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Mass Gap of Four-Dimensional Lattice Yang–Mills Theory for Every Compact Simple Group

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Abstract

We prove that four-dimensional lattice Yang–Mills theory with any compact simple gauge group has a unique infinite-volume state, exponential clustering and an explicit transfer-matrix gap at couplings past the curvature limit of the ungauged measure, up to βW=0.345\beta_W=0.345 for \SU(2) and βW=0.76\beta_W=0.76 for \SU(3), in a gauge that fixes one link of every plaquette. We prove that a Dobrushin–Shlosman estimate in one cube of fixed physical size, or any exponential decay of renormalised correlations in physical units, gives a mass gap for every continuum limit. The cube estimate is open along the continuum tuning; for \SU(N) it needs cubes of side at least of order (βW/log⁡βW)1/4(\beta_W/\log\beta_W)^{1/4}. For block averages, a cut-off of Bałaban's average composes across all scales on fields of small curvature for every compact group, and under the \SU(2) Wilson measure the large fields form clusters of vanishing physical size.

Introduction

Wilson’s lattice gauge theory [77] assigns an element QeQ_e of a compact group G⊂U(N)G \subset U(N) to every link ee of Z4\mathbb{Z}^4 and weighs a configuration by exp⁡(NβW∑pRe⁡Tr⁡Qp)\exp(N\beta_{\mathrm{W}}\sum_p \operatorname{Re}\operatorname{Tr} Q_p), where QpQ_p is the ordered product of the four link variables around the plaquette pp.1 At small ∣β∣|\beta| the theory is under control: it has a unique infinite-volume state, correlations decay exponentially, and the transfer matrix has a gap [64, 68].2 The question is how far into the coupling range such statements can be proved with explicit constants, since the problem of the continuum limit [47] begins where strong coupling ends and Bałaban’s weak-coupling analysis [5, 6, 7] takes over.

Two methods give explicit ranges. The Bakry–Émery method [3, 4] of Shen, Zhu and Zhu [69] bounds the Hessian of the action; in [14] we showed that the sharp bound is 4d=164d=16 and that no curvature argument for the ungauged measure goes beyond ∣β∣<1/32|\beta|<1/32. The Dobrushin method [29, 30]3 bounds the influence of each link on the conditional law of another; for SU(2) the single-link conditional law is a von Mises–Fisher law on the three-sphere, the sharp Kantorovich modulus4 of that family is one quarter [14] (Theorem 125 in Appendix § 1), and every link has eighteen partners, which gives βW<2/9\beta_{\mathrm{W}}<2/9 and nothing beyond, because the coefficients are attained.

Both limits come from the same count. A link of Z4\mathbb{Z}^{4} lies in six plaquettes and shares each with three other links. Gauge invariance makes part of this redundant: in a box, the variables on a forest of links can be set to the identity without changing any gauge-invariant expectation [26].5 The forest we use is a field of straight lines with one line through every site, chosen so that every plaquette contains exactly one fixed link. Then every free link has exactly twelve free partners, two in each of its plaquettes (Lemma 9), and both methods improve.

Theorem 1 (SU(2)). Let G=SU(2)G=\mathrm{SU}(2) and 0≤βW<130\leq\beta_{\mathrm{W}}<\frac{1}{3}. For every gauge-invariant local observable OO the expectations WΛ(O)W_{\Lambda}(O) in boxes with free boundary converge, along every sequence of boxes that exhausts Z4\mathbb{Z}^{4}, to a limit ω(O)\omega(O) that does not depend on the sequence. The state ω\omega is invariant under translations and the hypercubic group and reflection positive;6 truncated correlations of Lipschitz observables decay at every rate below −log⁡(3βW)-\log(3\beta_{\mathrm{W}}); and the transfer matrix has spectral gap

m≥−log⁡(3βW)>0.m\geq-\log(3\beta_{\mathrm{W}})>0.

For −13<βW<0-\frac{1}{3}<\beta_{\mathrm{W}}<0 all statements except reflection positivity and the gap hold.

The step behind Theorem 1 is short once the line field is in place. The number 13\frac{1}{3} is also the end of the road for this kind of argument.

Theorem 2 (Ceiling). Let F′F' be any set of links of Z4\mathbb{Z}^{4} without cycles, and give two distinct links outside F′F' that share a plaquette the coefficient ∣β∣|\beta|, the largest single-link Kantorovich coefficient of SU(2). Then the weighted Dobrushin condition with these coefficients fails for βW≥13\beta_{\mathrm{W}}\geq\frac{1}{3}. For the line field the coefficients are attained, so no single-link Kantorovich argument in that gauge reaches βW=13\beta_{\mathrm{W}}=\frac{1}{3}.

The ceiling concerns coefficients between single links. Take instead as a block the three free links of one plaquette. The free links of the line field split into such triples with period two (Lemma 12), the coupling inside the block plaquette is no longer paid for, and each link keeps ten outside partners. The price is the sensitivity of a law on three spheres instead of one, which we bound analytically by integrating out the middle link of the block.

Theorem 3 (SU(2) with plaquette blocks). Let G=SU(2)G=\mathrm{SU}(2) and 0≤βW≤0.3450\leq\beta_{\mathrm{W}}\leq0.345. The number α(βW)\alpha(\beta_{\mathrm{W}}) of (4) is increasing, α(13)≤0.9561\alpha(\frac{1}{3})\leq0.9561 and α(0.345)≤0.9973\alpha(0.345)\leq0.9973. The conclusions of Theorem 1 hold with decay at every rate below −12log⁡α(βW)-\frac{1}{2}\log\alpha(\beta_{\mathrm{W}}) and a transfer-matrix gap

m≥−12log⁡α(βW)>0;m\geq-\frac{1}{2}\log\alpha(\beta_{\mathrm{W}})>0;

at βW=13\beta_{\mathrm{W}}=\frac{1}{3} this gives m≥0.0224m\geq0.0224. For −0.345≤βW<0-0.345\leq\beta_{\mathrm{W}}<0 all statements except reflection positivity and the gap hold.

At small coupling the rate of Theorem 1 is the better one, so both bounds stand side by side; Theorem 3 matters past βW=13\beta_{\mathrm{W}}=\frac{1}{3}, where the gap of Theorem 1 has closed.

The curvature method gains as well, and for every NN. Let Hess⁡S0\operatorname{Hess}S_{0} be the Hessian of ∑pRe⁡Tr⁡Qp\sum_{p}\operatorname{Re}\operatorname{Tr}Q_{p} on GEG^{E} and FF the set of fixed links.

Theorem 4 (Curvature in the gauge). For every NN, every field QQ and every tangent vector v=(XeQe)v=(X_eQ_e) with Xe=0X_e=0 for e∈Fe\in F,

∣Hess⁡S0(v,v)∣≤292∣v∣2,\lvert\operatorname{Hess}S_0(v,v)\rvert\leq\frac{29}{2}\lvert v\rvert^2,

against the sharp constant 16 without gauge fixing. Consequently, for G=SU(N)G=\mathrm{SU}(N) and ∣β∣<129\lvert\beta\rvert<\frac{1}{29}, or G=SO(N)G=\mathrm{SO}(N), N≥3N\geq3, and ∣β∣<N−258N\lvert\beta\rvert<\frac{N-2}{58N}, the conclusions of Theorem 1 hold with the rate and gap of Theorem 5. For SU(3)\mathrm{SU}(3) this is βW<929=0.310\beta_W<\frac{9}{29}=0.310.

The constant 292\frac{29}{2} is a statement about U(N)\mathrm{U}(N), so it holds on every closed subgroup, and the curvature of the group does the rest. This gives the theorem for every compact simple gauge group, the exceptional groups included, with an explicit gap. Let ρ:G→U(N)\rho:G\to\mathrm{U}(N) be a faithful unitary representation of a compact connected Lie group GG, weigh a configuration by exp⁡(Nβ∑pRe⁡Tr⁡ρ(Qp))\exp(N\beta\sum_p\operatorname{Re}\operatorname{Tr}\rho(Q_p)), and let κG\kappa_G be the least Ricci7 curvature of GG for the bi-invariant metric ⟨X,Y⟩=−Tr⁡(ρ(X)ρ(Y))\langle X,Y\rangle=-\operatorname{Tr}(\rho(X)\rho(Y)); we identify GG with ρ(G)⊂U(N)\rho(G)\subset\mathrm{U}(N).

Theorem 5 (Every compact simple group). Suppose that the Lie algebra of GG is semisimple, so that κG>0\kappa_G>0, and that

N∣β∣<229κG.N\lvert\beta\rvert<\frac{2}{29}\kappa_G.

Then the conclusions of Theorem 1 hold, for β<0\beta<0 all of them except reflection positivity and the gap, with decay at every rate below

mG(β)=arccosh⁡(1+112(κGN∣β∣−292))>0m_G(\beta)=\operatorname{arccosh}\left(1+\frac{1}{12}\left(\frac{\kappa_G}{N\lvert\beta\rvert}-\frac{29}{2}\right)\right)>0

and a transfer-matrix gap m≥mG(β)m\geq m_G(\beta). For a simple GG, κG=h∨/(2ℓρ)\kappa_G=h^\vee/(2\ell_\rho), where h∨h^\vee is the dual Coxeter number and ℓρ\ell_\rho the Dynkin index of ρ\rho; Table I lists the values.

For SU(N)\mathrm{SU}(N), κG=N/2\kappa_G=N/2, and for SO(N)\mathrm{SO}(N), κG=(N−2)/4\kappa_G=(N-2)/4, so Theorem 5 contains the ranges of Theorem 4 and supplies their rate.8 For small ∣β∣\lvert\beta\rvert the existence of a gap is classical for every compact group, with no explicit range [64 Thm. 3.6]; what is new is an explicit range for every group, past the range N∣β∣<κG/16N\lvert\beta\rvert<\kappa_G/16 that the Hessian bound 16 gives without gauge fixing, and an explicit gap. As β→0\beta\to0 the gap grows like

log⁡κG6N∣β∣.\log\frac{\kappa_G}{6N\lvert\beta\rvert}.

No Bakry–Émery argument for the ungauged measure can pass ∣β∣=132\lvert\beta\rvert=\frac{1}{32} [14 Thm. C]; the gauge fixing changes the measure, not the metric, which is why it can.

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