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Mass Gap of Four-Dimensional Lattice Yang–Mills Theory in a Forest Gauge

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Abstract

We fix the gauge of four-dimensional lattice Yang–Mills theory on a field of straight lines that meets every plaquette in exactly one link, so that each free link interacts with twelve others instead of eighteen. In this gauge the theory has a unique infinite-volume state with exponential decay of correlations and a positive mass gap at fixed lattice spacing, for SU(2) beyond the limit of every single-link argument in a gauge of this kind, by blocks made of the three free links of a plaquette, for every SU(N) beyond the curvature limit of the ungauged theory, and for SU(3) on a range more than two and a half times as large as was known before, where the same blocks raise the gap at the end of that range by two orders of magnitude and carry the range past it to βW=0.76\beta_W=0.76.

Introduction

Wilson’s lattice gauge theory [34] assigns an element QeQ_e of a compact group G⊂U(N)G \subset\mathrm{U}(N) to every link ee of Z4\mathbb{Z}^{4} and weighs a configuration by exp⁡(Nβ∑pRe⁡Tr⁡Qp)\exp\left(N\beta\sum_p \operatorname{Re}\operatorname{Tr} Q_p\right), where QpQ_p is the ordered product of the four link variables around the plaquette pp.1 At small ∣β∣|\beta| the theory is under control: it has a unique infinite-volume state, correlations decay exponentially, and the transfer matrix has a gap [29, 30]. The question is how far into the coupling range such statements can be proved with explicit constants, since the problem of the continuum limit [22] begins where strong coupling ends and Bałaban’s weak-coupling analysis [3, 4, 5] takes over.

Two methods give explicit ranges. The Bakry–Émery method [1, 2] of Shen, Zhu and Zhu [31] bounds the Hessian of the action; in [9] we showed that the sharp bound is 4d=164d = 16 and that no curvature argument for the ungauged measure goes beyond ∣β∣<1/32|\beta| < 1/32. The Dobrushin method [14, 15] bounds the influence of each link on the conditional law of another; for SU(2) the single-link conditional law is a von Mises–Fisher law on the three-sphere, the sharp Kantorovich modulus of that family is one quarter [9 Thm. 7], and every link has eighteen partners, which gives βW<2/9\beta_W < 2/9 and nothing beyond, because the coefficients are attained.

Both limits come from the same count. A link of Z4\mathbb{Z}^4 lies in six plaquettes and shares each with three other links. Gauge invariance makes part of this redundant: in a box, the variables on a forest of links can be set to the identity without changing any gauge-invariant expectation [13].2 The forest we use is a field of straight lines with one line through every site, chosen so that every plaquette contains exactly one fixed link. Then every free link has exactly twelve free partners, two in each of its plaquettes (Lemma 2.2), and both methods improve.

Theorem 1.1 (SU(2)). Let G=SU(2)G = \mathrm{SU}(2) and 0≤βW<130 \le\beta_W < \frac{1}{3}. For every gauge-invariant local observable OO the expectations WΛ(O)W_\Lambda(O) in boxes with free boundary converge, along every sequence of boxes that exhausts Z4\mathbb{Z}^4, to a limit ω(O)\omega(O) that does not depend on the sequence. The state ω\omega is invariant under translations and the hypercubic group and reflection positive; truncated correlations of Lipschitz observables decay at every rate below −log⁡(3βW)-\log(3\beta_W); and the transfer matrix has spectral gap

m≥−log⁡(3βW)>0.m \ge-\log(3\beta_W) > 0.

For −13<βW<0-\frac{1}{3} < \beta_W < 0 all statements except reflection positivity and the gap hold.

The step behind Theorem 1.1 is short once the line field is in place.3 The number 13\frac{1}{3} is also the end of the road for this kind of argument.

Theorem 1.2 (Ceiling). Let F′F' be any set of links of Z4\mathbb{Z}^4 without cycles, and give two distinct links outside F′F' that share a plaquette the coefficient ∣β∣|\beta|, the largest single-link Kantorovich coefficient of SU(2). Then the weighted Dobrushin condition with these coefficients fails for βW≥13\beta_W \ge\frac{1}{3}. For the line field the coefficients are attained, so no single-link Kantorovich argument in that gauge reaches βW=13\beta_W = \frac{1}{3}.

The ceiling concerns coefficients between single links. Take instead as a block the three free links of one plaquette. The free links of the line field split into such triples with period two (Lemma 5.1), the coupling inside the block plaquette is no longer paid for, and each link keeps ten outside partners. The price is the sensitivity of a law on three spheres instead of one, which we bound analytically by integrating out the middle link of the block.

Theorem 1.3 (SU(2) with plaquette blocks). Let G=SU⁡(2)G = \operatorname{SU}(2) and 0≤βW≤0.3450 \le\beta_{\mathrm W} \le0.345. The number α(βW)\alpha(\beta_{\mathrm W}) of (4) is increasing, α(13)≤0.9561\alpha(\frac{1}{3}) \le0.9561 and α(0.345)≤0.9973\alpha(0.345) \le0.9973. The conclusions of Theorem 1.1 hold with decay at every rate below −12log⁡α(βW)-\frac{1}{2}\log\alpha(\beta_{\mathrm W}) and a transfer-matrix gap

m≥−12log⁡α(βW)>0;m \ge-\frac{1}{2}\log\alpha(\beta_{\mathrm W}) > 0;

at βW=13\beta_{\mathrm W} = \frac{1}{3} this gives m≥0.0224m \ge0.0224. For −0.345≤βW<0-0.345 \le\beta_{\mathrm W} < 0 all statements except reflection positivity and the gap hold.

At small coupling the rate of Theorem 1.1 is the better one, so both bounds stand side by side; Theorem 1.3 matters past βW=13\beta_{\mathrm W} = \frac{1}{3}, where the gap of Theorem 1.1 has closed.

The curvature method gains as well, and for every NN. Let Hess⁡S0\operatorname{Hess} S_0 be the Hessian of ∑pRe⁡Tr⁡Qp\sum_p \operatorname{Re}\operatorname{Tr} Q_p on GEG^E and FF the set of fixed links.

Theorem 1.4 (Curvature in the gauge). For every NN, every field QQ and every tangent vector v=(XeQe)v=(X_eQ_e) with Xe=0X_e=0 for e∈Fe\in F,

∣Hess⁡S0(v,v)∣≤292∣v∣2,\left|\operatorname{Hess} S_0(v,v)\right| \le\frac{29}{2}|v|^2,

against the sharp constant 16 without gauge fixing. Consequently, for G=SU⁡(N)G=\operatorname{SU}(N) and ∣β∣<129|\beta|<\frac{1}{29}, or G=SO⁡(N)G=\operatorname{SO}(N), N≥3N\ge3, and ∣β∣<N−258N|\beta|<\frac{N-2}{58N}, the conclusions of Theorem 1.1 hold with some rate c>0c>0 in place of −log⁡(3βW)-\log(3\beta_{\mathrm W}). For SU⁡(3)\operatorname{SU}(3) this is βW<929=0.310\beta_{\mathrm W}<\frac{9}{29}=0.310.

No Bakry–Émery argument for the ungauged measure can pass ∣β∣=132|\beta|=\frac{1}{32} [9 Thm. C]; the gauge fixing changes the measure, not the metric, which is why it can. For SU⁡(2)\operatorname{SU}(2) the curvature range βW<429\beta_{\mathrm W}<\frac{4}{29} lies inside that of Theorem 1.1. For SU⁡(3)\operatorname{SU}(3) the Dobrushin route goes much further.

Theorem 1.5 (SU(3)). Let G=SU⁡(3)G=\operatorname{SU}(3) and 0≤βW≤340\le\beta_{\mathrm W}\le\frac{3}{4}. Then the conclusions of Theorem 1.1 hold, with decay at every rate below −log⁡(1.33319βW)-\log(1.33319\beta_{\mathrm W}) and a transfer-matrix gap

m≥−log⁡(1.33319βW)>0.m \ge-\log(1.33319\beta_{\mathrm W}) > 0.

The proof of Theorem 1.5 bounds the Kantorovich modulus of the one-link measure νb(dU)∝eRe⁡Tr⁡(Ub)dU\nu_b(dU)\propto e^{\operatorname{Re}\operatorname{Tr}(Ub)}dU on SU⁡(3)\operatorname{SU}(3) uniformly over staple sums bb. Its analytic part is a lower bound for the spectral gap of νb\nu_b through Bochner’s formula with a cross term (Lemma 7.3), a corrector chosen box by box among polynomials of degree two in the matrix entries (Lemma 7.4), the reduction of bb to diagonal matrices (Lemma 7.5), the character expansion of the moments of νb\nu_b (Lemma 7.6) and an interpolation inequality on boxes of staple sums (Lemma 7.7). The remaining step evaluates the resulting bound on 2341 boxes with rigorous error bounds; the theorem rests on that computation, which is described in full in § 8.7 and Appendix § 16.

The plaquette blocks of Theorem 1.3 work for SU⁡(3)\operatorname{SU}(3) as well. They use the same modulus of the one-link measure, but only through the three links of a block, so they need Λ(2βW)\Lambda(2\beta_{\mathrm W}) small and not 2rΛ(r)<12r\Lambda(r)<1; near the end of Theorem 1.5 they give a much larger gap, and they go past it.

Theorem 1.6 (SU(3) with plaquette blocks). Let G=SU⁡(3)G=\operatorname{SU}(3) and 0<βW≤1925=0.760<\beta_{\mathrm W}\le\frac{19}{25}=0.76. Then α3(βW)<1\alpha_3(\beta_{\mathrm W})<1 for the number of (15), with α3(0.72)≤0.9182\alpha_3(0.72)\le0.9182, α3(34)≤0.9653\alpha_3(\frac{3}{4})\le0.9653 and α3(0.76)≤0.99950\alpha_3(0.76)\le0.99950. The conclusions of Theorem 1.1 hold with decay at every rate below −12log⁡α3(βW)-\frac{1}{2}\log\alpha_3(\beta_{\mathrm W}) and a transfer-matrix gap

m≥−12log⁡α3(βW)>0;m \ge-\frac{1}{2}\log\alpha_3(\beta_{\mathrm W}) > 0;
MethodSU(2), βW\beta_WSU(3), βW\beta_W
Curvature, Shen–Zhu–Zhu [31]<112<\frac{1}{12}<316<\frac{3}{16}
Curvature, sharp [9]<18<\frac{1}{8}<932<\frac{9}{32}
Dobrushin, sharp quarter [9]<29<\frac{2}{9}
Curvature, forest gauge<429<\frac{4}{29}<929<\frac{9}{29}
Dobrushin, forest gauge<13<\frac{1}{3}<34<\frac{3}{4}
Plaquette blocks, forest gauge≤0.345\le0.345≤0.76\le0.76

Table 1. Explicit ranges of uniqueness, decay and a transfer-matrix gap for four-dimensional lattice Yang–Mills theory. The first three rows hold for the ungauged measure; the last three are the results of this paper.

Ranges of Table 1

Figure 1. Ranges of Table 1. The height of each bar is the largest inverse coupling βW\beta_W covered by the method. Grey bars are methods for the ungauged measure; blue, red and orange bars use the forest gauge. For SU(2) the red bar ends at the ceiling of Theorem 1.2 and the orange bar, plaquette blocks, passes it (Theorem 1.3); for SU(3) the red bar is Theorem 1.5 and the orange bar, plaquette blocks, gives a larger gap there and passes it (Theorem 1.6).

at βW=34\beta_W = \frac{3}{4} this gives m≥0.0177m \ge0.0177, against 1.1⋅10−41.1 \cdot10^{-4} from Theorem 1.5, and at βW=0.76\beta_W = 0.76, where Theorem 1.5 no longer applies, m≥2.5⋅10−4m \ge2.5 \cdot10^{-4}.

All six theorems are statements at fixed lattice spacing. They do not touch the continuum limit, the crossover to Bałaban’s regime, or a gap in physical units, which together are the Clay problem; § 10 says where each method stops and what remains of the four open problems of [9]. The obstruction proved in [10], that a lattice gap uniform in lattice units forces trivial continuum two-point functions, applies to all of them.

§ 2 constructs the line field. § 3 shows that a Dobrushin bound for the gauge-fixed specification gives the full conclusion of Theorem 1.1. § 4, § 5, § 7, § 8 and § 9 prove Theorems 1.1–1.6, and § 10 measures what is left. The appendices contain the residue table of the line field, the comparison lemma and its version for blocks, the blocks of the local Hessian inequality and the details of the certified computation.

The line field

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