: the bound is never violated and is saturated for μ ≫ N \mu\gg N μ ≫ N .
Above the bound the medium amplifies
For c < 0 c<0 c < 0 the bracket of (61) vanishes at t ∓ = ( 1 ∓ 1 − c 2 ) / ∣ c ∣ t_{\mp}=(1\mp\sqrt{1-c^2})/|c| t ∓ = ( 1 ∓ 1 − c 2 ) /∣ c ∣ , and Re n F \operatorname{Re} n_F Re n F increases with ε \varepsilon ε for t < t − t<t_- t < t − and for t > t + t>t_+ t > t + , that is in the tails far from the chemical potential. The effective occupation of the upper state may then exceed that of the lower one and σ 1 A \sigma_1^A σ 1 A turns negative: the medium amplifies instead of absorbing. Figure 1 (a) shows the effect inside the Pauli-blocked window 2 N < ω < 2 μ 2N<\omega<2\mu 2 N < ω < 2 μ , which is where it first appears, and Figure 2 (a) shows the mechanism, the real part of the occupation number leaving the interval [ 0 , 1 ] [0,1] [ 0 , 1 ] as soon as Γ \Gamma Γ exceeds π T / 2 \pi T/2 π T /2 .
Figure 1. Linear response of the complex-mass fermions, in units N = 1 N = 1 N = 1 , for T = 0.15 N T = 0.15N T = 0.15 N and μ = 1.4 N \mu= 1.4N μ = 1.4 N . (a) Dissipative conductivity: the unbroken channel vanishes identically, while the mixed channel absorbs above ω = 2 N \omega= 2N ω = 2 N , with the Pauli-blocked window 2 N < ω < 2 μ 2N < \omega< 2\mu 2 N < ω < 2 μ shaded; the excursion to negative values inside that window is the gain discussed in § 2 . (b) The intraband Lorentzian of the mixed channel, normalized at the origin, with the half-height points at ω = 2 Γ F = 2 N a v / μ \omega= 2\Gamma_F = 2Nav/\mu ω = 2 Γ F = 2 N a v / μ . (c) The response kernel (43) , showing the precursor at negative times. (d) The singularities of the polarization in the complex ω \omega ω plane: the equal-mass pairs leave the real axis in opposite directions, while the mixed pair remains on it and opens the cut at ω = 2 N \omega= 2N ω = 2 N .
The onset can be located exactly. Away from a Matsubara collision the denominator of (61) is positive, so the continued interband coefficient is negative precisely when
cos ( Γ / T ) < − cosh ( ε / T ) cosh ( μ / T ) , (63) \cos(\Gamma/T)<-\frac{\cosh(\varepsilon/T)}{\cosh(\mu/T)}, \tag*{(63)} cos ( Γ/ T ) < − cosh ( μ / T ) cosh ( ε / T ) , (63)
which requires ∣ μ ∣ > ε ≥ N |\mu|>\varepsilon\geq N ∣ μ ∣ > ε ≥ N : for ∣ μ ∣ ≤ N |\mu|\leq N ∣ μ ∣ ≤ N no negative coefficient occurs at any a v a v a v away from the singular loci. Solving (63) at equality gives a v = ( ε T / N ) arccos [ − cosh ( ε / T ) / cosh ( ∣ μ ∣ / T ) ] a v=(\varepsilon T/N)\arccos[-\cosh(\varepsilon/T)/\cosh(|\mu|/T)] a v = ( εT / N ) arccos [ − cosh ( ε / T ) / cosh ( ∣ μ ∣/ T )] , and both factors increase with ε \varepsilon ε on N ≤ ε < ∣ μ ∣ N\leq\varepsilon<|\mu| N ≤ ε < ∣ μ ∣ , so the infimum sits at the threshold ε = N \varepsilon=N ε = N :
( a v ) c ( T , μ ) = T arccos [ − cosh ( N / T ) cosh ( ∣ μ ∣ / T ) ] . (64) (a v)_c(T,\mu)=T\arccos\left[-\frac{\cosh(N/T)}{\cosh(|\mu|/T)}\right]. \tag*{(64)} ( a v ) c ( T , μ ) = T arccos [ − cosh ( ∣ μ ∣/ T ) cosh ( N / T ) ] . (64)
The spectral weight vanishes at that endpoint, but for a v a v a v just above ( a v ) c (a v)_c ( a v ) c an open interval above threshold satisfies (63) , and we find the onset numerically at ( a v ) c (a v)_c ( a v ) c to five figures. As ∣ μ ∣ / T → ∞ |\mu|/T\to\infty ∣ μ ∣/ T → ∞ the argument of the arccosine tends to zero and ( a v ) c → π T / 2 (a v)_c\to\pi T/2 ( a v ) c → π T /2 , which proves that the bound (62) is uniform in the chemical potential and that it is saturated, not merely respected. At larger a v a v a v the cosine produces further sign intervals, so (64) describes the first onset and not a monotonic phase boundary.
This is a novelty, as, up to now, the discussion of complex conjugate poles has been carried out in the vacuum, where the conjugation pairing is enough to secure reality and, as (50) shows, positivity as well. One should notice that an occupation number outside [ 0 , 1 ] [0,1] [ 0 , 1 ] is not in conflict with the exclusion principle here, since by (14) the diagonal modes of complex mass have vanishing η \eta η -norm and are not states whose occupation is required to be a probability; the quantities that carry norm are the conjugate pairings, and it is their difference, through F F F , that decides between absorption and gain.
The Euclidean criterion
The two results so far — the positivity of (50) and the vanishing of (36) — are statements on the real frequency axis, and each was argued with a boundary value already chosen. There is a test that needs none, and it settles both channels at once. At vanishing spatial momentum, performing the frequency integral of the one-loop bubble and transforming back in Q 4 Q_4 Q 4 gives, for τ > 0 \tau>0 τ > 0 and with the two orderings summed,
C ( τ ) = ∫ d 3 k ( 2 π ) 3 2 Re { [ 1 + k 2 / 3 + m 1 m 2 E 1 E 2 ] e − ( E 1 + E 2 ) τ } , (65) C(\tau)=\int\frac{d^3k}{(2\pi)^3}\,2\operatorname{Re}\left\{\left[1+\frac{\mathbf{k}^2/3+m_1m_2}{E_1E_2}\right]e^{-(E_1+E_2)\tau}\right\}, \tag*{(65)} C ( τ ) = ∫ ( 2 π ) 3 d 3 k 2 Re { [ 1 + E 1 E 2 k 2 /3 + m 1 m 2 ] e − ( E 1 + E 2 ) τ } , (65)
E i = k 2 + m i 2 E_i=\sqrt{\mathbf{k}^2+m_i^2} E i = k 2 + m i 2
on the principal branch. Everything turns on whether E 1 + E 2 E_1+E_2 E 1 + E 2 is real.
The criterion is the Osterwalder–Schrader one [6 ] . A field with a positive-norm realization has a reflection-positive Euclidean correlator, and at zero spatial momentum this reduces to the statement that τ ↦ C ( τ ) \tau\mapsto C(\tau) τ ↦ C ( τ ) is completely monotone, ( − 1 ) n C ( n ) ( τ ) ≥ 0 (-1)^nC^{(n)}(\tau)\geq0 ( − 1 ) n C ( n ) ( τ ) ≥ 0 for all n n n and all τ > 0 \tau>0 τ > 0 ; Bernstein’s theorem then returns a positive measure, which is a Källén–Lehmann representation with ρ ≥ 0 \rho\geq0 ρ ≥ 0 . Nothing in this depends on how one later continues to real ω \omega ω .
The mixed channel: positivity as a theorem
With m 1 = m m_1=m m 1 = m and m 2 = m ∗ m_2=m^* m 2 = m ∗ one has E 1 E 2 = ∣ E k ∣ 2 = D k E_1E_2=\lvert E_k\rvert^2=D_k E 1 E 2 = ∣ E k ∣ 2 = D k and E 1 + E 2 = 2 ε k E_1+E_2=2\varepsilon_k E 1 + E 2 = 2 ε k , both real and positive, the bracket in (65) is the residue T + − T_{+-} T +− of (49) , and the real part is taken of something already real:
C A ( τ ) = ∫ d 3 k ( 2 π ) 3 T + − ( k ) e − 2 ε k τ . (66) C_A(\tau)=\int\frac{d^3k}{(2\pi)^3}\,T_{+-}(\mathbf{k})e^{-2\varepsilon_k\tau}. \tag*{(66)} C A ( τ ) = ∫ ( 2 π ) 3 d 3 k T +− ( k ) e − 2 ε k τ . (66)
This is a positive superposition of decaying exponentials, so that
( − 1 ) n C A ( n ) ( τ ) = ∫ d 3 k ( 2 π ) 3 ( 2 ε k ) n T + − ( k ) e − 2 ε k τ > 0 (67) (-1)^nC_A^{(n)}(\tau)=\int\frac{d^3k}{(2\pi)^3}(2\varepsilon_k)^nT_{+-}(\mathbf{k})e^{-2\varepsilon_k\tau}>0 \tag*{(67)} ( − 1 ) n C A ( n ) ( τ ) = ∫ ( 2 π ) 3 d 3 k ( 2 ε k ) n T +− ( k ) e − 2 ε k τ > 0 (67)
for every n n n and every τ > 0 \tau>0 τ > 0 , each factor being separately positive. C A C_A C A is completely monotone, and Bernstein gives
ρ 1 ( s ) ≥ 0. (68) \rho_1(s)\geq0. \tag*{(68)} ρ 1 ( s ) ≥ 0. (68)
The positivity of the mixed channel is therefore a theorem and not a computed outcome, and the proof uses only two facts: that the residue T + − T_{+-} T +− is positive, and that the conjugate pair has a real sum of energies. The closed form (54) is then a corollary one may check, as we have.
The diagonal channel carries negative norm
With m 1 = m 2 = m m_1=m_2=m m 1 = m 2 = m the sum of energies is E 1 + E 2 = 2 E k = 2 ( ε k + i Γ k ) E_1+E_2=2E_k=2(\varepsilon_k+i\Gamma_k) E 1 + E 2 = 2 E k = 2 ( ε k + i Γ k ) , which is not real, and (65) becomes
C B ( τ ) = ∫ d 3 k ( 2 π ) 3 2 ∣ W k ∣ e − 2 ε k τ cos ( 2 Γ k τ + φ k ) , (69) C_B(\tau)=\int\frac{d^3k}{(2\pi)^3}\,2\lvert W_k\rvert e^{-2\varepsilon_k\tau}\cos(2\Gamma_k\tau+\varphi_k), \tag*{(69)} C B ( τ ) = ∫ ( 2 π ) 3 d 3 k 2 ∣ W k ∣ e − 2 ε k τ cos ( 2 Γ k τ + φ k ) , (69)
W k = ∣ W k ∣ e i φ k = 1 + ( k 2 / 3 + m 2 ) / E k 2 W_k=\lvert W_k\rvert e^{i\varphi_k}=1+(\mathbf{k}^2/3+m^2)/E_k^2 W k = ∣ W k ∣ e i φ k = 1 + ( k 2 /3 + m 2 ) / E k 2 . A completely monotone function is positive and cannot change sign. This one does. For N = 1 N=1 N = 1 and a v = 0.6 a_v=0.6 a v = 0.6 , C B = 1.82 × 10 − 2 C_B=1.82\times10^{-2} C B = 1.82 × 1 0 − 2 at τ = 1 \tau=1 τ = 1 , − 1.16 × 10 − 4 -1.16\times10^{-4} − 1.16 × 1 0 − 4 at τ = 2 \tau=2 τ = 2 and + 2.44 × 10 − 7 +2.44\times10^{-7} + 2.44 × 1 0 − 7 at τ = 5 \tau=5 τ = 5 : it oscillates, with the first zero near τ ≃ 1.88 \tau\simeq1.88 τ ≃ 1.88 , and the zero tracks the quarter period π / 4 a v \pi/4a_v π /4 a v of the slowest mode, Γ k ≤ Γ 0 = a v \Gamma_k\leq\Gamma_0=a_v Γ k ≤ Γ 0 = a v by (31) . Any test function supported where C B < 0 C_B<0 C B < 0 is a vector of negative Osterwalder–Schrader norm.
The same conclusion follows from the Euclidean form factor alone, with no reference to τ \tau τ . If A ( x ) = ∫ ρ ( s ) d s / ( s + x ) A(x)=\int\rho(s)ds/(s+x) A ( x ) = ∫ ρ ( s ) d s / ( s + x ) with ρ ≥ 0 \rho\geq0 ρ ≥ 0 then A ′ ′ ( x ) = 2 ∫ ρ ( s ) ( s + x ) − 3 d s A''(x)=2\int\rho(s)(s+x)^{-3}ds A ′′ ( x ) = 2 ∫ ρ ( s ) ( s + x ) − 3 d s , so that
c n = ( − 1 ) n A ( n ) ( x 0 ) ( n + 2 ) ! = ∫ ρ ( s ) d s ( s + x 0 ) n + 3 (70) c_n=\frac{(-1)^nA^{(n)}(x_0)}{(n+2)!}=\int\frac{\rho(s)\,ds}{(s+x_0)^{n+3}} \tag*{(70)} c n = ( n + 2 )! ( − 1 ) n A ( n ) ( x 0 ) = ∫ ( s + x 0 ) n + 3 ρ ( s ) d s (70)
is a Hausdorff moment sequence of a positive measure, and the Hankel matrix H j k = c j + k H_{jk}=c_{j+k} H j k = c j + k must be positive semidefinite. Using (D11) with A = ∣ m ∣ 2 = m 2 \mathcal{A}=\lvert m\rvert^2=m^2 A = ∣ m ∣ 2 = m 2 for the diagonal pair, the kernel is ( m 2 + u u ˉ x ) − ( n + 1 ) (m^2+u\bar{u}x)^{-(n+1)} ( m 2 + u u ˉ x ) − ( n + 1 ) with a complex denominator, whose real part carries cos [ ( n + 1 ) arg ( m 2 + u u ˉ x ) ] \cos\left[(n+1)\arg(m^2+u\bar{u}x)\right] cos [ ( n + 1 ) arg ( m 2 + u u ˉ x ) ] and changes sign at
n ∗ ≃ π 2 arg m 2 = π 4 arctan ( a v / N ) . (71) n^* \simeq\frac{\pi}{2\arg m^2}=\frac{\pi}{4\arctan(av/N)}. \tag*{(71)} n ∗ ≃ 2 arg m 2 π = 4 arctan ( a v / N ) π . (71)
Measured against predicted, the first n n n with c n < 0 c_n<0 c n < 0 is 4 against 4.0 at a v = 0.2 N av=0.2\,N a v = 0.2 N , 2 against 2.1 at 0.4 N N N , 1 against 1.5 at 0.6 N N N and 3 against 3.2 for N = 2 N=2 N = 2 , a v = 0.7 av=0.7 a v = 0.7 . The Hankel matrix has a negative eigenvalue of relative size 0.24 to 0.58 over the same range, stable in its dimension, and its eigenvector is an explicit witness. In the mixed channel the same test is passed to the limit of double precision, as (67) requires.
Nothing repairs it
The obstruction is not an artifact of a choice, and it is worth closing the routes one by one; Table II collects them.
A different boundary value cannot help, because (69) and (70) are computed from the Euclidean correlator and from (D11), where Re ( m 2 + u u ˉ x ) > 0 \operatorname{Re}(m^2+u\bar{u}x)>0 Re ( m 2 + u u ˉ x ) > 0 fixes the branch and no continuation to real ω \omega ω is ever performed. Contact terms cannot help either: [ A ] = 2 [A]=2 [ A ] = 2 , so renormalizability admits only A ( 0 ) + x A ′ ( 0 ) A(0)+xA'(0) A ( 0 ) + x A ′ ( 0 ) , a polynomial of degree one, which A ′ ′ A'' A ′′ annihilates; every c n c_n c n is untouched, and n ∗ ≥ 1 n^*\geq1 n ∗ ≥ 1 . The curl, which removed the negative weight of the mixed channel in § 2.2 , does nothing here, because J B J_B J B is conserved: its longitudinal form factor vanishes identically, by (57) with m 1 = m 2 m_1=m_2 m 1 = m 2 , so the whole of its weight is already transverse and B P 1 B † BP_1B^\dagger B P 1 B † inherits it, reweighted by s > 0 s>0 s > 0 . Mixing with J A J_A J A is forbidden by the symmetry that protects J A J_A J A : by (23) the two currents have opposite Z 2 Z_2 Z 2 parity, ⟨ J A J B ⟩ = 0 \langle J_AJ_B\rangle=0 ⟨ J A J B ⟩ = 0 , and the Gram form of α J A + β J B \alpha J_A+\beta J_B α J A + β J B is ∣ α ∣ 2 G A + ∣ β ∣ 2 G B |\alpha|^2G_A+|\beta|^2G_B ∣ α ∣ 2 G A + ∣ β ∣ 2 G B , block diagonal, so a negative direction of G B G_B G B survives for every β ≠ 0 \beta\ne0 β = 0 . The antilinear Θ \Theta Θ of (C1) and the exchange C C C of (17) both leave J B J_B J B invariant, so neither Θ ^ = Θ O S ∘ Θ \hat{\Theta}=\Theta_{\mathrm{OS}}\circ\Theta Θ ^ = Θ OS ∘ Θ nor Θ ^ C = Θ O S ∘ C ∘ Θ \hat{\Theta}^{C}=\Theta_{\mathrm{OS}}\circ C\circ\Theta Θ ^ C = Θ OS ∘ C ∘ Θ differs from the plain reflection on this operator; and the C C C -odd partner Ψ ˉ m γ Ψ m − Ψ ˉ m ∗ γ Ψ m ∗ \bar{\Psi}_m\gamma\Psi_m-\bar{\Psi}_{m^*}\gamma\Psi_{m^*} Ψ ˉ m γ Ψ m − Ψ ˉ m ∗ γ Ψ m ∗ has the same two-point function at one loop, the cross term requiring a mixed propagator and vanishing. A single negative direction at q = 0 q=0 q = 0 is already fatal, so no spatial momentum helps. Finally, n ∗ n^* n ∗ in (71) is finite for every a v > 0 av>0 a v > 0 ; as a v → 0 av\to0 a v → 0 it runs to infinity—n ∗ = 17 n^*=17 n ∗ = 17 at a v = 0.05 N av=0.05\,N a v = 0.05 N , n ∗ = 88 n^*=88 n ∗ = 88 at 0.01 N N N —and the negative eigenvalue gets tuned to zero with it. The obstruction is the non-Hermiticity itself, switched on continuously.
One line explains why the list is exhaustive. Reflection positivity at q = 0 q=0 q = 0 asks that C ( τ a + τ b ) C(\tau_a+\tau_b) C ( τ a + τ b ) be of the form ∑ n f n ( τ a ) f n ( τ b ) \sum_n f_n(\tau_a)f_n(\tau_b) ∑ n f n ( τ a ) f n ( τ b ) , that is, that the two time arguments carry conjugate exponents. In (65) the exponent is E 1 + E 2 E_1+E_2 E 1 + E 2 , and it is self-conjugate exactly when the loop already carries one line of mass m m m and one of mass m ∗ m^* m ∗ —when the cut is balanced in the sense of Appendix C. The balanced-cut criterion and reflection positivity are one condition seen twice, and the diagonal channel fails both by construction.
Can a positive subspace be filtered out?
The natural reaction to an indefinite form is to look for a subspace on which it is positive, and then to quotient: this is what Gupta–Bleuler does in electrodynamics and what the quartet mechanism of Kugo and Ojima does in a covariant gauge [23 ] . The question is a sharp one here, and it has an answer in each direction.
A subspace of states is not merely a linear subspace. In the Osterwalder–Schrader construction the Euclidean time translation e − s H e^{-sH} e − sH acts on test functions by shifting their support, so a candidate physical subspace must be stable under that semigroup; otherwise there is no Hamiltonian defined on it and no reconstruction. Let ∣ f ⟩ |f\rangle ∣ f ⟩ be built from a test function ∑ a c a δ ( τ − τ a ) \sum_a c_a\delta(\tau-\tau_a) ∑ a c a δ ( τ − τ a ) with τ a > 0 \tau_a>0 τ a > 0 . The norm of its evolution is
Q ( s ) = ∑ a , b c a c b C ( τ a + τ b + 2 s ) , (72) Q(s)=\sum_{a,b}c_ac_bC(\tau_a+\tau_b+2s), \tag*{(72)} Q ( s ) = a , b ∑ c a c b C ( τ a + τ b + 2 s ) , (72)
and both exponentials in (65) factorize through it. In the mixed channel this gives
Q A ( s ) = ∫ d 3 k ( 2 π ) 3 T + − ( k ) [ ∑ a c a e − 2 ε k τ a ] 2 e − 4 ε k s ≥ 0 , (73) Q_A(s)=\int\frac{d^3k}{(2\pi)^3}T_{+-}(k)\left[\sum_a c_a e^{-2\varepsilon_k\tau_a}\right]^2e^{-4\varepsilon_ks}\geq0, \tag*{(73)} Q A ( s ) = ∫ ( 2 π ) 3 d 3 k T +− ( k ) [ a ∑ c a e − 2 ε k τ a ] 2 e − 4 ε k s ≥ 0 , (73)
a manifest square with a positive weight, for every vector and every s s s : the positive cone is stable, and the reconstruction goes through. In the diagonal channel the same step gives
Q B ( s ) = ∫ d 3 k ( 2 π ) 3 2 Re { W k [ ∑ a c a e − 2 E k τ a ] 2 e − 4 E k s } , (74) Q_B(s)=\int\frac{d^3k}{(2\pi)^3}2\operatorname{Re}\left\{W_k\left[\sum_a c_a e^{-2E_k\tau_a}\right]^2e^{-4E_ks}\right\}, \tag*{(74)} Q B ( s ) = ∫ ( 2 π ) 3 d 3 k 2 Re ⎩ ⎨ ⎧ W k [ a ∑ c a e − 2 E k τ a ] 2 e − 4 E k s ⎭ ⎬ ⎫ , (74)
a complex square. As s s s grows the integral is governed by the bottom of the band, ε k → N \varepsilon_k\to N ε k → N and Γ k → a v \Gamma_k\to av Γ k → a v , so that
Q B ( s ) ∼ ∣ Z ∣ e − 4 N s cos ( 4 a v s + ϕ ) , (75) Q_B(s)\sim|Z|e^{-4Ns}\cos(4av\,s+\phi), \tag*{(75)} Q B ( s ) ∼ ∣ Z ∣ e − 4 N s cos ( 4 a v s + ϕ ) , (75)
which changes sign; the bracket is a finite sum of exponentials in E k E_k E k , analytic in k k k , so it cannot vanish near
k = 0 k = 0 k = 0 unless every c a c_a c a does. We find the predicted period in the numerics: for N = 1 N = 1 N = 1 the zeros of Q B Q_B Q B are spaced by 5.32, 2.71 and 1.76 at a v = 0.3 av = 0.3 a v = 0.3 , 0.6 and 0.9, against 2 π / 4 a v = 5.24 2\pi/4av = 5.24 2 π /4 a v = 5.24 , 2.62 and 1.75; and over a sample of random vectors, every one of them in the diagonal channel develops a negative norm under evolution, while none does in the mixed one. No subspace of the diagonal channel that is stable under e − s H e^{-sH} e − sH is positive.
That closes the standard devices at once. Quotienting by the radical of the form, which is what the Osterwalder–Schrader reconstruction does, removes null vectors and not negative ones, and leaves a Krein space rather than a Hilbert space. A subsidiary condition of Gupta–Bleuler type would have to cut out an invariant positive subspace, which by the above does not exist. A positive metric e − Q e^{-Q} e − Q of the kind the P T \mathcal{PT} P T literature constructs requires a real spectrum [10 ] , which the broken phase does not have. And no cohomological mechanism removes the offending states, with either of the two operators available. For the ordinary BRST operator the argument is immediate: J B J_B J B is s s s -invariant, so if it were s ( X ) s(X) s ( X ) its two-point function would vanish, ⟨ s ( X ) J B ⟩ = 0 \langle s(X)J_B\rangle= 0 ⟨ s ( X ) J B ⟩ = 0 , whereas A B ′ ′ A^{\prime\prime}_B A B ′′ is manifestly nonzero — 4.8 × 10 − 3 4.8 \times10^{-3} 4.8 × 1 0 − 3 at x = 0.5 x = 0.5 x = 0.5 for a v = 0.3 N av = 0.3\,N a v = 0.3 N , for instance. The broken phase also carries its own nilpotent operator s q s_q s q , whose cohomology is what classifies the observables there [2 ] and whose transformations are given explicitly in [3 ] ; and here a counting argument disposes of both operators at once, without any appeal to the filtration that relates them. A BRST operator raises the ghost number by one and preserves the dimension , so that J B = s ( X ) J_B = s(X) J B = s ( X ) would require X X X to be a Lorentz vector of dimension three and ghost number − 1 -1 − 1 . Ghost number − 1 -1 − 1 demands at least one antighost factor, and [ c ˉ ] ≥ 1 [\bar c] \ge1 [ c ˉ ] ≥ 1 in every convention, so X = c ˉ Y X = \bar c Y X = c ˉ Y with [ Y ] ≤ 2 [Y] \le2 [ Y ] ≤ 2 ; a fermion bilinear has dimension three and does not fit in Y Y Y , nor in s ( Y ) s(Y) s ( Y ) , which has the same dimension as Y Y Y . Expanding s ( c ˉ Y ) = b Y − c ˉ s ( Y ) s(\bar cY) = bY - \bar c\,s(Y) s ( c ˉ Y ) = bY − c ˉ s ( Y ) therefore produces no fermion bilinear at all. No dimension-three fermion bilinear is in the image, and since s q s_q s q is a piece of s s s and preserves the dimension as well, the same counting excludes it.
The cohomology of this sector can in fact be computed outright, and it is small. The pairs ( c ˉ , b ) (\bar c,b) ( c ˉ , b ) and ( c ˉ ^ , b ^ ) (\hat{\bar c},\hat b) ( c ˉ ^ , b ^ ) are BRST doublets, so by the doublet theorem [23 ] the cohomology may be computed without them; in the reduced complex the only ghosts left carry ghost number + 1 +1 + 1 , so ghost number − 1 -1 − 1 is empty and nothing at all is exact at ghost number zero, which is the counting above in a sharper form. What remains is the kernel, and for an abelian theory that is the space of gauge-invariant local operators. At dimension three, parity-even and with one Lorentz index, requiring vanishing charge under both U ( 1 ) U(1) U ( 1 ) s leaves six candidates:
even : J B , ∂ μ ( ϕ † ϕ ) , ∂ ν F B μ ν , odd : J A , i ( ϕ † D μ ϕ − h . c . ) , ∂ ν F A μ ν , (76) \begin{aligned}
\text{even}:&\quad J_B,\quad\partial^\mu(\phi^\dagger\phi),\quad\partial_\nu F_B^{\mu\nu},\\
\text{odd}:&\quad J_A,\quad i(\phi^\dagger D^\mu\phi-\mathrm{h.c.}),\quad\partial_\nu F_A^{\mu\nu}, \tag*{(76)}
\end{aligned} even : odd : J B , ∂ μ ( ϕ † ϕ ) , ∂ ν F B μν , J A , i ( ϕ † D μ ϕ − h.c. ) , ∂ ν F A μν , (76)
split three and three by the Z 2 \mathbb{Z}_2 Z 2 . The mixed bilinear ψ ˉ γ μ χ \bar\psi\gamma^\mu\chi ψ ˉ γ μ χ does not appear: it carries charge ( − e , − e ) (-e,-e) ( − e , − e ) and needs a ϕ \phi ϕ to be invariant, which costs one dimension too many. We call these candidates rather than classes deliberately: the field equations relate members of the list — the two ∂ ν F \partial_\nu F ∂ ν F entries are proportional to them — and operators with the same quantum numbers may mix under renormalization, neither of which the counting fixes. What the list does establish is that J A J_A J A and J B J_B J B are among the invariants and that nothing in the reduced complex can be exact at ghost number zero. The counting is made in the local polynomial complex, and does not cover antifield extensions, inverse powers of the fields, or a broken-phase differential whose transformations have not been written down here.
Two things follow that we had obtained separately. In the even sector only J B J_B J B is transverse, the other class being a total derivative, whose two-point function is pure q μ q ν q^\mu q^\nu q μ q ν ; that is why Π B B \Pi_{BB} Π B B in (77) receives the fermion loop and nothing else. In the odd sector there are two transverse classes, J A J_A J A and the scalar current, which must therefore mix — which is precisely the fermion-plus-scalar content found for Π A A \Pi_{AA} Π AA . The cohomology predicts the loop content of both channels. The one loophole would be a spontaneously broken BRST charge, which would void the Ward identity used above; that happens in constructions where an auxiliary quartet carries the breaking [4 ] , and the present model has no such sector. It is worth adding that the pattern found here is the one that construction also reports: the elementary modes complex mass violate positivity, and what is positive is a composite built from them — which is the subject of § 2.2 .
There is, however, a filtering that works, and it is the one the model supplies by itself. The Z 2 \mathbb{Z}_2 Z 2 of (19) commutes with the Hamiltonian, so its eigenspaces are stable under the evolution; the two currents sit in different ones by (23) , with no amplitude between them; and on the odd sector (73) is positive for every vector and every s s s . The filtering is therefore a superselection by an exact symmetry rather than a constraint imposed by hand, and what it selects is precisely the channel this paper finds the physics in. What cannot be done is to rescue the even sector; what can be done has already been done.
The gauge and scalar sector
Two objects have to be kept apart before the question can be asked. The conductivity of Sections VI and § 2 is built from the correlator of the fermion bilinears (8) ; a gauge line inside that correlator costs e 2 e^2 e 2 and is two loops in the present counting, so nothing here touches it. What does receive the gauge and scalar sector at one loop is the self-energy of the gauge fields themselves, which is what an external probe sees, and it is there that the criterion should be tested.
The charges settle half of it immediately. The scalar carries charge e e e under each of the two U ( 1 ) U(1) U ( 1 ) s, hence charge 2 e 2e 2 e under A μ A_\mu A μ and none under B μ B_\mu B μ ; the gauge fields are abelian and do not self-couple; and the ghosts are free. Therefore
Π B B : fermions only, Π A A : fermions + ( σ , π ) + seagull, Π A B = 0 by x r e f ‘ ( 23 ) ‘ . (77) \begin{aligned}
\Pi_{BB} &: \text{fermions only,}\\
\Pi_{AA} &: \text{fermions} + (\sigma,\pi) + \text{seagull,}\\
\Pi_{AB} &= 0 \text{ by } {xref}`(23)`. \tag*{(77)}
\end{aligned} Π B B Π AA Π A B : fermions only, : fermions + ( σ , π ) + seagull, = 0 by x r e f ‘ ( 23 ) ‘. (77)
The first line says that Section IX is not a partial result: the fermion loop is the whole of the one-loop self-energy of the massless field, so the negative norm found there is the complete one-loop statement about the probe an experiment would use.
In Π A A \Pi_{AA} Π AA the new internal lines are the Higgs σ \sigma σ , the Goldstone π \pi π , of masses m σ m_\sigma m σ and m π = ξ m A m_\pi=\sqrt{\xi}\,m_A m π = ξ m A , and the gauge field itself . The last deserves a word, since the absence of abelian self-coupling might suggest otherwise: the scalar kinetic term contains e 2 A 2 ∣ ϕ ∣ 2 ⊃ e 2 v A 2 σ e^2 A^2|\phi|^2 \supset e^2v A^2\sigma e 2 A 2 ∣ ϕ ∣ 2 ⊃ e 2 v A 2 σ , a cubic A A σ AA\sigma AA σ vertex proportional to the expectation value, and two of them close a one-loop self-energy with one internal gauge line and one internal Higgs line. This diagram is present in the abelian Higgs model [5 ] and is not removed by abelianness; tadpoles, or an equivalent consistent shift of the vacuum, belong with it. All of these masses are nevertheless real , hence self-conjugate under the Θ \Theta Θ of (C1), so every new cut carries n m = n m ∗ = 0 n_m=n_{m^*}=0 n m = n m ∗ = 0 and is balanced by default, with real normal thresholds ( m σ + m π ) 2 (m_\sigma+m_\pi)^2 ( m σ + m π ) 2 and ( m A + m σ ) 2 (m_A+m_\sigma)^2 ( m A + m σ ) 2 : no complex mass enters this model outside the fermion sector. Applying (65) with the vertex e A μ ( σ ∂ μ π − π ∂ μ σ ) = e A μ σ ∂ μ ↔ π eA^\mu(\sigma\partial_\mu\pi-\pi\partial_\mu\sigma)=eA^\mu\sigma\overleftrightarrow{\partial_\mu}\pi e A μ ( σ ∂ μ π − π ∂ μ σ ) = e A μ σ ∂ μ π , whose spatial numerator at q = 0 \boldsymbol{q}=0 q = 0 is 1 3 ∑ i ( 2 k i ) 2 = 4 3 k 2 \frac{1}{3}\sum_i(2k_i)^2=\frac{4}{3}\boldsymbol{k}^2 3 1 ∑ i ( 2 k i ) 2 = 3 4 k 2 ,
C s ( τ ) = e 2 3 ∫ d 3 k ( 2 π ) 3 k 2 E σ E π e − ( E σ + E π ) τ , (78) C_s(\tau)=\frac{e^2}{3}\int\frac{d^3k}{(2\pi)^3}\frac{\boldsymbol{k}^2}{E_\sigma E_\pi}e^{-(E_\sigma+E_\pi)\tau}, \tag*{(78)} C s ( τ ) = 3 e 2 ∫ ( 2 π ) 3 d 3 k E σ E π k 2 e − ( E σ + E π ) τ , (78)
with E σ E_\sigma E σ and E π E_\pi E π real: positive weight, real exponent, completely monotone by inspection, so that Bernstein returns a positive measure exactly as in (68) . We have checked that the sum of the fermion and this scalar piece stays completely monotone over a range of m σ m_\sigma m σ , m π m_\pi m π and e 2 e^2 e 2 , the scalar contribution running an order of magnitude below the fermion one at τ = N − 1 \tau=N^{-1} τ = N − 1 for couplings of order unity.
That is as far as we take it, and the limitation should be stated rather than glossed. The positivity just established is that of one term; the complete Π A A \Pi_{AA} Π AA also contains the A σ A\sigma A σ loop, the tadpoles, and the local counterterms, and it is in any case gauge dependent, m π m_\pi m π carrying ξ \xi ξ . We have not evaluated it. The seagull 1 2 e 2 A 2 ( 2 v σ + σ 2 + π 2 ) \frac{1}{2}e^2A^2(2v\sigma+\sigma^2+\pi^2) 2 1 e 2 A 2 ( 2 v σ + σ 2 + π 2 ) contributes a momentum-independent term with no cut—the London term, which shifts the mass of A μ A_\mu A μ and bears on no spectral statement.
What the section does settle is the diagonal channel, and that is the one the physical probe couples to: Π B B \Pi_{BB} Π B B receives no scalar or gauge loop at all, by the charge assignment, so Section IX is the complete one-loop statement there and not a fermionic fragment of it. In the mixed channel the sector introduces no complex mass and no unbalanced cut, which is what the criterion of Appendix C asks of it, but the positivity of the full massive self-energy remains to be established. Outside the calculation altogether are the Landau damping at q ≠ 0 q\ne0 q = 0 and the O ( e 2 ) O(e^2) O ( e 2 ) corrections to the fermion correlator, which are two loops.
What this costs
It should be said plainly. B μ B_\mu B μ is the combination that stays massless, so the unbroken U ( 1 ) U(1) U ( 1 ) of this model—the one an external electromagnetic probe would couple to—connects to no sector of positive norm. The vanishing of (36) and the precursor of (43) are therefore not assertions about physical states, and the optical sum rule, a theorem about a positive measure, has nothing to apply to; Table I keeps its value as the measure of what the two assignments of boundary value differ by, and no more. The physical content of the model sits entirely in the Z 2 \mathbb{Z}_2 Z 2 -odd sector: the composite channel of the broken U ( 1 ) U(1) U ( 1 ) , whose spectral density is positive by (68) and whose observable is constructed next.
The longitudinal part and the field-strength composite
The negative density ρ 0 \rho_0 ρ 0 of (56) is attached to the longitudinal projector, and the longitudinal projector is annihilated by an antisymmetric derivative. This suggests the object to consider, and the suggestion works. Let
O μ ν = ∂ μ J A ν − ∂ ν J A μ , O μ ν ( q ) = i B α μ ν J A α ( q ) , (79) \mathcal{O}^{\mu\nu}=\partial^\mu J_A^\nu-\partial^\nu J_A^\mu,\qquad\mathcal{O}^{\mu\nu}(q)=iB^{\mu\nu}_{\alpha}J_A^\alpha(q), \tag*{(79)} O μν = ∂ μ J A ν − ∂ ν J A μ , O μν ( q ) = i B α μν J A α ( q ) , (79)
with
B α μ ν = q μ δ α ν − q ν δ α μ , B α μ ν q α = q μ q ν − q ν q μ = 0. (80) B^{\mu\nu}_{\alpha}=q^\mu\delta^\nu_{\alpha}-q^\nu\delta^\mu_{\alpha},\qquad B^{\mu\nu}_{\alpha}q^\alpha=q^\mu q^\nu-q^\nu q^\mu=0. \tag*{(80)} B α μν = q μ δ α ν − q ν δ α μ , B α μν q α = q μ q ν − q ν q μ = 0. (80)
Writing the spectral tensor of the mixed current as
ρ J μ ν = ρ 1 ( s ) P 1 μ ν + ρ 0 ( s ) P 0 μ ν , (81) \rho_J^{\mu\nu}=\rho_1(s)P_1^{\mu\nu}+\rho_0(s)P_0^{\mu\nu}, \tag*{(81)} ρ J μν = ρ 1 ( s ) P 1 μν + ρ 0 ( s ) P 0 μν , (81)
P 1 μ ν = − η μ ν + q μ q ν s , P 0 μ ν = q μ q ν s , P_1^{\mu\nu}=-\eta^{\mu\nu}+\frac{q^\mu q^\nu}{s},\qquad P_0^{\mu\nu}=\frac{q^\mu q^\nu}{s}, P 1 μν = − η μν + s q μ q ν , P 0 μν = s q μ q ν ,
the second term drops out of the composite, since B P 0 B † = ( B q ) ( B q ) † / s = 0 BP_0B^\dagger=(Bq)(Bq)^\dagger/s=0 B P 0 B † = ( B q ) ( B q ) † / s = 0 by (80) , and
ρ O = B ρ J B † = ρ 1 ( s ) B P 1 B † . (82) \rho_{\mathcal O}=B\rho_JB^\dagger=\rho_1(s)BP_1B^\dagger. \tag*{(82)} ρ O = B ρ J B † = ρ 1 ( s ) B P 1 B † . (82)
What survives is positive. For q = ( E , p ) q=(E,\boldsymbol{p}) q = ( E , p ) with E 2 = p 2 + s E^2=\boldsymbol{p}^2+s E 2 = p 2 + s and p = ∣ p ∣ p=|\boldsymbol{p}| p = ∣ p ∣ , take e 1 , e 2 e_1,e_2 e 1 , e 2 orthonormal and orthogonal to p \boldsymbol{p} p , and set
e a μ = ( 0 , e a ) , e 3 μ = ( p s , E s p ^ ) . (83) e_a^\mu=(0,e_a),\qquad e_3^\mu=\left(\frac{p}{\sqrt{s}},\frac{E}{\sqrt{s}}\hat{p}\right). \tag*{(83)} e a μ = ( 0 , e a ) , e 3 μ = ( s p , s E p ^ ) . (83)
These satisfy q ⋅ e λ = 0 q\cdot e_\lambda=0 q ⋅ e λ = 0 and e λ ⋅ e λ ′ = − δ λ λ ′ e_\lambda\cdot e_{\lambda'}=-\delta_{\lambda\lambda'} e λ ⋅ e λ ′ = − δ λ λ ′ , the third because q ⋅ e 3 = ( E p − p E ) / s = 0 q\cdot e_3=(Ep-pE)/\sqrt{s}=0 q ⋅ e 3 = ( E p − pE ) / s = 0 and e 3 ⋅ e 3 = ( p 2 − e_3\cdot e_3=(p^2- e 3 ⋅ e 3 = ( p 2 − E 2 ) / s = − 1 E^{2})/s=-1 E 2 ) / s = − 1 ; and a direct sum gives the completeness relation of a massive vector,
∑ λ = 1 3 ϵ λ α ϵ λ β ∗ = P 1 α β ( q ) , (84) \sum_{\lambda=1}^{3}\epsilon_{\lambda}^{\alpha}\epsilon_{\lambda}^{\beta*}=P_{1}^{\alpha\beta}(q), \tag*{(84)} λ = 1 ∑ 3 ϵ λ α ϵ λ β ∗ = P 1 α β ( q ) , (84)
its 00 component reading p 2 / s = − 1 + E 2 / s p^{2}/s=-1+E^{2}/s p 2 / s = − 1 + E 2 / s , its 0 i 0i 0 i component E p i / s Ep^{i}/s E p i / s , and its i j ij ij component δ i j − p ^ i p ^ j + ( E 2 / s ) p ^ i p ^ j = δ i j + p i p j / s \delta^{ij}-\hat{p}^{i}\hat{p}^{j}+(E^{2}/s)\hat{p}^{i}\hat{p}^{j}=\delta^{ij}+p^{i}p^{j}/s δ ij − p ^ i p ^ j + ( E 2 / s ) p ^ i p ^ j = δ ij + p i p j / s . Hence, for any antisymmetric f μ ν f_{\mu\nu} f μν ,
f † ϱ O f = ρ 1 ( s ) ∑ λ = 1 3 ∣ f † B e λ ∣ 2 ≥ 0 , (85) f^{\dagger}\varrho_{\mathcal{O}}f=\rho_{1}(s)\sum_{\lambda=1}^{3}\left|f^{\dagger}Be_{\lambda}\right|^{2}\geq0, \tag*{(85)} f † ϱ O f = ρ 1 ( s ) λ = 1 ∑ 3 f † B e λ 2 ≥ 0 , (85)
a sum of squares with a positive coefficient, by (56). In the rest frame q = ( s , 0 ) q=(\sqrt{s},0) q = ( s , 0 ) only the rows ( 0 i ) (0i) ( 0 i ) of B B B survive and ϱ O = s ρ 1 ( s ) diag ( 1 , 1 , 1 , 0 , 0 , 0 ) \varrho_{\mathcal{O}}=s\rho_{1}(s)\operatorname{diag}(1,1,1,0,0,0) ϱ O = s ρ 1 ( s ) diag ( 1 , 1 , 1 , 0 , 0 , 0 ) in the basis ( 01 , 02 , 03 , 12 , 13 , 23 ) (01,02,03,12,13,23) ( 01 , 02 , 03 , 12 , 13 , 23 ) , of rank three; a boost acts on an antisymmetric pair of indices by the invertible Λ ∧ Λ \Lambda\wedge\Lambda Λ ∧ Λ , so rank and semi-positivity do not depend on the frame, although the eigenvalues do.
The Euclidean counterpart identifies what is being superposed. With D μ ν E ( Q ; s ) D_{\mu\nu}^{E}(Q;s) D μν E ( Q ; s ) the Proca propagator of mass squared s s s ,
B E D E ( B E ) T = B E ( B E ) T Q 2 + s = K E Q 2 + s , (86) B^{E}D^{E}(B^{E})^{T}=\frac{B^{E}(B^{E})^{T}}{Q^{2}+s}=\frac{K^{E}}{Q^{2}+s}, \tag*{(86)} B E D E ( B E ) T = Q 2 + s B E ( B E ) T = Q 2 + s K E , (86)
because the Q μ Q ν / s Q_{\mu}Q_{\nu}/s Q μ Q ν / s term of D E D^{E} D E is annihilated as in (80) , so that the non-local part of the composite correlator is a superposition over s s s of Proca propagators with the positive weight ρ 1 \rho_{1} ρ 1 , the subtractions of Appendix D appearing as contact terms with two and four derivatives. Reflection positivity can then be checked directly. Reflecting the Euclidean time index with R = diag ( − 1 , 1 , 1 , 1 ) R=\operatorname{diag}(-1,1,1,1) R = diag ( − 1 , 1 , 1 , 1 ) and transforming in Q 4 Q_{4} Q 4 , the Gram matrix at fixed p p p and s s s is
M ( p , s ) = ( p 2 / s i E p T / s − i E p / s I + p p T / s ) , (87) M(p,s)=\begin{pmatrix} p^{2}/s & iEp^{T}/s \\ -iEp/s & I+pp^{T}/s \end{pmatrix}, \tag*{(87)} M ( p , s ) = ( p 2 / s − i E p / s i E p T / s I + p p T / s ) , (87)
and decomposing f = p ^ f ∥ + f ⊥ f=\hat{p}f_{\parallel}+f_{\perp} f = p ^ f ∥ + f ⊥ and using s + p 2 = E 2 s+p^{2}=E^{2} s + p 2 = E 2 one completes the square,
f † M f = ∣ f ⊥ ∣ 2 + 1 s ∣ E f ∥ − i p f 4 ∣ 2 ≥ 0 , (88) f^{\dagger}Mf=\lvert f_{\perp}\rvert^{2}+\frac{1}{s}\left\lvert Ef_{\parallel}-ipf_{4}\right\rvert^{2}\geq0, \tag*{(88)} f † M f = ∣ f ⊥ ∣ 2 + s 1 E f ∥ − i p f 4 2 ≥ 0 , (88)
with M = diag ( 0 , 1 , 1 , 1 ) M=\operatorname{diag}(0,1,1,1) M = diag ( 0 , 1 , 1 , 1 ) at p = 0 p=0 p = 0 . The one-particle space is therefore
H 1 = ∫ 4 N 2 ∞ ⊕ ρ 1 ( s ) d s L 2 ( R 3 , d μ s ; C 3 ) , (89) \mathcal{H}_{1}=\int_{4N^{2}}^{\infty}\!{}^{\oplus}\rho_{1}(s)\,ds\,L^{2}(\mathbb{R}^{3},d\mu_{s};\mathbb{C}^{3}), \tag*{(89)} H 1 = ∫ 4 N 2 ∞ ⊕ ρ 1 ( s ) d s L 2 ( R 3 , d μ s ; C 3 ) , (89)
d μ s = d 3 p ( 2 π ) 3 2 E p , s , d\mu_{s}=\frac{d^{3}p}{(2\pi)^{3}2E_{p,s}}, d μ s = ( 2 π ) 3 2 E p , s d 3 p ,
an honest Hilbert space with a positive inner product, and the associated generalized free vector field has W ~ μ ν μ ν ( q ) = 2 π θ ( q 0 ) θ ( q 2 − 4 N 2 ) ρ 1 ( q 2 ) P 1 μ ν ( q ) \widetilde{W}_{\mu\nu}^{\mu\nu}(q)=2\pi\theta(q^{0})\theta(q^{2}-4N^{2})\rho_{1}(q^{2})P_{1}^{\mu\nu}(q) W μν μν ( q ) = 2 π θ ( q 0 ) θ ( q 2 − 4 N 2 ) ρ 1 ( q 2 ) P 1 μν ( q ) , a tempered distribution since ρ 1 ( s ) = O ( s ) \rho_{1}(s)=O(s) ρ 1 ( s ) = O ( s ) . Its commutator is built from Δ s ( x ) = ∫ d μ s ( e − i p x − e i p x ) \Delta_{s}(x)=\int d\mu_{s}(e^{-ipx}-e^{ipx}) Δ s ( x ) = ∫ d μ s ( e − i p x − e i p x ) , which vanishes for x 2 < 0 x^{2}<0 x 2 < 0 by p → − p p\to-p p → − p in a frame with x 0 = 0 x^{0}=0 x 0 = 0 ; since supp ∂ T ⊆ supp T \operatorname{supp}\partial T\subseteq\operatorname{supp}T supp ∂ T ⊆ supp T , the same holds for O \mathcal{O} O , and the retarded function has both poles below the real axis, G R = [ ( ω + i 0 ) 2 − p 2 − s ] − 1 G_{R}=[(\omega+i0)^{2}-p^{2}-s]^{-1} G R = [( ω + i 0 ) 2 − p 2 − s ] − 1 . The construction is causal.
The source
An external source must carry strictly positive ultraviolet dimension. The reason is the usual one, and it is not a matter of taste: if a commuting source has vanishing dimension, power counting places no bound on its powers, every monomial in it is admissible in the counterterm, and the number of insertions is not controlled, so that the extended action is not renormalizable in the algebraic sense [23 ] . We therefore never introduce a source for O μ ν \mathcal{O}^{\mu\nu} O μν itself. With [ Ψ ] = 3 / 2 [\Psi]=3/2 [ Ψ ] = 3/2 one has [ J A ] = 3 [J_{A}]=3 [ J A ] = 3 and [ O ] = 4 [\mathcal{O}]=4 [ O ] = 4 , so a source coupling directly to O \mathcal{O} O would have dimension zero and is excluded at once.
What the model does admit is the vector source of the current,
S a = ∫ d 4 x a ν ( x ) J A ν ( x ) , [ a ν ] = 1 > 0 , (90) S_{a}=\int d^{4}x\,a_{\nu}(x)J_{A}^{\nu}(x),\qquad[a_{\nu}]=1>0, \tag*{(90)} S a = ∫ d 4 x a ν ( x ) J A ν ( x ) , [ a ν ] = 1 > 0 , (90)
unconstrained and of the dimension a gauge field carries, and O μ ν \mathcal{O}^{\mu\nu} O μν is then not an independent object with a source of its own but a derived one, obtained from the generating functional W [ a ] W[a] W [ a ] by antisymmetrized differentiation,
⟨ O μ ν ( x ) ⟩ a = ( ∂ μ δ δ a ν ( x ) − ∂ ν δ δ a μ ( x ) ) W [ a ] . (91) \langle\mathcal{O}^{\mu\nu}(x)\rangle_{a}=\left(\partial^{\mu}\frac{\delta}{\delta a_{\nu}(x)}-\partial^{\nu}\frac{\delta}{\delta a_{\mu}(x)}\right)W[a]. \tag*{(91)} ⟨ O μν ( x ) ⟩ a = ( ∂ μ δ a ν ( x ) δ − ∂ ν δ a μ ( x ) δ ) W [ a ] . (91)
Everything in § 2.2 is of this form. The antisymmetric b μ ν b_{\mu\nu} b μν that appears when one smears O \mathcal{O} O against a test function is not a source but a potential for one: the configuration it selects is
a ν = − ∂ μ b μ ν , ∂ ν a ν = 0 , (92) a_{\nu}=-\partial^{\mu}b_{\mu\nu},\qquad\partial^{\nu}a_{\nu}=0, \tag*{(92)} a ν = − ∂ μ b μν , ∂ ν a ν = 0 , (92)
the second relation following from the antisymmetry alone. The map b ↦ a b\mapsto a b ↦ a is local, with no inverse d’Alembertian, and in four dimensions every conserved a ν a_{\nu} a ν is locally of that form, so that restricting (90) to conserved configurations loses nothing; the positivity statements (85) and (88) are exactly the statements about those configurations, with b b b entering as the smearing that labels them and never as an external field.
Two remarks keep this in its place. The first is that a ν a_{\nu} a ν is not the massless probe B μ B_{\mu} B μ of (7): it couples to the mixed current, which carries the opposite Z 2 \mathbb{Z}_{2} Z 2 parity by [23 ] , so no conductivity is being redefined here. The second is that we do not claim to have carried out the algebraic renormalization of (90) ; what the dimension count settles is only where such a construction must start, namely from the dimension-one vector source and not from a two-index one.
The four-point test
Everything above is a statement about the two-point function. It exhibits a positive and causal generalized free field with the right vacuum two-point data, and that is all it exhibits: a generalized free field fixes its higher correlators by Gaussian factorization, whereas O μ ν O^{\mu\nu} O μν is bilinear in Gaussian fermions and has a connected four-point function. Equality of two-point functions therefore does not identify the two theories, and the difference can be tested inside the quadratic model with no interaction at all.
The test is the next Osterwalder–Schrader condition. Take N = 1 N=1 N = 1 , a v = 3 / 5 av=3/5 a v = 3/5 , T = μ = 0 T=\mu=0 T = μ = 0 , and smooth normalized test functions f , g f,g f , g supported at positive times near ( 1 , 0 ) (1,0) ( 1 , 0 ) and ( 2 , 0 ) (2,0) ( 2 , 0 ) . The centered element
F = O 41 ( f ) O 41 ( g ) − ω [ O 41 ( f ) O 41 ( g ) ] 1 (93) F=O_{41}(f)O_{41}(g)-\omega\left[O_{41}(f)O_{41}(g)\right]\mathbf{1} \tag*{(93)} F = O 41 ( f ) O 41 ( g ) − ω [ O 41 ( f ) O 41 ( g ) ] 1 (93)
is admissible, and reflection positivity demands ω [ ( Θ F ) F ] ≥ 0 \omega[(\Theta F)F]\geq0 ω [( Θ F ) F ] ≥ 0 . Evaluating the Wick expansion of the fermionic four-point function — three disconnected pairings and six oriented four-cycles, the odd cycles vanishing because every vertex exchanges the flavor — at the reflected configuration ( − Y , − X , X , Y ) (-Y,-X,X,Y) ( − Y , − X , X , Y ) , the pairing internal to each half cancels against the centering and what remains is
Q c r o s s = + 3.3097 × 10 − 9 , Q c o n n = − 3.5033 × 10 − 7 , ω [ ( Θ F ) F ] = − 3.4702 × 10 − 7 < 0. (94) \begin{aligned}
Q_{\mathrm{cross}}&=+3.3097\times10^{-9},\\
Q_{\mathrm{conn}}&=-3.5033\times10^{-7},\\
\omega[(\Theta F)F]&=-3.4702\times10^{-7}<0. \tag*{(94)}
\end{aligned} Q cross Q conn ω [( Θ F ) F ] = + 3.3097 × 1 0 − 9 , = − 3.5033 × 1 0 − 7 , = − 3.4702 × 1 0 − 7 < 0. (94)
The magnetic component O 12 O_{12} O 12 gives a second negative value, − 5.3292 × 10 − 7 -5.3292\times10^{-7} − 5.3292 × 1 0 − 7 , so restricting to the spatial curl does not restore positivity. Appendix § 2.1.5 gives the contractions and the arithmetic; the value is dominated by Q c o n n Q_{\mathrm{conn}} Q conn , which is precisely the connected term the generalized free field does not possess.
This does not contradict (85) , which is a two-point statement and remains true. What it excludes is the identification of the curl algebra of the original model with the positive realization built from its two-point function. An algebra containing both insertions of (93) and their product contains a vector of negative norm, so it cannot be the positive-time part of a positive state. The Z 2 \mathbb{Z}_2 Z 2 does not help here: the product of two odd insertions is even, so the grading of Section II D, which was enough to separate the two-point channels, does not survive to this order. Nor does a compression X ↦ P X P X\mapsto PXP X ↦ P X P onto a proposed retained space, since
P X P = ( P X P ) ( P Y P ) + P X ( 1 − P ) Y P , (95) PXP=(PXP)(PYP)+PX(1-P)YP, \tag*{(95)} P X P = ( P X P ) ( P Y P ) + P X ( 1 − P ) Y P , (95)
and the second term vanishes only if the retained space is invariant under the operators involved, which would itself have to be proved.
The failure is not uniform in the non-Hermiticity, and the way it switches off can be established rather than merely observed. Two statements do it.
The first is that ω [ ( Θ F ) F ] \omega[(\Theta F)F] ω [( Θ F ) F ] is an even function of a v av a v . Changing the sign of a v av a v exchanges m m m and m ∗ m^* m ∗ ; by (E5) the flavor trace of every cycle is the sum of a term and its m ↔ m ∗ m\leftrightarrow m^* m ↔ m ∗ image, hence invariant, while the propagators obey D m ∗ = D m ‾ D_{m^*}=\overline{D_m} D m ∗ = D m at the real separations involved. The value is therefore carried into its own complex conjugate, and being real it is unchanged:
Q ( − a v ) = Q ( a v ) ‾ = Q ( a v ) , Q ≡ ω [ ( Θ F ) F ] . (96) Q(-av)=\overline{Q(av)}=Q(av),\qquad Q\equiv\omega[(\Theta F)F]. \tag*{(96)} Q ( − a v ) = Q ( a v ) = Q ( a v ) , Q ≡ ω [( Θ F ) F ] . (96)
There is no term linear in the non-Hermiticity, and the expansion starts at ( a v ) 2 (av)^2 ( a v ) 2 .
The second is that the leading coefficient is the Hermitian value and cannot be negative. At a v = 0 av=0 a v = 0 the two masses coincide, the action is an ordinary Hermitian theory of two degenerate Dirac flavors, and reflection positivity holds there for every admissible F F F . Hence
Q ( 0 ) ≥ 0 for every test configuration. (97) Q(0)\geq0\qquad\text{for every test configuration.} \tag*{(97)} Q ( 0 ) ≥ 0 for every test configuration. (97)
Fitting the computed values at the configuration above confirms both statements, the parity to one part in 10 18 10^{18} 1 0 18 and the expansion to residuals of 10 − 14 10^{-14} 1 0 − 14 over $0.01\leq av/N\leq 0.12:
Q = 4.6936 × 10 − 7 − 2.9229 × 10 − 6 ( a v ) 2 + 1.4857 × 10 − 6 ( a v ) 4 + ⋯ (98) Q=4.6936\times10^{-7}-2.9229\times10^{-6}(av)^2
+1.4857\times10^{-6}(av)^4+\cdots \tag*{(98)} Q = 4.6936 × 1 0 − 7 − 2.9229 × 1 0 − 6 ( a v ) 2 + 1.4857 × 1 0 − 6 ( a v ) 4 + ⋯ (98)
in units of N N N , the sign changing near a v ≃ 0.5 N av\simeq0.5N a v ≃ 0.5 N .
Together these fix what is and is not established. At a v = 3 / 5 N av=3/5\,N a v = 3/5 N the unrestricted curl algebra is not positive, and that is a theorem about the model. At small a v av a v this witness is positive, necessarily so, and the same will be true of any fixed configuration whose Hermitian value is strictly positive. A negative witness at arbitrarily small a v av a v would therefore have to come from a family of configurations approaching a null direction of the Hermitian theory , where Q ( 0 ) = 0 Q(0)=0 Q ( 0 ) = 0 and the sign is decided by the ( a v ) 2 (av)^2 ( a v ) 2 coefficient. Whether such a family exists, and whether that coefficient is negative along it, is a sharp question which we leave open; it is the question the present calculation replaces the vaguer one with.
What survives of this section is then the following. The mixed channel has a positive transverse spectral measure, by (68) ; the curl removes the negative longitudinal piece of (58) ; and the resulting two-point data admit a positive, local, causal generalized free realization. That realization is a legitimate object with which to ask what a composite response with this spectral density would look like. It is not a physical sector of the fermion model: the four-point test says the identification fails. Constructing a smaller algebra that is closed, positive and invariant under the dynamics is left open, and (94) is the obstruction such a construction must avoid.
Conclusions
We have shown that the complex conjugate masses of the broken phase of the model introduced in [1 ] organize its linear response into two channels with opposite analytic structures, and that the separation is dictated by the biorthogonal basis that diagonalizes the mass matrix: the current of the unbroken U ( 1 ) U(1) U ( 1 ) is diagonal and couples to equal-mass pairs, the current of the broken U ( 1 ) U(1) U ( 1 ) is mixed and couples to the conjugate pair. Two structures account for what follows. The indefinite metric of the broken phase, which in the flavor basis is nothing but the relative sign between the two fermions, assigns vanishing norm to the diagonal modes and norm only to their pairings, each channel resting on a hyperbolic plane of two null states; and an exact Z 2 Z_2 Z 2 , the residual charge conjugation A μ → − A μ A_\mu\to-A_\mu A μ → − A μ of the Higgsed U ( 1 ) U(1) U ( 1 ) , gives the two currents opposite parity and forbids any amplitude between them. That Z 2 Z_2 Z 2 is the one already present in [1 ] , here identified as the diagonal of a flavor exchange and a discrete element of the broken gauge group, each of which is separately broken by the scalar expectation value. The first channel has a strictly vanishing dissipative conductivity at every real frequency and for any temperature and density, the gain and the loss modes compensating each other exactly, while the second absorbs above the real threshold ω = 2 N \omega= 2N ω = 2 N , the same threshold p 2 = 4 N 2 p^2 = 4N^2 p 2 = 4 N 2 found in the scalar two-point function, and carries a Drude structure of width 2 Γ k = 2 N a v / ε k 2\Gamma_k = 2Nav/\varepsilon_k 2 Γ k = 2 N a v / ε k which is purely reactive. The response kernel in time was obtained in closed form and does not vanish for negative times, the precursor occupying a window μ / 2 N a v \mu/2Nav μ /2 N a v set by the width at the Fermi surface; the alternative inversion, which is causal, grows exponentially instead, the two assignments differing by the homogeneous solution (46) . Finally, the transverse spectral density of the mixed channel was shown to be positive in the vacuum, which settles in the vector channel the question left open in the scalar one, and to remain positive at finite temperature under the bound a v < π T / 2 av < \pi T/2 a v < π T /2 , beyond which the medium amplifies; the onset is given in closed form by (64) , which shows the bound to be uniform in μ \mu μ and saturated as ∣ μ ∣ / T → ∞ |\mu|/T \to\infty ∣ μ ∣/ T → ∞ . In the vacuum the frequency integral can be done, and (54) gives σ 1 A \sigma_1^A σ 1 A in closed form, reducing at a v → 0 av \to0 a v → 0 to twice the free Dirac result and approaching ω / 6 π \omega/6\pi ω /6 π in the ultraviolet. The vacuum positivity itself was then raised to a theorem: the Euclidean correlator (66) of that channel is a positive superposition of decaying exponentials, hence completely monotone, and Bernstein returns ρ 1 ≥ 0 \rho_1 \ge0 ρ 1 ≥ 0 with no computation at all. The thermal continuation on which the finite temperature statements rest was shown to be exact for arbitrary complex masses, its one obstruction being the locus (35) on which a complex mass pole collides with a Matsubara pole.
Three remarks seem to us worth making. The first is that the vanishing of the absorptive part in the diagonal channel and the precursor of the kernel are not independent findings but the same statement read in the two domains, and that both concern a channel which admits no positive-norm realization at all. This is now a theorem: its Euclidean correlator (69) oscillates, so by Osterwalder–Schrader there is a test function of negative norm, and Table II closes every repair — the choice of boundary value included, that test being carried out in the Euclidean region. Nor can the offending states be filtered away. A subspace of states must be stable under e − s H e^{-sH} e − sH , and by (74) the norm of an evolved vector of the diagonal channel oscillates and changes sign, so no invariant positive subspace exists; that closes Gupta–Bleuler, the quartet mechanism — the states are not s s s -exact, since ⟨ J B J B ⟩ \langle J_BJ_B\rangle ⟨ J B J B ⟩ does not vanish — and the positive metric e − Q e^{-Q} e − Q , at one stroke. The filtering that does work is the superselection by (19) , an exact symmetry rather than a condition imposed by hand, and what it selects is the other channel. What the single formula (65) shows is that one condition decides both channels: the sum of the two energies in the loop is real precisely when the cut is balanced, and reflection positivity and the balanced-cut criterion of Appendix C are the same statement. The cost is worth repeating, since B μ B_\mu B μ is the combination that stays massless: the unbroken U ( 1 ) U(1) U ( 1 ) of this model connects to nothing of positive norm, and the optical sum rule has no premise here. The partition of the two directions is not an extra input: by (19) the Z 2 Z_2 Z 2 is the π \pi π rotation of the Higgsed U ( 1 ) U(1) U ( 1 ) composed with the flavor exchange, so that A μ → − A μ A_\mu\to-A_\mu A μ → − A μ and B μ → B μ B_\mu\to B_\mu B μ → B μ ; and on the mass basis it acts as diag ( − i , i ) \operatorname{diag}(-i,i) diag ( − i , i ) , so bilinear is odd exactly when its two indices differ, that is exactly when the cut carries one line of each mass. Being Z 2 Z_2 Z 2 -odd, coupling to the broken direction, having a balanced cut and having a real sum of energies in (65) are four names for one fact, and the positivity follows from it. The same partition appears in the non-abelian setting, where after spontaneous breaking the generalized Faddeev–Popov operator becomes positive definite along the broken directions [3 ] , and it is tempting to read a mechanism into the coincidence. One should not. The present model is abelian: its Faddeev–Popov operator is − ∂ 2 -\partial^2 − ∂ 2 , there are no copies to restrict in either direction, and the complex masses come from the tuning b = − a b=-a b = − a and not from a horizon. More to the point, the correspondence does not survive where copies do exist. Read against the classification of the S L ( 3 , C ) SL(3,\mathbb{C}) S L ( 3 , C ) sectors [2 , 7 ] , it fails in both directions at once: L 8 L 8 L_8L_8 L 8 L 8 is built on the massless, unbroken Cartan line, has no i i i -particle content whatever — hence a balanced cut by default — and is positive from s = 0 s=0 s = 0 ; while Tr F 2 \operatorname{Tr} F^2 Tr F 2 is built entirely on broken-direction i i i -particle lines, is unbalanced, and carries a complex branch point. Being a broken direction is therefore neither necessary nor sufficient. What holds on every sector of that classification, as it holds here, is the balance of the cut. The two splits coincide in the present model only because its Z 2 Z_2 Z 2 does both jobs at once, grading the gauge directions and the imbalance with the same operator; there is no reason to expect that elsewhere, and in S L ( 3 , C ) SL(3,\mathbb{C}) S L ( 3 , C ) it does not happen. Table I retains its interest as the measure of what the two assignments of boundary value differ by, namely the whole of the Hermitian absorption; and by [23 ] neither assignment can affect the mixed channel, which carries the opposite Z 2 \mathbb{Z}_2 Z 2 parity. In that channel the current couples to the symmetrized conjugate pair of norm + 1 +1 + 1 , which is the reason the spectral density there is positive; whether its η \eta η -orthogonal partner of norm − 1 -1 − 1 can be removed by a cohomological mechanism is to our mind the natural next question. We should add that the mixed channel is not positive in every component. Its longitudinal density ρ 0 \rho_0 ρ 0 , which exists because J A J_A J A is not conserved, is negative, and by (57) the amount by which it is negative is k 2 ( m − m ∗ ) 2 k^2(m-m^*)^2 k 2 ( m − m ∗ ) 2 , that is, minus the square of the mass splitting: the same identity gives a non-negative longitudinal weight for any pair of real masses, and vanishes when the two coincide and the current is conserved. Section X shows that this component is carried entirely by the longitudinal projector and is therefore annihilated by the antisymmetric derivative, so that the field-strength composite O μ ν = ∂ μ J A ν − ∂ ν J A μ O^{\mu\nu}=\partial^\mu J_A^\nu-\partial^\nu J_A^\mu O μν = ∂ μ J A ν − ∂ ν J A μ has a spectral tensor ρ 1 B 1 B 1 † ≥ 0 \rho_1 B_1 B_1^\dagger\ge0 ρ 1 B 1 B 1 † ≥ 0 of rank three, a positive one-particle space (89) , a reflection-positive Euclidean form (88) , and a commutator that vanishes outside the light cone. But the scope of that statement is the two-point function, and Section X B shows that it does not extend. The generalized free field fixes its higher correlators by Gaussian factorization, while O μ ν O^{\mu\nu} O μν is bilinear in Gaussian fermions and has a connected four-point function; testing the next Osterwalder–Schrader condition on a centered product of two insertions gives the negative value (94) at a v = 3 / 5 N av=3/5\,N a v = 3/5 N , with a second negative witness in the magnetic component. The positive realization of the two-point data therefore exists and is useful, but it is not a sector of the fermion model, and the Z 2 \mathbb{Z}_2 Z 2 cannot repair the identification because the product of two odd insertions is even. The failure is moreover not uniform: by (98) this witness is positive below a v ≃ 0.5 N av\simeq0.5\,N a v ≃ 0.5 N , as the Hermitian limit requires, so what is excluded is the unrestricted curl algebra at the stated coupling and not at every non-zero a v av a v . Finding a witness at arbitrarily small a v av a v , or showing that none exists, is the obvious next computation, and a restricted algebra that is closed, positive and invariant under the dynamics remains possible and unconstructed. The second is that the bound (62) measures the non-Hermitian scale a v av a v against the thermal scale π T \pi T π T , and that the same comparison controls the obstruction (35) ; we speculate that this is not an accident of the one-loop expression but the sign of a genuine restriction on the regime in which the broken phase may be treated thermally, and that the gain above the bound is the field-theoretic counterpart of the instability which in a finite dimensional system would simply be exponential growth. The third concerns the exceptional point of the family, where the two threads of this paper meet. The metric (10) is positive on the Hermitian side, indefinite on the broken side and divergent at a b = 0 ab=0 ab = 0 , and at that point the surviving eigenvector has zero norm under every admissible metric, the dipole propagator (4) being the field-theoretic form of that degeneracy. The zero-norm structure which Lee and Wick met in an indefinite-metric sector [13 ] , which the Gribov–Zwanziger construc-
tion meets in its dipoles [15 ] , and which (14) meets in the complex-mass modes is therefore one and the same structure along the whole range a b ≤ 0 ab\le0 ab ≤ 0 . We would expect the cohomological classification of such sectors [23 ] to apply to it, although we have not carried that out here. As for the reach of the calculation, Section IX E puts the gauge and scalar sector into the one-loop self-energies and finds that it changes nothing: the massless channel receives no contribution from it, the scalar being neutral there, so the result of Section IX is the complete one-loop statement about the physical probe; and what it adds to the massive channel carries only real masses, hence balanced cuts and, by (78) , a positive weight. The seagull is the London term and has no cut. What is still missing is the Landau damping at q ≠ 0 q\ne0 q = 0 and the O ( e 2 ) O(e^2) O ( e 2 ) corrections to the fermion correlator itself, which are two loops in this counting.
The Dirac algebra
With α i = γ 0 γ i \alpha^i=\gamma^0\gamma^i α i = γ 0 γ i and no sum on i i i one has α i ( α ⋅ k ) α i = 2 α i k i − α ⋅ k \alpha^i(\alpha\cdot k)\alpha^i=2\alpha^i k_i-\alpha\cdot k α i ( α ⋅ k ) α i = 2 α i k i − α ⋅ k and α i β α i = − β \alpha^i\beta\alpha^i=-\beta α i β α i = − β , so that α i H 1 α i = 2 α i k i − α ⋅ k − β M 1 \alpha^i H_1\alpha^i=2\alpha^i k_i-\alpha\cdot k-\beta M_1 α i H 1 α i = 2 α i k i − α ⋅ k − β M 1 . The traces tr [ α a α b ] = 4 δ a b \operatorname{tr}[\alpha^a\alpha^b]=4\delta^{ab} tr [ α a α b ] = 4 δ ab , tr [ α β ] = 4 \operatorname{tr}[\alpha\beta]=4 tr [ α β ] = 4 and tr [ α β ] = 0 \operatorname{tr}[\alpha\beta]=0 tr [ α β ] = 0 then give
1 3 ∑ i tr [ α i H 1 α i H 2 ] = − 4 k 2 3 − 4 M 1 M 2 (99) \frac{1}{3}\sum_i \operatorname{tr}\left[\alpha^i H_1\alpha^i H_2\right]=-\frac{4k^2}{3}-4M_1M_2 \tag*{(99)} 3 1 i ∑ tr [ α i H 1 α i H 2 ] = − 3 4 k 2 − 4 M 1 M 2 (99)
from which (26) follows at once, the terms linear in H H H having vanishing trace. For M 1 = M 2 = M M_1=M_2=M M 1 = M 2 = M real the intraband coefficient reduces to T s s = 2 k 2 / 3 E 2 T_{ss}=2k^2/3E^2 T ss = 2 k 2 /3 E 2 , that is, to the angular average of the squared velocity, as it should.
The dispersion relation
Writing E k = k 2 + m 2 = ε k + i Γ k E_k=\sqrt{k^2+m^2}=\varepsilon_k+i\Gamma_k E k = k 2 + m 2 = ε k + i Γ k with m = N + i a v m=N+iav m = N + ia v and separating real and imaginary parts of E k 2 = k 2 + N 2 − a 2 v 2 + 2 i N a v E_k^2=k^2+N^2-a^2v^2+2iNav E k 2 = k 2 + N 2 − a 2 v 2 + 2 i N a v one obtains
ε k 2 − Γ k 2 = k 2 + N 2 − a 2 v 2 , 2 ε k Γ k = 2 N a v (100) \varepsilon_k^2-\Gamma_k^2=k^2+N^2-a^2v^2,\qquad2\varepsilon_k\Gamma_k=2Nav \tag*{(100)} ε k 2 − Γ k 2 = k 2 + N 2 − a 2 v 2 , 2 ε k Γ k = 2 N a v (100)
the second of which is the first relation of (30) . Eliminating Γ k \Gamma_k Γ k gives the biquadratic ε k 4 − Δ k ε k 2 − N 2 a 2 v 2 = 0 \varepsilon_k^4-\Delta_k\varepsilon_k^2-N^2a^2v^2=0 ε k 4 − Δ k ε k 2 − N 2 a 2 v 2 = 0 and thus the second relation of (30) , whose positive root is the one selected by the principal branch. At k = 0 k=0 k = 0 it returns ε 0 = N \varepsilon_0=N ε 0 = N and Γ 0 = a v \Gamma_0=av Γ 0 = a v , which places the threshold of the mixed pair at 2 ε 0 = 2 N 2\varepsilon_0=2N 2 ε 0 = 2 N , and for large k k k it gives Γ k ≃ N a v / ∣ k ∣ \Gamma_k\simeq Nav/|k| Γ k ≃ N a v /∣ k ∣ , so that the width of the excitations decreases as they become relativistic. Since ε k \varepsilon_k ε k increases monotonically with ∣ k ∣ |k| ∣ k ∣ , the width is bounded by its value at rest, Γ k ≤ Γ 0 = a v \Gamma_k\le\Gamma_0=av Γ k ≤ Γ 0 = a v , which is the bound used in (62) . The regime N 2 > a 2 v 2 N^2>a^2v^2 N 2 > a 2 v 2 assumed in [1 ] keeps Δ k > 0 \Delta_k>0 Δ k > 0 for every k k k and m 2 m^2 m 2 in the right half plane.
The balanced-cut criterion and the two channels
The separation obtained in Section II D by a symmetry argument has an equivalent formulation in terms of the analytic continuation from the Euclidean region, which we record here because it reaches the same conclusion from a different direction and places the boundary-value question of § 1.4 where it belongs.
Let Θ \Theta Θ be the antilinear involution of the action. In the present model it is simply complex conjugation accompanied by the flavor exchange, and one verifies at once that it maps the eigenvectors of M M M into one another,
Θ : u m ⟶ u m ∗ , m ⟶ m ∗ , (101) \Theta:\quad u_m \longrightarrow u_{m^*},\qquad m\longrightarrow m^*, \tag*{(101)} Θ : u m ⟶ u m ∗ , m ⟶ m ∗ , (101)
the mass matrix (1) being real, so that its complex eigenvalues necessarily come in conjugate pairs. It is worth noting that it is this antilinear map, and not the linear Z 2 \mathbb{Z}_2 Z 2 of (19) , that implements the exchange m ↔ m ∗ m\leftrightarrow m^* m ↔ m ∗ on the states; (19) acts diagonally on Ψ m \Psi_m Ψ m and Ψ m ∗ \Psi_{m^*} Ψ m ∗ .
For a one-loop two-point function the Landau equations place a normal threshold on the first sheet at
s C = ( ∑ j ∈ C m j ) 2 , s_C=\left(\sum_{j\in C}m_j\right)^2, s C = j ∈ C ∑ m j 2 ,
the sum running over the lines crossed by the cut C C C . With the conjugate pair (2) ,
Im ∑ j ∈ C m j = a v [ n m ( C ) − n m ∗ ( C ) ] , (102) \operatorname{Im}\sum_{j\in C}m_j=av\left[n_m(C)-n_{m^*}(C)\right], \tag*{(102)} Im j ∈ C ∑ m j = a v [ n m ( C ) − n m ∗ ( C ) ] , (102)
so that the threshold is real if and only if the cut is balanced , crossing as many lines of mass m m m as of mass m ∗ m^* m ∗ . The same condition can be read off the flavor trace without any reference to thresholds: by (E5) the masses alternate around every surviving loop, so a loop of even length is balanced automatically and one of odd length does not survive at all. A sector whose dominant cuts are all balanced is invariant under Θ \Theta Θ at the level of the intermediate states and admits a particle representation; a sector with an unbalanced cut has branch points off the real axis on the first sheet, which no contour deformation can move, since their position is fixed by the Landau equations, and has none. This is the criterion of [7 ] , which sits inside the procedure of [2 ] : one first selects operators invariant under the full BRST operator, and then uses the nilpotent operator s q s_q s q of the broken phase [2 , 3 ] , whose cohomology classifies the observables there, to decompose them into sectors; the balance of the cuts is the condition that decides which of those sectors admits a particle representation. It is a criterion of identification and does not by itself assert anything about the sectors it rejects, which is why Section IX is needed: what the criterion predicts for the diagonal channel, the Euclidean correlator proves. In [7 ] the same analysis is carried out for the sectors of the S L ( 3 , C ) SL(3,\mathbb{C}) S L ( 3 , C ) model.
The two channels of (8) are precisely the two classes. The cut of Π A \Pi_A Π A crosses one line of each mass, n m = n m ∗ = 1 n_m=n_{m^*}=1 n m = n m ∗ = 1 , and is balanced; its threshold is
s C = ( m + m ∗ ) 2 = 4 N 2 , (103) s_C=(m+m^*)^2=4N^2, \tag*{(103)} s C = ( m + m ∗ ) 2 = 4 N 2 , (103)
real and, remarkably, independent of a v av a v , which is the p 2 = 4 N 2 p^2=4N^2 p 2 = 4 N 2 of [1 ] and the ω = 2 N \omega=2N ω = 2 N of (39) . The cut of Π B \Pi_B Π B crosses two lines of the same mass and is unbalanced, with s C = 4 ( N ± i a v ) 2 s_C=4(N\pm iav)^2 s C = 4 ( N ± ia v ) 2 off the real axis; these are the singularities at ω = 2 ε k ± 2 i Γ k \omega=2\varepsilon_k\pm2i\Gamma_k ω = 2 ε k ± 2 i Γ k of § 1.4 . The Z 2 \mathbb{Z}_2 Z 2 parity of (23) is thus the algebraic label of the balance: the odd channel is balanced and has a particle representation, the even one is not and does not.
Two consequences are worth stating. The first is that the ambiguity of § 1.4 arises exactly, and only, in the unbalanced sector — the sector which by the criterion would have no particle representation under any prescription — while the sector that does have one is free of it, its singularities sitting on the real axis. The second is that the criterion is itself prescription dependent: it is for the analytic continuation of the Euclidean correlator that balanced sectors acquire a real cut with positive weight, and the positivity of (50) is the statement, in the vector channel of the present model, that they do.
The vacuum spectral densities of the mixed channel
We record the covariant vacuum computation that produces (56) . Work in Euclidean space with { γ μ E , γ ν E } = 2 δ μ ν \{\gamma_\mu^E,\gamma_\nu^E\}=2\delta_{\mu\nu} { γ μ E , γ ν E } = 2 δ μν , S m ( k ) = ( − i ̸ k E + m ) / ( k E 2 + m 2 ) S_m(k)=(-i\not{k}_E+m)/(k^2_E+m^2) S m ( k ) = ( − i k E + m ) / ( k E 2 + m 2 ) and j μ E = i ( Ψ ‾ m γ μ E Ψ m ∗ + ( m ↔ m ∗ ) ) j_\mu^E=i(\overline{\Psi}_m\gamma_\mu^E\Psi_{m^*}+(m\leftrightarrow m^*)) j μ E = i ( Ψ m γ μ E Ψ m ∗ + ( m ↔ m ∗ )) , so that the two vertex factors and the fermion loop give i 2 ( − 1 ) = + 1 i^2(-1)=+1 i 2 ( − 1 ) = + 1 . With p = k + Q p=k+Q p = k + Q and ∣ m ∣ 2 = N 2 + a 2 v 2 |m|^2=N^2+a^2v^2 ∣ m ∣ 2 = N 2 + a 2 v 2 , the Dirac trace for one ordering is
N μ ν = − 4 [ k μ p ν + k ν p μ − δ μ ν k ⋅ p ] + 4 ∣ m ∣ 2 δ μ ν , (104) \mathcal{N}_{\mu\nu}=-4\left[k_\mu p_\nu+k_\nu p_\mu-\delta_{\mu\nu}\,k\cdot p\right]+4|m|^2\delta_{\mu\nu}, \tag*{(104)} N μν = − 4 [ k μ p ν + k ν p μ − δ μν k ⋅ p ] + 4∣ m ∣ 2 δ μν , (104)
the odd traces vanishing. Current conservation fails, so two form factors survive,
C μ ν E ( Q ) = ( δ μ ν − Q μ Q ν x ) A ( x ) + Q μ Q ν x L ( x ) , x = Q 2 . (105) C_{\mu\nu}^E(Q)=\left(\delta_{\mu\nu}-\frac{Q_\mu Q_\nu}{x}\right)A(x)+\frac{Q_\mu Q_\nu}{x}L(x),\qquad x=Q^2. \tag*{(105)} C μν E ( Q ) = ( δ μν − x Q μ Q ν ) A ( x ) + x Q μ Q ν L ( x ) , x = Q 2 . (105)
Take Q E = ( Q , 0 ) Q_E=(Q,0) Q E = ( Q , 0 ) , k E = ( z , k ) k_E=(z,\mathbf{k}) k E = ( z , k ) . Then A A A is read off the spatial trace and L L L off the temporal one,
1 3 ∑ i N i i = 4 z ( z + Q ) + 4 1 3 k 2 + 4 ∣ m ∣ 2 , \frac{1}{3}\sum_i\mathcal{N}_{ii}=4z(z+Q)+4\frac{1}{3}\mathbf{k}^2+4|m|^2, 3 1 i ∑ N ii = 4 z ( z + Q ) + 4 3 1 k 2 + 4∣ m ∣ 2 ,
N 44 = − 4 z ( z + Q ) + 4 k 2 + 4 ∣ m ∣ 2 , (106) \mathcal{N}_{44}=-4z(z+Q)+4\mathbf{k}^2+4|m|^2, \tag*{(106)} N 44 = − 4 z ( z + Q ) + 4 k 2 + 4∣ m ∣ 2 , (106)
and both need the same two frequency integrals. For Re E , Re F > 0 \operatorname{Re}E,\operatorname{Re}F>0 Re E , Re F > 0 the poles z = i E z=iE z = i E and z = − Q + i F z=-Q+iF z = − Q + i F lie in the upper half plane while z = − i E z=-iE z = − i E and z = − Q − i F z=-Q-iF z = − Q − i F lie in the lower one, and closing above,
I = ∫ d z 2 π 1 ( z 2 + E 2 ) [ ( z + Q ) 2 + F 2 ] = E + F 2 E F [ ( E + F ) 2 + Q 2 ] , (107) \begin{aligned}
I=\int\frac{dz}{2\pi}\frac{1}{(z^2+E^2)[(z+Q)^2+F^2]} \\
&=\frac{E+F}{2EF\left[(E+F)^2+Q^2\right]}, \tag*{(107)}
\end{aligned} I = ∫ 2 π d z ( z 2 + E 2 ) [( z + Q ) 2 + F 2 ] 1 = 2 E F [ ( E + F ) 2 + Q 2 ] E + F , (107)
the apparent pole at Q = − i ( E − F ) Q=-i(E-F) Q = − i ( E − F ) cancelling between the two residues. For the numerator use 2 z ( z + Q ) = 2z(z+Q)= 2 z ( z + Q ) = ( z 2 + E 2 ) + [ ( z + Q ) 2 + F 2 ] − ( Q 2 + E 2 + F 2 ) (z^2+E^2)+[(z+Q)^2+F^2]-(Q^2+E^2+F^2) ( z 2 + E 2 ) + [( z + Q ) 2 + F 2 ] − ( Q 2 + E 2 + F 2 ) , which gives
K = ∫ d z 2 π z ( z + Q ) ( z 2 + E 2 ) [ ( z + Q ) 2 + F 2 ] = E + F 2 [ ( E + F ) 2 + Q 2 ] (108) K=\int\frac{dz}{2\pi}\frac{z(z+Q)}{(z^2+E^2)[(z+Q)^2+F^2]}=\frac{E+F}{2[(E+F)^2+Q^2]} \tag*{(108)} K = ∫ 2 π d z ( z 2 + E 2 ) [( z + Q ) 2 + F 2 ] z ( z + Q ) = 2 [( E + F ) 2 + Q 2 ] E + F (108)
since 1 4 E + 1 4 F − 1 2 ( Q 2 + E 2 + F 2 ) I \frac{1}{4E}+\frac{1}{4F}-\frac{1}{2}(Q^2+E^2+F^2)I 4 E 1 + 4 F 1 − 2 1 ( Q 2 + E 2 + F 2 ) I collapses by ( E + F ) 2 + Q 2 − Q 2 − E 2 − F 2 = 2 E F (E+F)^2+Q^2-Q^2-E^2-F^2=2EF ( E + F ) 2 + Q 2 − Q 2 − E 2 − F 2 = 2 E F . At F = E ∗ F=E^* F = E ∗ one has E + F = 2 ε k E+F=2\varepsilon_k E + F = 2 ε k and E F = D k EF=D_k E F = D k , so K = ε k / ( x + 4 ε k 2 ) K=\varepsilon_k/(x+4\varepsilon_k^2) K = ε k / ( x + 4 ε k 2 ) and I = K / D k I=K/D_k I = K / D k . Adding the two orderings, which give the same frequency integral,
A ( x ) = ∫ d 3 k ( 2 π ) 3 8 ε k T + − x + 4 ε k 2 , L ( x ) = − ∫ d 3 k ( 2 π ) 3 8 ε k T 0 x + 4 ε k 2 (109) A(x)=\int\frac{d^3k}{(2\pi)^3}\frac{8\varepsilon_kT_{+-}}{x+4\varepsilon_k^2},\qquad L(x)=-\int\frac{d^3k}{(2\pi)^3}\frac{8\varepsilon_kT_0}{x+4\varepsilon_k^2} \tag*{(109)} A ( x ) = ∫ ( 2 π ) 3 d 3 k x + 4 ε k 2 8 ε k T +− , L ( x ) = − ∫ ( 2 π ) 3 d 3 k x + 4 ε k 2 8 ε k T 0 (109)
with T + − T_{+-} T +− of (49) and T 0 = 1 − ( k 2 + ∣ m ∣ 2 ) / D k T_0=1-(k^2+|m|^2)/D_k T 0 = 1 − ( k 2 + ∣ m ∣ 2 ) / D k .
Passing to s = 4 ε k 2 s=4\varepsilon_k^2 s = 4 ε k 2 with (51) and (52) , the measure is d 3 k / ( 2 π ) 3 = ( 2 π 2 ) − 1 k ( D k / ε k ) d ε k d^3k/(2\pi)^3=(2\pi^2)^{-1}k(D_k/\varepsilon_k)d\varepsilon_k d 3 k / ( 2 π ) 3 = ( 2 π 2 ) − 1 k ( D k / ε k ) d ε k and d s = 8 ε k d ε k ds=8\varepsilon_kd\varepsilon_k d s = 8 ε k d ε k , so that both form factors acquire the same kernel 1 / ( s + x ) 1/(s+x) 1/ ( s + x ) with
ρ 1 , 0 ( s ) = k D k T + − , 0 2 π 2 ε k ∣ ε k = s / 2 . (110) \rho_{1,0}(s)=\left.\frac{kD_kT_{+-,0}}{2\pi^2\varepsilon_k}\right|_{\varepsilon_k=\sqrt{s}/2}. \tag*{(110)} ρ 1 , 0 ( s ) = 2 π 2 ε k k D k T +− , 0 ε k = s /2 . (110)
The two residues factorize. The first is (53) ; the second collapses even more simply, every term in ε k 2 \varepsilon_k^2 ε k 2 cancelling,
D k T 0 = D k − k 2 − ∣ m ∣ 2 = − 2 a v 2 ε k 2 − N 2 ε k 2 = − 2 a v 2 ( s − 4 N 2 ) s . (111) \begin{aligned}
D_kT_0=D_k-k^2-|m|^2=-2a_v^2\frac{\varepsilon_k^2-N^2}{\varepsilon_k^2} \\
&=-\frac{2a_v^2(s-4N^2)}{s}. \tag*{(111)}
\end{aligned} D k T 0 = D k − k 2 − ∣ m ∣ 2 = − 2 a v 2 ε k 2 ε k 2 − N 2 = − s 2 a v 2 ( s − 4 N 2 ) . (111)
which with k = λ / 2 s k=\sqrt{\lambda/2}\sqrt{s} k = λ /2 s gives (56) . The threshold is at s = 4 N 2 s=4N^2 s = 4 N 2 for both, independently of a v a_v a v , as Appendix C requires; the second zero of λ \lambda λ sits at s = − 4 a v 2 s=-4a_v^2 s = − 4 a v 2 and opens no cut on this sheet.
The representations need subtracting. Since ρ 1 ( s ) = s / ( 6 π 2 ) + a v 2 / π 2 + O ( s − 1 ) \rho_1(s)=s/(6\pi^2)+a_v^2/\pi^2+O(s^{-1}) ρ 1 ( s ) = s / ( 6 π 2 ) + a v 2 / π 2 + O ( s − 1 ) and ρ 0 ( s ) = − a v 2 / π 2 + O ( s − 1 ) \rho_0(s)=-a_v^2/\pi^2+O(s^{-1}) ρ 0 ( s ) = − a v 2 / π 2 + O ( s − 1 ) , one subtraction suffices for L L L and two are needed for A A A ; using ( s + x ) − 1 − s − 1 + x s − 2 = x 2 s − 2 ( s + x ) − 1 (s+x)^{-1}-s^{-1}+xs^{-2}=x^2s^{-2}(s+x)^{-1} ( s + x ) − 1 − s − 1 + x s − 2 = x 2 s − 2 ( s + x ) − 1 ,
A ^ ( x ) = x 2 ∫ 4 N 2 ∞ ρ 1 ( s ) d s s 2 ( s + x ) , L ^ ( x ) = − x 2 ∫ 4 N 2 ∞ ρ 0 ( s ) d s s 2 ( s + x ) (112) \widehat A(x)=x^2\int_{4N^2}^{\infty}\frac{\rho_1(s)\,ds}{s^2(s+x)},\qquad\widehat L(x)=-x^2\int_{4N^2}^{\infty}\frac{\rho_0(s)\,ds}{s^2(s+x)} \tag*{(112)} A ( x ) = x 2 ∫ 4 N 2 ∞ s 2 ( s + x ) ρ 1 ( s ) d s , L ( x ) = − x 2 ∫ 4 N 2 ∞ s 2 ( s + x ) ρ 0 ( s ) d s (112)
with A ^ = A − A ( 0 ) − x A ′ ( 0 ) \widehat A=A-A(0)-xA'(0) A = A − A ( 0 ) − x A ′ ( 0 ) and likewise for L L L , the subtracted terms being local contact polynomials. Differentiating twice removes them,
A ′ ′ ( x ) = 2 ∫ 4 N 2 ∞ ρ 1 ( s ) d s ( s + x ) 3 , L ′ ′ ( x ) = − 2 ∫ 4 N 2 ∞ ρ 0 ( s ) d s ( s + x ) 3 . (113) A''(x)=2\int_{4N^2}^{\infty}\frac{\rho_1(s)\,ds}{(s+x)^3},\qquad L''(x)=-2\int_{4N^2}^{\infty}\frac{\rho_0(s)\,ds}{(s+x)^3}. \tag*{(113)} A ′′ ( x ) = 2 ∫ 4 N 2 ∞ ( s + x ) 3 ρ 1 ( s ) d s , L ′′ ( x ) = − 2 ∫ 4 N 2 ∞ ( s + x ) 3 ρ 0 ( s ) d s . (113)
As a check independent of the whole radial route, the same two quantities follow from (D2) evaluated with Feynman parameters in dimensional regularization. Writing A ( u ) = ( 1 − u ) m 2 + u ( m ∗ ) 2 = N 2 − a v 2 + 2 i N a v ( 1 − 2 u ) \mathcal{A}(u)=(1-u)m^2+u(m^*)^2=N^2-a_v^2+2iNa_v(1-2u) A ( u ) = ( 1 − u ) m 2 + u ( m ∗ ) 2 = N 2 − a v 2 + 2 i N a v ( 1 − 2 u ) , whose real part is positive, and using I 2 ( Δ ) = − d − 2 Δ I 0 ( Δ ) I_2(\Delta)=-\frac{d-2}{\Delta}I_0(\Delta) I 2 ( Δ ) = − Δ d − 2 I 0 ( Δ ) to reduce the tensor integral, one obtains
A ′ ′ ( x ) = 1 2 π 2 ∫ 0 1 d u ( u u ˉ ) 2 ( 3 A + ∣ m ∣ 2 + 2 u u ˉ x ) ( A + u u ˉ x ) 2 , (114) A''(x)=\frac{1}{2\pi^2}\int_0^1du\frac{(u\bar u)^2(3\mathcal{A}+|m|^2+2u\bar ux)}{(\mathcal{A}+u\bar ux)^2}, \tag*{(114)} A ′′ ( x ) = 2 π 2 1 ∫ 0 1 d u ( A + u u ˉ x ) 2 ( u u ˉ ) 2 ( 3 A + ∣ m ∣ 2 + 2 u u ˉ x ) , (114)
with u ˉ = 1 − u \bar u=1-u u ˉ = 1 − u , and L ′ ′ L'' L ′′ the same with the numerator replaced by ( ∣ m ∣ 2 − A ) ( u u ˉ ) 2 (|m|^2-\mathcal{A})(u\bar u)^2 ( ∣ m ∣ 2 − A ) ( u u ˉ ) 2 ; the imaginary parts cancel between u u u and 1 − u 1-u 1 − u . We have verified (D10) against (D11) numerically, to a relative accuracy of 3 × 10 − 7 3\times10^{-7} 3 × 1 0 − 7 over a grid in N N N , a v a_v a v and x x x , which ties the covariant and radial computations together and is the sharpest test of (56) we know.
The four-point reflection test
We record the computation behind (94) . Coordinates are ordered ( x 4 , x 1 , x 2 , x 3 ) (x_4,x_1,x_2,x_3) ( x 4 , x 1 , x 2 , x 3 ) , the parameters are N = 1 N=1 N = 1 , a v = 3 / 5 a_v=3/5 a v = 3/5 , T = μ = 0 T=\mu=0 T = μ = 0 , and Re m 2 = 16 / 25 > 0 \operatorname{Re}m^2=16/25>0 Re m 2 = 16/25 > 0 , so that the Bessel branches are the continuations from positive real mass. With Ψ = ( Ψ m , Ψ m ∗ ) T \Psi=(\Psi_m,\Psi_{m^*})^T Ψ = ( Ψ m , Ψ m ∗ ) T and V a = i γ τ E x V_a=i\gamma^E_\tau x V a = i γ τ E x , τ x \tau_x τ x the flavor exchange, the coordinate propagator is
S ( x ) = diag ( S m ( x ) , S m ∗ ( x ) ) , S(x)=\operatorname{diag}(S_m(x),S_{m^*}(x)), S ( x ) = diag ( S m ( x ) , S m ∗ ( x )) ,
S m ( x ) = ( m − γ E ⋅ ∂ ) D m ( x ) , D m ( x ) = m K 1 ( m r ) 4 π 2 r , (115) S_m(x)=(m-\gamma^E\cdot\partial)D_m(x),\qquad D_m(x)=\frac{mK_1(mr)}{4\pi^2r}, \tag*{(115)} S m ( x ) = ( m − γ E ⋅ ∂ ) D m ( x ) , D m ( x ) = 4 π 2 r m K 1 ( m r ) , (115)
r = ∣ x ∣ > 0 r=|x|>0 r = ∣ x ∣ > 0 . Writing z = m r z=mr z = m r and using ( K 1 / z ) ′ = − K 2 / z (K_1/z)'=-K_2/z ( K 1 / z ) ′ = − K 2 / z and ( − K 2 / z ) ′ = − K 2 / z 2 + K 3 / z (-K_2/z)'=-K_2/z^2+K_3/z ( − K 2 / z ) ′ = − K 2 / z 2 + K 3 / z , the radial derivatives of D D D follow in closed form, D = ( m 2 / 4 π 2 ) f D=(m^2/4\pi^2)f D = ( m 2 /4 π 2 ) f , D ′ = ( m 3 / 4 π 2 ) f ′ D'=(m^3/4\pi^2)f' D ′ = ( m 3 /4 π 2 ) f ′ and so on, with f = K 1 / z f=K_1/z f = K 1 / z and f ′ ′ = 2 K 2 / z 3 − K 1 ′ / z 2 + K 1 ′ / z − K 3 / z 2 f''=2K_2/z^3-K_1'/z^2+K_1'/z-K_3/z^2 f ′′ = 2 K 2 / z 3 − K 1 ′ / z 2 + K 1 ′ / z − K 3 / z 2 , K 1 ′ = − ( K 1 + K 3 ) / 2 K_1'=-(K_1+K_3)/2 K 1 ′ = − ( K 1 + K 3 ) /2 , K 3 ′ = − ( K 2 + K 4 ) / 2 K_3'=-(K_2+K_4)/2 K 3 ′ = − ( K 2 + K 4 ) /2 . On the time axis
∂ 4 D = D ′ ς , ∂ 4 2 D = D ′ ′ , ∂ i ∂ j D = D ′ r δ i j , \partial_4D=D'\varsigma,\qquad\partial_4^2D=D'',\qquad\partial_i\partial_jD=\frac{D'}{r}\delta_{ij}, ∂ 4 D = D ′ ς , ∂ 4 2 D = D ′′ , ∂ i ∂ j D = r D ′ δ ij ,
∂ 4 3 D = D ′ ′ ′ ς , ∂ 4 ∂ i ∂ j D = ( D ′ ′ r − D ′ r 2 ) δ i j , (116) \partial_4^3D=D'''\varsigma,\qquad\partial_4\partial_i\partial_jD=\left(\frac{D''}{r}-\frac{D'}{r^2}\right)\delta_{ij}, \tag*{(116)} ∂ 4 3 D = D ′′′ ς , ∂ 4 ∂ i ∂ j D = ( r D ′′ − r 2 D ′ ) δ ij , (116)
with ς = sgn ( x 4 ) \varsigma=\operatorname{sgn}(x_4) ς = sgn ( x 4 ) , every other component vanishing, and no propagator is differentiated more than twice.
This is more than bookkeeping: it collapses the Dirac content of the whole calculation into a finite table. Since S = ( m − γ ⋅ ∂ ) D S=(m-\gamma\cdot\partial)D S = ( m − γ ⋅ ∂ ) D and, by (E2), only ∂ 4 \partial_4 ∂ 4 and one spatial direction ever survive on the axis, every propagator occurring in the test — undifferentiated, once or twice differentiated — has the three-term form
P = A 1 + B γ 4 + C γ 1 , (117) P=A1+B\gamma_4+C\gamma_1, \tag*{(117)} P = A 1 + B γ 4 + C γ 1 , (117)
TABLE III. The three-term reduction ((E3)): every propagator that occurs, with any admissible derivative content, in terms of D D D and its radial derivatives at the separation r r r , with ς = sgn ( x 4 ) \varsigma=\operatorname{sgn}(x_4) ς = sgn ( x 4 ) and Δ ≡ D ′ ′ / r − D ′ / r 2 \Delta\equiv D''/r-D'/r^2 Δ ≡ D ′′ / r − D ′ / r 2 .
with the scalars of Table III . The Dirac algebra is therefore exhausted by the four traces Tr [ γ b 1 P 1 γ b 2 P 2 ] \operatorname{Tr}[\gamma_{b_1}P_1\gamma_{b_2}P_2] Tr [ γ b 1 P 1 γ b 2 P 2 ] and the sixteen traces Tr [ γ b 1 P 1 ⋯ γ b 4 P 4 ] \operatorname{Tr}[\gamma_{b_1}P_1\cdots\gamma_{b_4}P_4] Tr [ γ b 1 P 1 ⋯ γ b 4 P 4 ] , b i ∈ { 4 , 1 } b_i \in\{4,1\} b i ∈ { 4 , 1 } , computed once as polynomials in A 1 … C 4 A_1\ldots C_4 A 1 … C 4 ; the two-point ones are
Table III. The three-term reduction ((E3)): every propagator that occurs, with any admissible derivative content, in terms of D D D and its radial derivatives at the separation r r r , with ς = sgn ( x 4 ) \varsigma=\operatorname{sgn}(x_4) ς = sgn ( x 4 ) and Δ ≡ D ′ ′ / r − D ′ / r 2 \Delta\equiv D''/r-D'/r^2 Δ ≡ D ′′ / r − D ′ / r 2 .
Tr [ γ 4 P 1 γ 4 P 2 ] = 4 ( A 1 A 2 + B 1 B 2 − C 1 C 2 ) , \operatorname{Tr}[\gamma_4P_1\gamma_4P_2] = 4(A_1A_2+B_1B_2-C_1C_2), Tr [ γ 4 P 1 γ 4 P 2 ] = 4 ( A 1 A 2 + B 1 B 2 − C 1 C 2 ) ,
Tr [ γ 1 P 1 γ 1 P 2 ] = 4 ( A 1 A 2 − B 1 B 2 + C 1 C 2 ) , \operatorname{Tr}[\gamma_1P_1\gamma_1P_2] = 4(A_1A_2-B_1B_2+C_1C_2), Tr [ γ 1 P 1 γ 1 P 2 ] = 4 ( A 1 A 2 − B 1 B 2 + C 1 C 2 ) ,
Tr [ γ 4 P 1 γ 1 P 2 ] = 4 ( B 1 C 2 + B 2 C 1 ) , (118) \operatorname{Tr}[\gamma_4P_1\gamma_1P_2] = 4(B_1C_2+B_2C_1), \tag*{(118)} Tr [ γ 4 P 1 γ 1 P 2 ] = 4 ( B 1 C 2 + B 2 C 1 ) , (118)
and the four-point ones carry twenty or twenty-one monomials each. Assembled with the combinatorics below they reproduce (94) exactly, which is how we have checked the reduction.
The flavor trace is where the structure of the model reappears. The vertices carry τ x \tau_x τ x and the propagator is diagonal, so for any cycle
Tr f l [ τ x S ( 1 ) τ x S ( 2 ) ⋯ ] = S m ∗ ( 1 ) S m ( 2 ) S m ∗ ( 3 ) ⋯ + ( m ↔ m ∗ ) , (119) \operatorname{Tr}_{\mathrm{fl}}\left[\tau_x S^{(1)}\tau_x S^{(2)}\cdots\right]
= S_{m^*}^{(1)}S_m^{(2)}S_{m^*}^{(3)}\cdots+(m\leftrightarrow m^*), \tag*{(119)} Tr fl [ τ x S ( 1 ) τ x S ( 2 ) ⋯ ] = S m ∗ ( 1 ) S m ( 2 ) S m ∗ ( 3 ) ⋯ + ( m ↔ m ∗ ) , (119)
since τ x diag ( S m , S m ∗ ) \tau_x\operatorname{diag}(S_m,S_{m^*}) τ x diag ( S m , S m ∗ ) is off-diagonal and a product of such factors is diagonal only for an even number of them. Three things follow at once. Cycles of odd length vanish. The masses alternate around every surviving loop, which is the balanced-cut condition of Appendix C read off the trace rather than off the Landau equations. And since the separations are real, D m ∗ = D m D_{m^*}=D_m D m ∗ = D m , so the two terms of (E5) are complex conjugates and the result is twice a real part: the reality of ω [ ( Θ F ) F ] \omega[(\Theta F)F] ω [( Θ F ) F ] is structural and not a numerical accident.
For separated points Wick contraction gives
C 2 ( i , j ) = − Tr ( V i S i j V j S j i ) , C_2(i,j)=-\operatorname{Tr}(V_iS_{ij}V_jS_{ji}), C 2 ( i , j ) = − Tr ( V i S ij V j S j i ) ,
C 4 = ∑ pairings C 2 C 2 − ∑ ( i , j , k ) ∈ Perm ( 2 , 3 , 4 ) L ( 1 , i , j , k ) , C_4=\sum_{\text{pairings}}C_2C_2-\sum_{(i,j,k)\in\operatorname{Perm}(2,3,4)}L(1,i,j,k), C 4 = pairings ∑ C 2 C 2 − ( i , j , k ) ∈ Perm ( 2 , 3 , 4 ) ∑ L ( 1 , i , j , k ) ,
L ( 1 , i , j , k ) = Tr ( V 1 S 1 i V i S i j V j S j k V k S k 1 ) , (120) L(1,i,j,k)=\operatorname{Tr}(V_1S_{1i}V_iS_{ij}V_jS_{jk}V_kS_{k1}), \tag*{(120)} L ( 1 , i , j , k ) = Tr ( V 1 S 1 i V i S ij V j S j k V k S k 1 ) , (120)
the trace running over Dirac and flavor indices, with three disconnected pairings and six oriented four-cycles; cycles of odd length vanish because each vertex carries τ x \tau_x τ x while S S S is flavor diagonal. Applying O a b = ∂ a j b − ∂ b j a O_{ab}=\partial_a j_b-\partial_b j_a O ab = ∂ a j b − ∂ b j a at each insertion, the derivative at a point acts on both propagators attached to it, and the product rule is summed accordingly.
Time reflection acts with R = diag ( − 1 , 1 , 1 , 1 ) R=\operatorname{diag}(-1,1,1,1) R = diag ( − 1 , 1 , 1 , 1 ) on each index, so that Θ O 4 i ( x ) = − O 4 i ( θ x ) \Theta O_{4i}(x)=-O_{4i}(\theta x) Θ O 4 i ( x ) = − O 4 i ( θ x ) and Θ O i j ( x ) = + O i j ( θ x ) \Theta O_{ij}(x)=+O_{ij}(\theta x) Θ O ij ( x ) = + O ij ( θ x ) ; in the electric test the two reflected insertions supply a combined + 1 +1 + 1 . Evaluating at ( − Y , − X , X , Y ) (-Y,-X,X,Y) ( − Y , − X , X , Y ) with X = ( 1 , 0 ) X=(1,0) X = ( 1 , 0 ) and Y = ( 2 , 0 ) Y=(2,0) Y = ( 2 , 0 ) , the disconnected pairing internal to each half is cancelled by the centering in (93) , and the two pairings that cross the reflection together with the connected cycles give the numbers quoted in (94) . Smearing against non-negative normalized bumps supported in disjoint neighbourhoods of X X X and Y Y Y , at positive times, preserves the sign, the reflected and unreflected supports remaining separated so that no contact term enters. The computation has been carried out twice, with independent implementations of the Dirac–flavor traces and of the derivatives.
References