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Linear Response in the PT\mathcal{PT}-Broken Phase: Conductivity of Fermions with Complex Conjugate Masses

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Abstract

We examine the linear response of the \PT-broken phase of a BRST invariant model whose fermion masses form the complex conjugate pair m±=N±iavm_{\pm}=N\pm iav. It splits into two channels, kept apart by an exact Z2\mathbb{Z}_{2}, and one Euclidean correlator decides both. In the diagonal channel it oscillates in Euclidean time, so that channel admits no positive-norm realization: we exhibit a test function of negative norm and close every repair, the choice of boundary value among them. In the mixed channel the same correlator is completely monotone, which proves the spectral density positive; there we obtain the vacuum conductivity in closed form, with a real threshold at ω=2Nω=2N, and positivity survives at finite temperature below a bound whose onset we give exactly. The longitudinal density of that channel is negative by the square of the mass splitting; an antisymmetric derivative removes it, and the resulting field-strength composite has a positive one-particle space and a causal commutator — at the level of the two-point function only, since a four-point reflection form on the original composite comes out negative. The positive realization is therefore not a sector of the fermion model.

Introduction

Hamiltonians that are not self-adjoint in the Dirac sense may still organize a consistent spectrum when an antilinear symmetry is present, and the dividing line between the two regimes of such a symmetry is sharp. In the unbroken regime the eigenvalues are real, a positive definite metric exists and the evolution is unitary with respect to it [8, 9, 10, 12]. In the broken regime the eigenvalues appear in complex conjugate pairs, no positive definite metric exists, and the discussion usually stops there: for a finite dimensional system the broken phase is the end of the line, two complex eigenvalues and no spectrum left to speak of. Our interest is in what happens to that statement in a quantum field theory, where a conjugate pair of elementary excitations still admits a two-particle sector, and where composite operators built out of such constituents are known to possess real Källén–Lehmann representations [15, 17, 18] — a pattern first met in the indefinite-metric sector of Lee and Wick [13] and later in the infrared of confining gauge theories, where the Gribov–Zwanziger gluon propagator factorizes into the ii-particles of complex mass ±iγ2\pm i\gamma^2 [15, 16].

In a recent work [1] we have constructed a model in which this question can be posed concretely. The field content is two fermions ψ\psi and χ\chi, two Abelian gauge fields aμa_\mu and a^μ\hat{a}_\mu and one complex scalar ϕ\phi, the dynamics being fixed by a BRST symmetry, and the two Yukawa couplings aa and bb enter the fermion mass matrix only through the product abab, so that the model comes with a one-parameter family whose eigenvalues are real for ab>0ab>0 and complex conjugate for ab<0ab<0. The tuning a=−ba=-b studied there therefore sits on the broken side of an exceptional point located at ab=0ab=0, a fact we make explicit in the next section because it is the reason the model was built. The central computation of [1] established that the one-loop fermion contribution to ⟨ϕ†(p)ϕ(−p)⟩\langle\phi^\dagger(p)\phi(-p)\rangle stays real for real external momentum below (m+m∗)2=4N2(m+m^*)^2=4N^2, the thresholds of the equal-mass pairs having been displaced into the complex p2p^2 plane while the mixed pair, whose constituent masses add up to the real number 2N2N, opens a cut on the real axis across which the boundary values are exchanged by complex conjugation. The positivity of the associated spectral density was left open there.

However, a scalar two-point function is not the quantity an experiment would address, and the model has a feature that invites a sharper question. One combination of its two Abelian gauge fields remains massless after the scalar acquires its expectation value, so that the model has a well-defined notion of an external electromagnetic probe and of the current it drives. Our aim in the present work is to answer what the conductivity of such a medium looks like, both as a function of frequency and, what turns out to be the more revealing question, as a function of time; and to use the vector channel, where the Dirac algebra is simpler and the residues are positive definite, to settle the question of positivity that the scalar channel left open.

Our strategy is to compute the current-current correlator at one loop in the basis that diagonalizes the mass matrix, keeping the temperature and the chemical potential finite from the start, and to follow which pairs of complex masses enter each channel. The fact that the two conserved combinations of the original currents organize themselves, in that basis, one as a diagonal and the other as a mixed bilinear, is what separates the analysis into two problems with opposite analytic structures, and it is the origin of every result reported below. At this point we make a brief interruption to state that the thermal part of the calculation requires the Fermi–Dirac occupation numbers to be evaluated at complex energies, a step whose validity is not a matter of taste and which we therefore establish rather than assume; the discussion occupies Section IV and underlies the positivity bound of § 2.

In the next section we fix the notation, exhibit the exceptional point of the family, the decomposition of the currents, the indefinite metric of the broken phase and the exact Z2\mathbb{Z}_2 which keeps the two channels apart. In Section III we compute the polarization at finite temperature and density, and in Section IV we establish the exactness of the thermal continuation together with its one obstruction. § 1.4 and VI treat the unbroken and the broken channel respectively, Section VII obtains the response kernel in time, and § 2 contains the positivity results. Section IX applies the Osterwalder–Schrader criterion in the Euclidean region, where it settles both channels without any choice of boundary value, and § 2.2 treats the longitudinal part of the mixed channel and the field-strength composite that removes it. The conclusions gather the results and indicate what we believe should be examined next. Four appendices collect the Dirac algebra, the dispersion relation of the complex-mass excitations, the reading of the channel separation in terms of the balance of the cuts, and the covariant vacuum computation of the two spectral densities.

The family, its exceptional point, and the two current channels

The one-parameter family

We begin with the usual definitions. After the spontaneous breaking the fermionic mass matrix of the model of [1] reads, in the (ψ,χ)(\psi,\chi) basis,

M(a,b)=(NavbvN),m±=N±vab,(1)M(a,b)=\begin{pmatrix} N & av \\ bv & N \end{pmatrix}, \qquad m_{\pm}=N\pm v\sqrt{ab}, \tag*{(1)}

with aa and bb the two real Yukawa couplings and vv the scalar expectation value. The eigenvalues depend on the couplings through the product alone, and the family therefore separates into three regimes. For ab>0ab>0 the two masses are real and the matrix is diagonalizable by a similarity transformation that preserves a positive definite form; this is the Hermitian alternative, the case a=ba=b of [1]. For ab<0ab<0 the masses form a complex conjugate pair, which is the case a=−ba=-b,

m=N+iav,m∗=N−iav.(2)m=N+iav,\qquad m^{*}=N-iav. \tag*{(2)}

Between the two lies ab=0ab=0, where m+=m−=Nm_{+}=m_{-}=N and the matrix fails to be diagonalizable: M−N1M-N\mathbf{1} has rank one, so that MM becomes a Jordan block. This is the exceptional point of the family, and the degeneracy

it carries is not the ordinary one. In fact, at b=0b=0 the quadratic fermionic operator is triangular,

M_{\mathrm{fermi}}(k)=\begin{pmatrix}\slashed{k}-N & -av \\ 0 & \slashed{k}-N\end{pmatrix}, \tag*{(3)}

and the off-diagonal entry of its inverse is

G(\psi\overline{\chi})=\frac{av}{(\slashed{k}-N)^2}=av\frac{(\slashed{k}+N)^2}{(k^2-N^2)^2}, \tag*{(4)}

a double pole. Put in another way, the exceptional point of the family is a dipole field, the non-diagonalizability of the mass matrix appearing in the propagator as a pole of second order. Dipole structures of this kind are familiar from the Gribov–Zwanziger horizon and from the BRST doublets of algebraic renormalization [15, 23], where they carry zero norm and no positive spectral weight, and Section IIC establishes that this is exactly what happens here: the state that survives the collision has zero norm under every admissible metric. In the sequence of this work we remain on the broken side, a=−ba=-b, and the exceptional point enters as the boundary of the regime and as the place where the metric degenerates.

The biorthogonal basis and the currents

Since MM is not Hermitian its right and left eigenvectors do not coincide, and the fields and their conjugates must be expanded on the corresponding biorthogonal pair,

ψ=12(Ψm+Ψm∗),χ=i2(Ψm−Ψm∗),\psi=\frac{1}{\sqrt{2}}(\Psi_m+\Psi_{m^*}),\qquad\chi=\frac{i}{\sqrt{2}}(\Psi_m-\Psi_{m^*}),
ψ‾=12(Ψ‾m+Ψ‾m∗),χ‾=−i2(Ψ‾m−Ψ‾m∗),(5)\overline{\psi}=\frac{1}{\sqrt{2}}(\overline{\Psi}_m+\overline{\Psi}_{m^*}),\qquad\overline{\chi}=-\frac{i}{\sqrt{2}}(\overline{\Psi}_m-\overline{\Psi}_{m^*}), \tag*{(5)}

so that the quadratic form becomes diagonal and Ψm,Ψm∗\Psi_m,\Psi_{m^*} describe Dirac fermions of mass mm and m∗m^* respectively, with the propagators

G(\Psi_m\overline{\Psi}_m)=\frac{i}{\slashed{k}-m},\qquad G(\Psi_{m^*}\overline{\Psi}_{m^*})=\frac{i}{\slashed{k}-m^*}, \tag*{(6)}

the mixed components vanishing.

The gauge couplings of the model are carried by the two covariant derivatives, so that the interaction reads e aμψ‾γμψ−e a^μχ‾γμχe\,a_\mu\overline{\psi}\gamma^\mu\psi-e\,\widehat{a}_\mu\overline{\chi}\gamma^\mu\chi. In terms of the combinations Aμ=aμ+a^μA_\mu=a_\mu+\widehat{a}_\mu and Bμ=aμ−a^μB_\mu=a_\mu-\widehat{a}_\mu, of which the first acquires the mass e2v2e^2v^2 from the scalar expectation value while the second remains massless, this is

e2[Aμ(Jψμ−Jχμ)+Bμ(Jψμ+Jχμ)],(7)\frac{e}{2}\left[A_\mu\left(J_\psi^\mu-J_\chi^\mu\right)+B_\mu\left(J_\psi^\mu+J_\chi^\mu\right)\right], \tag*{(7)}

with Jψμ=ψ‾γμψJ_\psi^\mu=\overline{\psi}\gamma^\mu\psi and Jχμ=χ‾γμχJ_\chi^\mu=\overline{\chi}\gamma^\mu\chi. Since ϕ\phi carries the same charge under both groups, it is AμA_\mu which is broken and BμB_\mu which stays massless, so that BμB_\mu is the field to be identified with the external electromagnetic probe and JB=Jψ+JχJ_B=J_\psi+J_\chi with the current it drives.

It is at this point that the biorthogonal expansion (5) produces the separation on which everything else rests. Inserting it into the two conserved combinations one finds

JBμ=Ψ‾mγμΨm+Ψ‾m∗γμΨm∗,JAμ=Ψ‾mγμΨm∗+Ψ‾m∗γμΨm.(8)\begin{aligned} J_B^\mu&= \overline{\Psi}_m\gamma^\mu\Psi_m+\overline{\Psi}_{m^*}\gamma^\mu\Psi_{m^*},\\ J_A^\mu&= \overline{\Psi}_m\gamma^\mu\Psi_{m^*}+\overline{\Psi}_{m^*}\gamma^\mu\Psi_m. \tag*{(8)} \end{aligned}

The current of the unbroken U(1)U(1) is diagonal in the mass basis and its two-point function receives contributions from the equal-mass pairs (m,m)(m,m) and (m∗,m∗)(m^*,m^*) only, while the current of the broken U(1)U(1) is the vector counterpart of the composite operator Ψ‾+Ψ−\overline{\Psi}_+\Psi_- studied in [1], and its two-point function is built out of the mixed pair (m,m∗)(m,m^*). In fact, the divergence of the diagonal current vanishes on the equations of motion, whereas that of the mixed one is proportional to m−m∗m-m^* and is absorbed by the would-be Goldstone mode, which is the expected statement of the Higgs mechanism in this language.

The metric of the broken phase

Before computing anything we construct the metric of the broken phase, which anticipates the two results of § 1.4 and VI and explains them. No positive definite metric exists, since a pseudo-Hermitian Hamiltonian admits one if and only if its spectrum is real [10, 11]. What does exist is an indefinite η\eta with ηHη−1=H†\eta H\eta^{-1}=H^\dagger, and in the present model it is remarkably simple, the non-Hermiticity sitting entirely in a discrete flavor structure. At the level of the mass matrix (1) with a=−ba=-b one has, in the flavor basis (ψ,χ)(\psi,\chi),

η=(100−1),ηMη−1=M†,(9)\eta=\begin{pmatrix}1&0\\0&-1\end{pmatrix},\qquad\eta M\eta^{-1}=M^\dagger, \tag*{(9)}

Hermitian, with eigenvalues ±1\pm1, so that the metric is nothing but the relative sign between the fermion and its oppositely charged partner.

It is instructive to follow the metric along the whole family (1) and not only at a=−ba=-b. For real couplings and b≠0b\ne0 the condition ηMη−1=M†\eta M\eta^{-1}=M^\dagger is solved by

η=(100a/b),(10)\eta=\begin{pmatrix}1&0\\0&a/b\end{pmatrix}, \tag*{(10)}

which is positive definite for ab>0ab>0, reduces to the identity at a=ba=b, is indefinite for ab<0ab<0, where it returns (9), and diverges as b→0b\to0. The exceptional point is therefore the place at which the metric ceases to exist, as it must. What survives there is sharper than a limit: at b=0b=0 the general Hermitian solution of ηM=M†η\eta M=M^\dagger\eta is

η=(0qqr),q,r∈R,(11)\eta=\begin{pmatrix}0&q\\q&r\end{pmatrix},\qquad q,r\in\mathbb{R}, \tag*{(11)}

so that η11\eta_{11} vanishes identically and the single eigenvector u=(1,0)u=(1,0) which survives the collision has zero norm under every admissible metric. The vanishing norms of (14) are thus not a peculiarity of the broken side. They are already present at the exceptional point, where the two zero-norm modes of the broken phase have merged into one, and it is the dipole propagator (4) that carries the property in the field theory, a double pole admitting no positive Källén–Lehmann weight. Positive norms exist only on the Hermitian side ab>0ab>0. Returning to the broken phase, the metric (9) is a discrete flavor transformation, and is therefore implemented on the Fock space by the χ\chi-number parity,

η=(−1)Nχ,Nχ=∫d3x χ†χ,(12)\eta=(-1)^{N_\chi},\qquad N_\chi=\int d^3x\,\chi^\dagger\chi, \tag*{(12)}

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