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Abstract

We establish necessary and sufficient conditions for a complex polynomial to have a prescribed multiset of roots, expressed in terms of its coefficients and complete homogeneous symmetric polynomials. These conditions extend the classical Vieta formulas and yield explicit formulas for the coefficients of the corresponding quotient. We apply our results to obtain characterizations of Kronecker polynomials through identities involving symmetric polynomials and construct Borwein multiples of products of cyclotomic polynomials.

Introduction and statement of the results

The main purpose of this paper is to establish new divisibility criteria for complex polynomials and explicit relations between their coefficients and subsets of roots. We begin by recalling the symmetric polynomials that are involved in this study.

For z⃗=(z1,…,zn)∈Cn\vec{z}=(z_1,\ldots,z_n)\in\mathbb{C}^n and k∈Nk\in\mathbb{N}, the elementary symmetric polynomial Ek(z⃗)E_k(\vec{z}) and the complete homogeneous symmetric polynomial Hk(z⃗)H_k(\vec{z}) are defined as

Ek(z⃗):=∑1≤j1<⋯<jk≤nzj1⋯zjk,Hk(z⃗):=∑1≤j1≤⋯≤jk≤nzj1⋯zjk.E_k(\vec{z}):=\sum_{1\leq j_1<\cdots<j_k\leq n}z_{j_1}\cdots z_{j_k},\qquad H_k(\vec{z}):=\sum_{1\leq j_1\leq\cdots\leq j_k\leq n}z_{j_1}\cdots z_{j_k}.

We set E0(z⃗)=H0(z⃗)=1E_0(\vec{z})=H_0(\vec{z})=1 and Ek(z⃗)=0E_k(\vec{z})=0 when k>nk>n. Both polynomials are homogeneous of degree kk and are invariant by permutation of the variables. We have used [12, 16] for the definitions and basic properties of these polynomials, some of which are recalled in §2.

The classical Vieta formulas express the coefficients of a complex polynomial in terms of the elementary symmetric polynomials evaluated at its roots. Specifically, if

P(z):=a0∏j=0m−1(z−xj)=∑k=0makzm−k.\mathcal{P}(z):=a_0\prod_{j=0}^{m-1}(z-x_j)=\sum_{k=0}^{m}a_kz^{m-k}.

2020 Mathematics Subject Classification. 12D05 05E05 11C08 11A07.

Key words and phrases. Homogeneous symmetric polynomials, the Vieta formulas, roots of unity, Kronecker polynomials.

with aj∈Ca_j \in\mathbb{C} and a0≠0a_0 \ne0, then

aka0=(−1)kEk(x0,…,xm−1),0≤k≤m.(1)\frac{a_k}{a_0}=(-1)^k\mathcal{E}_k(x_0,\ldots,x_{m-1}), \qquad0\le k\le m. \tag*{(1)}

Since roots of polynomials should be considered with their multiplicities, the language of multisets provides the right framework for some of our results and proofs.

We associate to a given vector y⃗:=(y0,y1,…,yn−1)∈Cn\vec{y}:=(y_0,y_1,\ldots,y_{n-1})\in\mathbb{C}^n the multiset of its components, denoted by

Y:={y0,y1,…,yn−1}.Y:=\{y_0,y_1,\ldots,y_{n-1}\}.

While the order of the components matters in the vector y⃗\vec{y}, only the values of the elements and their multiplicities are important in the multiset YY.

Given y∈Cy\in\mathbb{C}, the multiplicity m(y;Y)\mathrm{m}(y;Y) is the number of occurrences of yy in YY. Plainly, m(y;Y)=0\mathrm{m}(y;Y)=0 if and only if yy does not occur in YY.

The support of YY is the set of its distinct elements. It is denoted as supp⁡Y\operatorname{supp}Y. The cardinality of YY is ∣Y∣:=∑y∈supp⁡Ym(y;Y)=n|Y|:=\sum_{y\in\operatorname{supp}Y}\mathrm{m}(y;Y)=n.

Given multisets XX, YY, their multiset union, denoted by X⊔YX\sqcup Y, consists of all yy with multiplicity m(y;X⊔Y):=m(y;X)+m(y;Y)≥1\mathrm{m}(y;X\sqcup Y):=\mathrm{m}(y;X)+\mathrm{m}(y;Y)\ge1.

We say that XX is a submultiset of YY, and write X⊑YX\sqsubseteq Y, if supp⁡X⊆supp⁡Y\operatorname{supp}X\subseteq\operatorname{supp}Y and m(y;X)≤m(y;Y)\mathrm{m}(y;X)\le\mathrm{m}(y;Y) for every y∈supp⁡Xy\in\operatorname{supp}X.

If X⊑YX\sqsubseteq Y, then the multiset complement of XX in YY, denoted by X~\widetilde{X}, is formed with all y∈supp⁡Yy\in\operatorname{supp}Y with multiplicity m(y;X~):=m(y;Y)−m(y;X)\mathrm{m}(y;\widetilde{X}):=\mathrm{m}(y;Y)-\mathrm{m}(y;X).

Note that the supports of XX and X~\widetilde{X} may overlap. For instance, given the multisets Y:={a,a,b,b,c}Y:=\{a,a,b,b,c\} and X:={a,a,b}X:=\{a,a,b\}, one has X⊑YX\sqsubseteq Y, supp⁡Y={a,b,c}\operatorname{supp}Y=\{a,b,c\}, and X~={b,c}\widetilde{X}=\{b,c\}.

Since symmetric polynomials are invariant under permutation of their variables, we will indifferently use the notation Ek(Y)\mathcal{E}_k(Y) and Ek(y⃗)\mathcal{E}_k(\vec{y}) (resp. Hk(Y)\mathcal{H}_k(Y) and Hk(y⃗)\mathcal{H}_k(\vec{y})). We also adopt the convention

Hk(∅)=Ek(∅)={1,k=0,0,k≥1.(2)\mathcal{H}_k(\varnothing)=\mathcal{E}_k(\varnothing)= \begin{cases} 1, & k=0,\\ 0, & k\ge1. \end{cases} \tag*{(2)}

Main results

As already mentioned, when counted with their multiplicity, the roots of a complex polynomial form a multiset, that we call the roots multiset. In this subsection we state explicit relations between the coefficients of a complex polynomial when a submultiset of its roots multiset is given. Further, we characterize such submultisets.

Theorem 1.1. Let P(z)=∑j=0majzm−jP(z)=\sum_{j=0}^{m}a_jz^{m-j} be a complex polynomial of degree m∈Nm\in\mathbb{N} and let XmX_m be its roots multiset. Given any multiset JnJ_n of complex numbers such that 1≤n=∣Jn∣≤m1\le n=|J_n|\le m, let us consider the monic polynomial

Qn(z):=∏w∈Jn(z−w)Q_n(z):=\prod_{w\in J_n}(z-w)

whose roots multiset is JnJ_n; define

ck:=∑j=0kajHk−j(Jn),0≤k≤m.c_k := \sum_{j=0}^{k} a_j \mathcal{H}_{k-j}(J_n), \qquad0 \le k \le m.

The following properties are equivalent:

(a) Jn⊆XmJ_n \subseteq X_m.

(b) Qn(z)Q_n(z) divides P(z)P(z), and P(z)=Qn(z)∑k=0m−nckzm−n−kP(z) = Q_n(z) \sum_{k=0}^{m-n} c_k z^{m-n-k}.

(c) ck=0c_k = 0 for every k∈{m−n+1,m−n+2,…,m}k \in\{m-n+1,m-n+2,\ldots,m\}.

This theorem considerably improves on [5 Th. 1.1], where we have just established that the property (b) implies (c), whereas here we show that the converse holds.

Further, the Vieta formulas (1.1) are recovered by taking Jn=XmJ_n = X_m, i.e., n=mn=m, in Theorem 1.1. In order to see it, let us first recall a well known identity relating complex and homogeneous symmetric polynomials given by

∑j=0k(−1)jEj(z⃗)Hk−j(z⃗)=0,(k∈N).(3)\sum_{j=0}^{k}(-1)^j E_j(\vec{z})\mathcal{H}_{k-j}(\vec{z})=0, \qquad(k \in\mathbb{N}). \tag*{(3)}

See Proposition 2.4 below for a more general identity. Then, note that for Jn=XmJ_n = X_m the condition (c) of Theorem 1.1 becomes

∑j=0kajHk−j(Xm)=0,k=1,…,m.(4)\sum_{j=0}^{k} a_j\mathcal{H}_{k-j}(X_m)=0, \qquad k=1,\ldots,m. \tag*{(4)}

In particular, for k=1k=1 this gives

a0H1(Xm)+a1H0(Xm)=a0H1(Xm)+a1=0,a_0\mathcal{H}_1(X_m)+a_1\mathcal{H}_0(X_m)=a_0\mathcal{H}_1(X_m)+a_1=0,

that is H1(Xm)=E1(Xm)=−a1/a0\mathcal{H}_1(X_m)=E_1(X_m)=-a_1/a_0, i.e., the formula (1.1) for k=1k=1.

Now, for k=2k=2 observe that (1.3) yields H2(Xm)=E1(Xm)2−E2(Xm)\mathcal{H}_2(X_m)=E_1(X_m)^2-E_2(X_m). Thus, from (1.4) for k=1,2k=1,2 it follows that

a2a0=−H2(Xm)−a1H1(Xm)/a0=−H2(Xm)+E1(Xm)2=E2(Xm),\frac{a_2}{a_0}=-\mathcal{H}_2(X_m)-a_1\mathcal{H}_1(X_m)/a_0=-\mathcal{H}_2(X_m)+E_1(X_m)^2=E_2(X_m),

which is (1.1) for k=2k=2. The remaining case 3≤k≤m3\le k\le m can be accomplished in a completely analogous way.

Before presenting some consequences of Theorem 1.1, let us introduce the following notation. Given h∈{1,2,…,m}h\in\{1,2,\ldots,m\}, we group the terms of the complex polynomial P(z):=∑k=0makzm−k\mathcal{P}(z):=\sum_{k=0}^{m}a_k z^{m-k}, with deg⁡P(z)=m∈N\deg\mathcal{P}(z)=m\in\mathbb{N}, according to their exponents modulo hh, so that

P(z)=∑s=0h−1∑j=0j≡s (mod h)mam−jzj:=∑s=0h−1zsPh,s(zh),\mathcal{P}(z)=\sum_{s=0}^{h-1}\sum_{\substack{j=0\\j\equiv s\ (\mathrm{mod}\ h)}}^{m}a_{m-j}z^j:=\sum_{s=0}^{h-1}z^s\mathcal{P}_{h,s}(z^h),
Equation not extracted

where

Ph,s(z):=∑q=0⌊(m−s)/h⌋am−qh−szq,0≤s<h.(5)\mathcal{P}_{h,s}(z) := \sum_{q=0}^{\left\lfloor(m-s)/h \right\rfloor} a_{m-qh-s}z^q,\qquad0 \le s < h. \tag*{(5)}

Hereafter, [x][x] denotes the integer part of the real number xx.

Note that

0≤⌊m+1h⌋−1≤deg⁡Ph,s(z)=⌊m−sh⌋≤⌊mh⌋≤m.0 \le\left\lfloor\frac{m+1}{h} \right\rfloor- 1 \le\deg\mathcal{P}_{h,s}(z) = \left\lfloor\frac{m-s}{h} \right\rfloor\le\left\lfloor\frac{m}{h} \right\rfloor\le m.

Corollary 1.2. Let P(z)\mathcal{P}(z) defined as before and let h∈{1,2,…,m}h \in\{1,2,\ldots,m\} be fixed. We have that G(zh)\mathcal{G}(z^h) divides P(z)\mathcal{P}(z) if and only if G(z)\mathcal{G}(z) divides Ph,s(z)\mathcal{P}_{h,s}(z) for every s∈{0,1,…,h−1}s \in\{0,1,\ldots,h-1\}.

The next corollary characterizes the divisibility of P(z)\mathcal{P}(z) by the complex polynomial Q(z)=∑j=0nbjzn−j\mathcal{Q}(z) = \sum_{j=0}^{n} b_jz^{n-j}, with n≤mn \le m, in terms of their coefficients.

Let us first recall that, given k∈N0k \in\mathbb{N}_0 and α⃗:=(α1,…,αn)∈N0n\vec{\alpha} := (\alpha_1,\ldots,\alpha_n) \in\mathbb{N}_0^n, the multinomial coefficient is defined as [15 §1.2]

(kα1,…,αn):=k!α1!⋯αn!=(kα1)(k−α1α2)⋯(k−α1−⋯−αn−1αn).\binom{k}{\alpha_1,\ldots,\alpha_n} := \frac{k!}{\alpha_1!\cdots\alpha_n!} = \binom{k}{\alpha_1}\binom{k-\alpha_1}{\alpha_2}\cdots\binom{k-\alpha_1-\cdots-\alpha_{n-1}}{\alpha_n}.

Further, we introduce the following notation:

Σ(α⃗):=∑j=1nαj,w(α⃗):=∑j=1njαj.\Sigma(\vec{\alpha}) := \sum_{j=1}^{n}\alpha_j,\qquad\mathrm{w}(\vec{\alpha}) := \sum_{j=1}^{n}j\alpha_j.

Corollary 1.3. Let P(z)=∑k=0makzm−k\mathcal{P}(z) = \sum_{k=0}^{m}a_kz^{m-k} and Q(z)=∑k=0nbkzn−k\mathcal{Q}(z) = \sum_{k=0}^{n}b_kz^{n-k} be complex polynomial, with 1≤n≤m1 \le n \le m. We have that Q(z)\mathcal{Q}(z) divides P(z)\mathcal{P}(z) if and only if

ak+∑ℓ=1k(−1)ℓ∑1≤m1,…,mℓ≤nak−(m1+⋯+mℓ)bm1⋯bmℓ=∑α⃗∈N0nw(α⃗)≤k(−1)Σ(α⃗)(Σ(α⃗)α1,…,αn)ak−w(α⃗)∏j=1nbjαj=0a_k+\sum_{\ell=1}^{k}(-1)^\ell\sum_{1\le m_1,\ldots,m_\ell\le n}a_{k-(m_1+\cdots+m_\ell)}b_{m_1}\cdots b_{m_\ell} = \sum_{\substack{\vec{\alpha}\in\mathbb{N}_0^n\\ \mathrm{w}(\vec{\alpha})\le k}}(-1)^{\Sigma(\vec{\alpha})}\binom{\Sigma(\vec{\alpha})}{\alpha_1,\ldots,\alpha_n}a_{k-\mathrm{w}(\vec{\alpha})}\prod_{j=1}^{n}b_j^{\alpha_j}=0

for every k∈{m−n+1,…,m}k \in\{m-n+1,\ldots,m\}.

Further results

In [6] we have recently proved that if the roots multiset XmX_m of a complex and monic polynomial P(z)\mathcal{P}(z) consists of m=deg⁡P(z)m = \deg\mathcal{P}(z) distinct nnth roots of unity, then the cofactor of P(z)\mathcal{P}(z) in zn−1z^n-1 is given by

zn−1P(z)=∑j=0n−mHj(Xm)zn−m−j.\frac{z^n-1}{\mathcal{P}(z)}=\sum_{j=0}^{n-m}\mathcal{H}_j(X_m)z^{n-m-j}.

This result motivates the more general study of the product P(z)Qr(z)\mathcal{P}(z)Q_r(z) when XmX_m is an arbitrary root multiset and

Qr(z):=∑s=0rHs(Xm)zr−s,with deg⁡Qr(z)=r∈N0.Q_r(z) := \sum_{s=0}^{r} \mathcal{H}_s(X_m)z^{r-s}, \quad\text{with } \deg Q_r(z)=r\in\mathbb{N}_0.

The next proposition identifies Qr(z)Q_r(z) as the quotient in the division of zm+rz^{m+r} by P(z)\mathcal{P}(z) and gives an explicit formula for the remainder. An equivalent formula appears in [18 Eq. (18)]; we include a short proof of our proposition in §3.

Proposition 1.4. Let P(z)=∑j=0majzm−j\mathcal{P}(z)=\sum_{j=0}^{m}a_jz^{m-j} be a complex and monic polynomial of degree m∈Nm\in\mathbb{N} with roots multiset XmX_m. For any given r∈N0r\in\mathbb{N}_0 we have that P(z)Qr(z)=zm+r+Rr(z)\mathcal{P}(z)Q_r(z)=z^{m+r}+R_r(z), where

Qr(z):=∑s=0rHs(Xm)zr−s,Rr(z):=∑k=1mck,rzm−k,Q_r(z):=\sum_{s=0}^{r}\mathcal{H}_s(X_m)z^{r-s}, \qquad R_r(z):=\sum_{k=1}^{m}c_{k,r}z^{m-k},

with

ck,r:=−∑j=0k−1ajHk+r−j(Xm),k∈{1,…,m}.(6)c_{k,r}:=-\sum_{j=0}^{k-1}a_j\mathcal{H}_{k+r-j}(X_m), \qquad k\in\{1,\ldots,m\}. \tag*{(6)}

In particular, for any given r∈N0r\in\mathbb{N}_0 and s∈Cs\in\mathbb{C}, the polynomial P(z)\mathcal{P}(z) divides zm+r−sz^{m+r}-s if and only if

∑j=0k−1ajHk+r−j(Xm)={0,if k∈{1,…,m−1},s,if k=m.\sum_{j=0}^{k-1}a_j\mathcal{H}_{k+r-j}(X_m)= \begin{cases} 0, & \text{if } k\in\{1,\ldots,m-1\},\\ s, & \text{if } k=m. \end{cases}

Remark 1.1. By taking s=0s=0 we see that P(z)\mathcal{P}(z) divides zm+rz^{m+r} if and only if ck,r=0c_{k,r}=0 for every k∈{1,…,m}k\in\{1,\ldots,m\}. In other words, if the roots multiset XmX_m of P(z)\mathcal{P}(z) is such that supp⁡Xm≠{0}\operatorname{supp}X_m\ne\{0\}, then for every r∈N0r\in\mathbb{N}_0 there exists k∈{1,…,m}k\in\{1,\ldots,m\} such that

∑j=0k−1ajHk+r−j(Xm)=∑j=0k−1(−1)jEj(Xm)Hk+r−j(Xm)≠0.\sum_{j=0}^{k-1}a_j\mathcal{H}_{k+r-j}(X_m)=\sum_{j=0}^{k-1}(-1)^j\mathcal{E}_j(X_m)\mathcal{H}_{k+r-j}(X_m)\ne0.

This should be compared to the standard identity (1.3).

A criterion for Kronecker polynomials

A monic polynomial with integer coefficients is a Kronecker polynomial if all its zeros belong to the closed unit disk. A classical theorem of Kronecker shows that every nonzero root of such a polynomial is in fact a root of unity [10]. Consequently, if K(z)\mathcal{K}(z) is a Kronecker polynomial, then it admits a factorization of the form

K(z)=zr∏j∈KΦj(z)bj,(7)\mathcal{K}(z)=z^r\prod_{j\in K}\Phi_j(z)^{b_j}, \tag*{(7)}

where K⊂NK\subset\mathbb{N} is finite, r∈N0r\in\mathbb{N}_0, bj∈Nb_j\in\mathbb{N}, and Φj(z)\Phi_j(z) is the cyclotomic polynomial of index jj. Conversely, every polynomial of the form (1.7) is a Kronecker polynomial.

Recall that the cyclotomic polynomial of index n∈Nn \in\mathbb{N} is defined as

Φn(z):=∏1≤s≤ngcd⁡(s,n)=1(z−e2πis/n)\Phi_n(z) := \prod_{\substack{1 \le s \le n \\ \gcd(s,n)=1}} \left(z-e^{2\pi i s/n}\right)

with deg⁡Φn(z)=φ(n):=∣{s∈N:1≤s≤n and gcd⁡(s,n)=1}∣\deg\Phi_n(z)=\varphi(n):=\lvert\{s\in\mathbb{N}:1\le s\le n\text{ and }\gcd(s,n)=1\}\rvert, the Euler totient function. It is well known that its coefficients belong to Z\mathbb{Z}, it is irreducible over Q\mathbb{Q}, and zn−1=∏d∣nΦd(z)z^n-1=\prod_{d\mid n}\Phi_d(z). We refer the reader to [8] §13.6 and also to the survey papers [14, 17] for an overview of these polynomials.

The following proposition characterizes Kronecker polynomials whose roots are nonzero. It is used to derive the criterion of Theorem 1.6 below. In §3 we include a proof of such a proposition.

Proposition 1.5. Let K(z)\mathcal{K}(z) be a monic polynomial with integer coefficients such that K(0)≠0\mathcal{K}(0)\ne0. The following properties are equivalent:

(a) K(z)\mathcal{K}(z) is a Kronecker polynomial.

(b) K(z)\mathcal{K}(z) divides K(zt)\mathcal{K}(z^t) for some integer t>1t>1.

(c) K(z)\mathcal{K}(z) divides (zN−1)s(z^N-1)^s for some integers N>1N>1 and s≥1s\ge1.

Remark 1.2. Ayache, Echi, and Naimi introduced in [1] the more restrictive class of absolutely Kronecker polynomials characterized by the condition that P(z)\mathcal{P}(z) divides P(zt)\mathcal{P}(z^t) in C[z]\mathbb{C}[z] for every t∈Nt\in\mathbb{N}.

Here we can combine Proposition 1.5 with the divisibility criteria given by Corollary 1.3 to obtain the following result, which we prove in §3.

Theorem 1.6. Let K(z)=∑j=0najzn−j\mathcal{K}(z)=\sum_{j=0}^{n}a_jz^{n-j} be a monic polynomial of degree n∈Nn\in\mathbb{N} with integer coefficients and an=K(0)≠0a_n=\mathcal{K}(0)\ne0. Define

F0:=1andFk:=∑s=1k(−1)s∑j1+⋯+js=kji∈Naj1⋯ajswhen k∈N.F_0:=1 \quad\text{and}\quad F_k:=\sum_{s=1}^{k}(-1)^s\sum_{\substack{j_1+\cdots+j_s=k\\j_i\in\mathbb{N}}}a_{j_1}\cdots a_{j_s}\quad\text{when }k\in\mathbb{N}.

The following properties are equivalent:

(a) K(z)\mathcal{K}(z) is a Kronecker polynomial.

(b) There exists an integer t>1t>1 such that

∑j=0⌊k/t⌋ajHk−tj(Xn)=0,(t−1)n<k≤tn.(8)\sum_{j=0}^{\lfloor k/t\rfloor}a_jH_{k-tj}(X_n)=0,\qquad(t-1)n<k\le tn. \tag*{(8)}

where XnX_n is the roots multiset of K(z)\mathcal{K}(z).

(c) There exists an integer t>1t>1 such that

∑j=0⌊k/t⌋ajFk−tj=0,when (t−1)n<k≤tn.(9)\sum_{j=0}^{\lfloor k/t\rfloor}a_jF_{k-tj}=0,\qquad\text{when }(t-1)n<k\le tn. \tag*{(9)}

Applications to polynomials with restricted coefficients

Given a polynomial P(z)P(z) with integer coefficients and a finite set D⊂ZD \subset\mathbb{Z}, a question to ask is whether P(z)P(z) divides a nonzero polynomial whose coefficients belong to DD. Here are some cases of particular interest:

  • D={0,1}D = \{0,1\} and constant term 1 (Newman polynomials)

  • D={−1,1}D = \{-1,1\} (Littlewood polynomials)

  • D={−1,0,1}D = \{-1,0,1\} and nonzero constant term (Borwein polynomials)

A major issue is to determine whether such multiples exist and, when they do, to find their smallest possible degree. These questions have been studied in connection with polynomials of small height, Mahler measure, Pisot and Salem numbers, and finite-state algorithms; see [3], and also [4, 7], the recent [9] and the references therein.

By applying Corollary 1.3 we easily obtain the next divisibility criterion which yields explicit conditions for the existence of multiples of P(z)P(z) with coefficients in a prescribed finite set of integers. Indeed, after recalling the definition of FjF_j given in Theorem 1.6, it suffices to observe that the divisibility of P(z)P(z) by the polynomial

∑j=0NbjzN−j\sum_{j=0}^{N} b_j z^{N-j}

with b0:=1b_0 := 1, is equivalent to (1.10) below. Thus, we get immediately the following criterion.

Theorem 1.7. Let P(z)=∑j=0majzm−jP(z) = \sum_{j=0}^{m} a_j z^{m-j} be a monic polynomial of degree m∈Nm \in\mathbb{N}, with integer coefficients and roots multiset XmX_m.

The polynomial P(z)P(z) has a multiple of degree N≥mN \ge m, with coefficients in a finite set D⊂ZD \subset\mathbb{Z}, if and only if there exist b1,…,bN∈Db_1, \ldots, b_N \in D such that

∑j=0kbk−jHj(Xm)=0,when N−m<k≤N,(10)\sum_{j=0}^{k} b_{k-j} \mathcal{H}_j(X_m) = 0,\quad\text{when } N-m < k \le N, \tag*{(10)}

where we have set b0:=1b_0 := 1.

In view of Proposition 2.5, all the equations (10) can be written in terms of the coefficients of P(z)P(z).

By taking D={0,1}D = \{0,1\}, {−1,1}\{-1,1\}, or {−1,0,1}\{-1,0,1\} in the previous theorem, we obtain a characterization of the existence of Newman, Littlewood, or Borwein multiples, respectively, with the additional requirement bN=1b_N = 1 in the Newman case and bN≠0b_N \ne0 in the Borwein one.

Plainly, such a characterization consists of a finite system of linear equations with solutions in a preassigned set D⊂ZD \subset\mathbb{Z}. Consequently, the minimum-degree problem can be formulated as finding the smallest N≥mN \ge m for which (1.10) admits solutions in DD. This formulation might help in computational investigations of Newman, Littlewood, and Borwein multiples.

It is proved in [7 Proposition 13] that every product of cyclotomic polynomials has a Littlewood multiple. Since a Littlewood polynomial is a Borwein polynomial, the existence of a Borwein multiple of a product of cyclotomic polynomials is not new. However, here we present the following property

Proposition 1.8. If P(z)=∏ℓ=1kΦjℓ(z)dℓP(z)=\prod_{\ell=1}^{k}\Phi_{j_\ell}(z)^{d_\ell}, where the indices jℓj_\ell are distinct and dℓ∈Nd_\ell\in\mathbb{N}, then P(z)P(z) divides a Borwein polynomial of the form

B(z):=∏s=1n(zNs−1),B(z):=\prod_{s=1}^{n}\left(z^{N_s}-1\right),

where n:=max⁡1≤ℓ≤kdℓn:=\max_{1\leq\ell\leq k}d_\ell and N1,…,Nn∈NN_1,\ldots,N_n\in\mathbb{N} satisfy N1=lcm⁡(d1⋯dk)N_1=\operatorname{lcm}(d_1\cdots d_k) if s=1s=1 and

Ns>∑i=1s−1Ni,when 2≤s≤n.(11)N_s>\sum_{i=1}^{s-1}N_i,\quad\text{when }2\leq s\leq n. \tag*{(11)}

This proposition and Proposition 1.5 immediately yield the following

Corollary 1.9. Every Kronecker polynomial K(z)K(z), with K(0)≠0K(0)\ne0, has a Borwein multiple

The proofs of the aforementioned results are given in § 4. For such proofs we need some old and new properties of the symmetric polynomials Hm\mathcal{H}_m and Em\mathcal{E}_m which are collected in the next section.

Old and new identities for symmetric polynomials

Generating functions

For z⃗=(z1,…,zn)∈Cn\vec{z}=(z_1,\ldots,z_n)\in\mathbb{C}^n, the generating functions of Hm\mathcal{H}_m and Em\mathcal{E}_m are

H(t;z⃗):=∏j=1n(1−tzj)−1=∑m=0∞Hm(z⃗)tm(12)H(t;\vec{z}):=\prod_{j=1}^{n}(1-tz_j)^{-1}=\sum_{m=0}^{\infty}\mathcal{H}_m(\vec{z})t^m \tag*{(12)}

and

E(t;z⃗):=∏j=1n(1+tzj)=∑m=0nEm(z⃗)tm,(13)E(t;\vec{z}):=\prod_{j=1}^{n}(1+tz_j)=\sum_{m=0}^{n}\mathcal{E}_m(\vec{z})t^m, \tag*{(13)}

respectively. We regard (12) as an identity of formal power series.

As before, if YnY_n is the multiset of the components of y⃗\vec{y}, then we write H(t;Yn)=H(t;y⃗)H(t;Y_n)=H(t;\vec{y}) and E(t;Yn)=E(t;y⃗)E(t;Y_n)=E(t;\vec{y}).

In view of (12) and (13), one has

Hm(z⃗)=1m!dmdtmH(t;z⃗)∣t=0,Em(z⃗)=1m!dmdtmE(t;z⃗)∣t=0,(14)\mathcal{H}_m(\vec{z})=\frac{1}{m!}\frac{\mathrm{d}^m}{\mathrm{d}t^m}H(t;\vec{z})\bigg|_{t=0},\qquad\mathcal{E}_m(\vec{z})=\frac{1}{m!}\frac{\mathrm{d}^m}{\mathrm{d}t^m}E(t;\vec{z})\bigg|_{t=0}, \tag*{(14)}

for every m≥0m\geq0. Though the first formula differentiation is understood formally, the usual product and chain rules remain valid [16]. Moreover,

E(−t;z⃗)H(t;z⃗)=H(−t;z⃗)E(t;z⃗)=1.(15)E(-t;\vec{z})H(t;\vec{z})=H(-t;\vec{z})E(t;\vec{z})=1. \tag*{(15)}

The properties of the generating functions given in Propositions 2.1 and 2.2 below are well known, but we provide their short proofs for convenience.

The first property relates these generating functions to a polynomial with prescribed roots multiset.

Proposition 2.1. Let P(z)=∑j=0majzm−jP(z)=\sum_{j=0}^{m}a_jz^{m-j}, with a0≠0a_0\ne0, be a complex polynomial with roots multiset XmX_m. Then

tmP(t−1)=a0E(−t;Xm),t^mP(t^{-1})=a_0E(-t;X_m),

and consequently

tmP(t−1)H(t;Xm)=a0.t^mP(t^{-1})H(t;X_m)=a_0.

Proof. The factorization P(z)=a0∏x∈Xm(z−x)P(z)=a_0\prod_{x\in X_m}(z-x) yields

tmP(t−1)=a0∏x∈Xm(1−tx)=a0E(−t;Xm).t^mP(t^{-1})=a_0\prod_{x\in X_m}(1-tx)=a_0E(-t;X_m).

The second identity follows from (15). □

The next proposition extends the identity (15).

Proposition 2.2. Let x⃗=(x0,…,xk−1)∈Ck\vec{x}=(x_0,\ldots,x_{k-1})\in\mathbb{C}^{k}, y⃗=(y0,…,yn−1)∈Cn\vec{y}=(y_0,\ldots,y_{n-1})\in\mathbb{C}^{n}, and denote (x⃗,y⃗)=(x0,…,xk−1,y0,…,yn−1)(\vec{x},\vec{y})=(x_0,\ldots,x_{k-1},y_0,\ldots,y_{n-1}). The following identities of formal power series hold:

H(t;x⃗)=E(−t;y⃗)H(t;x⃗,y⃗),E(t;x⃗)=H(−t;y⃗)E(t;x⃗,y⃗).H(t;\vec{x})=E(-t;\vec{y})H(t;\vec{x},\vec{y}),\qquad E(t;\vec{x})=H(-t;\vec{y})E(t;\vec{x},\vec{y}).

Proof. Since

H(t;x⃗,y⃗)=H(t;x⃗)H(t;y⃗),E(t;x⃗,y⃗)=E(t;x⃗)E(t;y⃗),H(t;\vec{x},\vec{y})=H(t;\vec{x})H(t;\vec{y}),\qquad E(t;\vec{x},\vec{y})=E(t;\vec{x})E(t;\vec{y}),

the claimed identities follow immediately by multiplying the first equation by E(−t;y⃗)E(-t;\vec{y}), the second one by H(−t;y⃗)H(-t;\vec{y}), and using (15). □

Convolution identities

The identities in the next proposition can be found in [12 Chapter I, §5, Example 25(a), p. 92.]. See also [13 Th. 1.1].

Proposition 2.3. Let m∈N0m\in\mathbb{N}_0 and v⃗1∈Cd1,…,v⃗n∈Cdn\vec{v}_1\in\mathbb{C}^{d_1},\ldots,\vec{v}_n\in\mathbb{C}^{d_n}. We have that

Hm(v⃗1,…,v⃗n)=∑m1+⋯+mn=mmi≥0Hm1(v⃗1)⋯Hmn(v⃗n).\mathcal{H}_m(\vec{v}_1,\ldots,\vec{v}_n)=\sum_{\substack{m_1+\cdots+m_n=m\\m_i\ge0}}\mathcal{H}_{m_1}(\vec{v}_1)\cdots\mathcal{H}_{m_n}(\vec{v}_n).
Em(v⃗1,…,v⃗n)=∑m1+⋯+mn=mmi≥0Em1(v⃗1)⋯Emn(v⃗n).\mathcal{E}_m(\vec{v}_1,\ldots,\vec{v}_n)=\sum_{\substack{m_1+\cdots+m_n=m\\m_i\ge0}}\mathcal{E}_{m_1}(\vec{v}_1)\cdots\mathcal{E}_{m_n}(\vec{v}_n).

In the proof of Corollary 1.3 we apply the following identities for Hm\mathcal{H}_m and Em\mathcal{E}_m. They follow easily by comparing coefficients of tmt^m in the formal power series after using (2.1), (2.2), and Proposition 2.2.

Proposition 2.4. Let m∈N0m\in\mathbb{N}_0. For all x⃗∈Ck\vec{x}\in\mathbb{C}^{k}, y⃗∈Cn\vec{y}\in\mathbb{C}^{n} we have that

Hm(x⃗)=∑j=0m(−1)jEj(y⃗)Hm−j(x⃗,y⃗),\mathcal{H}_m(\vec{x})=\sum_{j=0}^{m}(-1)^j\mathcal{E}_j(\vec{y})\mathcal{H}_{m-j}(\vec{x},\vec{y}),
Em(x⃗)=∑j=0m(−1)m−jHm−j(y⃗)Ej(x⃗,y⃗).\mathcal{E}_m(\vec{x})=\sum_{j=0}^{m}(-1)^{m-j}\mathcal{H}_{m-j}(\vec{y})\mathcal{E}_j(\vec{x},\vec{y}).

Both identities in Proposition 2.4 are special cases of the classical formulas for the symmetric functions of a difference of alphabets (finite multisets of variables). Writing hm(X)=Hm(x⃗)h_m(X)=\mathcal{H}_m(\vec{x}) and em(X)=Em(x⃗)e_m(X)=\mathcal{E}_m(\vec{x}) for the alphabet X={x1,…,xk}X=\{x_1,\ldots,x_k\}, these formulas read

hm(X−Y)=∑j=0m(−1)jej(Y)hm−j(X),h_m(X-Y)=\sum_{j=0}^{m}(-1)^j e_j(Y)h_{m-j}(X),
em(X−Y)=∑j=0m(−1)m−jhm−j(Y)ej(X)e_m(X-Y)=\sum_{j=0}^{m}(-1)^{m-j}h_{m-j}(Y)e_j(X)

and Proposition 2.4 follows by replacing XX with the alphabet X⊔Y={x1,…,xk,y1,…,yn}X\sqcup Y=\{x_1,\ldots,x_k,y_1,\ldots,y_n\}. For more details, see e.g. [11, 19].

Note also that Proposition 2.4 can be equivalently reformulated in terms of multisets as follows. Let J⊑YJ\sqsubseteq Y, with 1≤∣J∣≤∣Y∣1\leq|J|\leq|Y|, and let J˘\breve{J} be the complement multiset of JJ with respect to YY. For every m∈N0m\in\mathbb{N}_0 one has

Hm(J)=∑j=0m(−1)jEj(J˘)Hm−j(Y),\mathcal{H}_m(J)=\sum_{j=0}^{m}(-1)^j\mathcal{E}_j(\breve{J})\mathcal{H}_{m-j}(Y),
Em(J)=∑j=0m(−1)m−jHm−j(J˘)Ej(Y).\mathcal{E}_m(J)=\sum_{j=0}^{m}(-1)^{m-j}\mathcal{H}_{m-j}(\breve{J})\mathcal{E}_j(Y).

Applying the latter formula with JJ and its complement J˘\breve{J} interchanged gives

Em(J˘)=∑j=0m(−1)jHj(J)Em−j(Y),\mathcal{E}_m(\breve{J})=\sum_{j=0}^{m}(-1)^j\mathcal{H}_j(J)\mathcal{E}_{m-j}(Y),

yielding in particular ∑j=0m(−1)jHj(J)Em−j(Y)=0\sum_{j=0}^{m}(-1)^j\mathcal{H}_j(J)\mathcal{E}_{m-j}(Y)=0 if m>∣Y∣−∣J∣m>|Y|-|J|. This reduces to the standard identity (1.3) when J=YJ=Y.

Expressing Hm\mathcal{H}_m in terms of Ek\mathcal{E}_k

In the proof of Corollary 1.3 we apply the following property, which is a special case of a theorem by Gauss (see [2 §2.2.15]).

Proposition 2.5. For every m∈Nm\in\mathbb{N} and z⃗∈Cn\vec{z}\in\mathbb{C}^n one has

Hm(z⃗)=∑k=1m(−1)m−k∑m1+⋯+mk=m1≤mi≤nEm1(z⃗)⋯Emk(z⃗)(16)\mathcal{H}_m(\vec{z})=\sum_{k=1}^{m}(-1)^{m-k}\sum_{\substack{m_1+\cdots+m_k=m\\1\leq m_i\leq n}}\mathcal{E}_{m_1}(\vec{z})\cdots\mathcal{E}_{m_k}(\vec{z}) \tag*{(16)}
=∑α⃗∈N0nw(α⃗)=m(−1)m−Σ(α⃗)(Σ(α⃗)α1,…,αn)∏j=1nEj(z⃗)αj.(17)=\sum_{\substack{\vec{\alpha}\in\mathbb{N}_0^n\\w(\vec{\alpha})=m}}(-1)^{m-\Sigma(\vec{\alpha})}\binom{\Sigma(\vec{\alpha})}{\alpha_1,\ldots,\alpha_n}\prod_{j=1}^{n}\mathcal{E}_j(\vec{z})^{\alpha_j}. \tag*{(17)}

where

Σ(α⃗):=∑j=1nαj,w(α⃗):=∑j=1njαj.\Sigma(\vec{\alpha}) := \sum_{j=1}^{n} \alpha_j,\qquad\mathrm{w}(\vec{\alpha}) := \sum_{j=1}^{n} j\alpha_j.

This proposition shows that if the Ej(z⃗)∈Z\mathcal{E}_j(\vec{z}) \in\mathbb{Z} for all j=0,…,nj=0,\ldots,n, then also Hm(z⃗)∈Z\mathcal{H}_m(\vec{z}) \in\mathbb{Z} for all m∈N0m \in\mathbb{N}_0.

For the proof of Proposition 2.5 we need the multinomial theorem, which states that [15 §1.2]

(x1+…+xn)k=∑α⃗:=(α1,…,αn)∈N0nΣ(α⃗)=k(kα1,…,αn)x1α1⋯xnαn(x_1+\ldots+x_n)^k = \sum_{\substack{\vec{\alpha}:=(\alpha_1,\ldots,\alpha_n)\in\mathbb{N}_0^n\\ \Sigma(\vec{\alpha})=k}} \binom{k}{\alpha_1,\ldots,\alpha_n}x_1^{\alpha_1}\cdots x_n^{\alpha_n}

for any x1,…,xn∈Cx_1,\ldots,x_n \in\mathbb{C}, k∈N0k \in\mathbb{N}_0. Let us recall also the generalized Leibniz formula

dmdtm∏j=1kfj(t)=∑m1+⋯+mk=mmi∈N0(mm1,…,mn)∏j=1kdmjdtmjfj(t).\frac{\mathrm{d}^m}{\mathrm{d}t^m}\prod_{j=1}^{k}f_j(t) = \sum_{\substack{m_1+\cdots+m_k=m\\m_i\in\mathbb{N}_0}} \binom{m}{m_1,\ldots,m_n} \prod_{j=1}^{k}\frac{\mathrm{d}^{m_j}}{\mathrm{d}t^{m_j}}f_j(t).

Proof of Proposition 2.5. Clearly, both identities (16) and (17) are trivially true when m=0m=0. Thus, we assume that m∈Nm \in\mathbb{N}. By using (12) and (13), we write

H(t;z⃗)=E(−t;z⃗)−1=(∑j=0n(−1)jEj(z⃗)tj)−1=11−(E1t−E2t2+⋯+tn(−1)n−1En):=11−Fn(t;z⃗).\begin{aligned} \mathcal{H}(t;\vec{z})&=\mathcal{E}(-t;\vec{z})^{-1} =\left(\sum_{j=0}^{n}(-1)^j\mathcal{E}_j(\vec{z})t^j\right)^{-1}\\ &=\frac{1}{1-\left(\mathcal{E}_1t-\mathcal{E}_2t^2+\cdots+t^n(-1)^{n-1}\mathcal{E}_n\right)} :=\frac{1}{1-F_n(t;\vec{z})}. \end{aligned}

where we have let

Ej:=Ej(z⃗)andFn(t;z⃗):=E1t−E2t2+⋯+(−1)n−1tnEn,\mathcal{E}_j:=\mathcal{E}_j(\vec{z})\qquad\text{and}\qquad F_n(t;\vec{z}):=\mathcal{E}_1t-\mathcal{E}_2t^2+\cdots+(-1)^{n-1}t^n\mathcal{E}_n,

for brevity. Thus, expanding as a formal power series gives

H(t;z⃗)=∑k=0∞Fn(t;z⃗)k,\mathcal{H}(t;\vec{z})=\sum_{k=0}^{\infty}F_n(t;\vec{z})^k,

so that (14) yields Hm(z⃗)=1m!∑k=0∞dmdtmFn(t;z⃗)k∣t=0\mathcal{H}_m(\vec{z})=\frac{1}{m!}\left.\sum_{k=0}^{\infty}\frac{\mathrm{d}^m}{\mathrm{d}t^m}F_n(t;\vec{z})^k\right|_{t=0}.

Now, observe that Fn(0)(0;z⃗):=Fn(0;z⃗)=0F_n^{(0)}(0;\vec{z}):=F_n(0;\vec{z})=0 and

Fn(m)(0;z⃗):=dmdtmFn(t;z⃗)∣t=0={m!(−1)m+1Em(z⃗),if 1≤m≤n,0,otherwise.F_n^{(m)}(0;\vec{z}):=\left.\frac{\mathrm{d}^m}{\mathrm{d}t^m}F_n(t;\vec{z})\right|_{t=0} = \begin{cases} m!(-1)^{m+1}\mathcal{E}_m(\vec{z}), & \text{if }1\le m\le n,\\ 0, & \text{otherwise.} \end{cases}

Therefore, by applying the generalized Leibnitz formula we see that

dmdtmFn(t;z⃗)k∣t=0=m!∑m1+⋯+mk=m1≤mi≤nFn(m1)(0;z⃗)⋯Fn(mk)(0;z⃗)m1!⋯mk!=(−1)m+km!∑m1+⋯+mk=m1≤mi≤nEm1(z⃗)⋯Emk(z⃗).\begin{aligned} \left.\frac{\mathrm{d}^{m}}{\mathrm{d}t^{m}}F_n(t;\vec{z})^k\right|_{t=0}=m!\sum_{\substack{m_1+\cdots+m_k=m\\1\leq m_i\leq n}}\frac{F_n^{(m_1)}(0;\vec{z})\cdots F_n^{(m_k)}(0;\vec{z})}{m_1!\cdots m_k!} \\ &=(-1)^{m+k}m!\sum_{\substack{m_1+\cdots+m_k=m\\1\leq m_i\leq n}}\mathcal{E}_{m_1}(\vec{z})\cdots\mathcal{E}_{m_k}(\vec{z}). \end{aligned}

Since m1+⋯+mk=mm_1+\cdots+m_k=m can hold with mi∈Nm_i\in\mathbb{N} only when 1≤k≤m1\leq k\leq m, the previous series reduces to a finite sum as

Hm(z⃗)=1m!∑k=1mdmdtmFn(t;z⃗)k∣t=0=∑k=1m(−1)m+k∑m1+⋯+mk=m1≤mi≤nEm1(z⃗)⋯Emk(z⃗),(18)\begin{aligned} \mathcal{H}_m(\vec{z})=\frac{1}{m!}\sum_{k=1}^{m}\left.\frac{\mathrm{d}^{m}}{\mathrm{d}t^{m}}F_n(t;\vec{z})^k\right|_{t=0} \\ &=\sum_{k=1}^{m}(-1)^{m+k}\sum_{\substack{m_1+\cdots+m_k=m\\1\leq m_i\leq n}}\mathcal{E}_{m_1}(\vec{z})\cdots\mathcal{E}_{m_k}(\vec{z}), \tag*{(18)} \end{aligned}

which is (16).

In order to prove (17), first note that the multinomial theorem yields

Fn(t;z⃗)k:=(−1)k(E1(−t)+E2(−t)2+⋯+(−t)nEn)k=(−1)k∑α⃗∈N0nΣ(α⃗)=k(kα1,…,αn)∏j=1nEj(z⃗)αj(−t)w(α⃗).\begin{aligned} F_n(t;\vec{z})^k:=(-1)^k\left(\mathcal{E}_1(-t)+\mathcal{E}_2(-t)^2+\cdots+(-t)^n\mathcal{E}_n\right)^k \\ &=(-1)^k\sum_{\substack{\vec{\alpha}\in\mathbb{N}_0^n\\\Sigma(\vec{\alpha})=k}}\binom{k}{\alpha_1,\ldots,\alpha_n}\prod_{j=1}^{n}\mathcal{E}_j(\vec{z})^{\alpha_j}(-t)^{w(\vec{\alpha})}. \end{aligned}

Since for any α⃗∈N0n\vec{\alpha}\in\mathbb{N}_0^n one has

dmdtm(−t)w(α⃗)={(−1)w(α⃗)w(α⃗)!(w(α⃗)−m)!tw(α⃗)−m,if 1≤m≤w(α⃗),0,otherwise,\frac{\mathrm{d}^{m}}{\mathrm{d}t^{m}}(-t)^{w(\vec{\alpha})}= \begin{cases} (-1)^{w(\vec{\alpha})}\dfrac{w(\vec{\alpha})!}{(w(\vec{\alpha})-m)!}t^{w(\vec{\alpha})-m}, & \text{if }1\leq m\leq w(\vec{\alpha}),\\ 0, & \text{otherwise}, \end{cases}

from (18) we see that

Hm(z⃗)=(−1)m∑k=1m(−1)k∑α⃗∈N0nΣ(α⃗)=k, w(α⃗)=m(kα1,…,αn)∏j=1nEj(z⃗)αj.\mathcal{H}_m(\vec{z})=(-1)^m\sum_{k=1}^{m}(-1)^k\sum_{\substack{\vec{\alpha}\in\mathbb{N}_0^n\\\Sigma(\vec{\alpha})=k,\ w(\vec{\alpha})=m}}\binom{k}{\alpha_1,\ldots,\alpha_n}\prod_{j=1}^{n}\mathcal{E}_j(\vec{z})^{\alpha_j}.

Hence, this reduces to (17) because Σ(α⃗)≤w(α⃗)\Sigma(\vec{\alpha})\leq w(\vec{\alpha}) for any α⃗∈N0n\vec{\alpha}\in\mathbb{N}_0^n, so that there exists exactly one value k=Σ(α⃗)∈{1,…,m}k=\Sigma(\vec{\alpha})\in\{1,\ldots,m\} such that w(α⃗)=mw(\vec{\alpha})=m. The proposition is proved. □

Remark 2.1. From (18) we obtain the following coefficient formula: if XmX_m is the roots multiset of the complex polynomial P(z)=∑j=0majzm−j\mathcal{P}(z)=\sum_{j=0}^{m}a_jz^{m-j}, then

Hn(Xm)=1n!∑k=1ndndtn(1−a0−1tmP(t−1))k∣t=0.\mathcal{H}_n(X_m)=\frac{1}{n!}\sum_{k=1}^{n}\left.\frac{\mathrm{d}^{n}}{\mathrm{d}t^{n}}\left(1-a_0^{-1}t^m\mathcal{P}(t^{-1})\right)^k\right|_{t=0}.

Indeed, by using the Vieta formulas (1) we see that

1−a0−1tmP(t−1)=1−a0−1∑j=0majtj=E1(Xm)t−E2(Xm)t2+⋯+(−1)m−1tmEm(Xm)=Fm(t;Xm),1-a_0^{-1}t^m\mathcal{P}(t^{-1})=1-a_0^{-1}\sum_{j=0}^{m}a_jt^j =\mathcal{E}_1(X_m)t-\mathcal{E}_2(X_m)t^2+\cdots+(-1)^{m-1}t^m\mathcal{E}_m(X_m) =\mathcal{F}_m(t;X_m),

where Fm(t;Xm)\mathcal{F}_m(t;X_m) is defined as in the proof of Proposition 2.5. Hence, the claimed identity for Hn(Xm)\mathcal{H}_n(X_m) follows immediately from (18).

Proofs of the results

Proof of Theorem 1.1. Since P(z)=a0∏x∈Xm(z−x)\mathcal{P}(z)=a_0\prod_{x\in X_m}(z-x), it is plain that (a) and (b) are equivalent. In order to prove the equivalence of (b) and (c), let us set

A(t):=tmP(t−1)=∑j=0majtj,B(t):=tnQn(t−1)=∏y∈Jn(1−yt).\mathcal{A}(t):=t^m\mathcal{P}(t^{-1})=\sum_{j=0}^{m}a_jt^j,\qquad \mathcal{B}(t):=t^n\mathcal{Q}_n(t^{-1})=\prod_{y\in J_n}(1-yt).

In view of Proposition 2.1, we can write

R(t):=A(t)B(t)=tm−nP(t−1)Qn(t−1)=(∑j=0majtj)(∑r=0∞Hr(Jn)tr)=∑k=0∞cktk,\mathcal{R}(t):=\frac{\mathcal{A}(t)}{\mathcal{B}(t)} =t^{m-n}\frac{\mathcal{P}(t^{-1})}{\mathcal{Q}_n(t^{-1})} =\left(\sum_{j=0}^{m}a_jt^j\right)\left(\sum_{r=0}^{\infty}\mathcal{H}_r(J_n)t^r\right) =\sum_{k=0}^{\infty}c_kt^k,

where ck:=∑s=0min⁡(k,m)asHk−s(Jn)c_k:=\sum_{s=0}^{\min(k,m)}a_s\mathcal{H}_{k-s}(J_n) for every k≥0k\ge0.

Now, if (b) holds, then P(z)=Qn(z)S(z)\mathcal{P}(z)=\mathcal{Q}_n(z)S(z) for some polynomial S(z)S(z) of degree m−nm-n, so that R(t)=tm−nS(t−1)\mathcal{R}(t)=t^{m-n}S(t^{-1}) is a polynomial of degree at most m−nm-n. Consequently, ck=0c_k=0 for every k>m−nk>m-n, yielding (c).

Conversely, assume that (c) holds true, i.e.,

ck=0for every k∈{m−n+1,…,m}.c_k=0\quad\text{for every }k\in\{m-n+1,\ldots,m\}.

Since B(0)=1\mathcal{B}(0)=1, we can set B(t)=1+b1t+⋯+bntn\mathcal{B}(t)=1+b_1t+\cdots+b_nt^n and compare the coefficients in B(t)R(t)=A(t)\mathcal{B}(t)\mathcal{R}(t)=\mathcal{A}(t). For every integer k>mk>m we have that

ck+b1ck−1+⋯+bnck−n=0c_k+b_1c_{k-1}+\cdots+b_nc_{k-n}=0

because the degree of A(t)\mathcal{A}(t) is at most mm. In particular, for k=m+1k=m+1 this is

cm+1+b1cm+⋯+bncm−n+1=0,c_{m+1}+b_1c_m+\cdots+b_nc_{m-n+1}=0,

yielding cm+1=0c_{m+1}=0 because cm=cm−1=⋯=cm−n+1=0c_m=c_{m-1}=\cdots=c_{m-n+1}=0 by hypothesis. Thus, we can proceed by induction to show that ck=0c_k=0 for every k>mk>m. Together with the hypothesis (c), this implies that

R(t)=∑k=0m−ncktk.\mathcal{R}(t)=\sum_{k=0}^{m-n}c_kt^k.

Since P(z)Qn(z)=zm−nR(z−1)\frac{P(z)}{Q_n(z)}=z^{m-n}R(z^{-1}), we can finally write

P(z)=Qn(z)∑k=0m−nckzm−n−k,P(z)=Q_n(z)\sum_{k=0}^{m-n}c_kz^{m-n-k},

yielding (b). □

Proof of Corollary 1.2. It is plain that if G(z)G(z) divides Ph,s(z)P_{h,s}(z) for every s∈{0,1,…,h−1}s\in\{0,1,\ldots,h-1\}, then G(z)G(z) divides P(z)P(z). Conversely, assume that P(z)=G(z)T(z)P(z)=G(z)T(z) for some complex polynomial T(z)T(z). Thus, we can write

P(z)=∑s=0h−1zsPh,s(zh)=∑s=0h−1zsG(zh)Th,s(zh),P(z)=\sum_{s=0}^{h-1}z^sP_{h,s}(z^h)=\sum_{s=0}^{h-1}z^sG(z^h)T_{h,s}(z^h),

where Th,s(z)T_{h,s}(z) is defined in an analogous way as Ph,s(z)P_{h,s}(z) in (1.5). Hence, the polynomial

F(z):=∑s=0h−1(Ph,s(zh)−G(zh)Th,s(zh))zsF(z):=\sum_{s=0}^{h-1}\left(P_{h,s}(z^h)-G(z^h)T_{h,s}(z^h)\right)z^s

is identically zero on C\mathbb{C}, i.e., all its coefficients are equal to zero. Now, note that Ph,s(zh)−G(zh)Th,s(zh)P_{h,s}(z^h)-G(z^h)T_{h,s}(z^h) is a polynomial in zhz^h involving disjoint sets of powers of zz for distinct values of s∈{0,1,…,h−1}s\in\{0,1,\ldots,h-1\}. Indeed, it suffices to observe that if 0≤s,s′<h0\leq s,s'<h and j,j′≥0j,j'\geq0, then s+jh=s′+j′hs+jh=s'+j'h if and only if s=s′s=s' and j=j′j=j'. Thus, being F(z)F(z) the zero polynomial, we must conclude that

Ph,s(zh)=G(zh)Th,s(zh)for every s∈{0,1,…,h−1},P_{h,s}(z^h)=G(z^h)T_{h,s}(z^h)\quad\text{for every }s\in\{0,1,\ldots,h-1\},

showing that G(z)G(z) divides Ps(z)P_s(z) for every s=0,…,h−1s=0,\ldots,h-1, as required. □

Proof of Corollary 1.3. Let JnJ_n be the roots multiset of QQ, so that Ej(Jn)=(−1)jbj\mathcal{E}_j(J_n)=(-1)^jb_j by the Vieta formulas (1.1). Thus, by using Proposition 2.5 we have that

Hℓ(Jn)=∑s=1ℓ(−1)s∑ℓ1+⋯+ℓs=ℓ1≤ℓi≤nbℓ1⋯bℓs=∑α⃗∈Nnw(α⃗)=ℓ(−1)Σ(α⃗)(Σ(α⃗)α1,…,αn)∏j=1nbjαj.\begin{aligned} \mathcal{H}_{\ell}(J_n)=\sum_{s=1}^{\ell}(-1)^s\sum_{\substack{\ell_1+\cdots+\ell_s=\ell\\1\leq\ell_i\leq n}}b_{\ell_1}\cdots b_{\ell_s} \\ &=\sum_{\substack{\vec{\alpha}\in\mathbb{N}^n\\w(\vec{\alpha})=\ell}}(-1)^{\Sigma(\vec{\alpha})}\binom{\Sigma(\vec{\alpha})}{\alpha_1,\ldots,\alpha_n}\prod_{j=1}^{n}b_j^{\alpha_j}. \end{aligned}

Hence, the claimed formulas follow from Theorem 1.1 for Q(z)Q(z) divides P(z)P(z) if and only if

∑ℓ=0kak−ℓHℓ(Jn)=0\sum_{\ell=0}^{k}a_{k-\ell}\mathcal{H}_{\ell}(J_n)=0

for every k∈{m−n+1,…,m}k\in\{m-n+1,\ldots,m\}. □

Proof of Proposition 1.4. Set

A(t):=tmP(t−1)=∑j=0majtjandSr(t):=∑s=0rHs(Xm)ts.\mathcal{A}(t) := t^m\mathcal{P}(t^{-1}) = \sum_{j=0}^{m} a_j t^j \quad\text{and} \quad S_r(t) := \sum_{s=0}^{r} \mathcal{H}_s(X_m)t^s.

By using Proposition 2.1 we write

A(t)H(t;Xm)=A(t)(Sr(t)+∑s=r+1∞Hs(Xm)ts)=1,\mathcal{A}(t)H(t;X_m)=\mathcal{A}(t)\left(S_r(t)+\sum_{s=r+1}^{\infty}\mathcal{H}_s(X_m)t^s\right)=1,

so that A(t)Sr(t)=1−A(t)∑s=r+1∞Hs(Xm)ts\mathcal{A}(t)S_r(t)=1-\mathcal{A}(t)\sum_{s=r+1}^{\infty}\mathcal{H}_s(X_m)t^s. Now, after noticing that A(t)Sr(t)\mathcal{A}(t)S_r(t) has degree r+mr+m, we infer

A(t)∑s=r+1∞Hs(Xm)ts=∑k=r+1∞tk∑j=0maj∑s=r+1s+j=k∞Hs(Xm)=∑k=r+1r+mtk∑j=0maj∑s=r+1s+j=k∞Hs(Xm)=∑k=1mtk+r∑j=0maj∑s=r+1s+j=k+r∞Hs(Xm).\begin{aligned} \mathcal{A}(t)\sum_{s=r+1}^{\infty}\mathcal{H}_s(X_m)t^s =\sum_{k=r+1}^{\infty}t^k\sum_{j=0}^{m}a_j\sum_{\substack{s=r+1\\s+j=k}}^{\infty}\mathcal{H}_s(X_m) \\ &=\sum_{k=r+1}^{r+m}t^k\sum_{j=0}^{m}a_j\sum_{\substack{s=r+1\\s+j=k}}^{\infty}\mathcal{H}_s(X_m) \\ &=\sum_{k=1}^{m}t^{k+r}\sum_{j=0}^{m}a_j\sum_{\substack{s=r+1\\s+j=k+r}}^{\infty}\mathcal{H}_s(X_m). \end{aligned}

Since the conditions s≥r+1s\ge r+1 and s+j=k+rs+j=k+r imply that j≤k−1j\le k-1, one has

A(t)Sr(t)=1−A(t)∑s=r+1∞Hs(Xm)ts=1+∑k=1mck,rtk+r\mathcal{A}(t)S_r(t)=1-\mathcal{A}(t)\sum_{s=r+1}^{\infty}\mathcal{H}_s(X_m)t^s=1+\sum_{k=1}^{m}c_{k,r}t^{k+r}

with

ck,r:=−∑j=0k−1ajHk+r−j(Xm),k∈{1,…,m}c_{k,r}:=-\sum_{j=0}^{k-1}a_j\mathcal{H}_{k+r-j}(X_m),\qquad k\in\{1,\ldots,m\}

as in (6). Substituting t=z−1t=z^{-1} and multiplying by zm+rz^{m+r}, the previous identity gives

P(z)Qr(z)=zm+r+∑k=1mck,rzm−k,\mathcal{P}(z)Q_r(z)=z^{m+r}+\sum_{k=1}^{m}c_{k,r}z^{m-k},

as claimed.

Now, let us take s∈Cs\in\mathbb{C} fixed and write

zm+r−s=P(z)Qr(z)−(Rr(z)+s),z^{m+r}-s=\mathcal{P}(z)Q_r(z)-(\mathcal{R}_r(z)+s),

where plainly deg⁡(Rr+s)<m\deg(\mathcal{R}_r+s)<m. Thus, we see that P(z)\mathcal{P}(z) divides zm+r−sz^{m+r}-s if and only if Rr(z)=−s\mathcal{R}_r(z)=-s. In view of (6), this is equivalent to saying that cm,r=−sc_{m,r}=-s and ck,r=0c_{k,r}=0 when 1≤k<m1\le k<m. □

Proof of Proposition 1.5. (a)⇒(b): suppose that K(z)\mathcal{K}(z) is a Kronecker polynomial. Since K(0)≠0\mathcal{K}(0)\ne0, by Kronecker’s theorem we deduce that all the roots of K(z)\mathcal{K}(z) are roots of unity. Assume first that all these roots are simple and let NN be a common multiple of their orders. If t>1t>1 is such that t≡1(modN)t \equiv1 \pmod{N}, then αt=α\alpha^t=\alpha for every root α\alpha of K(z)\mathcal{K}(z). Thus, we deduce that α\alpha is also a root of K(zt)\mathcal{K}(z^t). Consequently, K(z)\mathcal{K}(z) divides K(zt)\mathcal{K}(z^t) because its roots are simple.

Now, assume that α1,α2,…,αs\alpha_1,\alpha_2,\ldots,\alpha_s are the roots of K(z)\mathcal{K}(z) which are not simple, let d1,d2,…,ds≥2d_1,d_2,\ldots,d_s\ge2 be their respective multiplicity. Since all the roots of the polynomial

Q(z):=K(z)(z−α1)d1−1⋯(z−αs)ds−1Q(z):=\frac{\mathcal{K}(z)}{(z-\alpha_1)^{d_1-1}\cdots(z-\alpha_s)^{d_s-1}}

are roots of unity and simple, by the first part of the proof it follows that Q(z)Q(z) divides Q(zt)Q(z^t), where tt is defined as before. Further, (z−αj)dj−1(z-\alpha_j)^{d_j-1} divides (zt−αj)dj−1(z^t-\alpha_j)^{d_j-1} for αj\alpha_j is a root of zt−αjz^t-\alpha_j by definition of tt. Thus, we conclude that K(z)=Q(z)(z−α1)d1−1⋯(z−αs)ds−1\mathcal{K}(z)=Q(z)(z-\alpha_1)^{d_1-1}\cdots(z-\alpha_s)^{d_s-1} divides K(zt)=Q(zt)(zt−α1)d1−1⋯(zt−αs)ds−1\mathcal{K}(z^t)=Q(z^t)(z^t-\alpha_1)^{d_1-1}\cdots(z^t-\alpha_s)^{d_s-1}, as claimed.

(b)⇒\Rightarrow(a): assume that there exists an integer t>1t>1 such that K(z)\mathcal{K}(z) divides K(zt)\mathcal{K}(z^t). This implies that if α\alpha is a root of K(z)\mathcal{K}(z), then so is αt\alpha^t. Further, it must be α≠0\alpha\ne0 by the hypothesis K(0)≠0\mathcal{K}(0)\ne0. Thus, we can iterate this argument and conclude that α,αt,αt2,…\alpha,\alpha^t,\alpha^{t^2},\ldots are roots of K(z)\mathcal{K}(z). Since there are only finitely many distinct roots, it must be αtr=αts\alpha^{t^r}=\alpha^{t^s} for some distinct integers r,s∈N0r,s\in\mathbb{N}_0, implying that α\alpha is a root of unity. Hence, K(z)\mathcal{K}(z) is a Kronecker polynomial.

(a)⇒\Rightarrow(c): if K(z)\mathcal{K}(z) is a Kronecker polynomial, then it admits a representation as (7), with r=0r=0 for K(0)≠0\mathcal{K}(0)\ne0, namely

K(z)=∏j∈KΦj(z)bj\mathcal{K}(z)=\prod_{j\in K}\Phi_j(z)^{b_j}

where K⊂NK\subset\mathbb{N} is finite and bj∈Nb_j\in\mathbb{N}. Note that if α\alpha is a root of K(z)\mathcal{K}(z), then αj=1\alpha^j=1 for some j∈Kj\in K. Therefore, denoting by NN the least common multiple of the integers jbjjb_j, with j∈Kj\in K, we deduce that all the roots of K(z)\mathcal{K}(z) are roots of zN−1z^N-1.

Since all the roots of any cyclotomic polynomial are simple, we deduce that the multiplicity of any root of K(z)\mathcal{K}(z) is not greater than NN, so that K(z)\mathcal{K}(z) must divide (zN−1)s(z^N-1)^s for some s∈Ns\in\mathbb{N}.

(c)⇒\Rightarrow(a): assume that there exist s∈Ns\in\mathbb{N} and an integer N>1N>1 such that K(z)\mathcal{K}(z) divides (zN−1)s(z^N-1)^s. Thus, if α\alpha is a root of K(z)\mathcal{K}(z), then it must be αN=1\alpha^N=1, i.e., α\alpha is a root of unity. Hence, K(z)\mathcal{K}(z) is a Kronecker polynomial. □\square

Proof of Theorem 1.6. (a)⇔\Leftrightarrow(b): by Proposition 1.5, K(z)\mathcal{K}(z) is a Kronecker polynomial if and only if K(z)\mathcal{K}(z) divides K(zt)\mathcal{K}(z^t) for some integer t>1t>1. Thus, we can apply Theorem 1.1 by taking Qn(z)=K(z)Q_n(z)=\mathcal{K}(z) and

P(z):=K(zt)=∑r=0tnbrztn−r,\mathcal{P}(z):=\mathcal{K}(z^t)=\sum_{r=0}^{tn}b_r z^{tn-r},

with

br:={aj,if r=tj for some j∈{0,1,…,n},0,otherwise.b_r := \begin{cases} a_j, & \text{if } r=tj \text{ for some } j \in\{0,1,\ldots,n\},\\ 0, & \text{otherwise.} \end{cases}

We deduce that the divisibility of K(zt)\mathcal{K}(z^t) by K(z)\mathcal{K}(z) is equivalent to

0=∑r=0kbrHk−r(Xn)=∑j=0⌊k/t⌋ajHk−tj(Xn)0=\sum_{r=0}^{k} b_r\mathcal{H}_{k-r}(X_n)=\sum_{j=0}^{\lfloor k/t\rfloor}a_j\mathcal{H}_{k-tj}(X_n)

for every k∈{(t−1)n+1,…,tn}k\in\{(t-1)n+1,\ldots,tn\}, yielding (1.8).

(b)⇔\Leftrightarrow(c): first, note that H0(Xn)=F0=1\mathcal{H}_0(X_n)=F_0=1. Then, let us apply Proposition 2.5 and (1.1) to see that

Hk(Xn)=∑s=1k(−1)k−s∑k1+⋯+ks=kki∈NEk1(Xn)⋯Eks(Xn)=∑s=1k(−1)s∑k1+⋯+ks=kki∈Nak1⋯aks=Fk\begin{aligned} \mathcal{H}_k(X_n)=\sum_{s=1}^{k}(-1)^{k-s}\sum_{\substack{k_1+\cdots+k_s=k\\k_i\in\mathbb{N}}}\mathcal{E}_{k_1}(X_n)\cdots\mathcal{E}_{k_s}(X_n) \\ &=\sum_{s=1}^{k}(-1)^s\sum_{\substack{k_1+\cdots+k_s=k\\k_i\in\mathbb{N}}}a_{k_1}\cdots a_{k_s}=F_k \end{aligned}

for every k∈Nk\in\mathbb{N}. Hence, (1.8) and (1.9) are equivalent. □

Proof of Proposition 1.8. For any given s∈{1,…,n}s\in\{1,\ldots,n\} we define

Ps(z):=∏ℓ:dℓ≥sΦjℓ(z).\mathcal{P}_s(z):=\prod_{\ell:d_\ell\ge s}\Phi_{j_\ell}(z).

Notice that P(α)=0\mathcal{P}(\alpha)=0 if and only if there exists a unique ℓ∈{1,…,k}\ell\in\{1,\ldots,k\} such that Φjℓ(α)=0\Phi_{j_\ell}(\alpha)=0. Further, if this is the case, then dℓd_\ell is the multiplicity of α\alpha as a root of P(z)\mathcal{P}(z) and Ps(α)=0\mathcal{P}_s(\alpha)=0 for every s∈{1,…,dℓ}s\in\{1,\ldots,d_\ell\}. Thus, dℓd_\ell is also the multiplicity of α\alpha as a root of P1(z)⋯Pn(z)\mathcal{P}_1(z)\cdots\mathcal{P}_n(z), so that it must be

P(z)=P1(z)⋯Pn(z).\mathcal{P}(z)=\mathcal{P}_1(z)\cdots\mathcal{P}_n(z).

Since for every given s∈{1,…,n}s\in\{1,\ldots,n\} one has that Ps(z)\mathcal{P}_s(z) divides zLs−1z^{L_s}-1, where Ls:=lcm⁡{jℓ:dℓ≥s}L_s:=\operatorname{lcm}\{j_\ell:d_\ell\ge s\}, we choose N1=L1N_1=L_1 and Ns∈NN_s\in\mathbb{N} as a multiple of LsL_s when 2≤s≤n2\le s\le n and such that (1.11) is satisfied. Hence, we conclude that P(z)\mathcal{P}(z) divides B(z)\mathcal{B}(z), as claimed.

In order to see that B(z)\mathcal{B}(z) is a Borwein polynomial, first let us write

B(z)=∑S⊂{1,…,n}(−1)n−∣S∣zkS,where kS:={∑s∈SNs,if S≠∅,0,otherwise.\mathcal{B}(z)=\sum_{S\subset\{1,\ldots,n\}}(-1)^{n-|S|}z^{k_S},\qquad\text{where }k_S:=\begin{cases} \sum_{s\in S}N_s, & \text{if }S\ne\varnothing,\\ 0, & \text{otherwise.} \end{cases}

Then, observe that the inequalities (1.11) ensure that distinct subsets SS of {1,…,n}\{1,\ldots,n\} give distinct exponents kSk_S. Hence, all coefficients of B(z)\mathcal{B}(z) belong to {−1,0,1}\{-1,0,1\}. Moreover, B(0)=(−1)n≠0\mathcal{B}(0)=(-1)^n\ne0, as required. □

Laura De Carli, Department of Mathematics, Florida International University, Miami, FL 33199, USA.

Email address: [email protected]

Maurizio Laporta, Dipartimento di Matematica e Applicazioni, Università degli Studi di Napoli ”Federico II”, 80126 Napoli, Italy

Email address: [email protected]

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