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The Pólya–Vinogradov inequality with log log q for every character

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Abstract

Let χ\chi be a primitive Dirichlet character modulo q≥3q\ge3 and let M(χ)M(\chi) be the largest modulus of a partial sum ∑n≤xχ(n)\sum_{n\le x}\chi(n). The Pólya–Vinogradov inequality bounds M(χ)M(\chi) by a constant times qlog⁡q\sqrt q\log q. Paley showed that qlog⁡log⁡q\sqrt q\log\log q is the most that can be hoped for, and Montgomery and Vaughan proved that this is the truth if the generalised Riemann hypothesis holds. Without any hypothesis we prove that M(χ)≤Cqlog⁡log⁡qM(\chi)\le C\sqrt q\log\log q for every primitive character χ\chi to every modulus q≥3q\ge3, with an absolute constant CC, and that ∣L′/L(1,χ)∣≤Clog⁡log⁡q|L'/L(1,\chi)|\le C\log\log q for every nonprincipal character. We also prove, from the elementary bounds of Chebyshev alone, that for every ε>0\varepsilon>0 there is a constant CεC_\varepsilon such that at most qεq^{\varepsilon} of the primitive characters modulo qq have M(χ)>Cεqlog⁡log⁡qM(\chi)>C_\varepsilon\sqrt q\log\log q, and at most qεq^{\varepsilon} of the nonprincipal characters have ∣L′/L(1,χ)∣>Cεlog⁡log⁡q|L'/L(1,\chi)|>C_\varepsilon\log\log q. The proof has two parts. The first is a transfer theorem for a single character: if θ<1\theta<1 is fixed and the LL-functions of the twists χψ\chi\psi of χ\chi by the characters ψ\psi of the moduli up to (log⁡q)16(\log q)^{16} have no zero in the rectangle ℜs>θ\Re s>\theta, ∣ℑs∣≤5q2|\Im s|\le5q^2, then M(χ)≤Cθqlog⁡log⁡qM(\chi)\le C_\theta\sqrt q\log\log q. It is proved by a contour shift for Riesz means of prime sums, a dissection of the circle into major and minor arcs, and a weak form of the Montgomery–Vaughan bound for exponential sums with multiplicative coefficients, which we prove with Selberg's sieve as the only arithmetic input. The second part counts the characters that fail the hypothesis of the transfer theorem by a zero-density theorem in the manner of Ingham and Montgomery, which bounds the number of zeros of all LL-functions to a modulus in such a rectangle by a power of the modulus that tends to zero as θ\theta tends to one. The same transfer theorem shows that a zero-free half-plane ℜs>θ\Re s>\theta for all Dirichlet LL-functions gives the bound for every character, and such a half-plane exists: OpenAI has proved that every Dirichlet LL-function, and every finite-order Hecke LL-function over Q(−3)\mathbb Q(\sqrt{-3}), has no zero with ℜs>11/12\Re s>11/12, by a mean square of twisted Möbius sums over the Eisenstein integers, two Poisson summations, the transformation of Kubota's cubic theta function and the quadratic large sieve. Their proof is reproduced in full in a second appendix, with credit to them, so that the paper is complete in itself: the zero-density theorem is proved in the first appendix with explicit constants, and every statement of the paper is proved in the text.

Note. The results of this paper were first made public on 15 October 2026, as release v1.0.0 of the repository https://github.com/creelie/Breakthrough-problems-3 (concept DOI 10.5281/zenodo.23383715); later versions are archived on Zenodo as 10.5281/zenodo.23563651, 10.5281/zenodo.23629139, 10.5281/zenodo.23629649, 10.5281/zenodo.23637263 and 10.5281/zenodo.23638793. An earlier and incomplete version of the paper appeared on Hexagon on 15 October 2026 as the preprint hexagon:2610.00256, available at https://hexagonmath.org/2610.00256, and was revised there on 21 October 2026. That version claimed the bound qlog⁡log⁡q\sqrt q\log\log q for every primitive character; it deduced it from a zero-free half-plane for all Dirichlet LL-functions announced in an unrefereed preprint of another group, which was cited as an external input, and it had a short abstract. The second version, release v2.0.0 of the same repository, archived as 10.5281/zenodo.23671158, proved every statement except that one in the paper, the zero-density theorem of Montgomery included, from Chebyshev’s bounds alone, and stated the bound for every character as a theorem resting on the zero-free half-plane Re⁡s>7/8\operatorname{Re} s > 7/8 of that preprint, whose machine-checked proof the authors compiled and checked. In this version the paper is complete in itself: Appendix B reproduces in full, with credit to OpenAI, their proof of the zero-free half-plane Re⁡s>11/12\operatorname{Re} s > 11/12 for all finite-order Hecke LL-functions over Q(−3)\mathbb{Q}(\sqrt{-3}), from which Theorem 1.5 follows by the transfer theorem, and the title states the result for every character. The source of this revision is in release v3.0.0 of the same repository, archived as 10.5281/zenodo.23672710, with programs that check the explicit constants of the proofs, compute the sums of this paper for small moduli, and contain the compiled Lean 4 proof of the half-plane Re⁡s>7/8\operatorname{Re} s > 7/8 as an independent check.

Introduction

Let χ\chi be a primitive Dirichlet character modulo q≥3q \ge3 and put

M(χ)=max⁡x≥1∣∑n≤xχ(n)∣.M(\chi) = \max_{x \ge1} \left|\sum_{n \le x} \chi(n)\right|.

The Pólya–Vinogradov inequality states that M(χ)≪qlog⁡qM(\chi) \ll\sqrt{q}\log q [6 Chapter 23].1 Paley proved that the factor log⁡q\log q cannot be replaced by anything smaller than log⁡log⁡q\log\log q: for infinitely many primitive quadratic characters M(χ)>cqlog⁡log⁡qM(\chi) > c\sqrt{q}\log\log q [25]. Montgomery and Vaughan proved the matching upper bound M(χ)≪qlog⁡log⁡qM(\chi) \ll\sqrt{q}\log\log q under the generalised Riemann hypothesis [22]. Without hypothesis, Granville and Soundararajan lowered the exponent of log⁡q\log q for characters of fixed odd order [10],2 and Bober, Goldmakher, Granville and Koukoulopoulos determined the distribution of M(χ)/(qlog⁡log⁡q)M(\chi)/(\sqrt{q}\log\log q) over the characters to a prime modulus in the range where that ratio is at most log⁡log⁡q\log\log q minus a large constant [4].

Montgomery and Vaughan use the Riemann hypothesis in one place: on the major arcs of a circle method, for the prime sums of the characters χψ\chi\psi twisted by additive characters, where ψ\psi runs over the characters of a small modulus rr. What that step needs is a power saving in these prime sums up to the height qq, and a power saving follows from the absence of zeros of L(s,χψ)L(s,\chi\psi) in a rectangle of fixed width to the left of the line Re⁡s=1\operatorname{Re} s = 1 and of height a power of qq. Our first theorem makes this precise.

Theorem 1.1 (transfer theorem). Let 1/2≤θ<11/2 \le\theta< 1. There is a constant CθC_\theta with the following property. Let χ\chi be a primitive character modulo q≥3q \ge3, put M=⌈log⁡q⌉M = \lceil\log q\rceil and R=M16R = M^{16}, and suppose that for every r≤Rr \le R and every character ψ\psi modulo rr,

L(s,χψ)≠0for Re⁡s>θ, ∣ℑs∣≤5q2.(1)L(s,\chi\psi) \ne0 \qquad\text{for } \operatorname{Re} s > \theta,\ |\Im s| \le5q^2. \tag*{(1)}

Then M(χ)≤Cθqlog⁡log⁡qM(\chi) \le C_\theta\sqrt{q}\log\log q.

The number of zeros of all the LL-functions to a modulus in such a rectangle is bounded by a zero-density theorem of the kind first proved by Ingham and Montgomery, Theorem 2.3 below, which we prove in Appendix A: the bound is a power of the modulus whose exponent tends to zero as θ\theta tends to one, times a power of the logarithm. Counting the characters χ\chi for which (1.1) fails gives our main result.

Theorem 1.2. For every ε>0\varepsilon> 0 there is a constant CεC_\varepsilon such that for every q≥3q \ge3 the number of primitive characters χ\chi modulo qq with

M(χ)>Cεqlog⁡log⁡qM(\chi) > C_\varepsilon\sqrt{q}\log\log q

is at most qεq^\varepsilon.

For a prime qq there are q−2q-2 primitive characters, so Theorem 1.2 gives the bound of Montgomery and Vaughan for all but a vanishing proportion qε−1q^{\varepsilon-1} of them. We do not know a reference for this statement. The results of Granville and Soundararajan and of Bober, Goldmakher, Granville and Koukoulopoulos on the distribution of large character sums [10, 4] are proved by a different method, through the structure of the characters with large sums, and they bound the number of characters with M(χ)M(\chi) above a given multiple of qlog⁡log⁡q\sqrt{q}\log\log q only in the range of multiples below log⁡log⁡q\log\log q minus a large constant; the complementary range, which is the one of Theorem 1.2, is where the zero-density theorem enters.

The transfer theorem also shows what a zero-free half-plane gives.

Corollary 1.3. Let 1/2≤θ<11/2 \le\theta< 1 and suppose that L(s,ξ)≠0L(s,\xi) \ne0 for Re⁡s>θ\operatorname{Re}s > \theta for every nonprincipal Dirichlet character ξ\xi. Then M(χ)≤Cθqlog⁡log⁡qM(\chi) \le C_\theta\sqrt{q}\log\log q for every primitive character χ\chi modulo q≥3q \ge3, with the constant of Theorem 1.1.

Such a half-plane exists, with θ=11/12\theta= 11/12: it is Theorem B.1 of Appendix B, due to OpenAI, and Theorem 1.5 below records what it gives.

The same zero-free rectangle controls the logarithmic derivative of L(s,χ)L(s,\chi) at s=1s=1, and here the rectangle needed is small: its height is a power of log⁡q\log q.

Theorem 1.4. For every ε>0\varepsilon> 0 there is a constant CεC_\varepsilon such that for every q≥3q \ge3 the number of nonprincipal characters χ\chi modulo qq with

∣L′L(1,χ)∣>Cεlog⁡log⁡q\left|\frac{L'}{L}(1,\chi)\right| > C_\varepsilon\log\log q

is at most qεq^\varepsilon.

Theorems 1.1 to 1.4 are proved in this paper from Chebyshev’s bounds alone; the zero-density theorem they use is proved in Appendix A. The bound for every character needs a zero-free half-plane for all Dirichlet LL-functions, and one is now known. OpenAI has proved that every finite-order Hecke LL-function over Q(−3)\mathbb{Q}(\sqrt{-3}) has no zero with Re⁡s>11/12\operatorname{Re}s > 11/12 [24]; by base change, LK(s,χ∘N)=L(s,χ)L(s,χχ−3)L_K(s,\chi\circ N)=L(s,\chi)L(s,\chi\chi_{-3}) for a Dirichlet character χ\chi, so no Dirichlet LL-function has a zero there either. The proof works with the Möbius function of the Eisenstein integers: a zero to the right of the line Re⁡s=11/12\operatorname{Re}s = 11/12 would prevent a power saving in the smoothed Möbius sums of the field, and that power saving is obtained from a mean square over a family of such sums twisted by sextic residue symbols, which is estimated by two applications of Poisson summation, the transformation of Kubota’s cubic theta function at the cusps, Patterson’s formula for its Fourier coefficients and the quadratic large sieve over number fields. Appendix B reproduces that proof in full, with credit to its authors, so that the paper is complete in itself. The same group had earlier proved the weaker half-plane Re⁡s>7/8\operatorname{Re}s > 7/8 with a proof written in Lean 4 and checked by the Lean kernel against the Mathlib library [23]; we compiled that proof from its source and ran the kernel check ourselves, and the build, its axiom report and a Lean proof of the two bounds below from that input are in the archive cited in the data availability section, as an independent check of the conclusion.

Theorem 1.5. Let θ=11/12\theta= 11/12, and let CθC_\theta and C5C_5 be the constants of Theorem 1.1 and of Proposition 7.1. Then M(χ)≤Cθqlog⁡log⁡qM(\chi) \le C_\theta\sqrt{q}\log\log q for every primitive character χ\chi modulo q≥3q \ge3, and ∣L′/L(1,χ)∣≤C5log⁡log⁡q\left|L'/L(1,\chi)\right| \le C_5\log\log q for every nonprincipal character χ\chi modulo q≥3q \ge3.

Proof. By Theorem B.1, L(s,ξ)≠0L(s,\xi) \ne0 for Re⁡s>11/12\operatorname{Re}s > 11/12 for every nonprincipal Dirichlet character ξ\xi. The first bound is then Corollary 1.3 with θ=11/12\theta= 11/12. For the second, L(s,χ)≠0L(s,\chi) \ne0 in the rectangle of Proposition 7.1, which gives the bound. □\square

The constants of Theorem 1.5 are absolute. Since the half-plane Re⁡s>7/8\operatorname{Re}s > 7/8 of [23] is wider, the same proof with θ=7/8\theta= 7/8 gives the two bounds with the smaller constants C7/8C_{7/8} and C5C_5; the statement with θ=11/12\theta= 11/12 is the one whose proof is in this paper. Under the generalised Riemann hypothesis the bound ∣L′/L(1,χ)∣≪log⁡log⁡q\left|L'/L(1,\chi)\right| \ll\log\log q holds for every nonprincipal character [18]. The constants CεC_\varepsilon of Theorems 1.2 and 1.4 tend to infinity as ε\varepsilon tends to zero, since θ=1−ε/48\theta= 1 - \varepsilon/48 enters the proof through the width 1−θ1 - \theta of the zero-free rectangle; in the proof they grow like a power of 1/ε1/\varepsilon. The exceptional characters are those whose LL-function, or one of whose twists by a character of small modulus, has a zero near the line Re⁡s=1\operatorname{Re}s = 1 at a height at most 5q25q^2; the theorems say nothing about those characters, and the Euler–Kronecker constant of Q(ζq)\mathbb{Q}(\zeta_q), which is a sum over all the characters modulo qq, is not controlled by them.

The proof

Figure 1 shows how the parts fit together. Lemma 5.1 reduces M(χ)M(\chi) to the sums ∑m≤Hχ‾(m)e(mβ)/m\sum_{m\le H}\overline{\chi}(m)e(m\beta)/m with H≤q/2H\le q/2. On the major arcs, where β\beta is close to a fraction with denominator at most RR, the integers mm with a large prime factor are written as pm′pm', the additive character e(pmb/r)e(pmb/r) is expanded in the multiplicative characters ψ\psi modulo rr, and the prime sums of χψ\chi\psi are bounded with a power saving by a contour shift for the Riesz mean ∑n≤xχψ(n)Λ(n)(1−n/x)\sum_{n\le x}\chi\psi(n)\Lambda(n)(1-n/x), Proposition 3.7. The contour is a rectangle of height x2x^2 and not a whole vertical strip, which is why the hypothesis (1.1) is a rectangle and not a half-plane: on the line Re⁡s=2\operatorname{Re}s=2 the kernel xs/(s(s+1))x^s/(s(s+1)) decays like ∣Im⁡s∣−2|\operatorname{Im}s|^{-2}, so the part of the integral above the height x2x^2 is bounded by a constant. On the minor arcs the sum is bounded by Theorem 4.1, a weak form of the theorem of Montgomery and Vaughan on exponential sums with multiplicative coefficients, whose proof needs only the spacing of the multiples of β\beta and Selberg’s upper bound for prime pairs. The integers with only small prime factors are few enough to be counted trivially. Section 6 counts the characters for which (1.1) fails: a zero of L(s,χψ)L(s,\chi\psi) is a zero of the LL-function of a character modulo qrqr, the map χ↦χψ\chi\mapsto\chi\psi is injective for fixed ψ\psi, and Theorem 2.3 bounds the zeros of all the characters modulo qrqr with r≤Rr\le R together. Section 7 proves Theorem 1.4 by the same contour shift, now crossing the pole of L′/L(s+1,χ)/(s(s+1))L'/L(s+1,\chi)/(s(s+1)) at s=0s=0, whose residue is L′/L(1,χ)L'/L(1,\chi). Appendix B proves the zero-free half-plane that Theorem 1.5 feeds into the transfer theorem; Figure 4 there shows its parts. The counting arguments are of the same kind as the counts attached to finite complexes and group actions in the authors’ earlier work [1, 2, 3].

The paper is organised as follows. Section 2 collects Chebyshev’s bounds, Selberg’s sieve and the zero-density theorem. Section 3 bounds Riesz means of prime sums by a contour shift in a rectangle. Section 4 proves the bound for exponential sums with multiplicative coefficients. Section 5 proves Theorem 1.1, Section 6 proves Theorem 1.2 and Corollary 1.3, and Section 7 proves Theorem 1.4.

Preliminaries

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