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Classical Extensions and Strongly Positive Realizations of Decoherent History Probabilities

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Abstract

Probabilities on several decoherent families of histories may agree on shared events yet admit no classical extension to the Boolean algebra that the families generate. We characterize the strongly positive decoherence functionals that realize given local probabilities on a finite algebra. A covariance decomposition allows any signed extension to be prescribed at any attainable rank and gives the resulting increase in minimum trace. For two contexts, agreement on their intersection suffices for a strongly positive realization. On the bipartite graph of context atoms, the minimum negative mass of a signed extension is (W1−1)/2(W_1-1)/2, where W1W_1 is the transport cost for graph distance. A graph Laplacian formula gives the minimum trace. Its minimizers form an affine copy of a rectangular contraction ball whose extreme points have the smallest realization rank. For a pure-state implementation with one intermediate projective decomposition and a final postselection, the optimal success probability of a realization is the reciprocal of the least trace of a diagonal matrix dominating it. In a family of classical examples, this probability tends to zero for the unique trace minimizer even though another realization succeeds with probability one.

Introduction

A decoherence functional assigns probabilities to events in each medium-decoherent family of histories. Two such families agree on the probabilities of their common events. Does a single probability measure on the Boolean algebra they generate reproduce both sets of probabilities? Given only the local probabilities, which strongly positive decoherence functionals reproduce them and make each family medium decoherent? The distinction already arises for two binary contexts on three atoms. If each context assigns probability one to a different singleton, the two marginals agree on their common events. No probability measure can give unit mass to both singletons, but a rank-one decoherence functional realizes the two marginals (§ 8.2).

The classical probability rules within a consistent set of histories are well established [1, 2]. Isham studied presheaves on the partially ordered set of consistent Boolean subalgebras [3]. Halliwell asked whether incompatible consistent sets admit a unifying probability, and used Bell and Leggett–Garg inequalities to test its existence [4]. A common decoherent refinement supplies such a probability. The converse can fail even for histories of a single qubit, as the class operators in § 8.5 show.

In the approach of Abramsky and Brandenburger, a noncontextual model is a probability distribution on global measurement assignments with the prescribed local marginals [5]. For subalgebras of a fixed history algebra, one must also specify which global assignments the algebra permits. A choice of one atom from each context can agree on every overlap while the chosen atoms have empty intersection. The two deterministic singleton outcomes above give an example. We relate this distinction to the amalgamation of Boolean subalgebras [6, 7] and show exactly when the two assignment spaces yield the same classical probability polytope (Proposition 2.4).

On the quantum side, Dowker, Henson, and Wallden studied joint quantum measures whose restrictions to measurement contexts are classical, and related strong positivity to bounds on quantum correlations [8]. Strong positivity also yields Tsirelson bounds [9]. Hilbert-space representations of decoherence functionals and the role of strong positivity in the histories formulation are discussed in [10, 11]. Here we fix the local probabilities and determine which atomic decoherence matrices realize them, how small their rank and trace can be, and with what probability they can be implemented by postselection.

Let M\mathcal{M} be the family of contexts and XX the set of atoms of the finite Boolean algebra they generate. For C∈MC \in\mathcal{M}, let PCP_C sum coordinates on XX over each atom of CC, and let eCe_C be its probability vector. A signed extension is a real vector qq satisfying PCq=eCP_Cq=e_C for all CC. It is a classical extension if q≥0q \ge0. A strongly positive realization is a Hermitian matrix H⪰0H \succeq0 satisfying

PCHPCT=diag⁡(eC)(C∈M).(1)P_C H P_C^{\mathsf{T}} = \operatorname{diag}(e_C) \qquad(C \in\mathcal{M}). \tag*{(1)}

The diagonal entries give the context probabilities, and the off-diagonal equations express medium decoherence. Summing both indices gives 1∗H1=1\mathbf{1}^{*}H\mathbf{1}=1. Each entry of PCHPCTP_C H P_C^{\mathsf{T}} sums the entries of HH over a pair of context atoms. Quantum coupling problems instead prescribe partial traces [12].

For any finite family of contexts, every realization has a unique decomposition

H=zz∗+K,z=H1,K⪰0,K1=0.H=zz^{*}+K,\qquad z=H\mathbf{1},\qquad K\succeq0,\qquad K\mathbf{1}=0.

The equations for zz are PCz=eCP_Cz=e_C. Those for KK prescribe the local covariances diag⁡(eC)−eCeCT\operatorname{diag}(e_C)-e_Ce_C^{\mathsf{T}}. Replacing zz by a real signed extension qq preserves the rank of HH. Prescribing H1=qH\mathbf{1}=q raises the minimum trace by ∥q−q0∥2\lVert q-q_0\rVert^2, where q0q_0 is the signed extension of least Euclidean norm (Theorems 3.1 and 3.3).

For two contexts, put an edge between two context atoms whenever they intersect. The edges of the resulting bipartite graph GG are exactly the atoms of the generated algebra. Overlap agreement suffices for a strongly positive realization, and the smallest rank is the larger of the two marginal support sizes (Theorem 4.2). A classical extension must also satisfy the supported transport inequalities in Proposition 4.5. For compatible marginals p,qp,q, let ηG(p,q)\eta_G(p,q) be the minimum negative mass of a signed extension, a quantity used in studies of contextuality [13]. We show that

ηG(p,q)=W1G(p,q)−12,\eta_G(p,q)=\frac{W_1^G(p,q)-1}{2},

where the cost of moving a unit of mass between vertices is their graph distance. Together with strong positivity, this identity gives bounds on negative real interference and trace that are attained on families of odd paths (Theorems 5.2 and 5.4 and Proposition 8.2).

Minimizing the trace uses the electrical minimum-energy principle [14] and a singular-value optimization of the type that occurs in the orthogonal Procrustes problem [15, 16]. For deterministic endpoints, the minimum trace is their effective resistance. For general compatible marginals, the minimizers are parametrized by a rectangular contraction ball, including when the graph is disconnected. Its extreme points attain minimum rank and minimum trace simultaneously. When every marginal entry is positive, the rank of the bipartite adjacency matrix determines the entire interval of minimizing ranks (Theorems 6.1 and 6.3 and Corollaries 6.2 and 6.4). For coordinate covers of full product spaces, the minimum trace is the fraction of Fourier characters visible in a context (Theorem 6.5).

We also consider pure-state histories with one intermediate projective decomposition and a selected final event. This is a finite instance of the histories formalism with initial and final conditions [17]. A Gram-matrix construction [18] gives the exact success criterion. For fixed HH, the largest success probability is 1/Γ(H)1/\Gamma(H), where Γ(H)\Gamma(H) is the least trace of a diagonal majorant of HH. After trace normalization, this optimization is related to the robustness of coherence [19, 20]. Optimizing over all realizations gives success probability one exactly for classically extendable data (Theorems 7.1 and 7.2). The asymmetric three-atom example gives the exact gap in the bound from negative mass. A separate family shows how far the trace minimizer can fall short of optimal success even for classical data (Propositions 8.1 and 8.3).

Finite history algebras and their extensions

Decoherence functionals and contexts

Let X=At⁡(G)X = \operatorname{At}(\mathcal{G}) be the atom set of a nontrivial finite Boolean algebra G\mathcal{G}. Each event is the union of its atoms, so we identify G\mathcal{G} with P(X)\mathcal{P}(X). Fix a nonempty finite family M\mathcal{M} of Boolean subalgebras, called contexts, that generates G\mathcal{G}. For C∈MC \in\mathcal{M}, write XC=At⁡(C)X_C = \operatorname{At}(C) and let

rC:X⟶XCr_C : X \longrightarrow X_C

send each ambient atom to the unique atom of CC that contains it. The matrix that sums over the fibers of rCr_C is

(PC)b,a=1{a≤b}.(2)(P_C)_{b,a} = \mathbf{1}_{\{a \le b\}}. \tag*{(2)}

Here b∈XCb \in X_C and a∈Xa \in X. Each column has exactly one nonzero entry.

Definition 2.1. A normalized decoherence functional on G\mathcal{G} is a Hermitian map D:G×G→CD : \mathcal{G} \times\mathcal{G} \to\mathbb{C}, additive on disjoint events in each argument, with D(1,1)=1D(1,1) = 1 and D(A,A)≥0D(A,A) \ge0 for every event AA. It is strongly positive if [D(Ai,Aj)]i,j[D(A_i,A_j)]_{i,j} is positive semidefinite for every finite list of events. A context CC is medium decoherent if D(b,b′)=0D(b,b') = 0 for all distinct b,b′∈XCb,b' \in X_C.

Additivity determines DD from its atomic matrix HH by

Hab=D(a,b),D(A,B)=1ATH1B.(3)H_{ab} = D(a,b), \qquad D(A,B) = \mathbf{1}_A^{\mathsf{T}} H \mathbf{1}_B. \tag*{(3)}

Strong positivity is equivalent to H⪰0H \succeq0. The list of all atoms gives necessity. For sufficiency, take VV with rows 1AiT\mathbf{1}_{A_i}^{\mathsf{T}} for any list of events. Their matrix is VHVTVHV^{\mathsf{T}}. The indicator vectors are real, and normalization reads 1TH1=1\mathbf{1}^{\mathsf{T}}H\mathbf{1} = 1.

For A,B∈CA,B \in C, expand D(A,B)D(A,B) over the atoms of CC. Medium decoherence leaves only the diagonal terms, giving

D(A,B)=∑b∈XCb≤A∩BD(b,b)=pC(A∩B),A,B∈C.(4)D(A,B) = \sum_{\substack{b \in X_C \\ b \le A \cap B}} D(b,b) = p_C(A \cap B), \qquad A,B \in C. \tag*{(4)}

Thus pC(A)=D(A,A)p_C(A) = D(A,A) defines a probability measure on CC, as in the history sum rule [1, 3]. Restriction preserves medium decoherence, and the measures induced by a common DD agree on intersections. The weaker condition Re⁡D(b,b′)=0\operatorname{Re} D(b,b') = 0 for b≠b′b \ne b' suffices for additivity of D(A,A)D(A,A). We require medium decoherence to obtain (4) for every pair of events in CC.

Classical extensions and strongly positive realizations

For each C∈MC \in\mathcal{M}, let eCe_C be a probability vector on XCX_C. Assume that the induced measures agree on pairwise intersections. Stacking the matrices PCP_C and vectors eCe_C in the same order gives MM and ee. Write

Q(e)={q∈RX:Mq=e},(5)\mathcal{Q}(e) = \{q \in\mathbb{R}^{X} : Mq = e\}, \tag*{(5)}
H(e)={H=H∗⪰0:PCHPCT=diag⁡(eC) for every C∈M}.(6)\mathcal{H}(e) = \{H = H^* \succeq0 : P_C H P_C^{\mathsf{T}} = \operatorname{diag}(e_C) \text{ for every } C \in\mathcal{M}\}. \tag*{(6)}

Both sets incorporate normalization. Summing PCq=eCP_Cq = e_C over a single context gives 1Tq=1\mathbf{1}^{\mathsf{T}}q = 1. Summing both indices of its matrix constraint gives 1TH1=1\mathbf{1}^{\mathsf{T}}H\mathbf{1} = 1.

Definition 2.2. A classical extension of ee to G\mathcal{G} is an element of Q(e)\mathcal{Q}(e) with nonnegative entries. A strongly positive realization of ee is an element of H(e)\mathcal{H}(e). The classical probability polytope relative to G\mathcal{G} is

NCG=MΔ(X),Δ(X)={g≥0:1Tg=1}.\mathrm{NC}_{\mathcal{G}} = M\Delta(X), \qquad\Delta(X) = \{g \ge0 : \mathbf{1}^{\mathsf{T}}g = 1\}.

A vector in Δ(X)\Delta(X) defines a probability measure on G\mathcal{G}, and multiplication by PCP_C gives its restriction to CC. A classical extension is therefore a unifying probability in Halliwell’s sense [4]. Each classical extension gg gives a realization H=diag⁡(g)H = \operatorname{diag}(g). In the reverse direction, a realization always gives a signed extension.

Lemma 2.3 (Canonical signed extension). If H∈H(e)H \in\mathcal{H}(e), then qH=Re⁡(H1)q_H = \operatorname{Re}(H\mathbf{1}) belongs to Q(e)\mathcal{Q}(e).

Proof. Since PCT1=1P_C^{\mathsf{T}}\mathbf{1} = \mathbf{1},

PCH1=PCHPCT1=eC.P_C H\mathbf{1} = P_C H P_C^{\mathsf{T}}\mathbf{1} = e_C.

Taking real parts proves the assertion.

For an event AA, the canonical extension is qH(A)=Re⁡D(A,1)q_H(A) = \operatorname{Re} D(A,1). For Heisenberg-picture class operators with CX=IC_X = I and initial state ρ\rho, this is the linear assignment Re⁡tr⁡(CAρ)\operatorname{Re}\operatorname{tr}(C_A\rho) of Goldstein and Page [21]. Even if qHq_H takes negative values, another signed extension of the same data may be nonnegative [22].

Ambient atoms and compatible local valuations

Let C\mathcal{C} consist of all intersections of one or more members of M\mathcal{M}, together with the two-element algebra, ordered by inclusion. For C′⊆CC' \subseteq C, restriction sends each atom of CC to the atom of C′C' containing it. These maps define an inverse system whose limit

L=lim⁡C∈CXCL = \lim_{\mathcal{C}\in\mathcal{C}} X_C

consists of the compatible local atom choices. Each choice is determined by its components on M\mathcal{M}. An ambient atom aa gives the choice j(a)=(rC(a))C∈Mj(a) = (r_C(a))_{C\in\mathcal{M}}.

Proposition 2.4 (Comparison of assignment spaces). The map jj is injective. Its image consists of the compatible choices (bC)C∈M(b_C)_{C\in\mathcal{M}} for which ⋂CbC≠0\bigcap_C b_C \ne0. A probability on XX corresponds to a probability on LL supported on j(X)j(X). In particular,

NCG⊆NCL,\mathrm{NC}_{\mathcal{G}} \subseteq\mathrm{NC}_L,

where NCL\mathrm{NC}_L is the convex hull of the deterministic probability families indexed by LL. The two polytopes coincide if and only if jj is surjective.

Proof. The nonempty intersections obtained by choosing one atom from each generating context partition XX. Every generator is a union of blocks of this partition. Since the contexts generate G\mathcal{G}, the blocks are its atoms. This proves injectivity and the description of j(X)j(X). Pushforward by jj identifies probabilities on XX with probabilities supported on j(X)j(X), giving the inclusion and equality when jj is surjective. If ℓ∈L∖j(X)\ell\in L \setminus j(X), its deterministic marginal assigns probability one to ℓC\ell_C in every context. A measure realizing all these marginals would assign probability one to their finite intersection, which is empty.

Surjectivity means that every compatible family of local ultrafilters extends to an ultrafilter on G\mathcal{G}, the amalgamation condition for commuting Boolean subalgebras [6, 7]. With more than two contexts the condition applies jointly to the whole family. Under finite Stone duality, jj corresponds to the surjection from the Boolean colimit of the overlap diagram onto G\mathcal{G}. Its kernel ideal consists of the subsets of LL disjoint from j(X)j(X).

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