WorksMathematics
Recycled roots under reduction and descent in the Casas-Alvero problem
Abstract
For a Casas-Alvero polynomial , the type of is one less than the minimal number of roots of needed to meet every Hasse derivative . We show that the type does not increase under reduction modulo a prime and under the descent from degree to degree in characteristic . Consequently, if no Casas-Alvero polynomial of degree and type at most exists over , then none of degree and type at most exists in characteristic , for every . For the hypothesis is equivalent to for an explicit integer , and we show by a finite computation that for and . In particular there is no counterexample of type at most in degree . This gives infinite families of degrees for which the conjecture is not known and every counterexample has type at least : the degrees , the degrees for primes that are bad for degree , the degrees , , and for , , and explicit primes that are bad for these degrees, and the degrees and for all primes outside a finite set (for , including ). For we obtain the first degrees in which every counterexample has type at least : the degrees for , the degrees , the degrees for and the degrees for primes .
Introduction
Let be a field and monic of degree . Write for the -th Hasse derivative, so that . Following [2], we call a CA-polynomial if for and is not of the form over . The Casas-Alvero conjecture asserts that there are no CA-polynomials in characteristic 0. It is known in degrees and [1], in degrees , for most [4], in degrees , , for outside the finite sets of bad primes [3, 2], where is the set of primes such that a CA-polynomial of degree exists over , and in degree 12 [2]. The smallest open degree is 20. A proof of the conjecture in all degrees has been announced in [5]; in this note a degree is called open when it is not covered by the results listed above, and nothing below depends on [5].
Definition 1.1. A recycling set of a CA-polynomial is a set of roots of in such that for every some satisfies . The type of is [2 §1.2].
If then for and ; hence always. In characteristic 0 one has [2 §2.2]; the type-one values are identified with MacMahon’s descent numbers in [6]. Counterexamples of type 2 were excluded in degree 12 [2] and in degree 20 [7 Thm. 7.10] (see Remark 4.4).
Our main tool is the following transfer statement.
Theorem 1.2. Let be a prime, , , and . If there is no CA-polynomial of degree and type at most over , then there is no CA-polynomial of degree and type at most over any field of characteristic 0.
For we make the hypothesis effective (Proposition 4.2) and verify it (Proposition 4.3).
Theorem 1.3. Let or . There is an explicit nonzero integer such that for every prime and every , every CA-polynomial of degree in characteristic has type at least . For moreover . In particular, every CA-polynomial of degree in characteristic has type at least .
Remark 1.4. For the conjecture holds in degree , so is finite [1] and the conjecture itself holds in degree for every . The sets are known for [1, 3, 2], and an upper bound for is given in [8]; for , [2 Table 2] gives the smallest prime outside , so that every prime with lies in , and for we are not aware of a published prime outside . Theorem 1.3 gives information for all , without determining ; it is new where or where is not determined, and in the cases and , where the conjecture is open. Table 1 lists the cases in which is established.
| primes with | source of | |
| 5 | 8009 | [3, 2] |
| 6 | 983, 1087, 1187, 1901, 2287, 3877, 4943, 6983, 15131, 150203, 266587, 547061, 685177, 885061, 17250187, 9348983563, 70016757407, 2610767527031, 225833117528659, 7390044713023799, 51313000813080529 | [2] |
| 7 | 53, 101, 131, 163, 191, 229, 317, 331, 359, 419, 433, 509, 569 | Table 2 |
| 8 | 167, 211, 251, 281, 293, 347, 373, 397 | [2 Table 2] |
| 8 | 421, 433, 439, 509, 541, 571, 587, 593, 599 | Table 2 |
| 9 | 439, 463, 521, 557, 593, 613, 661, 677, 709, 739, 757, 769, 787, 811, 887, 919 | [2 Table 2] |
| 10 | 103 primes , listed in the ancillary files | [2 Table 2] |
| 20 | all , e.g. | (20 is open) |
| 24 | all | (24 is open) |
Table 1. Degrees () in which every characteristic-0 CA-polynomial has type .
Three lemmas
Lemma 2.1 (affine change). Let , and . Then . In particular is a CA-polynomial if and only if is, maps recycling sets of to recycling sets of , and .
Proof. .
Lemma 2.2 (triangular form). Let with and , and let be a map into a set of roots of with . Then and, for ,
In particular every coefficient of lies in . This holds in every characteristic.
Proof. and the coefficient of is .
Lemma 2.3 (descent). Let be a perfect field of characteristic , let , and let be monic of degree with for every with . Then:
for a unique monic of degree ;
for all , and if ;
if is a CA-polynomial, then is a CA-polynomial, every recycling set of is a recycling set of , and .
Proof. (1) This is the argument of [1 Prop. 2.6]. Write and assume for all with , where . Then . For with we have and , so by Kummer’s theorem (the lowest nonzero base- digit of sits in a position below , where has digit , so adding and produces a carry). Hence is constant, and forces . Thus is a polynomial in , and since is perfect. (2) . (3) By (2), if and only if . If then .
Proof of Theorem 1.2
Let be a CA-polynomial of degree and type over a field of characteristic 0, with recycling set , , and assignment as in Lemma 2.2.
Step 1: algebraic coefficients. Fix two distinct elements of . The coefficients of , the elements of and generate a nonzero finitely generated -algebra , and the conditions (), are polynomial identities in . A maximal ideal of has residue field a number field; the induced specialization preserves these identities and . We may therefore assume that and are defined over a number field .
Step 2: integral model. Let be a prime of above , with valuation and valuation ring . Choose minimizing , put and . By Lemma 2.1, is a CA-polynomial with recycling set , and . By Lemma 2.2, applied to , and the transported assignment, all coefficients of lie in .
Step 3: reduction. Let be the reduction. For each , and vanish at the reduction of . Since , is not a power of a linear polynomial. Thus is a CA-polynomial of degree over with a recycling set of at most elements.
Step 4: descent. By Lemma 2.3 with , with a CA-polynomial of degree and , contrary to the hypothesis. □
Type at most two: the integer
Fix . For with , let be defined by , and the recursion of Lemma 2.2 with according as . Put
For let be the value for (no label 2). By induction , so .
Lemma 4.1. The coefficient of in is , and . If is obtained from by exchanging the labels 1 and 2, then and .
Proof. Put . Multiplying the recursion for at by gives with for the labels 0,1,2 of ; this is the recursion of at parameter . Hence and . At the positions labelled 1 in are served by 0 and those labelled 2 by 1, so . Similarly is the value at of the recursion in which label 2 is served by 0, that is . □
Since for all ([2, §2.2], [6]), has degree exactly . Let be the set of using both labels 1 and 2, and define
Proposition 4.2. Let be a prime. There is a CA-polynomial of degree and type at most 2 over if and only if .
Proof. Let be such a polynomial with a minimal recycling set and assignment . Since for , choose and apply Lemma 2.1 with , . Now or with , and . Let be the label of (with labelled ); then and, by Lemma 2.2, mod evaluated at . If divides some , then ; assume not. If , then (otherwise ) and , a contradiction. If , minimality gives , and is a common root of . Since , we have for some (and directly if ). Hence .
Conversely, if for some , then mod satisfies all the conditions with recycling set and has the roots , so it is a CA-polynomial of type 1. If and , the previous case applies. If and , then have a common root (or and is any root of ), and mod is a CA-polynomial with recycling set .
Proposition 4.3. For , and does not divide . Moreover , and are nonzero.
Verification. For and all , was computed exactly; none is 0 or divisible by (for these are values). For every one has [2 §2.2], [6], which is all that is used below for . For every whose first nonzero label is 1, it was checked that in ; as (by the values above for , and checked for each such for ), this gives . Every is of this form or is for such a . In the latter case, a common root of would satisfy , since , and then would be a common root for by Lemma 4.1; so again . The number of such is ; for it is 193 448 101, 580 606 446, 1 742 343 625 and 15 686 335 501. For the gcd condition modulo holds for all of them; for and it holds except for three and five maps respectively, listed in the ancillary files; for each of these, modulo , which does not divide , so again ; for the reflected maps are handled as above with in place of , using only for all . The computation was done with two implementations of the same algorithm, in Python and in C; the ancillary file verify_ca_type.py repeats it for together with all checks of Section 5, and run_t2f.py, which compiles and runs a C program, covers and .
Remark 4.4. For and the certificate covers all maps directly, the other half by Lemma 4.1, and the maps without label 2 through the values , including those with , i.e. those where the root of (the barycentre of the roots) is the multiple root. The enumeration of [7 Thm. 7.10] is carried out with .
Proof of Theorem 1.3 and explicit families
Theorem 1.3 follows from Theorem 1.2 with , Proposition 4.2 and Proposition 4.3. For a given prime , deciding whether is a computation over : one checks for all and for all . By Proposition 4.2 every prime divisor of lies in ; for the prime divisors of up to are indeed elements of the published lists, and the primes of [2 Table 2], which lie outside , do not divide , as they must. Running the test on the known elements of gives Table 1; for these are the primes , and the witnesses of Table 2. The row , and the part of the row beyond , contain only primes for which Table 2 gives a witness; they are not exhaustive.
| CA-polynomial of degree over | ||
| 7 | 53 | |
| 7 | 101 | |
| 7 | 131 | |
| 7 | 163 | |
| 7 | 191 | |
| 7 | 229 | |
| 7 | 317 | |
| 7 | 331 | |
| 7 | 359 | |
| 7 | 419 | |
| 7 | 433 | |
| 7 | 509 | |
| 7 | 569 | |
| 8 | 167 | |
| 8 | 211 | |
| 8 | 251 | |
| 8 | 281 | |
| 8 | 293 | |
| 8 | 347 | |
| 8 | 373 | |
| 8 | 421 | |
| 8 | 433 | |
| 8 | 439 | |
| 8 | 509 | |
| 8 | 541 | |
| 8 | 571 | |
| 8 | 587 | |
| 8 | 593 | |
| 8 | 599 |
Table 2. Witnesses for and .
Each polynomial of Table 2 (degree or 8) shares a root with for and has at least four distinct roots in , so it is a CA-polynomial and . By Proposition 4.2 and Table 1, none of these primes admits a CA-polynomial of degree and type at most 2; the witnesses have recycling sets with . For the degrees in Table 1 the conjecture is not covered by the method of [1, 4], which needs a prime with , , and no CA-polynomial of degree over . If and , there is such a CA-polynomial: write in base , let be its leading term, so that because , and put . Then vanishes at 0 for , while by Lucas’ theorem vanishes at the root 1 of . In every row : for this holds because a prime with divides by the construction just given and Proposition 4.2. If (that is, and ), the same construction applies when , while a prime would require deciding the absence of CA-polynomials of degree itself over , which we are not aware of for these degrees. For () as in the table, every prime dividing divides , so its cofactor satisfies and ; and for the cofactor is with , or , where the absence of CA-polynomials of degree in characteristic is not known.
Type at least four
Theorem 1.2 holds for every . For its hypothesis in degree and characteristic , with , reduces to the absence of CA-polynomials of type exactly 3. As in Proposition 4.2, such a polynomial can be normalized to have the recycling set , with 0 serving and with the labels 1, 2, 3 of the roots 1, , in order of first appearance along . Lemma 2.2 gives for each such labelling , and the polynomial exists if and only if, for some , the three polynomials
have a common zero in ; any such zero gives a CA-polynomial of type at most 3, since its roots 0, 1 are distinct. The number of maps is 10, 350, 1701 and 7770 for .
Proposition 6.1. For the pairs with , ; , ; , ; , , there is no CA-polynomial of degree and type at most 3 over .
Verification. Type at most 2 is excluded by (§ 5). For every ,
since a common zero makes a common root of the first two resultants and of the last two, no admits a common zero. Independently, for and for with , a Gröbner basis of over was computed for every and found to be . For the other primes of the row only the resultant certificate was computed; the same program, run on the 90 other primes of that row, found the common zeros confirmed by Gröbner bases. For and the resultant certificate is repeated by the ancillary file verify_type4.py, and for by type3_check.py, which requires sympy. □
Corollary 6.2. For the pairs of Proposition 6.1 and every , every CA-polynomial of degree in characteristic 0 has type at least 4, that is, at least five recycled roots.
All these primes lie in ([2 Table 1] for , [2 Table 2] for $n=8,9,10), so CA-polynomials of type at least 4 exist in these characteristics. For this is confirmed directly: a CA-polynomial of degree 6 and type 4 has a double root and four simple roots, each serving exactly one of , and Table 3 gives one for each of the three primes, with five distinct recycled roots in .
| CA-polynomial of degree 6 and type 4 over (recycled roots) | |
| 983 | |
| 1901 | |
| 51313000813080529 |
Table 3. CA-polynomials of type 4 in degree 6.
For the 18 other primes of the row of Table 1 (by Gröbner bases) and for the other primes of the rows (Table 2), CA-polynomials of type 3 exist over . For the other 14 primes of the row the resultant certificate fails; we have not decided whether CA-polynomials of type 3 exist there. For the other 90 primes of the row a common zero exists for some , so CA-polynomials of type 3 exist.
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