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The Bernstein homomorphism via Aguiar-Bergeron-Sottile universality

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Abstract

If H is a commutative connected graded Hopf algebra over a commutative ring k, then a certain canonical k-algebra homomorphism H -> H (x) QSym is defined, where QSym denotes the Hopf algebra of quasisymmetric functions over k. This homomorphism generalizes the "internal comultiplication" on QSym, and extends what Hazewinkel (in Section 18.24 of his "Witt vectors") calls the Bernstein homomorphism. We construct this homomorphism with the help of the universal property of QSym as a combinatorial Hopf algebra (a well-known result by Aguiar, Bergeron and Sottile) and extension of scalars (the commutativity of H allows us to consider, for example, H (x) QSym as an H-Hopf algebra, and this change of viewpoint significantly extends the reach of the universal property).

One of the most important aspects of QSym (the Hopf algebra of quasisymmetric functions) is a universal property discovered by Aguiar, Bergeron and Sottile in 2003 [2]; among other applications, it gives a unifying framework for various quasisymmetric and symmetric functions constructed from combinatorial objects (e.g., the chromatic symmetric function of a graph).

On the other hand, let Λk\Lambda_k be the Hopf algebra of symmetric functions over a commutative ring k\mathbf{k}. If HH is any commutative cocommutative connected graded k\mathbf{k}-Hopf algebra, then a certain k\mathbf{k}-algebra homomorphism H→H⊗ΛkH \to H \otimes\Lambda_k (not a Hopf algebra homomorphism!) was defined by Joseph N. Bernstein, and used by Zelevinsky in [Zelevi81, §5.2] to classify PSH-algebras. In [Haz08, §18.24], Hazewinkel observed that this homomorphism generalizes the second comultiplication of Λk\Lambda_k, and asked for “more study” and a better understanding of this homomorphism.

In this note, I shall define an extended version of this homomorphism: a k\mathbf{k}-algebra homomorphism H→H⊗QSym⁡kH \to H \otimes\operatorname{QSym}_k for any commutative (but not necessarily cocommutative) connected graded k\mathbf{k}-Hopf algebra HH. This homomorphism, which I will call the Bernstein homomorphism, will generalize the second comultiplication of QSym⁡k\operatorname{QSym}_k, or rather its variant with the two tensorands flipped. When HH is cocommutative, this homomorphism has its image contained in H⊗ΛkH \otimes\Lambda_k and thus becomes Bernstein’s original homomorphism.

The Bernstein homomorphism H→H⊗QSym⁡kH \to H \otimes\operatorname{QSym}_k is not fully new (although I have not seen it appear explicitly in the literature). Its dual version is a coalgebra homomorphism H′⊗NSym⁡k→H′H' \otimes\operatorname{NSym}_k \to H', where H′H' is a cocommutative connected graded Hopf algebra; i.e., it is an action of NSym⁡k\operatorname{NSym}_k on any such H′H'. This action is implicit in the work of Patras and Reutenauer on descent algebras, and a variant of it for Hopf monoids instead of Hopf algebras appears in [1 Propositions 84 and 88, and especially the Remark after Proposition 88]. What I believe to be new in this note is the way I will construct the Bernstein homomorphism: as a consequence of the Aguiar-Bergeron-Sottile universal property of QSym, but applied not to the k\mathbf{k}-Hopf algebra QSym⁡k\operatorname{QSym}_k but to the HH-Hopf algebra QSym⁡H\operatorname{QSym}_H. The commutativity of HH is being used here to deploy HH as the base ring.

Acknowledgments

Thanks to Marcelo Aguiar for enlightening discussions.

Definitions and conventions

For the rest of this note, we fix a commutative ring1 kk. All tensor signs (⊗)(\otimes) without a subscript will mean ⊗k\otimes_k. We shall use the notions of kk-algebras, kk-coalgebras and kk-Hopf algebras as defined (e.g.) in [GriRei14, Chapter 1]. We shall also use the notions of graded kk-algebras, graded kk-coalgebras and graded kk-Hopf algebras as defined in [GriRei14, Chapter 1]; in particular, we shall not use the topologists’ sign conventions2. The comultiplication and the counit of a kk-coalgebra CC will be denoted by ΔC\Delta_C and εC\varepsilon_C, respectively; when the CC is unambiguously clear from the context, we will omit it from the notation (so we will just write Δ\Delta and ε\varepsilon).

If VV and WW are two kk-modules, then we let τV,W\tau_{V,W} be the kk-linear map V⊗W→W⊗VV \otimes W \to W \otimes V, v⊗w↦w⊗vv \otimes w \mapsto w \otimes v. This kk-linear map τV,W\tau_{V,W} is called the twist map, and is a kk-module isomorphism.

The next two definitions are taken from [GriRei14, §1.4]3:

Definition 1.1. Let AA be a kk-algebra. Let mAm_A denote the kk-linear map A⊗A→AA \otimes A \to A, a⊗b↦aba \otimes b \mapsto ab. Let uAu_A denote the kk-linear map k→Ak \to A, λ↦λ⋅1A\lambda\mapsto\lambda\cdot1_A. (The maps mAm_A and uAu_A are often denoted by mm and uu when AA is unambiguously clear from the context.) For any k∈Nk \in\mathbb{N}, we define a kk-linear map m(k−1):A⊗k→Am^{(k-1)}: A^{\otimes k} \to A recursively as follows: We set m(−1)=uAm^{(-1)} = u_A, m(0)=id⁡Am^{(0)} = \operatorname{id}_A and

m(k)=m∘(id⁡A⊗m(k−1))for every k≥1.m^{(k)} = m \circ\left(\operatorname{id}_A \otimes m^{(k-1)}\right) \qquad\text{for every } k \ge1.

The maps m(k−1):A⊗k→Am^{(k-1)}: A^{\otimes k} \to A are called the iterated multiplication maps of AA.

Notice that for every k∈Nk \in\mathbb{N}, the map m(k−1)m^{(k-1)} is the kk-linear map A⊗k→AA^{\otimes k} \to A which sends every a1⊗a2⊗⋯⊗ak∈A⊗ka_1 \otimes a_2 \otimes\cdots\otimes a_k \in A^{\otimes k} to a1a2⋯aka_1a_2 \cdots a_k.

Definition 1.2. Let CC be a kk-coalgebra. For any k∈Nk \in\mathbb{N}, we define a kk-linear map Δ(k−1):C→C⊗k\Delta^{(k-1)}: C \to C^{\otimes k} recursively as follows: We set Δ(−1)=εC\Delta^{(-1)} = \varepsilon_C, Δ(0)=id⁡C\Delta^{(0)} = \operatorname{id}_C and

Δ(k)=(id⁡C⊗Δ(k−1))∘Δfor every k≥1.\Delta^{(k)} = \left(\operatorname{id}_C \otimes\Delta^{(k-1)}\right) \circ\Delta\qquad\text{for every } k \ge1.

The maps Δ(k−1):C→C⊗k\Delta^{(k-1)}: C \to C^{\otimes k} are called the iterated comultiplication maps of CC.

A composition shall mean a finite sequence of positive integers. The size of a composition α=(α1,α2,…,αk)\alpha=(\alpha_1,\alpha_2,\ldots,\alpha_k) is defined to be the nonnegative integer α1+α2+⋯+αk\alpha_1+\alpha_2+\cdots+\alpha_k, and is denoted by ∣α∣|\alpha|. Let Comp⁡\operatorname{Comp} denote the set of all compositions. Let N\mathbb{N} denote the set {0,1,2,…}\{0,1,2,\ldots\}.

Definition 1.3. Let HH be a graded k\mathbf{k}-module. For every n∈Nn\in\mathbb{N}, we let πn:H→H\pi_n:H\to H be the canonical projection of HH onto the nn-th graded component HnH_n of HH. We shall always regard πn\pi_n as a map from HH to HH, not as a map from HH to HnH_n, even though its image is HnH_n.

For every composition α=(a1,a2,…,ak)\alpha=(a_1,a_2,\ldots,a_k), we let πα:H⊗k→H⊗k\pi_\alpha:H^{\otimes k}\to H^{\otimes k} be the tensor product πa1⊗πa2⊗⋯⊗πak\pi_{a_1}\otimes\pi_{a_2}\otimes\cdots\otimes\pi_{a_k} of the canonical projections πai:H→H\pi_{a_i}:H\to H. Thus, the image of πα\pi_\alpha can be identified with Ha1⊗Ha2⊗⋯⊗HakH_{a_1}\otimes H_{a_2}\otimes\cdots\otimes H_{a_k}.

Let QSym⁡k\operatorname{QSym}_{\mathbf{k}} denote the k\mathbf{k}-Hopf algebra of quasisymmetric functions defined over k\mathbf{k}. (This is defined and denoted by QSym⁡\operatorname{QSym} in [2 §3]; it is also defined and denoted by QSym⁡\operatorname{QSym} in [GriRei14, Chapter 5].) We shall follow the notations and conventions of [GriRei14, §5.1] as far as QSym⁡k\operatorname{QSym}_{\mathbf{k}} is concerned; in particular, we regard QSym⁡k\operatorname{QSym}_{\mathbf{k}} as a subring of the ring k[[x1,x2,x3,…]]\mathbf{k}[[x_1,x_2,x_3,\ldots]] of formal power series in countably many indeterminates x1,x2,x3,…x_1,x_2,x_3,\ldots.

References

  1. [1]Marcelo Aguiar, Swapneel Mahajan, Hopf monoids in the category of species, Contemporary Mathematics 585 (2013), pp. 17–124. http://www.math.cornell.edu/~maguiar/hmonoid.pdfarxiv.org/abs/1210.3120
  2. [2]Marcelo Aguiar, Nantel Bergeron, Frank Sottile, Combinatorial Hopf algebras and generalized Dehn-Sommerville relations, Compositio Mathematica 142 (2006) 1-30. Updated version 2011 on Aguiar’s website: http://www.math.cornell.edu/~maguiar/pubs.htmlDOI
  3. [3]Gerard H. E. Duchamp, Florent Hivert, Jean-Christophe Novelli, Jean-Yves Thibon, Noncommutative Symmetric Functions VII: Free Quasi-Symmetric Functions Revisited, Annals of Combinatorics 15 (2011), pp. 655–673, arXiv:0809.4479v2. http://arxiv.org/abs/0809.4479v2
  4. [4]Benoit Fresse, Homotopy of operads & Grothendieck-Teichmüller groups, First Volume, preprint, 30 January 2016. http://math.univ-lille1.fr/~fresse/OperadHomotopyBook/OperadHomotopy-FirstVolume.pdf

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