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Counting Bessel zeros and applications

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Abstract

We establish o-minimal definability results and develop point-counting machinery applicable to the zeros of a Bessel function of fixed non-negative real parameter. We also give an Ax-Schanuel theorem for Bessel functions of fixed (complex) parameters and exponential functions. We combine these to prove a sparsity result (weak Manin-Mumford) for points on an algebraic variety whose coordinates are zeros of a Bessel function of fixed (non-negative real) parameter. We apply this result to improve density results on spectral sets for the unit ball motivated by Fuglede's conjecture.

Introduction

Let Jκ(x)J_{\kappa}(x) denote the Bessel function of the first kind of order κ\kappa (see §2). In general κ∈C\kappa\in\mathbb{C} but we will mostly be concerned with κ∈R≥0\kappa\in\mathbb{R}_{\geq0} and even with the orders κ=m/2∈N∪(N+1/2)\kappa= m/2 \in\mathbb{N} \cup(\mathbb{N} + 1/2) (N={0,1,2,…}\mathbb{N} = \{0, 1, 2, \ldots\}) connected with the spectral theory of the unit ball in Rm\mathbb{R}^{m}.

For κ∈R\kappa\in\mathbb{R}, Jκ(x)J_{\kappa}(x) has infinitely many real zeros, symmetrically located about x=0x = 0, and only finitely many non-real zeros (see [11 10.21(i)]). We show that, for non-negative real κ≠1/2\kappa\ne1/2, nn-tuples of zeros of Jκ(x)J_{\kappa}(x) on an algebraic variety V⊂(C×)nV \subset(\mathbb{C}^{\times})^{n} must be quite sparse, subject only to the obvious necessary obstruction: the presence of positive-dimensional “Bessel special subvarieties” (see Definition 1.1) contained in VV. For κ=1/2\kappa= 1/2, the zeros are precisely πZ\pi\mathbb{Z} (for κ=−1/2\kappa= -1/2 they are π(Z+1/2)\pi(\mathbb{Z} + 1/2)) and our approach breaks down (the failure can be seen in Lemma 5.2).

Though JκJ_{\kappa} is sometimes well-defined at x=0x = 0, the variety C×\mathbb{C}^{\times} comprising the regular points of the differential equation is the natural ambient.

1.1. Definition. Fix κ∈C\kappa\in\mathbb{C}. A (Bessel) special point is a zero β∈C×\beta\in\mathbb{C}^{\times} of JκJ_{\kappa}. A (Bessel) special point in (C×)n(\mathbb{C}^{\times})^{n} is an nn-tuple (β1,…,βn)(\beta_{1}, \ldots, \beta_{n}) of Bessel special points. A (Bessel) special subvariety in (C×)n(\mathbb{C}^{\times})^{n} is a nonempty subvariety defined by any number of equations of the forms: xi=βix_{i} = \beta_{i}, where βi\beta_{i} is a Bessel special point, or xj=±xkx_{j} = \pm x_{k} (where j≠kj \ne k).

Fixing κ∈[0,∞)\kappa\in[0,\infty), the (positive) special points have asymptotic expansions due to McMahon (see e.g. [11 §10.21(vi)]) which give that, as m→+∞m \to+\infty,

βm=βκ,m=π(m+κ/2−1/4)+Oκ(m−1),\beta_m=\beta_{\kappa,m}=\pi\left(m+\kappa/2-1/4\right)+O_{\kappa}\left(m^{-1}\right),

where βκ,m\beta_{\kappa,m} is the mmth positive zero (which are all simple) of JκJ_{\kappa}, and m=1,2,…m=1,2,\ldots. We set the height of βm\beta_m to be H(βm)=∣βm∣H(\beta_m)=|\beta_m|, which thus is roughly linear in mm (for fixed κ\kappa). If TT is a special subvariety we define its height, denoted H(T)H(T), to be the maximum of 1 and the height of its constant (special point) coordinates. A special point is then the same as a special subvariety of dimension zero, while a special subvariety of positive dimension kk contains “many” special points in a height density sense (asymptotically 2kHk/πk2^kH^k/\pi^k special points up to height HH).

By a maximal special subvariety T⊂VT \subset V, for a variety VV, we mean one maximal for inclusion among special subvarieties contained in VV.

Theorem 1.2. Let κ∈[0,∞)∖{1/2}\kappa\in[0,\infty)\setminus\{1/2\}, ϵ>0\epsilon>0, and let V⊂(C×)nV \subset(\mathbb{C}^{\times})^n be an algebraic subvariety. Then, for H≥1H \ge1, VV contains at most

C(V,κ,ϵ)HϵC(V,\kappa,\epsilon)H^{\epsilon}

maximal Bessel special subvarieties TT with height H(T)≤HH(T) \le H. For κ∈N+1/2\kappa\in\mathbb{N}+1/2 (except κ=±1/2\kappa=\pm1/2) the estimate may be improved to

C(V,κ)(log⁡(1+H))c(V,κ).C(V,\kappa)(\log(1+H))^{c(V,\kappa)}.

In particular, if VV contains no positive-dimensional special subvarieties then these estimates hold for the number of special points on VV up to height HH. Our argument does not render effective constants though they are uniform for all V⊂(C×)nV \subset(\mathbb{C}^{\times})^n of given dimension and degree. The poly-logarithmic bound for κ∈N+1/2\kappa\in\mathbb{N}+1/2, κ≠1/2\kappa\ne1/2, follows from the proof [9] of Wilkie’s conjecture on point-counting bounds for sets definable using restricted Pfaffian functions and (unrestricted) exponential.

Theorem 1.2 is a weak analogue of the classical Manin-Mumford conjecture (theorem of Raynaud [29]). It is weak in asserting only sparsity of the (maximal) special subvarieties in VV rather than finiteness. This is due to the fact that the special points are in general not algebraic numbers (by Siegel [32], the non-zero roots are transcendental when κ∈Q\kappa\in\mathbb{Q}), and so the algebraic structure that enables deducing finiteness from sparseness in the classical context is absent.

The proof of Theorem 1.2 uses point-counting and functional transcendence. It follows the basic strategy introduced in [27], but with some key new features, including the manner in which special points are counted by integer points in a definable set. Definability of the counting set in an o-minimal structure entails that suitable related functions (essentially the Hankel functions with their oscillation “removed”) are so definable. Showing this uses summability theory of linear differential equations and quasi-analyticity; the relevant o-minimal structure is the structure RG,exp⁡\mathbb{R}_{G,\exp} of multi-summable Gevrey series (with exponentiation) introduced (and proved o-minimal) by van den Dries-Speissegger [12].

Our functional transcendence result is an “Ax-Schanuel” statement for Bessel functions and exponentials. It is a generalization of the classical Ax-Schanuel theorem of Ax [3 Theorem 3]. A very special case is a result of Siegel [32 Satz 9], proved in the context of the abovementioned transcendence results. This result was reproved by Kolchin [20], who introduced some group-theoretic ideas that are central to our treatment (see [18] for a generalization). We combine Kolchin’s results and a study of the formal solutions and their Stokes phenomenon with the recent Ax-Schanuel technology [10] of Blázquez-Sanz–Casale–Freitag–Nagloo.

1.3. Definition. A (Bessel) weakly special subvariety of (C×)n(\mathbb{C}^{\times})^n is a subvariety defined by any number of equations of either of the two forms: xi=cix_i=c_i, ci∈C×c_i\in\mathbb{C}^{\times}, and xj=±xkx_j=\pm x_k (where j≠kj\ne k).

Let KK be a differential field with derivation DD and field of constants C\mathbb{C}. For a field MM, subfield LL, and elements x1,…,xnx_1,\ldots,x_n of MM, tuples y‾1,…,y‾m\overline{y}_1,\ldots,\overline{y}_m of elements of MM, matrices A1,…,AℓA_1,\ldots,A_\ell of elements of MM, tuples of matrices A‾1,…,A‾k\overline{A}_1,\ldots,\overline{A}_k, etc, we denote by

F=L(x1,…,xn,y‾1,…,y‾m,A1,…,Aℓ,A‾1,…,A‾k,etc)F=L(x_1,\ldots,x_n,\overline{y}_1,\ldots,\overline{y}_m,A_1,\ldots,A_\ell,\overline{A}_1,\ldots,\overline{A}_k,\mathrm{etc})

the field obtained by adjoining to LL all the constituent elements and entries of the tuples and matrices etc, and by td⁡LF\operatorname{td}_L F we denote the transcendence degree of the extension F/LF/L.

Bessel’s differential equation of order κ\kappa (of which z=Jκ(x)z=J_\kappa(x) is a solution) is

x2z′′+xz′+(x2−κ2)z=0,x^2z''+xz'+(x^2-\kappa^2)z=0,

where ′' denotes differentiation with respect to xx. We call the equation generic if κ∉Z+1/2\kappa\notin\mathbb{Z}+1/2. In that case, the differential Galois group is well-known (see e.g. Kolchin [20]) to be SL2(C)\mathrm{SL}_2(\mathbb{C}). Thus, if

W=(z1z2z1′z2′)W=\begin{pmatrix} z_1 & z_2 \\ z'_1 & z'_2 \end{pmatrix}

is a fundamental matrix formed from two C\mathbb{C}-linearly independent solutions z1,z2z_1,z_2 then td⁡C(x)C(x,W)=3\operatorname{td}_{\mathbb{C}(x)}\mathbb{C}(x,W)=3. For non-generic κ\kappa, the solutions to Bessel’s differential equation are elementary (combinations of exponentials e±ixe^{\pm ix} and rational functions of xx; see §2), and td⁡C(x)C(x,W)=1\operatorname{td}_{\mathbb{C}(x)}\mathbb{C}(x,W)=1. Here is our Ax-Schanuel result for Bessel functions and exponentials. Below, all the functions are assumed contained in KK.

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