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Elementary positivity of chromatic quasisymmetric functions

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Abstract

We prove that the chromatic quasisymmetric function of every natural unit interval graph is elementary-positive over N[q]\mathbb N[q]. This resolves the elementary-positivity part of the Shareshian–Wachs conjecture.

Introduction

Let h=(h(1),…,h(n))h=(h(1),\ldots,h(n)) be a weakly increasing integer sequence with i≤h(i)≤ni\le h(i)\le n. The associated natural unit interval graph has vertex set [n]={1,…,n}[n]=\{1,\ldots,n\} and edges

E(G)={{i,j}:i<j≤h(i)}.E(G)=\{\{i,j\}:i<j\le h(i)\}.

These are also called naturally labeled Dyck graphs. A proper coloring is a map f:[n]→N>0f:[n]\to\mathbb{N}_{>0} that has distinct values on adjacent vertices. In the variable alphabet X=(x1,x2,…)X=(x_1,x_2,\ldots) put

χG(X;q)=∑f properqasc⁡G(f)∏a=1nxf(a),asc⁡G(f)=#{{a,b}∈E(G):a<b, f(a)<f(b)}.(1)\chi_G(X;q)=\sum_{f\ \mathrm{proper}}q^{\operatorname{asc}_G(f)}\prod_{a=1}^{n}x_{f(a)},\qquad\operatorname{asc}_G(f)=\#\{\{a,b\}\in E(G):a<b,\ f(a)<f(b)\}. \tag*{(1)}

Shareshian and Wachs proved that this function is symmetric for this graph class and conjectured that its coefficients in the elementary basis belong to N[q]\mathbb{N}[q] [37]. Here ek(X)=∑i1<⋯<ikxi1⋯xike_k(X)=\sum_{i_1<\cdots<i_k}x_{i_1}\cdots x_{i_k} and eλ=∏ieλie_\lambda=\prod_i e_{\lambda_i} for a partition λ\lambda.

The coefficients admit a more precise interpretation in terms of permutations. Define

DG0={σ∈Sn:σi>σi+1⇒{σi,σi+1}∈E(G)},D_G^0=\{\sigma\in S_n:\sigma_i>\sigma_{i+1}\mathrel{\Rightarrow}\{\sigma_i,\sigma_{i+1}\}\in E(G)\},
ginv⁡G(σ)=#{(i,j):i<j, σi>σj, {σi,σj}∈E(G)}.\operatorname{ginv}_G(\sigma)=\#\{(i,j):i<j,\ \sigma_i>\sigma_j,\ \{\sigma_i,\sigma_j\}\in E(G)\}.

Thus DG0D_G^0 forbids adjacent descents between nonneighbors, and ginv⁡G\operatorname{ginv}_G counts only inversions supported on edges.

Theorem 1.1 (Elementary positivity and a permutation witness). There is a deterministic terminating procedure which, given a natural unit interval graph GG on [n][n] and σ∈DG0\sigma\in D_G^0, returns a partition θG(σ)⊢n\theta_G(\sigma)\vdash n such that

χG(X;q)=∑σ∈DG0qginv⁡G(σ)eθG(σ)(X).(2)\chi_G(X;q)=\sum_{\sigma\in D_G^0}q^{\operatorname{ginv}_G(\sigma)}e_{\theta_G(\sigma)}(X). \tag*{(2)}

In particular every elementary coefficient of χG(X;q)\chi_G(X;q) belongs to N[q]\mathbb{N}[q]. The assertion holds as a formal symmetric-function identity, uniformly in nn and GG.

This proves the elementary-positivity part of the Shareshian–Wachs conjecture. The theorem makes no assertion of elementary unimodality. The construction specifies a map on individual inputs: it does not take the elementary coefficient list as input and redistribute permutations according to that list. Its running time may nevertheless be large.

For example, let GG be the path 11–22–33. Its expansion is

χG(X;q)=qe(2,1)(X)+(1+q+q2)e(3)(X).\chi_G(X;q)=q e_{(2,1)}(X)+(1+q+q^2)e_{(3)}(X).

Write mλm_{\lambda} for the sum of the distinct monomials with exponent multiset λ\lambda. To check this directly, the colorings with a repeated color contribute qm(2,1)(X)q m_{(2,1)}(X), while those with three distinct colors contribute (1+4q+q2)m(1,1,1)(X)(1+4q+q^2)m_{(1,1,1)}(X). Now use e(2,1)=m(2,1)+3m(1,1,1)e_{(2,1)}=m_{(2,1)}+3m_{(1,1,1)} and e(3)=m(1,1,1)e_{(3)}=m_{(1,1,1)}. The domain DG0D_G^0 consists of 123, 132, 213, 321, with graph-inversion degrees 0, 1, 1, 2. The theorem assigns one of the two degree-one permutations to (2,1)(2,1) and the other three permutations to (3)(3). Thus the map refines the degree count by an entire elementary partition. Equation (1.3) alone does not specify which of 132 and 213 receives which partition; the procedure in Section 6 makes that individual choice.

The positivity question is difficult because the coloring definition already has nonnegative coefficients in the monomial variables, whereas rewriting it in the elementary basis can involve subtraction. Our proof separates this issue from the individual assignment. It first identifies each relevant elementary coefficient with a positive algebraic object. It then realizes the algebraic identities by finite bijections between ordered collections of independent sets. Neither stage uses the sought elementary coefficient list as input to the permutation rule.

History and significance

The problem grew out of positivity questions for immanants of Jacobi–Trudi matrices, studied by Haiman and by Stanley and Stembridge [24, 41]. Stanley introduced the chromatic symmetric function as a symmetric-function refinement of the chromatic polynomial [39]; it is the specialization of Equation (1) at q=1q=1. In this language, the Stanley–Stembridge conjecture asks for elementary positivity of the incomparability graphs of (3+1)(3+1)-free posets [41], Conjecture 5.5}. The incomparability graph joins two elements exactly when neither is below the other. A poset is (3+1)(3+1)-free if it has no induced three-element chain together with an element incomparable to that chain. Guay-Paquet’s reduction expresses its chromatic symmetric function as a nonnegative rational combination of those of unit interval orders [22], Theorem 5.1}. Their naturally labeled incomparability graphs are the graphs in Theorem 1.1. Specializing our theorem at q=1q=1 therefore also proves the classical positivity theorem, previously established by Hikita [26].

Positive expansions in other bases provided important earlier structure. Haiman’s immanant results imply Schur positivity for incomparability graphs of (3+1)(3+1)-free posets [24]; Gasharov gave a positive formula using poset tableaux [17]. Chow’s quasisymmetric expansion related chromatic symmetric functions to permutation descents [8]. Shareshian and Wachs introduced the qq-refinement in Equation (1), proved its symmetry and Schur positivity for natural unit interval graphs, and formulated the elementary-positivity and elementary-unimodality conjecture [36, 37]. Their acyclic-orientation formula gives elementary coefficients after grouping partitions by their number of parts [37], Theorem 5.3}; Athanasiadis supplied a power-sum expansion [2]. These descriptions do not determine a nonnegative coefficient formula for each elementary partition.

The geometric connection gives another reason to study the qq-grading. Tymoczko constructed permutation actions on equivariant cohomology [42], and Shareshian and Wachs related their chromatic functions conjecturally to the graded representation on regular semisimple Hessenberg varieties [36, 37]. Brosnan–Chow and Guay-Paquet proved this representation-theoretic identity [6, 23]. That result is distinct from the elementary-positivity assertion addressed here. Geometric, combinatorial and algebraic approaches subsequently established positivity for substantial families: abelian Hessenberg varieties [25], classes treated by explicit elementary expansions [7], melting lollipops [27], and the qq-rook formulas for abelian Dyck paths [10]. The modular law also provided a systematic tool for organizing chromatic functions and their relations [1].

Hikita’s proof uses a probabilistic formula [26]. His formula gives numerical nonnegativity for every positive real qq, while its rational qq-weights do not establish coefficientwise nonnegativity in N[q]\mathbb{N}[q]; the refined conjecture remains explicitly distinguished in [26], Section 1.3. Griffin, Mellit, Romero, Weigl and Wen gave an independent proof through Macdonald expansions, recovering Hikita’s elementary formula [19]. Further developments include positivity at q=1q = 1 of the Abreu–Nigro gg-functions, proved by Huh, Hwang, Kim, Kim and Oh as a refinement of Hikita’s theorem [28], Chow’s combinatorial interpretation of the probabilities [9], and lower bounds for elementary coefficients studied by Siegl [38]. Theorem 1.1 gives a formal polynomial formula with nonnegative integer coefficients and an individual assignment preserving the specified graph-inversion weight.

The representation identity and Theorem 1.1 give the following degreewise consequence.

Corollary 1.2 (Young permutation modules in Hessenberg cohomology). Let n≥1n \ge1, let hh be as above with graph G=G(h)G = G(h), and let S∈Mn(C)S \in M_n(\mathbb{C}) be regular semisimple. Write

Hess⁡(S,h)={F∙∈Flag⁡(Cn):SFi⊆Fh(i) for all i}.\operatorname{Hess}(S,h)=\{F_{\bullet}\in\operatorname{Flag}(\mathbb{C}^{n}):SF_i\subseteq F_{h(i)}\text{ for all }i\}.

For λ=(λ1,…,λℓ)⊢n\lambda= (\lambda_1,\ldots,\lambda_{\ell}) \vdash n, let Mλ=Ind⁡SλSn1CM^{\lambda} = \operatorname{Ind}_{S_{\lambda}}^{S_n} \mathbf{1}_{\mathbb{C}} be the Young permutation module, where Sλ=Sλ1×⋯×SλℓS_{\lambda} = S_{\lambda_1} \times\cdots\times S_{\lambda_{\ell}} is the standard Young subgroup, and put

mλ,d(h)=#{σ∈DG0:θG(σ)=λ, ginv⁡G(σ)=d}.m_{\lambda,d}(h)=\#\{\sigma\in D_G^0:\theta_G(\sigma)=\lambda,\ \operatorname{ginv}_G(\sigma)=d\}.

Then for every integer d≥0d \ge0, under Tymoczko’s dot action on ordinary cohomology there is an abstract C[Sn]\mathbb{C}[S_n]-module isomorphism

H2d(Hess⁡(S,h);C)≅⨁λ⊢n(Mλ)⊕mλ,d(h).H^{2d}(\operatorname{Hess}(S,h);\mathbb{C})\cong\bigoplus_{\lambda\vdash n}(M^{\lambda})^{\oplus m_{\lambda,d}(h)}.

Proof. Write ch⁡\operatorname{ch} for the Frobenius characteristic and ω\omega for the usual symmetric-function involution, so ω(eλ)=hλ\omega(e_{\lambda}) = h_{\lambda}, the product of complete homogeneous symmetric functions. The identity of Brosnan–Chow [6] and Guay-Paquet [23], followed by Equation (2), gives

ch⁡H2d(Hess⁡(S,h);C)=[qd]ωχG(X;q)=∑λ⊢nmλ,d(h)hλ.\operatorname{ch} H^{2d}(\operatorname{Hess}(S,h);\mathbb{C})=[q^d]\omega\chi_G(X;q)=\sum_{\lambda\vdash n}m_{\lambda,d}(h)h_{\lambda}.

Since ch⁡Mλ=hλ\operatorname{ch}M^{\lambda}=h_{\lambda} [6], proof of Proposition 10, injectivity of the Frobenius characteristic and complete reducibility of finite-dimensional complex SnS_n-modules give the isomorphism. The argument supplies no preferred isomorphism, geometric basis, or compatibility with cup product.

There is also a direct precedent for asking for a partition-valued permutation rule. Stanley and Stembridge proposed such an assignment on their compatible permutations [41], Remark 5.6. That proposal concerns the ungraded elementary expansion. The rule here retains the full graph-inversion degree and specifies a terminating procedure on each input. The finite cancellation used to pass from required ascents to exact ascents belongs to the bijective-cancellation tradition represented by the Garsia–Milne involution principle [16].

Our algebraic reduction likewise has substantial antecedents. Stanley’s graph specialization [40], Section 2, chromatic functions in noncommuting variables [18], and the noncommutative symmetric-function methods of Fomin–Greene and Blasiak–Fomin [3], [14] provide a framework for commuting symmetric expressions inside a noncommutative algebra. Hwang’s noncommutative PP-symmetric functions [29] and the poset algebras of Blasiak, Eriksson, Pyrlyavskyy and Siegl [4] provide direct predecessors of the graph-alphabet evaluation and its elementary/monomial coefficient pairing. We give a short proof in the centered quantum torus conventions needed for the subsequent argument.

The positive factorization and transport stages use the mathematical framework of Hall algebras and scattering diagrams. Ordered slope factorization and polynomial shuffle products were developed in [31, 34], with semistable quotient and integrality results in [12, 13, 15]. The connection from Hall factorization to wall transformations appears in Reineke’s Poisson automorphisms and Bridgeland’s stability scattering diagrams [5, 35]. Scattering constructions originate in work of Kontsevich–Soibelman and Gross–Siebert [20, 30, 32]; theta bases and mutation are central to the cluster framework of Gross–Hacking–Keel–Kontsevich [21], and Davison–Mandel prove strong quantum positivity [11]. We prove the particular reordering, completion and transport statements needed here with their explicit gradings and finite coefficient bounds. The graph-specific step is then an identification: general positivity of theta sections does not itself show that a graph-alphabet monomial symmetric function is one such section. The triangular chart below proves that identity before the packet construction extracts the individual witness.

Proof structure

The first reduction replaces colorings by coefficients in an algebra whose monomials record vertex multiplicities. Write q=v2q=v^2 and let XmX_m denote the basis monomial indexed by a vertex-multiplicity vector mm. Multiplication of these monomials is twisted by an alternating form recording ordered edges. For a larger unit interval graph Γ\Gamma containing GG, let EkE_k be the sum of the monomials of independent kk-sets. We prove that the EkE_k commute, so they may be evaluated as elementary symmetric functions ek(Y)e_k(Y) of a formal alphabet YY. If uu is the sum of the original vertex exponents and M=∣E(G)∣M=\lvert E(G)\rvert, the elementary coefficient becomes

[eλ(X)]χG(X;v2)=vM[Xu]mλ(Y).[e_\lambda(X)]\chi_G(X;v^2)=v^M[X_u]m_\lambda(Y).

Here mλm_\lambda is the monomial symmetric function. The identity is proved in Proposition 2.3.

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